Who holds ticker verified against the SEC company list on 2026-09-10 — a reviewed name-and-class mapping row, never an inferred symbol. how tickers are mapped ↗

CATERPILLAR INC · COM · quarter ended 2026-03-31 · 44 members disclosed CAT ↗

13F filers reporting this class for the quarter ended 2026-03-31; 1–500 of 3,147 holders are listed, largest first: 3,147
sum of the reported values across every holder; NULL values are excluded, never zero-filled: $213B
holders whose share count rose or who opened the position (new + add), by shares: 1,363
holders absent this quarter after holding last quarter — inferred from absence, not a sale record: 186

Holders — quarter ended 2026-03-31

ranked by reported value · Δ shares vs 2025-12-31 · kind by shares

13F holders of CAT ranked by reported value
#	Filer	Reported value	Shares	Δ shares	Change
1	BlackRock, Inc.	$26.3B	37,169,433	+960,658	ADD
2	STATE STREET CORP	$24.7B	34,880,604	−507,946	TRIM
3	VANGUARD CAPITAL MANAGEMENT LLC	$21.4B	30,234,453	—	NO PRIOR
4	STATE FARM MUTUAL AUTOMOBILE INSURANCE CO	$10.3B	14,564,726	−2,866,464	TRIM
5	VANGUARD PORTFOLIO MANAGEMENT LLC	$8.3B	11,705,890	—	NO PRIOR
6	GEODE CAPITAL MANAGEMENT, LLC	$7.9B	11,127,483	+517,301	ADD
7	Fisher Asset Management, LLC	$6.9B	9,775,952	+282,686	ADD
8	MORGAN STANLEY	$5.3B	7,499,662	+424,543	ADD
9	GATES FOUNDATION TRUST	$4.5B	6,353,614	0	NO CHANGE
10	NORTHERN TRUST CORP	$4.0B	5,678,795	−172,481	TRIM
11	BANK OF AMERICA CORP /DE/	$4.0B	5,677,578	−1,061,224	TRIM
12	Invesco Ltd.	$2.7B	3,849,600	+817,934	ADD
13	FMR LLC	$2.7B	3,824,293	−236,810	TRIM
14	Capital World Investors	$2.5B	3,543,940	−465,063	TRIM
15	Capital International Investors	$2.5B	3,459,278	+1,320,369	ADD
16	Bank of New York Mellon Corp	$2.4B	3,448,169	−108,478	TRIM
17	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	$2.4B	3,354,003	+8,628	ADD
18	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	$2.3B	3,267,533	−276,691	TRIM
19	Capital Research Global Investors	$2.3B	3,200,849	+355,642	ADD
20	Legal & General Group Plc	$2.0B	2,772,592	+52,284	ADD
21	DIMENSIONAL FUND ADVISORS LP	$1.9B	2,746,073	−26,228	TRIM
22	VANGUARD FIDUCIARY TRUST CO	$1.9B	2,626,721	—	NO PRIOR
23	Nuveen, LLC	$1.6B	2,310,258	+1,077	ADD
24	ROYAL BANK OF CANADA	$1.6B	2,249,502	−262,544	TRIM
25	Amundi	$1.6B	2,217,637	+503,497	ADD
26	WELLS FARGO & COMPANY/MN	$1.5B	2,048,603	+40,474	ADD
27	BARCLAYS PLC	$1.2B	1,747,581	+599,751	ADD
28	MASSACHUSETTS FINANCIAL SERVICES CO /MA/	$1.1B	1,583,565	−252,359	TRIM
29	VOYA INVESTMENT MANAGEMENT LLC	$1.0B	1,419,616	−6,768	TRIM
30	UBS Group AG	$995M	1,404,577	+124,576	ADD
31	Swiss National Bank	$973M	1,373,420	+89,640	ADD
32	DEUTSCHE BANK AG\	$964M	1,360,881	−89,302	TRIM
33	Mitsubishi UFJ Asset Management Co., Ltd.	$957M	1,351,377	+60,848	ADD
34	Sumitomo Mitsui Trust Group, Inc.	$931M	1,313,890	−38,584	TRIM
35	CITIGROUP INC	$845M	1,193,255	+683,331	ADD
36	Capital Wealth Planning, LLC	$840M	1,186,096	−123,114	TRIM
37	WELLINGTON MANAGEMENT GROUP LLP	$793M	1,118,722	−2,741,180	TRIM
38	LPL Financial LLC	$779M	1,099,268	+76,048	ADD
39	RAYMOND JAMES FINANCIAL INC	$726M	1,026,197	+7,122	ADD
40	Vanguard Global Advisers, LLC	$721M	1,017,138	—	NO PRIOR
41	National Pension Service	$700M	988,716	+988,716	NEW
42	AMERIPRISE FINANCIAL INC	$691M	974,909	−71,640	TRIM
43	FRANKLIN RESOURCES INC	$689M	972,741	+99,021	ADD
44	DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	$651M	918,660	+145,484	ADD
45	HSBC HOLDINGS PLC	$642M	908,491	−1,115,941	TRIM
46	CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	$623M	879,849	+3,361	ADD
47	PRIMECAP MANAGEMENT CO/CA/	$618M	872,260	−7,910	TRIM
48	VANGUARD ASSET MANAGEMENT, Ltd	$528M	745,848	—	NO PRIOR
49	BANK OF MONTREAL /CAN/	$509M	717,839	−39,348	TRIM
50	ALLIANCEBERNSTEIN L.P.	$478M	834,168	−48,895	TRIM
51	PRINCIPAL FINANCIAL GROUP INC	$472M	666,306	+99,847	ADD
52	AMERICAN CENTURY COMPANIES INC	$464M	655,375	+16,683	ADD
53	Bank Julius Baer & Co. Ltd, Zurich	$463M	660,444	+110,565	ADD
54	HighTower Advisors, LLC	$420M	592,391	−40,423	TRIM
55	FIFTH THIRD BANCORP	$419M	591,354	+87,164	ADD
56	TD ASSET MANAGEMENT INC	$415M	585,483	+36,119	ADD
57	STIFEL FINANCIAL CORP	$409M	577,396	−28,086	TRIM
58	NEW YORK STATE COMMON RETIREMENT FUND	$372M	525,604	+126	ADD
59	PRUDENTIAL FINANCIAL INC	$367M	517,958	−2,700	TRIM
60	Aberdeen Group plc	$366M	517,089	+22,593	ADD
61	VICTORY CAPITAL MANAGEMENT INC	$362M	510,512	−109,847	TRIM
62	Corient Private Wealth LLC	$360M	542,772	−616,204	TRIM
63	CANADA PENSION PLAN INVESTMENT BOARD	$352M	497,436	+89,303	ADD
64	SCHRODER INVESTMENT MANAGEMENT GROUP	$351M	494,926	+7,306	ADD
65	CIBC Bancorp USA Inc.	$342M	482,797	—	NO PRIOR
66	US BANCORP \DE\	$340M	479,485	−11,369	TRIM
67	ProShare Advisors LLC	$311M	439,406	−72,454	TRIM
68	MACKENZIE FINANCIAL CORP	$302M	426,884	+81,379	ADD
69	ENVESTNET ASSET MANAGEMENT INC	$300M	423,577	−8,685	TRIM
70	ZACKS INVESTMENT MANAGEMENT	$296M	418,264	−3,650	TRIM
71	AVIVA PLC	$296M	417,301	+11,968	ADD
72	STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM	$289M	407,879	−4,033	TRIM
73	CAISSE DE DEPOT ET PLACEMENT DU QUEBEC	$275M	388,726	−36,123	TRIM
74	ADAGE CAPITAL PARTNERS GP, L.L.C.	$274M	386,804	+2,426	ADD
75	Korea Investment CORP	$265M	374,659	−10,769	TRIM
76	Pictet Asset Management Holding SA	$265M	374,633	+67,342	ADD
77	Creative Planning	$259M	365,769	+9,750	ADD
78	NOMURA ASSET MANAGEMENT CO LTD	$257M	362,810	+49,188	ADD
79	Alphinity Investment Management Pty Ltd	$249M	351,625	−88,621	TRIM
80	Eurizon Capital SGR S.p.A.	$243M	347,052	+36,922	ADD
81	BANK OF NOVA SCOTIA	$242M	341,679	−64,325	TRIM
82	Focus Partners Wealth	$240M	338,031	−57,610	TRIM
83	COMMONWEALTH EQUITY SERVICES, LLC	$234M	329,837	−25,659	TRIM
84	MARKEL GROUP INC.	$233M	328,650	0	NO CHANGE
85	Mariner, LLC	$227M	320,709	−2,213	TRIM
86	Asset Management One Co., Ltd.	$226M	319,517	+30,219	ADD
87	Sumitomo Mitsui DS Asset Management Company, Ltd	$224M	316,234	+8,829	ADD
88	MANUFACTURERS LIFE INSURANCE COMPANY, THE	$223M	315,208	−44,320	TRIM
89	CITADEL ADVISORS LLC	$219M	309,529	−16,526	TRIM
90	Quantinno Capital Management LP	$219M	308,530	+47,865	ADD
91	Baird Financial Group, Inc.	$217M	306,859	+306,859	NEW
92	Cetera Investment Advisers	$210M	295,811	+7,889	ADD
93	OSAIC HOLDINGS, INC.	$209M	295,166	−8,000	TRIM
94	Rockefeller Capital Management L.P.	$208M	294,176	−52,216	TRIM
95	Holocene Advisors, LP	$208M	292,937	+292,937	NEW
96	AGF MANAGEMENT LTD	$202M	285,596	+282,945	ADD
97	NATIONAL BANK OF CANADA /FI/	$199M	280,245	−121,413	TRIM
98	Universal- Beteiligungs- und Servicegesellschaft mbH	$197M	282,491	+15,158	ADD
99	BNP Paribas Asset Management Holding S.A.	$195M	275,591	+54,591	ADD
100	Cerity Partners LLC	$195M	275,414	+4,488	ADD
101	Mitsubishi UFJ Trust & Banking Corp	$190M	268,238	+10,552	ADD
102	NORDEA INVESTMENT MANAGEMENT AB	$188M	273,116	+2,078	ADD
103	AQR CAPITAL MANAGEMENT LLC	$184M	266,964	−19,545	TRIM
104	COMMERCE BANK	$184M	259,482	+48,480	ADD
105	Zurcher Kantonalbank (Zurich Cantonalbank)	$183M	258,026	+258,026	NEW
106	FIL Ltd	$181M	255,705	−45,504	TRIM
107	STATE OF WISCONSIN INVESTMENT BOARD	$180M	253,869	+8,211	ADD
108	ROYAL LONDON ASSET MANAGEMENT LTD	$176M	248,917	−3,192	TRIM
109	Alecta Tjanstepension Omsesidigt	$176M	248,500	0	NO CHANGE
110	KEYBANK NATIONAL ASSOCIATION/OH	$171M	241,629	+4,256	ADD
111	SUSQUEHANNA INTERNATIONAL GROUP, LLP	$171M	241,242	−90,409	TRIM
112	BALYASNY ASSET MANAGEMENT L.P.	$167M	236,149	+29,971	ADD
113	Chevy Chase Trust Holdings, LLC	$165M	233,073	−9,452	TRIM
114	Retirement Systems of Alabama	$165M	232,928	−749	TRIM
115	Ensign Peak Advisors, Inc	$164M	231,444	+52,569	ADD
116	Kestra Advisory Services, LLC	$156M	219,586	+17,496	ADD
117	Vanguard Investments Australia, Ltd.	$154M	218,048	—	NO PRIOR
118	NewEdge Advisors, LLC	$152M	215,064	+215,064	NEW
119	SEI INVESTMENTS CO	$148M	209,230	+34,517	ADD
120	TRUIST FINANCIAL CORP	$148M	209,163	−2,286	TRIM
121	DANSKE BANK A/S	$148M	209,100	+5,041	ADD
122	MENORA MIVTACHIM HOLDINGS LTD.	$147M	207,500	0	NO CHANGE
123	Swedbank AB	$147M	206,903	−6,573	TRIM
124	Allianz Asset Management GmbH	$144M	202,788	+25,210	ADD
125	TWO SIGMA INVESTMENTS, LP	$143M	201,870	+188,670	ADD
126	Tidal Investments LLC	$140M	197,991	−4,616	TRIM
127	1832 Asset Management L.P.	$138M	194,231	+193,286	ADD
128	PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO	$137M	193,151	+97	ADD
129	Swiss Life Asset Management Ltd	$135M	190,983	+12,186	ADD
130	M&T BANK CORP	$133M	187,795	−11,808	TRIM
131	FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND	$133M	187,564	+69,640	ADD
132	TD Waterhouse Canada Inc.	$131M	179,054	+77,989	ADD
133	TEACHER RETIREMENT SYSTEM OF TEXAS	$127M	178,829	+8,211	ADD
134	Sequoia Financial Advisors, LLC	$127M	178,760	+1,519	ADD
135	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	$125M	176,916	−17,970	TRIM
136	Daiwa Securities Group Inc.	$124M	174,585	+3,118	ADD
137	Empower Advisory Group, LLC	$122M	171,890	−80,826	TRIM
138	CREDIT AGRICOLE S A	$121M	170,169	−30,666	TRIM
139	CIBC WORLD MARKET INC.	$119M	168,312	−1,006	TRIM
140	NISA INVESTMENT ADVISORS, LLC	$119M	167,614	−11,623	TRIM
141	State of New Jersey Common Pension Fund D	$114M	160,968	0	NO CHANGE
142	MERCER GLOBAL ADVISORS INC /ADV	$111M	156,746	+211	ADD
143	Midwest Trust Co	$110M	155,806	−6,553	TRIM
144	FIRST TRUST ADVISORS LP	$108M	153,069	−103,684	TRIM
145	Resona Asset Management Co.,Ltd.	$107M	153,506	+2,172	ADD
146	Artisan Partners Limited Partnership	$106M	149,683	+113,204	ADD
147	TORONTO DOMINION BANK	$105M	148,718	−344,972	TRIM
148	Lansforsakringar Fondforvaltning AB (publ)	$105M	147,920	−784	TRIM
149	Polar Capital Holdings Plc	$103M	145,356	+27,741	ADD
150	ATALANTA SOSNOFF CAPITAL, LLC	$101M	142,241	+11,791	ADD
151	ING GROEP NV	$101M	142,046	+75,605	ADD
152	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	$97.4M	137,539	−48,555	TRIM
153	Calamos Advisors LLC	$95.4M	134,683	+38,978	ADD
154	GATEWAY INVESTMENT ADVISERS LLC	$93.6M	132,148	−24,748	TRIM
155	Robeco Institutional Asset Management B.V.	$92.8M	130,991	+85,095	ADD
156	CWM, LLC	$92.3M	130,235	+12,879	ADD
157	Mirae Asset Global Investments Co., Ltd.	$92.1M	130,043	+12,540	ADD
158	JENNISON ASSOCIATES LLC	$92.0M	129,906	+6,970	ADD
159	STATE OF MICHIGAN RETIREMENT SYSTEM	$91.8M	129,572	−900	TRIM
160	Tredje AP-fonden	$91.8M	129,533	+129,533	NEW
161	Arizona State Retirement System	$90.9M	128,252	−4,171	TRIM
162	Sanctuary Advisors, LLC	$90.1M	127,231	+1,064	ADD
163	Czech National Bank	$89.8M	126,719	+3,319	ADD
164	MML INVESTORS SERVICES, LLC	$87.5M	123,525	−25,384	TRIM
165	SEB Asset Management AB	$86.2M	121,707	—	NO PRIOR
166	Connor, Clark & Lunn Investment Management Ltd.	$85.9M	121,318	−61,135	TRIM
167	Banco Santander, S.A.	$85.7M	120,995	+17,254	ADD
168	CIBC Asset Management Inc	$85.7M	120,980	+7,100	ADD
169	Zurich Insurance Group Ltd/FI	$84.9M	119,852	−58,215	TRIM
170	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	$84.7M	173,461	+16,171	ADD
171	BLAIR WILLIAM & CO/IL	$84.0M	118,501	+2,249	ADD
172	Gotham Asset Management, LLC	$83.0M	117,096	−5,377	TRIM
173	Janus Henderson Group Ltd.	$81.8M	115,517	−409	TRIM
174	Clark Capital Management Group, Inc.	$79.6M	112,369	+105,223	ADD
175	MetLife Investment Management, LLC	$78.8M	111,257	−3,598	TRIM
176	PINNACLE ASSOCIATES LTD	$78.7M	111,072	−1,018	TRIM
177	HM PAYSON & CO	$77.4M	109,265	−15,180	TRIM
178	Capital International, Inc./CA/	$76.8M	108,406	+23,790	ADD
179	COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS	$76.8M	108,385	−470	TRIM
180	&PARTNERS	$76.7M	108,243	+8,857	ADD
181	Mediolanum International Funds Ltd	$75.8M	113,532	+13,549	ADD
182	MEYER HANDELMAN CO	$74.0M	104,486	−11,235	TRIM
183	Waverly Advisors, LLC	$73.9M	104,253	+56,087	ADD
184	BRADLEY FOSTER & SARGENT INC/CT	$73.4M	103,659	−3,527	TRIM
185	Paralel Advisors LLC	$70.8M	100,000	0	NO CHANGE
186	RWA WEALTH PARTNERS, LLC	$70.3M	99,266	−10,567	TRIM
187	CAPITOLIS LIQUID GLOBAL MARKETS LLC	$69.9M	98,608	+54,008	ADD
188	MILLENNIUM MANAGEMENT LLC	$69.6M	98,218	−687	TRIM
189	Steward Partners Investment Advisory, LLC	$68.2M	96,200	−7,573	TRIM
190	QRG CAPITAL MANAGEMENT, INC.	$68.0M	95,917	+4,313	ADD
191	Cresset Asset Management, LLC	$67.8M	95,768	+724	ADD
192	Prospera Financial Services Inc	$67.6M	95,444	+6,994	ADD
193	Vest Financial, LLC	$67.6M	95,392	−14,371	TRIM
194	IFM Investors Pty Ltd	$67.4M	95,156	+3,269	ADD
195	Beacon Pointe Advisors, LLC	$66.6M	93,986	+20,444	ADD
196	Clearstead Advisors, LLC	$65.3M	92,194	−8,555	TRIM
197	Woodline Partners LP	$64.6M	91,241	+11,386	ADD
198	Freestone Grove Partners LP	$64.6M	91,164	−67,110	TRIM
199	Mesirow Financial Investment Management, Inc.	$63.7M	89,940	−1,180	TRIM
200	MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.	$62.2M	88,927	+1,928	ADD
201	Qube Research & Technologies Ltd	$62.1M	87,621	+87,621	NEW
202	BROWN ADVISORY INC	$62.0M	87,574	+6,095	ADD
203	XPONANCE LLC	$60.6M	85,474	+10,532	ADD
204	Private Advisor Group, LLC	$59.9M	84,515	+1,241	ADD
205	Allworth Financial LP	$59.8M	84,401	−7,930	TRIM
206	Jefferies Financial Group Inc.	$59.3M	83,728	+73,204	ADD
207	Vontobel Holding Ltd.	$58.9M	83,171	+3,878	ADD
208	Bridgewater Associates, LP	$58.4M	82,502	+20,345	ADD
209	OP Asset Management Ltd	$58.1M	81,960	—	NO PRIOR
210	Vanguard Personalized Indexing Management, LLC	$57.5M	81,130	+4,255	ADD
211	D.A. DAVIDSON & CO.	$56.9M	80,366	−1,956	TRIM
212	TOCQUEVILLE ASSET MANAGEMENT L.P.	$56.4M	79,623	−1,740	TRIM
213	Aptus Capital Advisors, LLC	$55.8M	78,785	−13,840	TRIM
214	Lido Advisors, LLC	$54.9M	77,444	−15,415	TRIM
215	Aware Super Pty Ltd as trustee of Aware Super	$54.3M	76,689	—	NO PRIOR
216	Varma Mutual Pension Insurance Co	$54.1M	76,416	0	NO CHANGE
217	Utah Retirement Systems	$53.3M	75,282	−1,221	TRIM
218	Empowered Funds, LLC	$53.3M	75,281	+75,281	NEW
219	Wealthfront Advisers LLC	$53.0M	74,764	+4,414	ADD
220	PUBLIC SECTOR PENSION INVESTMENT BOARD	$52.9M	74,641	+13,914	ADD
221	Advisors Capital Management, LLC	$51.5M	72,626	−4,250	TRIM
222	COUNTRY TRUST BANK	$51.3M	72,426	−6,484	TRIM
223	OPPENHEIMER & CO INC	$50.7M	71,566	+1,040	ADD
224	HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND	$49.8M	70,224	−81,276	TRIM
225	MARCO INVESTMENT MANAGEMENT LLC	$49.3M	69,625	−1,310	TRIM
226	YOUSIF CAPITAL MANAGEMENT, LLC	$48.9M	69,057	−6,556	TRIM
227	UMB Bank, n.a.	$48.8M	68,895	+4,252	ADD
228	Ausdal Financial Partners, Inc.	$48.2M	68,020	−275	TRIM
229	Glenview Trust Co	$48.1M	67,913	−1,402	TRIM
230	REGIONS FINANCIAL CORP	$47.8M	67,529	+195	ADD
231	NEOS Investment Management LLC	$47.7M	67,383	−27,476	TRIM
232	WORLDQUANT MILLENNIUM ADVISORS LLC	$47.4M	66,882	+40,201	ADD
233	Inspire Investing, LLC	$46.3M	65,386	+18,071	ADD
234	Rakuten Investment Management, Inc.	$46.2M	69,188	+7,605	ADD
235	Pathstone Holdings, LLC	$45.9M	64,753	+958	ADD
236	NEW YORK LIFE INVESTMENT MANAGEMENT LLC	$45.8M	64,619	+472	ADD
237	BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp	$45.7M	64,498	−18,633	TRIM
238	LEVIN CAPITAL STRATEGIES, L.P.	$45.6M	64,400	−10,845	TRIM
239	SCOTIA CAPITAL INC.	$45.6M	64,338	+939	ADD
240	FACTORY MUTUAL INSURANCE CO	$45.4M	64,100	+500	ADD
241	LAZARD ASSET MANAGEMENT LLC	$44.2M	62,361	+43,046	ADD
242	NISSAY ASSET MANAGEMENT CORP /JAPAN	$44.0M	62,119	+968	ADD
243	Federation des caisses Desjardins du Quebec	$43.4M	61,329	+8,305	ADD
244	FIDUCIARY TRUST CO	$43.4M	61,312	−559	TRIM
245	Main Street Research LLC	$43.3M	61,110	+1,551	ADD
246	Brookstone Capital Management	$42.9M	60,620	−411	TRIM
247	Badgley Phelps Wealth Managers, LLC	$42.9M	60,596	−11,001	TRIM
248	OPPENHEIMER ASSET MANAGEMENT INC.	$42.7M	60,276	+1,578	ADD
249	B. Metzler seel. Sohn & Co. AG	$42.6M	60,141	−9,553	TRIM
250	USS Investment Management Ltd	$41.3M	58,354	0	NO CHANGE
251	MAI Capital Management	$41.0M	57,834	+1,120	ADD
252	Pinnacle Financial Partners, Inc.	$40.9M	57,757	+2,507	ADD
253	NICHOLS & PRATT ADVISERS LLP /MA	$40.9M	57,721	−2,671	TRIM
254	Dakota Wealth Management	$40.2M	56,708	−2,882	TRIM
255	Nippon Life Global Investors Americas, Inc.	$40.1M	56,600	−10,660	TRIM
256	ASR Vermogensbeheer N.V.	$40.1M	56,575	+1,002	ADD
257	STEPHENS INC /AR/	$39.9M	56,306	−1,937	TRIM
258	Ethic Inc.	$39.8M	56,155	−3,051	TRIM
259	NorthCrest Asset Manangement, LLC	$39.7M	55,349	−21,143	TRIM
260	Investment Management Corp of Ontario	$39.0M	55,027	+11,172	ADD
261	MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC	$38.8M	54,733	−1,260	TRIM
262	OFI INVEST ASSET MANAGEMENT	$38.7M	62,415	−15,543	TRIM
263	DELTA ASSET MANAGEMENT LLC/TN	$38.6M	54,464	−1,305	TRIM
264	Groupe la Francaise	$38.3M	54,220	+21,185	ADD
265	INTECH INVESTMENT MANAGEMENT LLC	$38.2M	53,865	+27,556	ADD
266	D. E. Shaw & Co., Inc.	$37.8M	53,404	+150	ADD
267	OREGON PUBLIC EMPLOYEES RETIREMENT FUND	$37.8M	53,329	−208	TRIM
268	CONNING INC.	$37.6M	53,028	−4,551	TRIM
269	Union Bancaire Privee, UBP SA	$37.3M	53,048	+422	ADD
270	Temasek Holdings (Private) Ltd	$37.2M	52,553	+25,193	ADD
271	BEACON INVESTMENT ADVISORY SERVICES, INC.	$37.1M	52,336	−4,784	TRIM
272	MACQUARIE GROUP LTD	$36.0M	50,800	−21,594	TRIM
273	Richard C. Young & CO., LTD.	$35.8M	50,515	−292	TRIM
274	Vident Advisory, LLC	$35.8M	50,510	−287	TRIM
275	Minneapolis Portfolio Management Group, LLC	$35.2M	49,754	−19,462	TRIM
276	Willis Investment Counsel	$35.2M	49,686	−30,205	TRIM
277	KCM INVESTMENT ADVISORS LLC	$34.9M	49,275	−344	TRIM
278	Savant Capital, LLC	$34.7M	48,964	+3,494	ADD
279	SALEM INVESTMENT COUNSELORS INC	$34.7M	48,922	−208	TRIM
280	CCM INVESTMENT ADVISERS LLC	$34.6M	48,856	−2,509	TRIM
281	GUGGENHEIM CAPITAL LLC	$34.3M	48,439	−5,488	TRIM
282	Moran Wealth Management, LLC	$33.5M	47,323	−8,307	TRIM
283	Wharton Business Group, LLC	$33.4M	47,079	−1,394	TRIM
284	HB Wealth Management, LLC	$33.2M	46,888	+1,479	ADD
285	Merit Financial Group, LLC	$32.8M	46,270	+3,758	ADD
286	BAR HARBOR WEALTH MANAGEMENT	$32.7M	46,135	−291	TRIM
287	LaFleur & Godfrey LLC	$32.6M	46,081	−1,462	TRIM
288	Generali Asset Management SPA SGR	$32.5M	45,933	−593	TRIM
289	Americana Partners, LLC	$32.1M	45,328	+10,110	ADD
290	American Assets Investment Management, LLC	$31.9M	45,000	0	NO CHANGE
291	DAVENPORT & Co LLC	$31.5M	44,516	−262	TRIM
292	Callahan Advisors, LLC	$31.5M	44,440	−6,429	TRIM
293	UNITED CAPITAL FINANCIAL ADVISORS, LLC	$31.4M	44,369	+44,369	NEW
294	Henshaw Capital LLC	$31.4M	44,335	—	NO PRIOR
295	TruWealth Advisors, LLC	$31.0M	43,814	−412	TRIM
296	CONGRESS ASSET MANAGEMENT CO	$30.6M	43,188	−9,683	TRIM
297	Integrated Advisors Network LLC	$30.2M	42,672	−2,990	TRIM
298	PARK NATIONAL CORP /OH/	$29.5M	41,696	+2,768	ADD
299	GLENMEDE TRUST CO NA	$29.4M	41,490	−3,388	TRIM
300	TEMA ETFS LLC	$29.4M	41,486	+3,265	ADD
301	Baker Avenue Asset Management, LP	$29.4M	41,441	−10,672	TRIM
302	Segment Wealth Management, LLC	$29.3M	41,290	−876	TRIM
303	Summit Trail Advisors, LLC	$29.2M	41,247	−160	TRIM
304	BENJAMIN EDWARDS INC	$29.1M	41,059	−1,297	TRIM
305	FIRST NATIONAL TRUST CO	$29.0M	40,983	−2,465	TRIM
306	Harvest Portfolios Group Inc.	$29.0M	40,901	−4,937	TRIM
307	Stillwater Capital Advisors, LLC	$28.9M	40,858	−692	TRIM
308	NOESIS CAPITAL MANGEMENT CORP	$28.9M	40,816	−426	TRIM
309	BLI - Banque de Luxembourg Investments	$28.9M	50,895	+50,895	NEW
310	Concurrent Investment Advisors, LLC	$28.9M	40,732	+2,991	ADD
311	Orion Porfolio Solutions, LLC	$28.5M	40,286	+2,284	ADD
312	NBT BANK, N.A.	$28.4M	40,077	+9,124	ADD
313	DODGE & COX	$28.3M	39,994	−730	TRIM
314	ASSOCIATED BANC-CORP	$28.3M	39,982	−1,178	TRIM
315	CULBERTSON A N & CO INC	$28.1M	39,682	−1,213	TRIM
316	OMERS ADMINISTRATION Corp	$28.0M	39,497	+9,236	ADD
317	KESTRA PRIVATE WEALTH SERVICES, LLC	$27.6M	39,023	−2,297	TRIM
318	Candriam S.C.A.	$27.6M	38,971	+2,474	ADD
319	BRAUN STACEY ASSOCIATES INC	$27.5M	38,829	+1,924	ADD
320	Atwater Malick LLC	$26.9M	38,021	−1,645	TRIM
321	Clear Harbor Asset Management, LLC	$26.9M	38,010	−533	TRIM
322	KING LUTHER CAPITAL MANAGEMENT CORP	$26.8M	37,895	+5,264	ADD
323	CUTLER INVESTMENT COUNSEL LLC	$26.8M	37,823	−9,331	TRIM
324	CLIFFORD SWAN INVESTMENT COUNSEL LLC	$26.8M	37,800	+140	ADD
325	PARSONS CAPITAL MANAGEMENT INC/RI	$26.7M	37,655	−756	TRIM
326	Summit Financial, LLC	$26.1M	36,865	+23,931	ADD
327	ALLIANZ SE	$26.1M	36,793	−10,971	TRIM
328	Norinchukin Bank, The	$25.9M	36,592	−1,289	TRIM
329	CITIZENS FINANCIAL GROUP INC/RI	$25.6M	36,156	+2,477	ADD
330	Capital Investment Advisors, LLC	$25.2M	35,632	−1,338	TRIM
331	CENTRAL TRUST Co	$25.2M	35,609	−899	TRIM
332	Capital International Sarl	$25.2M	35,563	+28,350	ADD
333	Quilter Plc	$24.1M	34,082	−4,276	TRIM
334	Covalis Capital LLP	$24.1M	34,059	−21,015	TRIM
335	Allspring Global Investments Holdings, LLC	$24.1M	33,009	−19,176	TRIM
336	Stockman Wealth Management, Inc.	$24.0M	33,891	−2,715	TRIM
337	Turtle Creek Wealth Advisors, LLC	$24.0M	33,847	+810	ADD
338	PITTENGER & ANDERSON INC	$23.7M	33,519	−3,546	TRIM
339	UniSuper Management Pty Ltd	$23.7M	33,443	−56	TRIM
340	MUFG Securities EMEA plc	$23.4M	33,075	+13,890	ADD
341	JAMISON PRIVATE WEALTH MANAGEMENT, INC.	$23.4M	32,974	−796	TRIM
342	JANE STREET GROUP, LLC	$23.1M	32,639	−87,013	TRIM
343	WESTFIELD CAPITAL MANAGEMENT CO LP	$22.9M	32,325	+32,325	NEW
344	Independent Advisor Alliance	$22.8M	32,130	−17,460	TRIM
345	Dai-ichi Life Insurance Company, Ltd	$22.7M	32,090	+9,676	ADD
346	IEQ CAPITAL, LLC	$22.5M	31,812	−773	TRIM
347	EAGLE GLOBAL ADVISORS LLC	$22.4M	31,594	+569	ADD
348	MANNING & NAPIER ADVISORS LLC	$22.1M	31,261	−3,335	TRIM
349	SHELTON CAPITAL MANAGEMENT	$21.9M	30,879	+2,527	ADD
350	Kepler Cheuvreux (Suisse) SA	$21.7M	30,630	−5,576	TRIM
351	Equitable Holdings, Inc.	$21.6M	36,174	+13,752	ADD
352	Rafferty Asset Management, LLC	$21.5M	30,296	−11,392	TRIM
353	Telemark Asset Management, LLC	$21.3M	30,000	+30,000	NEW
354	Oribel Capital Management, LP	$21.3M	30,000	+30,000	NEW
355	Vantage Investment Partners, LLC	$21.2M	29,952	−3,111	TRIM
356	LS Investment Advisors, LLC	$21.1M	29,849	−3,181	TRIM
357	Freestone Capital Holdings, LLC	$21.1M	29,741	−111	TRIM
358	GFS Advisors, LLC	$20.9M	500,940	+500,940	NEW
359	DEARBORN PARTNERS LLC	$20.3M	28,643	−20	TRIM
360	Atlantic Union Bankshares Corp	$20.1M	28,417	+4,979	ADD
361	AustralianSuper Pty Ltd	$20.0M	28,242	+28,242	NEW
362	MIZUHO SECURITIES USA LLC	$19.9M	28,129	−5,946	TRIM
363	Aventail Capital Group, LP	$19.8M	27,908	−37,816	TRIM
364	Drexel Morgan & Co.	$19.8M	27,886	0	NO CHANGE
365	Banque Cantonale Vaudoise	$19.7M	27,837	−2,486	TRIM
366	FORA Capital, LLC	$19.6M	27,673	+4,908	ADD
367	COLDSTREAM CAPITAL MANAGEMENT INC	$19.5M	27,522	−3,528	TRIM
368	KANAWHA CAPITAL MANAGEMENT LLC	$19.4M	27,378	−268	TRIM
369	BLB&B Advisors, LLC	$19.4M	27,373	−513	TRIM
370	Illinois Municipal Retirement Fund	$19.2M	27,038	+2,025	ADD
371	Crossmark Global Holdings, Inc.	$19.0M	26,769	—	NO PRIOR
372	HARTFORD INVESTMENT MANAGEMENT CO	$18.8M	26,509	−518	TRIM
373	Independent Wealth Network Inc.	$18.5M	26,118	+20	ADD
374	MidFirst Bank	$18.5M	26,111	−1,080	TRIM
375	ABN AMRO INVESTMENT SOLUTIONS	$18.4M	25,915	+2,187	ADD
376	FARMERS & MERCHANTS INVESTMENTS INC	$18.2M	25,697	+561	ADD
377	AE Wealth Management LLC	$18.1M	25,550	+1,036	ADD
378	EXCHANGE TRADED CONCEPTS, LLC	$18.0M	25,400	−2,265	TRIM
379	Overbrook Management Corp	$18.0M	25,382	+25,382	NEW
380	PRUDENTIAL PLC	$17.9M	25,277	+4,202	ADD
381	Trifecta Capital Advisors, LLC	$17.9M	25,236	−210	TRIM
382	MIRAE ASSET SECURITIES (USA) INC.	$17.8M	25,056	−108	TRIM
383	Composition Wealth, LLC	$17.7M	24,974	+917	ADD
384	Regents Gate Capital LLP	$17.7M	24,950	+24,950	NEW
385	Blue Trust, Inc.	$17.6M	24,885	−984	TRIM
386	NOMURA ASSET MANAGEMENT INTERNATIONAL INC.	$17.5M	24,651	+24,651	NEW
387	JAMES INVESTMENT RESEARCH, INC.	$17.4M	24,547	−2,784	TRIM
388	Bleakley Financial Group, LLC	$17.3M	24,417	+993	ADD
389	Apollon Wealth Management, LLC	$17.2M	24,339	+1,151	ADD
390	Paradiem, LLC	$17.2M	24,303	−6,717	TRIM
391	Venture Visionary Partners LLC	$17.2M	24,243	−4,086	TRIM
392	Integris Wealth Management, LLC	$17.2M	24,236	−108	TRIM
393	Fifth Third Wealth Advisors LLC	$17.0M	24,035	+6,068	ADD
394	CHOREO, LLC	$16.9M	23,920	−596	TRIM
395	SteelPeak Wealth, LLC	$16.9M	23,903	+447	ADD
396	Dynamic Advisor Solutions LLC	$16.7M	23,609	+2,365	ADD
397	Parallax Volatility Advisers, L.P.	$16.6M	23,007	−6,170	TRIM
398	Maryland State Retirement & Pension System	$16.5M	23,231	0	NO CHANGE
399	Narwhal Capital Management	$16.4M	23,186	+1,479	ADD
400	Robertson Stephens Wealth Management, LLC	$16.1M	22,728	+253	ADD
401	KAVAR CAPITAL PARTNERS GROUP, LLC	$16.0M	22,651	−726	TRIM
402	Elo Mutual Pension Insurance Co	$15.9M	22,470	+740	ADD
403	Sigma Planning Corp	$15.9M	22,456	−2,355	TRIM
404	EP Wealth Advisors, LLC	$15.9M	22,409	+152	ADD
405	Spire Wealth Management	$15.4M	21,701	−24	TRIM
406	Stratos Wealth Partners, LTD.	$15.4M	21,699	+421	ADD
407	GREENWOOD GEARHART LLC	$15.2M	21,509	−12,627	TRIM
408	RENAISSANCE TECHNOLOGIES LLC	$15.2M	21,507	+21,507	NEW
409	VestGen Advisors, LLC	$15.2M	16,645	+3,579	ADD
410	NLB Skladi, upravljanje premozenja, d.o.o.	$15.0M	21,241	−1,982	TRIM
411	BANCO BILBAO VIZCAYA ARGENTARIA, S.A.	$15.0M	21,226	−2,485	TRIM
412	McGuire Investment Group, LLC	$14.9M	21,097	−2,428	TRIM
413	Principle Wealth Partners LLC	$14.9M	21,051	−682	TRIM
414	LMCG INVESTMENTS, LLC	$14.8M	20,829	−3,657	TRIM
415	Laird Norton Wetherby Trust Company, LLC	$14.7M	20,820	−156	TRIM
416	Knuff & Co LLC	$14.7M	20,782	+213	ADD
417	Voleon Capital Management LP	$14.7M	20,766	+19,637	ADD
418	Shelter Mutual Insurance Co	$14.7M	20,730	0	NO CHANGE
419	HOWE & RUSLING INC	$14.6M	20,560	+72	ADD
420	ASSETMARK, INC	$14.5M	20,514	−8,820	TRIM
421	Metis Global Partners, LLC	$14.5M	20,478	−891	TRIM
422	Capital Investment Counsel, LLC	$14.4M	20,359	−1,181	TRIM
423	SUMMITRY LLC	$14.4M	20,310	−2,198	TRIM
424	Citizens National Bank Trust Department	$14.4M	20,308	−210	TRIM
425	Goelzer Investment Management, Inc.	$14.3M	20,216	−1,900	TRIM
426	AXXCESS WEALTH MANAGEMENT, LLC	$14.3M	20,164	−2,256	TRIM
427	GRIFFIN ASSET MANAGEMENT, INC.	$14.2M	20,044	−434	TRIM
428	FERGUSON WELLMAN CAPITAL MANAGEMENT, INC	$14.1M	19,972	−646	TRIM
429	SIGMA INVESTMENT COUNSELORS INC	$14.1M	19,856	−1,994	TRIM
430	SEARLE & CO.	$13.9M	19,675	−700	TRIM
431	Night Squared LP	$13.9M	19,615	+19,615	NEW
432	GERMAN AMERICAN BANCORP, INC.	$13.8M	19,525	−67	TRIM
433	PRINCIPAL SECURITIES, INC.	$13.8M	19,442	−1,749	TRIM
434	LBP AM SA	$13.8M	19,434	+14,620	ADD
435	Y-Intercept (Hong Kong) Ltd	$13.7M	19,363	+18,760	ADD
436	Hudson Bay Capital Management LP	$13.7M	19,356	−42,144	TRIM
437	Mutual Advisors, LLC	$13.7M	19,321	+1,367	ADD
438	Callan Family Office, LLC	$13.6M	19,259	−332	TRIM
439	Vise Technologies, Inc.	$13.6M	23,788	0	NO CHANGE
440	COMPASS CAPITAL MANAGEMENT, INC	$13.6M	19,127	−1,433	TRIM
441	DAVIS R M INC	$13.5M	19,121	+2,039	ADD
442	MGO ONE SEVEN LLC	$13.5M	19,082	+2,088	ADD
443	Empirical Finance, LLC	$13.5M	19,081	−47	TRIM
444	Texas Capital Bank Wealth Management Services Inc	$13.5M	19,056	−4,682	TRIM
445	WELCH & FORBES LLC	$13.5M	19,031	−374	TRIM
446	Caprock Group, LLC	$13.4M	18,953	+364	ADD
447	FLPUTNAM INVESTMENT MANAGEMENT CO	$13.4M	18,894	+648	ADD
448	Cannell & Spears LLC	$13.4M	18,885	+28	ADD
449	Brooklyn Investment Group	$13.4M	18,861	+2,960	ADD
450	Addenda Capital Inc.	$13.3M	18,800	0	NO CHANGE
451	AG2R LA MONDIALE GESTION D'ACTIFS	$13.3M	18,784	+155	ADD
452	Sowell Financial Services LLC	$13.3M	18,780	+161	ADD
453	Forvis Mazars Wealth Advisors, LLC	$13.3M	18,770	−1,540	TRIM
454	EagleClaw Capital Managment, LLC	$13.2M	18,695	−1,395	TRIM
455	Sentry LLC	$13.2M	18,692	−1,086	TRIM
456	Koshinski Asset Management, Inc.	$13.2M	18,663	−39	TRIM
457	Vinva Investment Management Ltd	$13.1M	19,656	+9,191	ADD
458	MAIRS & POWER INC	$13.1M	18,450	−5	TRIM
459	MEEDER ASSET MANAGEMENT INC	$13.0M	18,365	+16,608	ADD
460	Caldwell Trust Co	$13.0M	18,354	−357	TRIM
461	SAGESPRING WEALTH PARTNERS, LLC	$12.9M	18,250	−1,511	TRIM
462	MATHER GROUP, LLC.	$12.9M	18,154	−447	TRIM
463	Pure Financial Advisors, LLC	$12.8M	18,072	−203	TRIM
464	Compound Planning, Inc.	$12.8M	18,042	−135	TRIM
465	SILVER OAK SECURITIES, INCORPORATED	$12.8M	18,034	−231	TRIM
466	OneDigital Investment Advisors LLC	$12.6M	17,825	+596	ADD
467	NORTHEAST INVESTMENT MANAGEMENT	$12.6M	17,752	−248	TRIM
468	Man Group plc	$12.6M	17,730	−44,177	TRIM
469	KILEY JUERGENS WEALTH MANAGEMENT, LLC	$12.5M	17,616	−153	TRIM
470	Aries Wealth Management	$12.5M	17,590	−163	TRIM
471	Smith Salley Wealth Management	$12.3M	17,377	+1,509	ADD
472	FOURPATH CAPITAL MANAGEMENT, LLC	$12.3M	17,375	−198	TRIM
473	Trajan Wealth LLC	$12.2M	17,186	−419	TRIM
474	Teamwork Financial Advisors, LLC	$12.1M	17,149	−7,679	TRIM
475	U.S. Capital Wealth Advisors, LLC	$12.1M	17,051	+1,637	ADD
476	TOKIO MARINE ASSET MANAGEMENT CO LTD	$12.0M	16,979	+536	ADD
477	Moors & Cabot, Inc.	$11.9M	16,857	+239	ADD
478	F/m Investments LLC	$11.9M	16,856	−3,311	TRIM
479	NICOLET BANKSHARES INC	$11.9M	16,638	+16,638	NEW
480	Community Bank of Raymore	$11.9M	16,803	−632	TRIM
481	CULLINAN ASSOCIATES INC	$11.9M	16,793	−13,496	TRIM
482	Roundview Capital LLC	$11.9M	16,756	−168	TRIM
483	Zimmer Partners, LP	$11.9M	16,750	+3,550	ADD
484	Atria Investments, Inc	$11.8M	16,674	+185	ADD
485	SOROS CAPITAL MANAGEMENT LLC	$11.7M	16,500	+8,140	ADD
486	Aull & Monroe Investment Management Corp	$11.7M	16,468	−678	TRIM
487	ANDERSON HOAGLAND & CO	$11.6M	16,404	−2,783	TRIM
488	RITHOLTZ WEALTH MANAGEMENT	$11.5M	16,287	+781	ADD
489	BEESE FULMER INVESTMENT MANAGEMENT, INC.	$11.5M	16,237	+16,237	NEW
490	Empirical Financial Services, LLC d.b.a. Empirical Wealth Management	$11.5M	16,237	−562	TRIM
491	CAPITAL INTERNATIONAL LTD /CA/	$11.5M	16,168	+16,168	NEW
492	ExodusPoint Capital Management, LP	$11.4M	16,154	−9,306	TRIM
493	CONNORS INVESTOR SERVICES INC	$11.4M	16,151	−9,307	TRIM
494	Geneos Wealth Management Inc.	$11.4M	16,134	−127	TRIM
495	Cordgrass Capital Advisors, LLC	$11.4M	16,063	−1,586	TRIM
496	GREENLEAF TRUST	$11.3M	15,961	+675	ADD
497	INDEPENDENT FINANCIAL GROUP, LLC	$11.3M	15,957	—	NO PRIOR
498	Gouws Capital LLC	$11.3M	15,942	−328	TRIM
499	Ascent Wealth Partners, LLC	$11.3M	15,931	+412	ADD
500	EQUITABLE TRUST CO	$11.2M	15,856	−196	TRIM

Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Congress ↔ notable managers · CAT

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers: 0 — —
Sellers: 0 — —

filed 2026-07-03 → 2026-10-01 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding: 1 Bridgewater Associates $58.4M held
Trimming: 1 Gotham Asset Management $83.0M held

NEW + ADD vs TRIM + EXIT, by shares · $ = reported value now, not the change · CATERPILLAR INC

Merged timeline of congressional filings and notable-manager moves on CAT
Date	Who	Change	Size
2026-05-15	Bridgewater Associates 13F	ADD	+20,345 sh
2026-05-15	Gotham Asset Management 13F	TRIM	−5,377 sh

2 newest rows · every row dates by its filing date: a disclosure's, or the 13F's for the quarter · a 13F row is a quarter-end snapshot, not a trade

44 members of Congress disclosed CAT — the congressional view ↗

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings. A position may have been changed or closed before you ever see it, and is older still by however long ago that quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars with unit_basis carried on every record.

Affiliated managers may report the same position (otherManager), so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice (ARCHITECTURE.md §5.2 / M2-CONTRACT §5).