PINNACLE ASSOCIATES LTD

$7.8B reported 13(f) long value · latest quarter 2026-03-31 · CIK 743127 · EDGAR ↗

sum of disclosed values for 2026-03-31; 0 positions carry a NULL value and are excluded from the sum, surfaced here rather than folded away: $7.8B
ALL retained default holdings for this (filer, period), including NULL-value ones: 960
positions with no comparable holding in the prior quarter (kind new), 2026-03-31: 68
positions absent from this quarter's filing after being held last quarter (kind exit), 2026-03-31 — inferred from absence, not a sale record: 44

A quarter-end snapshot. Filed up to 45 days later, so this page is not current holdings and never a complete portfolio. what a 13F is — and is not ↓ methodology §13F ↗

Position changes — into 2026-03-31

by shares · Δ value · filing link · how changes are classified §

Position changes into quarter 2026-03-31
position matched across quarters by exact reported CUSIP over a registry gap — producer-reconciled identity, never a name match `identity_reconciled_by_cusip`	the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE `classified_by_value` · EXIT = absent this quarter: disposed, delisted, under confidential treatment, or reported instead by an affiliated manager — the filing does not say which · change not classifiable: value undisclosed on one side of the quarter pair, or neither shares nor value can classify it · NO CHANGE = the share count is identical in both quarters; the value moved only with price, so the row is mark-to-market and never an ADD or a TRIM (NEW / ADD / TRIM / EXIT / NO CHANGE) · NO PRIOR = this filer has no comparable holdings list for the previous quarter on record — a first filing under this registration, or a quarter reported inside an affiliated manager's filing — so the position is not called a new stake	derived by Public Filings from the published aggregate; NULL means the source did not disclose a usable value — never zero	reported unit changed across the pair (SH↔PRN); the share delta is withheld rather than fabricated `shares_unit_mismatch`	Prev value	Curr value	Prev shares	Curr shares
position key `pos:13599` · issuer key `iss:1035` COM	TRIM	+$60.4M	−7,377	$344M	$404M	1,660,043	1,652,666
position key `pos:13215` · issuer key `iss:144` COM	TRIM	−$24.8M	−10,010	$335M	$311M	1,233,646	1,223,636
position key `pos:15642` · issuer key `iss:1334` COM	TRIM	−$26.5M	−79,706	$194M	$167M	1,038,531	958,825
position key `pos:11825` · issuer key `iss:1225` COM	ADD	−$47.6M	+2,171	$206M	$159M	426,940	429,111
position key `pos:12827` · issuer key `iss:323` COM	TRIM	−$18.9M	−7,171	$158M	$139M	457,023	449,852
position key `pos:11570` · issuer key `iss:1599` TR UNIT	TRIM	−$9.3M	−4,903	$133M	$124M	194,995	190,092
position key `pos:18039` · issuer key `iss:1025` COM	TRIM	−$14.7M	−9,597	$136M	$122M	423,257	413,660
position key `pos:17231` · issuer key `cusip6:922908` SMALL CP ETF	ADD	+$3.3M	+5,699	$117M	$120M	452,974	458,673
position key `pos:12944` · issuer key `cusip6:922908` TOTAL STK MKT	ADD	−$747K	+13,666	$119M	$118M	354,860	368,526
position key `pos:11173` · issuer key `iss:995` UNIT SER 1	ADD	−$6.2M	+1,777	$120M	$113M	194,598	196,375
position key `pos:14175` · issuer key `iss:95` COM	ADD	−$10.0M	+9,082	$122M	$112M	526,499	535,581
position key `pos:15142` · issuer key `iss:89` CAP STK CL A	TRIM	−$10.4M	−4,910	$110M	$99.9M	352,294	347,384
position key `pos:17821` · issuer key `iss:89` CAP STK CL C	TRIM	−$10.9M	−5,219	$109M	$98.2M	347,606	342,387
position key `pos:10307` · issuer key `iss:1012` CORE S&P500 ETF	ADD	−$2.9M	+2,320	$96.3M	$93.4M	140,600	142,920
position key `pos:11390` · issuer key `iss:720` CL A	ADD	−$8.6M	+8,559	$102M	$93.0M	153,970	162,529
position key `pos:15221` · issuer key `iss:1228` COM	TRIM	−$8.1M	−76,596	$96.7M	$88.6M	338,893	262,297
position key `sid:sec:prov:fc322b756e10c5adfb425878e834e2d4` · issuer key `cusip6:46432F` MSCI USA QLT FCT	ADD	−$2.5M	+2,325	$84.8M	$82.4M	427,145	429,470
position key `pos:12412` · issuer key `cusip6:921946` HIGH DIV YLD	ADD	+$3.5M	+6,845	$78.1M	$81.6M	543,929	550,774
position key `pos:13994` · issuer key `cusip6:922042` ALLWRLD EX US	ADD	+$4.6M	+40,587	$74.8M	$79.4M	1,016,807	1,057,394
position key `pos:13432` · issuer key `iss:411` COM	TRIM	+$14.5M	−1,018	$64.2M	$78.7M	112,090	111,072
position key `pos:11621` · issuer key `iss:1253` COM NEW	TRIM	−$6.2M	−2,370	$80.2M	$74.0M	451,844	449,474
position key `pos:15686` · issuer key `iss:478` COM	TRIM	+$7.1M	−46,346	$62.3M	$69.3M	337,311	290,965
position key `pos:15140` · issuer key `iss:1537` COM	TRIM	−$885K	−1,229	$64.6M	$63.8M	83,741	82,512
position key `pos:10455` · issuer key `iss:1091` COM NEW	TRIM	−$3.4M	−91,338	$64.8M	$61.4M	378,825	287,487
position key `pos:13490` · issuer key `iss:1939` COM	TRIM	+$5.9M	−2,920	$54.3M	$60.2M	487,032	484,112
position key `pos:17751` · issuer key `iss:1214` COM	ADD	+$11.5M	+39,496	$47.0M	$58.4M	446,260	485,756
position key `pos:15863` · issuer key `iss:1123` COM	TRIM	−$9.9M	−281	$66.9M	$57.0M	62,218	61,937
position key `pos:11944` · issuer key `iss:454` COM	TRIM	−$16.3K	−5,349	$54.8M	$54.8M	712,032	706,683
position key `pos:12848` · issuer key `iss:1921` COM CL A	ADD	−$8.2M	+1,042	$61.5M	$53.3M	175,327	176,369
position key `pos:17670` · issuer key `iss:1145` COM	TRIM	+$8.7M	−44,413	$44.0M	$52.6M	119,303	74,890
position key `pos:13415` · issuer key `iss:2242` SHS	TRIM	+$13.4M	−64,489	$37.3M	$50.7M	1,001,465	936,976
position key `pos:11205` · issuer key `iss:255` CL B NEW	TRIM	−$4.0M	−3,013	$54.0M	$50.1M	107,491	104,478
position key `pos:10715` · issuer key `iss:916` COM	ADD	−$2.1M	+475	$52.0M	$49.8M	151,071	151,546
position key `pos:11849` · issuer key `iss:104` COM	TRIM	−$11.3M	−1,582	$59.5M	$48.2M	160,937	159,355
position key `pos:10714` · issuer key `iss:1633` US DIVIDEND EQ	ADD	+$5.2M	+14,628	$39.9M	$45.1M	1,455,061	1,469,689
position key `pos:17839` · issuer key `iss:2093` SHS	TRIM	+$4.8M	−358	$39.8M	$44.5M	124,880	124,522
position key `pos:15626` · issuer key `iss:1529` COM	TRIM	+$2.2M	−186	$42.3M	$44.4M	230,480	230,294
position key `pos:13234` · issuer key `iss:230` COM	TRIM	−$6.3M	−14,211	$49.5M	$43.1M	899,247	885,036
position key `pos:11929` · issuer key `iss:1316` COM	TRIM	+$9.8M	−127,172	$32.8M	$42.7M	875,471	748,299
position key `pos:16484` · issuer key `iss:2304` COM	TRIM	−$3.7M	−11,025	$46.0M	$42.3M	164,907	153,882
position key `pos:14552` · issuer key `iss:711` COM	TRIM	+$11.9M	−739	$29.3M	$41.2M	243,315	242,576
position key `pos:17400` · issuer key `cusip6:46641Q` EQUITY PREMIUM	ADD	+$1.7M	+36,266	$39.0M	$40.7M	681,262	717,528
position key `pos:15499` · issuer key `iss:23` COM	ADD	+$2.0M	+17,750	$38.5M	$40.5M	168,630	186,380
position key `pos:11717` · issuer key `iss:440` COM	TRIM	+$10.1M	−1,977	$29.5M	$39.6M	193,299	191,322
position key `sid:sec:prov:e10fb4f0bf62f2cd6470d7f399584bca` · issuer key `cusip6:92204A` INF TECH ETF	TRIM	−$3.7M	−647	$43.1M	$39.5M	57,212	56,565
position key `pos:11610` · issuer key `iss:287` COM	TRIM	−$4.7M	−245	$43.7M	$39.0M	40,791	40,546
position key `pos:15168` · issuer key `iss:456` COM NEW	TRIM	−$1.4M	−2,542	$39.2M	$37.8M	335,797	333,255
position key `pos:16439` · issuer key `iss:520` COM	TRIM	+$11.6M	−17,699	$25.3M	$36.9M	289,139	271,440
position key `pos:10136` · issuer key `iss:990` COM	ADD	−$5.6M	+7,928	$41.4M	$35.8M	139,750	147,678
position key `pos:12030` · issuer key `iss:525` COM	ADD	+$4.8M	+27	$30.9M	$35.8M	35,877	35,904
position key `pos:17758` · issuer key `iss:1605` UTSER1 S&PDCRP	TRIM	+$549K	−371	$34.8M	$35.4M	57,751	57,380
position key `pos:11906` · issuer key `iss:1183` COM	TRIM	−$4.8M	−288	$39.2M	$34.4M	18,236	17,948
position key `pos:11527` · issuer key `iss:381` COM	TRIM	+$4.1M	−11,616	$28.9M	$33.1M	315,980	304,364
position key `pos:16072` · issuer key `iss:1370` COM	TRIM	−$10.8M	−553	$43.6M	$32.8M	223,636	223,083
position key `pos:14555` · issuer key `iss:1996` COM	TRIM	−$6.5M	−14,356	$39.3M	$32.8M	288,876	274,520
position key `pos:11517` · issuer key `iss:1003` COM	TRIM	−$3.8M	−25,511	$36.5M	$32.8M	461,968	436,457
position key `pos:14157` · issuer key `iss:149` COM	TRIM	+$7.4M	−2,604	$25.0M	$32.4M	97,454	94,850
position key `pos:15152` · issuer key `iss:1000` S&P500 EQL WGT	ADD	+$945K	+4,625	$30.4M	$31.3M	158,526	163,151
position key `pos:14992` · issuer key `iss:1485` COM	TRIM	−$567K	−5,652	$31.6M	$31.0M	220,452	214,800
position key `pos:11938` · issuer key `iss:834` COM	TRIM	−$1.9M	−765	$32.7M	$30.9M	37,249	36,484
position key `pos:17965` · issuer key `cusip6:921937` TOTAL BND MRKT	ADD	+$1.5M	+22,221	$28.9M	$30.4M	389,927	412,148
position key `pos:14033` · issuer key `iss:1012` CORE S&P SCP ETF	TRIM	−$1.9M	−24,372	$31.5M	$29.6M	262,157	237,785
position key `sid:sec:prov:60d50d9b129fd187b92c237c89eac2f6` · issuer key `cusip6:90139K` GMO US QUALITY E	TRIM	−$2.9M	−27,948	$32.2M	$29.3M	838,255	810,307
position key `pos:13833` · issuer key `iss:1435` COM	TRIM	+$1.9M	−1,925	$27.1M	$29.0M	188,641	186,716
position key `pos:18254` · issuer key `iss:289` COM CL A	TRIM	+$7.9M	−26,678	$20.5M	$28.4M	236,027	209,349
position key `pos:17423` · issuer key `iss:1982` US QTLY DIV GRT	ADD	+$931K	+16,072	$27.0M	$28.0M	302,298	318,370
position key `pos:13670` · issuer key `iss:1168` CL A	TRIM	+$4.0M	−5,466	$23.7M	$27.7M	91,510	86,044
position key `pos:12807` · issuer key `iss:1506` COM	ADD	+$4.5M	+82,790	$23.1M	$27.5M	272,776	355,566
position key `pos:10837` · issuer key `iss:1850` COM	TRIM	+$15.8M	−20,467	$11.7M	$27.5M	462,126	441,659
position key `pos:17409` · issuer key `cusip6:921943` VAN FTSE DEV MKT	TRIM	−$2.2M	−46,374	$29.7M	$27.4M	474,732	428,358
position key `sid:sec:prov:ee674d1d4a6e514ac958efa1afa5331b` · issuer key `cusip6:90139K` GMO INTL VALUE	ADD	+$6.2M	+123,457	$21.3M	$27.4M	634,005	757,462
position key `pos:13876` · issuer key `iss:917` COM	TRIM	+$3.6M	−558	$23.4M	$27.0M	119,825	119,267
position key `pos:17674` · issuer key `iss:728` COM	TRIM	+$4.7M	−1,096	$22.0M	$26.8M	76,287	75,191
position key `pos:10381` · issuer key `iss:49` COM	TRIM	+$6.9M	−9,936	$18.8M	$25.7M	89,568	79,632
position key `sid:sec:prov:4994e26ecf3c5fa83ff3e0780bfd74bf` · issuer key `cusip6:P73684` COM	TRIM	+$1.1M	−65,722	$24.1M	$25.1M	1,160,340	1,094,618
position key `pos:13155` · issuer key `iss:1915` COM	TRIM	−$2.3M	−94,109	$27.4M	$25.1M	250,085	155,976
position key `pos:10718` · issuer key `iss:1311` COM	ADD	+$3.4M	+959	$21.3M	$24.7M	265,394	266,353
position key `pos:13295` · issuer key `iss:1021` COM	ADD	+$3.5M	+47,429	$21.1M	$24.6M	226,764	274,193
position key `sid:sec:prov:ce52b94107fe047427dbfcdec9ea0d1b` · issuer key `cusip6:G5784H` ORD CL A	ADD	+$2.2M	+53,019	$22.4M	$24.5M	1,404,151	1,457,170
position key `sid:sec:prov:7e77e9bcb47875a432d67db904b1a8ab` · issuer key `cusip6:78467V` STATE STREET DOU	ADD	+$853K	+29,036	$23.2M	$24.1M	577,580	606,616
position key `pos:12939` · issuer key `iss:309` COM	TRIM	−$3.0M	−25,206	$26.9M	$23.9M	316,117	290,911
position key `pos:16868` · issuer key `iss:1012` CORE S&P MCP ETF	TRIM	+$73.7K	−6,834	$23.1M	$23.2M	349,811	342,977
position key `pos:15622` · issuer key `iss:282` COM	TRIM	−$7.7M	−283	$30.1M	$22.5M	195,532	195,249
position key `sid:sec:prov:0339a5c20bb7c06dae4230f6939c6864` · issuer key `cusip6:G037AX` SHS	ADD	−$3.3M	+71,027	$25.4M	$22.1M	359,222	430,249
position key `pos:17629` · issuer key `iss:476` COM	TRIM	+$4.5M	−36,366	$17.5M	$22.0M	486,046	449,680
position key `pos:11671` · issuer key `iss:122` COM	TRIM	+$1.2M	−1,113	$20.7M	$21.8M	63,117	62,004
position key `sid:sec:prov:fde4031a43b257f165980f66937984d2` · issuer key `cusip6:33738D` FT VEST RIS	ADD	−$419K	+6,177	$21.9M	$21.5M	835,957	842,134
position key `pos:11150` · issuer key `iss:1887` COM	TRIM	+$7.0M	−1,848	$14.4M	$21.4M	88,474	86,626
position key `pos:10357` · issuer key `iss:1786` COM	ADD	−$1.6M	+6,267	$22.8M	$21.2M	50,693	56,960
position key `sid:sec:prov:91368d096dad12a583c6c8abaa80d72a` · issuer key `cusip6:33734X` NASDAQ CYB ETF	ADD	−$2.2M	+11,117	$23.3M	$21.1M	325,709	336,826
position key `pos:13463` · issuer key `iss:1942` COM SER A	TRIM	−$2.4M	−46,527	$23.4M	$21.0M	810,646	764,119
position key `pos:11695` · issuer key `cusip6:922908` LARGE CAP ETF	TRIM	−$1.6M	−1,530	$22.5M	$20.9M	71,435	69,905
position key `pos:17452` · issuer key `iss:1604` UT SER 1	TRIM	−$2.3M	−3,261	$22.5M	$20.2M	46,798	43,537
position key `pos:14206` · issuer key `iss:1193` CL A	TRIM	−$4.1M	−2,204	$23.7M	$19.6M	41,470	39,266
position key `pos:14209` · issuer key `iss:50` COM	ADD	+$1.3M	+30,933	$18.1M	$19.3M	74,630	105,563
position key `pos:14269` · issuer key `iss:2132` SHS	TRIM	+$10.8M	−38,480	$8.2M	$19.0M	446,787	408,307
position key `pos:13495` · issuer key `iss:761` COM	TRIM	+$5.0M	−50,216	$13.4M	$18.4M	239,778	189,562
position key `pos:17173` · issuer key `iss:1138` COM	ADD	+$3.6M	+67	$14.2M	$17.8M	29,460	29,527
position key `pos:11393` · issuer key `iss:545` COM	TRIM	+$863K	−99	$17.0M	$17.8M	33,221	33,122
position key `pos:10423` · issuer key `iss:387` COM	TRIM	+$303K	−11,216	$17.4M	$17.7M	235,675	224,459

Flags: no row carries a flag.

1–20 of the 100 changes on this page

Mark-to-market only (no share change) · 66

Positions whose share count is identical in both quarters; the value changed with price, not with a decision.

Positions held with no share change into quarter 2026-03-31
position matched across quarters by exact reported CUSIP over a registry gap — producer-reconciled identity, never a name match `identity_reconciled_by_cusip`	the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE `classified_by_value` · EXIT = absent this quarter: disposed, delisted, under confidential treatment, or reported instead by an affiliated manager — the filing does not say which · change not classifiable: value undisclosed on one side of the quarter pair, or neither shares nor value can classify it · NO CHANGE = the share count is identical in both quarters; the value moved only with price, so the row is mark-to-market and never an ADD or a TRIM (NEW / ADD / TRIM / EXIT / NO CHANGE) · NO PRIOR = this filer has no comparable holdings list for the previous quarter on record — a first filing under this registration, or a quarter reported inside an affiliated manager's filing — so the position is not called a new stake	derived by Public Filings from the published aggregate; NULL means the source did not disclose a usable value — never zero	Prev value	Curr value	Prev shares	Curr shares
position key `pos:18057` · issuer key `iss:231` COM	NO CHANGE	+$186K	$4.4M	$4.5M	33,600	33,600
position key `sid:sec:prov:7d3c7312047921e248a930d2e55ed460` · issuer key `cusip6:G4095J` CLASS A	NO CHANGE	+$461K	$2.5M	$2.9M	170,100	170,100
position key `pos:11020` · issuer key `iss:255` CL A	NO CHANGE	−$147K	$3.0M	$2.9M	4	4
position key `pos:18016` · issuer key `iss:1012` RUS MD CP GR ETF	NO CHANGE	−$198K	$3.1M	$2.9M	22,398	22,398
position key `pos:11683` · issuer key `iss:1491` COM	NO CHANGE	−$416K	$3.2M	$2.8M	14,127	14,127
position key `sid:sec:prov:3c0a10d13168d0b0053c39866797d509` · issuer key `cusip6:155123` COM	NO CHANGE	−$55.2K	$2.7M	$2.6M	52,590	52,590
position key `pos:11059` · issuer key `iss:322` COM	NO CHANGE	−$733K	$2.7M	$2.0M	12,071	12,071
position key `pos:14489` · issuer key `iss:234` COM	NO CHANGE	−$120K	$2.0M	$1.9M	27,500	27,500
position key `pos:12640` · issuer key `iss:1015` UNIT BEN INT	NO CHANGE	+$505K	$1.3M	$1.8M	55,000	55,000
position key `pos:13780` · issuer key `cusip6:922908` EXTEND MKT ETF	NO CHANGE	−$25.1K	$1.6M	$1.6M	7,550	7,550
position key `pos:17117` · issuer key `iss:1792` COM	NO CHANGE	+$522K	$800K	$1.3M	2,784	2,784
position key `pos:15065` · issuer key `iss:1764` COM	NO CHANGE	+$157K	$1.1M	$1.3M	20,660	20,660
position key `pos:17516` · issuer key `iss:1012` ISHARES SEMICDTR	NO CHANGE	+$107K	$1.2M	$1.3M	3,886	3,886
position key `pos:16666` · issuer key `iss:1013` EAFE GRWTH ETF	NO CHANGE	−$28.2K	$1.3M	$1.2M	11,053	11,053
position key `pos:10225` · issuer key `iss:1647` COM	NO CHANGE	+$55.0K	$945K	$1.0M	12,121	12,121
position key `pos:16754` · issuer key `iss:1770` COM	NO CHANGE	−$23.8K	$922K	$898K	70,000	70,000
position key `sid:sec:prov:dbad887a5f1987a2a1d09827f43291b4` · issuer key `cusip6:33738R` NASD TECH DIV	NO CHANGE	−$30.3K	$923K	$893K	9,533	9,533
position key `pos:10891` · issuer key `iss:353` CL A SUB VTG	NO CHANGE	−$202K	$969K	$768K	10,500	10,500
position key `pos:18026` · issuer key `iss:1602` STATE STREET SPD	NO CHANGE	+$18.5K	$712K	$731K	7,983	7,983
position key `sid:sec:prov:03a8d614b00ecef565651990155645eb` · issuer key `cusip6:37954Y` GLOBAL X URANIUM	NO CHANGE	+$81.1K	$608K	$689K	14,228	14,228
position key `sid:sec:prov:519902191eab5520c75b9ee010e71ebf` · issuer key `cusip6:92204A` CONSUM DIS ETF	NO CHANGE	−$53.5K	$603K	$550K	1,532	1,532
position key `pos:12858` · issuer key `iss:1012` RUS 1000 ETF	NO CHANGE	−$24.2K	$535K	$511K	1,432	1,432
position key `pos:17366` · issuer key `iss:932` COM	NO CHANGE	+$52.6K	$449K	$501K	1,320	1,320
position key `sid:sec:prov:599b4902e0ef3c89bb90ee03eb1fde93` · issuer key `cusip6:92206C` VNG RUS1000VAL	NO CHANGE	+$7.4K	$477K	$485K	5,171	5,171
position key `sid:sec:prov:ed0c1129eefffe8d290b540c2cb5767a` · issuer key `cusip6:G4701H` ORD SHS	NO CHANGE	+$44.5K	$431K	$476K	57,800	57,800
position key `sid:sec:prov:c557c4221a9d8a9bb230172e9017ec63` · issuer key `cusip6:46641Q` DIVERSFD EQT ETF	NO CHANGE	+$21.1K	$449K	$470K	8,965	8,965
position key `sid:sec:prov:107554845e9759ce49c0f6f11f2bcf6e` · issuer key `cusip6:67062F` SH BEN INT	NO CHANGE	+$7.6K	$430K	$438K	30,500	30,500
position key `sid:sec:prov:cae3ac1b14835277e5f4bc49acb361a1` · issuer key `cusip6:33739E` PFD SECS INC ETF	NO CHANGE	−$11.5K	$446K	$435K	24,505	24,505
position key `pos:12325` · issuer key `iss:1012` RUS MDCP VAL ETF	NO CHANGE	+$14.0K	$421K	$435K	2,984	2,984
position key `sid:sec:prov:87cdae766b9389516c8e4ef34d9ad85c` · issuer key `cusip6:444144` COM	NO CHANGE	−$67.9K	$480K	$412K	70,000	70,000
position key `sid:sec:prov:81f16c3a097494098bf7837d528d1fa8` · issuer key `cusip6:921932` MIDCP 400 IDX	NO CHANGE	+$7.9K	$351K	$359K	3,141	3,141
position key `sid:sec:prov:6a5a78d8b0e1d0da17b0c6f17f04c959` · issuer key `cusip6:92206C` VNG RUS2000GRW	NO CHANGE	−$10.8K	$368K	$357K	1,558	1,558
position key `pos:16971` · issuer key `iss:1013` 10-20 YR TRS ETF	NO CHANGE	−$3.3K	$358K	$355K	3,525	3,525
position key `sid:sec:prov:37e4995e6b67d5e138767a663c26b870` · issuer key `cusip6:922908` MCAP VL IDXVIP	NO CHANGE	+$13.1K	$337K	$350K	1,900	1,900
position key `pos:11572` · issuer key `iss:1968` COM	NO CHANGE	+$35.5K	$309K	$345K	2,633	2,633
position key `pos:18021` · issuer key `iss:1570` CL B	NO CHANGE	+$6.4K	$334K	$340K	8,850	8,850
position key `pos:10643` · issuer key `iss:1258` COM	NO CHANGE	−$11.9K	$341K	$329K	2,972	2,972
position key `sid:sec:prov:acf6f9773078523c35c5f33189dd2c94` · issuer key `cusip6:316092` ENHANCED LARGE	NO CHANGE	−$15.9K	$320K	$304K	8,371	8,371
position key `pos:12270` · issuer key `iss:750` COM	NO CHANGE	+$51.4K	$241K	$293K	1,281	1,281
position key `sid:sec:prov:2293e5cc92fd9a725cb1495d0f85f49b` · issuer key `cusip6:74348A` S&P 500 DV ARIST	NO CHANGE	+$5.2K	$281K	$286K	2,700	2,700
position key `pos:14349` · issuer key `iss:1013` ESG MSCI KLD 400	NO CHANGE	−$17.6K	$296K	$279K	2,301	2,301
position key `sid:sec:prov:11dffc33c80c14a94cfc7691071c9bc1` · issuer key `cusip6:46138G` S&P 500 REVENUE	NO CHANGE	+$976	$273K	$273K	2,380	2,380
position key `pos:13240` · issuer key `iss:1000` RAFI US 1000 ETF	NO CHANGE	+$3.4K	$264K	$268K	5,630	5,630
position key `sid:sec:prov:b488cb5faaba6d66a8a9fd5a3f84f4af` · issuer key `cusip6:46435G` ESG AWR MSCI USA	NO CHANGE	−$13.5K	$266K	$253K	1,787	1,787
position key `pos:10944` · issuer key `iss:800` COM	NO CHANGE	−$1.7K	$235K	$233K	5,251	5,251
position key `sid:sec:prov:5892083dd5422cc02647a9cefd0e22d9` · issuer key `cusip6:46434V` MSCI INTL QUALTY	NO CHANGE	+$3.8K	$221K	$225K	4,863	4,863
position key `sid:sec:prov:2ebaaa42ac21ece1774b2d90b0541929` · issuer key `cusip6:85207H` PHYSICAL GOLD TR	NO CHANGE	+$15.3K	$209K	$225K	6,335	6,335
position key `sid:sec:prov:182898a1ab28fd521108b2457b00f5e9` · issuer key `cusip6:33738R` NASDQ ARTFCIAL	NO CHANGE	−$26.0K	$236K	$210K	4,550	4,550
position key `pos:12329` · issuer key `iss:1012` US CONSUM DISCRE	NO CHANGE	−$13.4K	$223K	$210K	2,165	2,165
position key `sid:sec:prov:c003b19895564d810907444215df46b2` · issuer key `cusip6:69346J` COM	NO CHANGE	−$10.8K	$193K	$182K	15,658	15,658
position key `sid:sec:prov:ed9700f970c080028ff570ade765a310` · issuer key `cusip6:128117` SH BEN INT	NO CHANGE	+$4.3K	$172K	$176K	16,433	16,433
position key `pos:13341` · issuer key `iss:2298` SHS	NO CHANGE	−$83.6K	$240K	$156K	22,000	22,000
position key `pos:15297` · issuer key `iss:1928` SPONSORED ADR	NO CHANGE	+$18.6K	$136K	$155K	10,298	10,298
position key `sid:sec:prov:dbe9ba01eb63f0feea16207c0042faec` · issuer key `cusip6:27828Y` COM	NO CHANGE	−$7.7K	$161K	$153K	11,219	11,219
position key `sid:sec:prov:3e2e3dbfedd093bf3c3c2bf25cbf6a7d` · issuer key `cusip6:90138L` COM SHS CL A	NO CHANGE	−$54.8K	$203K	$148K	23,200	23,200
position key `sid:sec:prov:8fdf51389c2595c4156db2c39d9210ca` · issuer key `cusip6:G0457F` SHS CLASS -A -	NO CHANGE	+$15.1K	$122K	$137K	16,600	16,600
position key `sid:sec:prov:14977e358b4929aa51731fc5fe815960` · issuer key `cusip6:82655M` SPONSORED ADR	NO CHANGE	+$6.4K	$130K	$136K	10,651	10,651
position key `pos:14962` · issuer key `cusip6:670928` COM	NO CHANGE	−$884	$115K	$114K	12,639	12,639
position key `sid:sec:prov:9e9b7b6e93ed7397fc1e5afd57a7613b` · issuer key `cusip6:746729` FRANKLIN NY MUNI	NO CHANGE	−$500	$87.2K	$86.7K	11,109	11,109
position key `sid:sec:prov:2963ccd5fe1ee811db95444813936baf` · issuer key `cusip6:961684` COM NEW	NO CHANGE	−$8.2K	$64.4K	$56.2K	85,900	85,900
position key `sid:sec:prov:3de8946eed46444b94fd5342eaddeac0` · issuer key `cusip6:528872` COM NEW	NO CHANGE	+$11.9K	$33.4K	$45.3K	29,015	29,015
position key `sid:sec:prov:cad2cffb904c32789e08a717581f6ab2` · issuer key `cusip6:224916` COM	NO CHANGE	−$4.7K	$49.4K	$44.6K	17,440	17,440
position key `sid:sec:prov:5c1a00d8d9a697993fa04c560cf77d6b` · issuer key `cusip6:00509G` COM	NO CHANGE	+$4.5K	$38.0K	$42.5K	18,020	18,020
position key `sid:sec:prov:a8ba8f3fa538b02087f74fdcb5025a87` · issuer key `cusip6:53960E` COM NEW	NO CHANGE	−$30.2K	$66.0K	$35.8K	30,845	30,845
position key `sid:sec:prov:ff8e6fa6afee9e6e655be49ae61ddb3f` · issuer key `cusip6:G2589A` USD CL A ORD SHS	NO CHANGE	+$4.7K	$26.0K	$30.6K	15,000	15,000
position key `sid:sec:prov:82e63d4ea25eec81be9e092c63a97283` · issuer key `cusip6:142038` COM	NO CHANGE	+$4.0K	$20.5K	$24.5K	12,903	12,903

Flags: no row carries a flag.

Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Truncated by Public Filings. Changes compare every position with a security identifier, new and exited included; holdings without one are counted, not compared. methodology §13F ↗

Reported positions — 2026-03-31

1–100 of 804 issuers · $7.8B disclosed value over 960 rows · 0 undisclosed-value rows

View

This build carries one quarter for this manager: 2026-03-31. Notable managers carry four published quarters, others two.

This list carries reported issuer names and security identities, without a dated ticker mapping. Symbols are not inferred from names.

a position composed from a base filing plus NEW-HOLDINGS amendments keeps every source row here; the composition's latest filed date is the one shown served from this build's published holdings (derived from the filer's own reported rows); every row resolves to its filing

Share of total reported value, calculated only when the full position list has disclosed values. This is 13F long value, not total assets.

value undisclosed on the filing: retained and counted, excluded from sums, never shown as $0

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JOHNSON & JOHNSON · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$404M

1,652,666

5.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLE INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$311M

1,223,636

4.0%

—

VANGUARD INDEX FDS

12 positions · 12 reported rows

Rows PINNACLE ASSOCIATES LTD reported for VANGUARD INDEX FDS, as it reported them
VANGUARD INDEX FDS · SMALL CP ETF CUSIP — src ↗	$120M	458,673
VANGUARD INDEX FDS · TOTAL STK MKT CUSIP — src ↗	$118M	368,526
VANGUARD INDEX FDS · LARGE CAP ETF CUSIP — src ↗	$20.9M	69,905
VANGUARD INDEX FDS · MID CAP ETF CUSIP — src ↗	$13.5M	46,882
VANGUARD INDEX FDS · S&P 500 ETF SHS CUSIP 922908363 src ↗	$10.5M	17,622
VANGUARD INDEX FDS · VALUE ETF CUSIP — src ↗	$9.6M	48,815
VANGUARD INDEX FDS · GROWTH ETF CUSIP — src ↗	$3.8M	8,775
VANGUARD INDEX FDS · REAL ESTATE ETF CUSIP 922908553 src ↗	$2.5M	27,639
VANGUARD INDEX FDS · SML CP GRW ETF CUSIP 922908595 src ↗	$1.7M	5,481
VANGUARD INDEX FDS · EXTEND MKT ETF CUSIP — src ↗	$1.6M	7,550
VANGUARD INDEX FDS · SM CP VAL ETF CUSIP — src ↗	$541K	2,492
VANGUARD INDEX FDS · MCAP VL IDXVIP CUSIP 922908512 src ↗	$350K	1,900

ticker not yet mapped

$303M

1,064,260

3.9%

—

ISHARES TR

37 positions · 38 reported rows

Rows PINNACLE ASSOCIATES LTD reported for ISHARES TR, as it reported them
ISHARES TR · CORE S&P500 ETF CUSIP — src ↗	$93.4M	142,920
ISHARES TR · CORE S&P SCP ETF CUSIP — src ↗	$29.6M	237,785
ISHARES TR · CORE S&P MCP ETF CUSIP — src ↗	$23.2M	342,977
ISHARES TR · RUSSELL 2000 ETF CUSIP — src ↗	$17.6M	71,049
ISHARES TR · 7-10 YR TRSY BD CUSIP — src ↗	$11.8M	123,468
ISHARES TR · RUS 1000 GRW ETF CUSIP — src ↗	$7.2M	16,873
ISHARES TR · GLOBAL ENERG ETF CUSIP — src ↗	$5.5M	96,111
ISHARES TR · SELECT DIVID ETF CUSIP — src ↗	$5.3M	34,831
ISHARES TR · MSCI EAFE ETF CUSIP — src ↗	$4.2M	43,501
ISHARES TR · RUS 2000 GRW ETF CUSIP — src ↗	$4.0M	12,788
ISHARES TR · S&P SML 600 GWT CUSIP — src ↗	$4.0M	27,617
ISHARES TR · GLOBAL TECH ETF CUSIP — src ↗	$3.5M	34,604
ISHARES TR · U.S. TECH ETF CUSIP — src ↗	$3.4M	18,708
ISHARES TR · S&P 500 GRWT ETF CUSIP — src ↗	$3.1M	27,630
ISHARES TR · ISHARES BIOTECH CUSIP — src ↗	$3.1M	18,467
ISHARES TR · RUS MD CP GR ETF CUSIP — src ↗	$2.9M	22,398
ISHARES TR · SP SMCP600VL ETF CUSIP — src ↗	$2.8M	23,255
ISHARES TR · CORE US AGGBD ET CUSIP — src ↗	$2.1M	20,960
ISHARES TR · RUS MID CAP ETF CUSIP — src ↗	$1.7M	17,246
ISHARES TR · S&P 500 VAL ETF CUSIP — src ↗	$1.6M	7,761
ISHARES TR · S&P 100 ETF CUSIP — src ↗	$1.6M	5,127
ISHARES TR · RUS 1000 VAL ETF CUSIP — src ↗	$1.6M	7,355
ISHARES TR · ISHARES SEMICDTR CUSIP — src ↗	$1.3M	3,886
ISHARES TR · US HLTHCARE ETF CUSIP — src ↗	$1.1M	17,067
ISHARES TR · TIPS BD ETF CUSIP — src ↗	$931K	8,438
ISHARES TR · EXPANDED TECH CUSIP — src ↗	$898K	11,223
ISHARES TR · RUS 2000 VAL ETF CUSIP — src ↗	$875K	4,616
ISHARES TR · MORNINGSTAR GRWT CUSIP — src ↗	$826K	8,647
ISHARES TR · IBOXX INV CP ETF CUSIP — src ↗	$685K	6,282
ISHARES TR · RUS 1000 ETF CUSIP — src ↗	$511K	1,432
ISHARES TR · CORE S&P TTL STK CUSIP — src ↗	$500K	3,513
ISHARES TR · RUS MDCP VAL ETF CUSIP — src ↗	$435K	2,984
ISHARES TR · 1 3 YR TREAS BD CUSIP — src ↗	$388K	4,700
ISHARES TR · MSCI EMG MKT ETF CUSIP — src ↗	$323K	5,684
ISHARES TR · CORE S&P US VLU CUSIP — src ↗	$268K	2,621
ISHARES TR · CORE S&P US GWT CUSIP — src ↗	$213K	1,372
ISHARES TR · US CONSUM DISCRE CUSIP — src ↗	$210K	2,165
ISHARES TR · S&P SML 600 GWT CUSIP — src ↗	$1.4K	10

ticker not yet mapped

$242M

1,438,071

3.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred) verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ALPHABET INC

2 positions · 2 reported rows

Rows PINNACLE ASSOCIATES LTD reported for ALPHABET INC, as it reported them
ALPHABET INC · CAP STK CL A CUSIP — src ↗	$99.9M	347,384
ALPHABET INC · CAP STK CL C CUSIP — src ↗	$98.2M	342,387

$198M

689,771

2.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NVIDIA CORPORATION · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$167M

958,825

2.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICROSOFT CORP · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$159M

429,111

2.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BROADCOM INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$139M

449,852

1.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STATE STR SPDR S&P 500 ETF T

1 position · 2 reported rows

Rows PINNACLE ASSOCIATES LTD reported for STATE STR SPDR S&P 500 ETF T, as it reported them
STATE STR SPDR S&P 500 ETF T · TR UNIT CUSIP — src ↗	$124M	190,047
STATE STR SPDR S&P 500 ETF T · TR UNIT CUSIP — src ↗	$29.3K	45

$124M

190,092

1.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JPMORGAN CHASE & CO · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$122M

413,660

1.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INVESCO QQQ TR

1 position · 2 reported rows

Rows PINNACLE ASSOCIATES LTD reported for INVESCO QQQ TR, as it reported them
INVESCO QQQ TR · UNIT SER 1 CUSIP — src ↗	$113M	196,368
INVESCO QQQ TR · UNIT SER 1 CUSIP — src ↗	$4.0K	7

$113M

196,375

1.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMAZON COM INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$112M

535,581

1.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

META PLATFORMS INC · CL A CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$93.0M

162,529

1.2%

—

VANGUARD INTL EQUITY INDEX F

4 positions · 4 reported rows

Rows PINNACLE ASSOCIATES LTD reported for VANGUARD INTL EQUITY INDEX F, as it reported them
VANGUARD INTL EQUITY INDEX F · ALLWRLD EX US CUSIP — src ↗	$79.4M	1,057,394
VANGUARD INTL EQUITY INDEX F · FTSE EMR MKT ETF CUSIP 922042858 src ↗	$7.6M	141,185
VANGUARD INTL EQUITY INDEX F · FTSE EUROPE ETF CUSIP 922042874 src ↗	$2.6M	31,421
VANGUARD INTL EQUITY INDEX F · FTSE SMCAP ETF CUSIP 922042718 src ↗	$1.6M	10,635

ticker not yet mapped

$91.2M

1,240,635

1.2%

—

ISHARES TR

4 positions · 4 reported rows

Rows PINNACLE ASSOCIATES LTD reported for ISHARES TR, as it reported them
ISHARES TR · MSCI USA QLT FCT CUSIP 46432F339 src ↗	$82.4M	429,470
ISHARES TR · CORE MSCI TOTAL CUSIP 46432F834 src ↗	$3.8M	43,800
ISHARES TR · MSCI USA MMENTM CUSIP 46432F396 src ↗	$2.2M	9,346
ISHARES TR · CORE MSCI EAFE CUSIP 46432F842 src ↗	$1.7M	18,293

ticker not yet mapped

$90.1M

500,909

1.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICRON TECHNOLOGY INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$88.6M

262,297

1.1%

—

VANGUARD WHITEHALL FDS

2 positions · 2 reported rows

Rows PINNACLE ASSOCIATES LTD reported for VANGUARD WHITEHALL FDS, as it reported them
VANGUARD WHITEHALL FDS · HIGH DIV YLD CUSIP — src ↗	$81.6M	550,774
VANGUARD WHITEHALL FDS · INTL HIGH ETF CUSIP — src ↗	$1.1M	11,914

ticker not yet mapped

$82.7M

562,688

1.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CATERPILLAR INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$78.7M

111,072

1.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MORGAN STANLEY · COM NEW CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$74.0M

449,474

1.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COHERENT CORP · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$69.3M

290,965

0.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

REGENERON PHARMACEUTICALS · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$63.8M

82,512

0.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LAM RESEARCH CORP · COM NEW CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$61.4M

287,487

0.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WALMART INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$60.2M

484,112

0.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MERCK & CO INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$58.4M

485,756

0.8%

—

SCHWAB STRATEGIC TR

8 positions · 8 reported rows

Rows PINNACLE ASSOCIATES LTD reported for SCHWAB STRATEGIC TR, as it reported them
SCHWAB STRATEGIC TR · US DIVIDEND EQ CUSIP — src ↗	$45.1M	1,469,689
SCHWAB STRATEGIC TR · US MID-CAP ETF CUSIP — src ↗	$3.5M	114,400
SCHWAB STRATEGIC TR · US SML CAP ETF CUSIP — src ↗	$3.0M	103,928
SCHWAB STRATEGIC TR · US LRG CAP ETF CUSIP — src ↗	$2.9M	111,354
SCHWAB STRATEGIC TR · US BRD MKT ETF CUSIP — src ↗	$2.2M	86,806
SCHWAB STRATEGIC TR · US LCAP GR ETF CUSIP — src ↗	$744K	25,536
SCHWAB STRATEGIC TR · INTL EQTY ETF CUSIP — src ↗	$626K	25,279
SCHWAB STRATEGIC TR · US AGGREGATE B CUSIP — src ↗	$244K	10,508

ticker not yet mapped

$58.3M

1,947,500

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ELI LILLY & CO · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$57.0M

61,937

0.7%

—

GMO ETF TRUST

2 positions · 2 reported rows

Rows PINNACLE ASSOCIATES LTD reported for GMO ETF TRUST, as it reported them
GMO ETF TRUST · GMO US QUALITY E CUSIP 90139K100 src ↗	$29.3M	810,307
GMO ETF TRUST · GMO INTL VALUE CUSIP 90139K407 src ↗	$27.4M	757,462

ticker not yet mapped

$56.8M

1,567,769

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CISCO SYS INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$54.8M

706,683

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VISA INC · COM CL A CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$53.3M

176,369

0.7%

BERKSHIRE HATHAWAY INC DEL

2 positions · 2 reported rows

Rows PINNACLE ASSOCIATES LTD reported for BERKSHIRE HATHAWAY INC DEL, as it reported them
BERKSHIRE HATHAWAY INC DEL · CL B NEW CUSIP — src ↗	$50.1M	104,478
BERKSHIRE HATHAWAY INC DEL · CL A CUSIP — src ↗	$2.9M	4

$52.9M

104,482

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LUMENTUM HLDGS INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$52.6M

74,890

0.7%

—

SELECT SECTOR SPDR TR

10 positions · 10 reported rows

Rows PINNACLE ASSOCIATES LTD reported for SELECT SECTOR SPDR TR, as it reported them
SELECT SECTOR SPDR TR · STATE STREET COM CUSIP 81369Y852 src ↗	$13.4M	121,102
SELECT SECTOR SPDR TR · STATE STREET ENE CUSIP 81369Y506 src ↗	$7.0M	114,304
SELECT SECTOR SPDR TR · STATE STREET CON CUSIP 81369Y407 src ↗	$6.8M	61,948
SELECT SECTOR SPDR TR · STATE STREET IND CUSIP 81369Y704 src ↗	$6.4M	39,411
SELECT SECTOR SPDR TR · STATE STREET TEC CUSIP — src ↗	$6.0M	44,831
SELECT SECTOR SPDR TR · STATE STREET HEA CUSIP 81369Y209 src ↗	$5.4M	36,670
SELECT SECTOR SPDR TR · STATE STREET MAT CUSIP 81369Y100 src ↗	$3.4M	68,373
SELECT SECTOR SPDR TR · STATE STREET FIN CUSIP 81369Y605 src ↗	$2.7M	55,051
SELECT SECTOR SPDR TR · STATE STREET CON CUSIP — src ↗	$630K	7,681
SELECT SECTOR SPDR TR · STATE STREET UTI CUSIP — src ↗	$547K	11,921

ticker not yet mapped

$52.2M

561,292

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GOLAR LNG LTD · SHS CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$50.7M

936,976

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HOME DEPOT INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$49.8M

151,546

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMERICAN EXPRESS CO · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$48.2M

159,355

0.6%

—

DIMENSIONAL ETF TRUST

6 positions · 6 reported rows

Rows PINNACLE ASSOCIATES LTD reported for DIMENSIONAL ETF TRUST, as it reported them
DIMENSIONAL ETF TRUST · US HIGH PROFITAB CUSIP 25434V831 src ↗	$14.5M	395,577
DIMENSIONAL ETF TRUST · INTL CORE EQT MK CUSIP 25434V203 src ↗	$13.9M	357,073
DIMENSIONAL ETF TRUST · US SMALL CAP VAL CUSIP 25434V815 src ↗	$11.2M	318,664
DIMENSIONAL ETF TRUST · EMGR CRE EQT MNG CUSIP 25434V302 src ↗	$6.4M	187,793
DIMENSIONAL ETF TRUST · US CORE EQUITY 2 CUSIP 25434V708 src ↗	$541K	13,921
DIMENSIONAL ETF TRUST · US TARGETED VLU CUSIP 25434V609 src ↗	$346K	5,544

ticker not yet mapped

$46.9M

1,278,572

0.6%

—

VANGUARD WORLD FD

6 positions · 6 reported rows

Rows PINNACLE ASSOCIATES LTD reported for VANGUARD WORLD FD, as it reported them
VANGUARD WORLD FD · INF TECH ETF CUSIP 92204A702 src ↗	$39.5M	56,565
VANGUARD WORLD FD · COMM SRVC ETF CUSIP 92204A884 src ↗	$4.3M	23,843
VANGUARD WORLD FD · HEALTH CAR ETF CUSIP 92204A504 src ↗	$1.1M	4,031
VANGUARD WORLD FD · INDUSTRIAL ETF CUSIP 92204A603 src ↗	$1.0M	3,249
VANGUARD WORLD FD · CONSUM DIS ETF CUSIP 92204A108 src ↗	$550K	1,532
VANGUARD WORLD FD · CONSUM STP ETF CUSIP 92204A207 src ↗	$344K	1,533

ticker not yet mapped

$46.8M

90,753

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EATON CORP PLC · SHS CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$44.5M

124,522

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

RTX CORPORATION · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$44.4M

230,294

0.6%

—

J P MORGAN EXCHANGE TRADED F

3 positions · 3 reported rows

Rows PINNACLE ASSOCIATES LTD reported for J P MORGAN EXCHANGE TRADED F, as it reported them
J P MORGAN EXCHANGE TRADED F · EQUITY PREMIUM CUSIP — src ↗	$40.7M	717,528
J P MORGAN EXCHANGE TRADED F · ULTRA SHRT ETF CUSIP 46641Q837 src ↗	$2.1M	40,666
J P MORGAN EXCHANGE TRADED F · DIVERSFD EQT ETF CUSIP 46641Q845 src ↗	$470K	8,965

ticker not yet mapped

$43.2M

767,159

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BANK AMERICA CORP · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$43.1M

885,036

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NLIGHT INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$42.7M

748,299

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ROYAL CARIBBEAN GROUP · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$42.3M

153,882

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EXXON MOBIL CORP · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$41.2M

242,576

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ABBVIE INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$40.5M

186,380

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CHEVRON CORPORATION · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$39.6M

191,322

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BLACKROCK INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$39.0M

40,546

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CITIGROUP INC · COM NEW CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$37.8M

333,255

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CORNING INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$36.9M

271,440

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INTERNATIONAL BUSINESS MACHS · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$35.8M

147,678

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COSTCO WHOLESALE CORPORATION · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$35.8M

35,904

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STATE STR SPDR S&P MIDCAP 40 · UTSER1 S&PDCRP CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$35.4M

57,380

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MARKEL GROUP INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$34.4M

17,948

0.4%

—

INVESCO EXCHANGE TRADED FD T

4 positions · 4 reported rows

Rows PINNACLE ASSOCIATES LTD reported for INVESCO EXCHANGE TRADED FD T, as it reported them
INVESCO EXCHANGE TRADED FD T · S&P500 EQL WGT CUSIP — src ↗	$31.3M	163,151
INVESCO EXCHANGE TRADED FD T · S&P500 EQL DIS CUSIP — src ↗	$1.2M	22,070
INVESCO EXCHANGE TRADED FD T · S&P500 QUALITY CUSIP — src ↗	$790K	10,512
INVESCO EXCHANGE TRADED FD T · RAFI US 1000 ETF CUSIP — src ↗	$268K	5,630

ticker not yet mapped

$33.6M

201,363

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CAMECO CORP · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$33.1M

304,364

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ORACLE CORP · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$32.8M

223,083

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

XYLEM INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$32.8M

274,520

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

IONIS PHARMACEUTICALS INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$32.8M

436,457

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLIED MATLS INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$32.4M

94,850

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PROCTER & GAMBLE CO · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$31.0M

214,800

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GOLDMAN SACHS GROUP INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$30.9M

36,484

0.4%

—

VANGUARD BD INDEX FDS · TOTAL BND MRKT CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

ticker not yet mapped

$30.4M

412,148

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PEPSICO INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$29.0M

186,716

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BLOOM ENERGY CORP · COM CL A CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$28.4M

209,349

0.4%

—

WISDOMTREE TR · US QTLY DIV GRT CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

ticker not yet mapped

$28.0M

318,370

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MADISON SQUARE GRDN SPRT COR · CL A CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$27.7M

86,044

0.4%

—

ISHARES TR

18 positions · 18 reported rows

Rows PINNACLE ASSOCIATES LTD reported for ISHARES TR, as it reported them
ISHARES TR · MSCI ACWI ETF CUSIP — src ↗	$5.4M	39,160
ISHARES TR · 3 7 YR TREAS BD CUSIP — src ↗	$5.1M	43,039
ISHARES TR · EAFE SML CP ETF CUSIP — src ↗	$3.3M	42,009
ISHARES TR · NATIONAL MUN ETF CUSIP — src ↗	$1.9M	17,930
ISHARES TR · U.S. MED DVC ETF CUSIP — src ↗	$1.5M	28,805
ISHARES TR · ISHS 1-5YR INVS CUSIP — src ↗	$1.5M	27,985
ISHARES TR · US HOME CONS ETF CUSIP — src ↗	$1.4M	15,020
ISHARES TR · PFD AND INCM SEC CUSIP — src ↗	$1.3M	41,923
ISHARES TR · EAFE GRWTH ETF CUSIP — src ↗	$1.2M	11,053
ISHARES TR · IBOXX HI YD ETF CUSIP — src ↗	$1.0M	13,174
ISHARES TR · MSCI ACWI EX US CUSIP — src ↗	$1.0M	14,688
ISHARES TR · TRUST ISHARE 0-1 CUSIP — src ↗	$673K	6,101
ISHARES TR · US AER DEF ETF CUSIP — src ↗	$538K	2,460
ISHARES TR · MRGSTR MD CP GRW CUSIP — src ↗	$441K	5,597
ISHARES TR · ESG OPTIMIZED CUSIP — src ↗	$396K	2,998
ISHARES TR · 10-20 YR TRS ETF CUSIP — src ↗	$355K	3,525
ISHARES TR · INTL SEL DIV ETF CUSIP — src ↗	$324K	7,612
ISHARES TR · ESG MSCI KLD 400 CUSIP — src ↗	$279K	2,301

ticker not yet mapped

$27.7M

325,380

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

QORVO INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$27.5M

355,566

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ULTRA CLEAN HLDGS INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$27.5M

441,659

0.4%

—

VANGUARD TAX-MANAGED FDS · VAN FTSE DEV MKT CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

ticker not yet mapped

$27.4M

428,358

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HONEYWELL INTL INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$27.0M

119,267

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

FEDEX CORP · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$26.8M

75,191

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ADVANCED ENERGY INDS · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$25.7M

79,632

0.3%

—

ONESPAWORLD HOLDINGS LIMITED · COM CUSIP P73684113
2026-03-31 filed 2026-04-22 +22d

src ↗

ticker not yet mapped

$25.1M

1,094,618

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VICOR CORP · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$25.1M

155,976

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NEXTERA ENERGY INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$24.7M

266,353

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ITRON INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$24.6M

274,193

0.3%

—

MANCHESTER UTD PLC NEW · ORD CL A CUSIP G5784H106
2026-03-31 filed 2026-04-22 +22d

src ↗

ticker not yet mapped

$24.5M

1,457,170

0.3%

—

SSGA ACTIVE ETF TR · STATE STREET DOU CUSIP 78467V848
2026-03-31 filed 2026-04-22 +22d

src ↗

ticker not yet mapped

$24.1M

606,616

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BOYD GAMING CORP · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$23.9M

290,911

0.3%

—

FIRST TR EXCHANGE-TRADED FD

2 positions · 2 reported rows

Rows PINNACLE ASSOCIATES LTD reported for FIRST TR EXCHANGE-TRADED FD, as it reported them
FIRST TR EXCHANGE-TRADED FD · FT VEST RIS CUSIP 33738D879 src ↗	$21.5M	842,134
FIRST TR EXCHANGE-TRADED FD · SENIOR LN FD CUSIP 33738D309 src ↗	$1.1M	24,460

ticker not yet mapped

$22.6M

866,594

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BLACKSTONE INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$22.5M

195,249

0.3%

—

J P MORGAN EXCHANGE TRADED F

3 positions · 3 reported rows

Rows PINNACLE ASSOCIATES LTD reported for J P MORGAN EXCHANGE TRADED F, as it reported them
J P MORGAN EXCHANGE TRADED F · HEDGED EQUITY LA CUSIP 46654Q724 src ↗	$15.2M	237,560
J P MORGAN EXCHANGE TRADED F · NASDAQ EQT PREM CUSIP — src ↗	$6.3M	113,809
J P MORGAN EXCHANGE TRADED F · ACTIVE BOND ETF CUSIP 46654Q716 src ↗	$867K	16,132

ticker not yet mapped

$22.4M

367,501

0.3%

—

AMBARELLA INC · SHS CUSIP G037AX101
2026-03-31 filed 2026-04-22 +22d

src ↗

ticker not yet mapped

$22.1M

430,249

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COGNEX CORP · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$22.0M

449,680

0.3%

—

FIRST TR EXCHANGE-TRADED FD

2 positions · 2 reported rows

Rows PINNACLE ASSOCIATES LTD reported for FIRST TR EXCHANGE-TRADED FD, as it reported them
FIRST TR EXCHANGE-TRADED FD · NASDAQ CYB ETF CUSIP 33734X846 src ↗	$21.1M	336,826
FIRST TR EXCHANGE-TRADED FD · CLOUD COMPUTING CUSIP 33734X192 src ↗	$878K	8,024

ticker not yet mapped

$22.0M

344,850

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMGEN INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$21.8M

62,004

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VALERO ENERGY CORP · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$21.4M

86,626

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TESLA INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$21.2M

56,960

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WARNER BROS DISCOVERY INC · COM SER A CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$21.0M

764,119

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STATE STR SPDR DOW JONES IND

1 position · 2 reported rows

Rows PINNACLE ASSOCIATES LTD reported for STATE STR SPDR DOW JONES IND, as it reported them
STATE STR SPDR DOW JONES IND · UT SER 1 CUSIP — src ↗	$20.2M	43,534
STATE STR SPDR DOW JONES IND · UT SER 1 CUSIP — src ↗	$1.4K	3

$20.2M

43,537

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MASTERCARD INCORPORATED · CL A CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$19.6M

39,266

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AEROVIRONMENT INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$19.3M

105,563

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ICHOR HOLDINGS · SHS CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$19.0M

408,307

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

FORMFACTOR INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$18.4M

189,562

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LOCKHEED MARTIN CORP · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$17.8M

29,527

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CUMMINS INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$17.8M

33,122

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CANADIAN PACIFIC KANSAS CITY · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$17.7M

224,459

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

DYCOM INDS INC · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$17.6M

51,819

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

URANIUM ENERGY CORP · COM CUSIP —
2026-03-31 filed 2026-04-22 +22d

src ↗

$17.2M

1,273,817

0.2%

1–20 of the 100 issuers on this page

Change kind and share change are in Position changes above; Congress overlap is planned.

One line per issuer, largest first; a row with no issuer key stands on its own line. Open a line for its rows as this filer reported them. The list holds every row this filer reported for the quarter. Issuer totals on the holders pages count each manager's own report once; that never removes a row here. how positions are grouped ↗

Book shape

2026-03-31 · concentration · vs tracked median · tick = median

Top-25 concentration: 38.7%below median 80.0%
Concentration index: 101 bpsbelow median 446 bps
Positions with value: 960 / 960median book 97.5 positions

Concentration uses reported 13F long value, not total assets. The index is withheld when any position lacks a value. Medians are over the 8,748 tracked filers with a 2026-03-31 book; the index median over the 8,662 with a complete book.

holdings whose <value> did not parse — retained and counted, never zero-filled: 0 · share of the period's disclosed value held in the top-N positions; denominator is reported 13F value, not total assets: 38.7% · integer Herfindahl–Hirschman index in basis points over disclosed position values: 101 · QoQ moves: 999

Filing history

AVAILABLE QUARTERS

Available filing periods
Period	Source
2026-03-31	EDGAR ↗

PLANNED sector rotation · Congress overlap · signals for this filer

Complete source filings on SEC EDGAR

The complete filing on EDGAR.

The position list above is served from the published Public Filings build, each position as this filer reported it; where the page cannot embed every reported row, the list says how many it leaves out. This block is provenance, not a substitute: the filing itself is the record, and it is one click away. Public Filings decided on 2026-08-01 to serve this list from its published build; filings newer than this build are on EDGAR.

Open PINNACLE ASSOCIATES LTD's 13F filings on SEC EDGAR ↗

Notes on this data

Reported positions

Quarter-end holdings as filed

Explore the full published position list and its source filing. This record excludes the manager’s cash, shorts and non-13(f) assets.

Share changes

Compare consecutive quarters

Position changes retain the producer’s classification and comparability flags. Share counts and reported values describe different changes.

Coverage

A snapshot, not current holdings

Use the quarter selector to inspect available periods. Unknown values stay unknown and each table states its coverage.

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings. A position may have been changed or closed before you ever see it, and is older still by however long ago that quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars with unit_basis carried on every record.

Affiliated managers may report the same position (otherManager), so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice (ARCHITECTURE.md §5.2 / M2-CONTRACT §5).