Sigma Planning Corp

$3.6B reported 13(f) long value · latest quarter 2026-03-31 · CIK 1449126 · EDGAR ↗

sum of disclosed values for 2026-03-31; 0 positions carry a NULL value and are excluded from the sum, surfaced here rather than folded away: $3.6B
ALL retained default holdings for this (filer, period), including NULL-value ones: 1,309
positions with no comparable holding in the prior quarter (kind new), 2026-03-31: 135
positions absent from this quarter's filing after being held last quarter (kind exit), 2026-03-31 — inferred from absence, not a sale record: 121

A quarter-end snapshot. Filed up to 45 days later, so this page is not current holdings and never a complete portfolio. what a 13F is — and is not ↓ methodology §13F ↗

Position changes — into 2026-03-31

by shares · Δ value · filing link · how changes are classified §

Position changes into quarter 2026-03-31
position matched across quarters by exact reported CUSIP over a registry gap — producer-reconciled identity, never a name match `identity_reconciled_by_cusip`	the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE `classified_by_value` · EXIT = absent this quarter: disposed, delisted, under confidential treatment, or reported instead by an affiliated manager — the filing does not say which · change not classifiable: value undisclosed on one side of the quarter pair, or neither shares nor value can classify it · NO CHANGE = the share count is identical in both quarters; the value moved only with price, so the row is mark-to-market and never an ADD or a TRIM (NEW / ADD / TRIM / EXIT / NO CHANGE) · NO PRIOR = this filer has no comparable holdings list for the previous quarter on record — a first filing under this registration, or a quarter reported inside an affiliated manager's filing — so the position is not called a new stake	derived by Public Filings from the published aggregate; NULL means the source did not disclose a usable value — never zero	reported unit changed across the pair (SH↔PRN); the share delta is withheld rather than fabricated `shares_unit_mismatch`	Prev value	Curr value	Prev shares	Curr shares
position key `pos:10307` · issuer key `iss:1012` CORE S&P500 ETF	ADD	−$6.0M	+5,069	$201M	$195M	293,582	298,651
position key `pos:13215` · issuer key `iss:144` COM	TRIM	−$14.0M	−9,975	$169M	$155M	621,839	611,864
position key `pos:15642` · issuer key `iss:1334` COM	TRIM	−$10.9M	−16,469	$122M	$112M	656,171	639,702
position key `pos:14175` · issuer key `iss:95` COM	TRIM	−$8.5M	−2,490	$81.3M	$72.7M	351,759	349,269
position key `pos:11173` · issuer key `iss:995` UNIT SER 1	TRIM	−$14.3M	−16,671	$75.2M	$61.0M	122,300	105,629
position key `pos:11570` · issuer key `iss:1599` TR UNIT	TRIM	−$4.0M	−1,890	$60.0M	$56.0M	87,921	86,031
position key `pos:18043` · issuer key `cusip6:46434V` CORE DIV GRWTH	TRIM	−$131K	−9,777	$50.8M	$50.6M	731,146	721,369
position key `pos:11825` · issuer key `iss:1225` COM	ADD	−$15.4M	+50	$65.4M	$50.0M	135,011	135,061
position key `pos:13746` · issuer key `iss:1012` S&P 500 GRWT ETF	TRIM	−$4.6M	−1,631	$53.5M	$48.9M	433,977	432,346
position key `sid:sec:prov:127f0021d8310eeeecdea8298c5f12e5` · issuer key `cusip6:922908` S&P 500 ETF SHS	TRIM	−$2.6M	−370	$50.5M	$48.0M	80,619	80,249
position key `pos:17821` · issuer key `iss:89` CAP STK CL C	TRIM	−$4.3M	−1,869	$43.7M	$39.4M	139,304	137,435
position key `pos:14841` · issuer key `iss:1012` IBOXX INV CP ETF	ADD	+$470K	+8,411	$36.7M	$37.2M	332,897	341,308
position key `pos:17143` · issuer key `iss:1633` US LCAP GR ETF	TRIM	−$3.6M	−34,442	$31.1M	$27.5M	977,872	943,430
position key `pos:10714` · issuer key `iss:1633` US DIVIDEND EQ	ADD	+$4.2M	+36,626	$22.4M	$26.7M	833,241	869,867
position key `pos:13422` · issuer key `iss:1012` 1 3 YR TREAS BD	ADD	+$645K	+8,775	$24.4M	$25.0M	294,513	303,288
position key `pos:12827` · issuer key `iss:323` COM	ADD	−$2.5M	+1,455	$26.4M	$23.9M	75,918	77,373
position key `pos:16868` · issuer key `iss:1012` CORE S&P MCP ETF	TRIM	−$52.9K	−8,899	$23.9M	$23.9M	362,261	353,362
position key `pos:13906` · issuer key `iss:1012` S&P 500 VAL ETF	ADD	+$305K	+1,907	$22.5M	$22.8M	106,012	107,919
position key `pos:15142` · issuer key `iss:89` CAP STK CL A	TRIM	−$2.2M	−352	$24.9M	$22.7M	79,243	78,891
position key `pos:11390` · issuer key `iss:720` CL A	TRIM	−$4.2M	−964	$26.7M	$22.5M	40,343	39,379
position key `pos:14033` · issuer key `iss:1012` CORE S&P SCP ETF	TRIM	−$1.6M	−19,415	$23.3M	$21.7M	193,672	174,257
position key `pos:11237` · issuer key `iss:1601` GOLD SHS	TRIM	−$3.1M	−12,371	$23.2M	$20.1M	58,988	46,617
position key `pos:11871` · issuer key `iss:1011` ISHARES NEW	ADD	+$2.0M	+4,742	$17.9M	$19.9M	221,105	225,847
position key `pos:11205` · issuer key `iss:255` CL B NEW	TRIM	−$3.4M	−4,731	$22.5M	$19.1M	44,564	39,833
position key `pos:14737` · issuer key `iss:1012` CORE US AGGBD ET	ADD	+$1.6M	+17,736	$17.0M	$18.6M	169,983	187,719
position key `pos:12944` · issuer key `cusip6:922908` TOTAL STK MKT	ADD	+$3.8M	+13,837	$14.5M	$18.3M	43,308	57,145
position key `sid:sec:prov:17b19445cfc49d8e93d0a978b5f9fc37` · issuer key `cusip6:33738R` RISNG DIVD ACHIV	ADD	+$236K	+7,974	$17.5M	$17.7M	251,078	259,052
position key `sid:sec:prov:2ebeed7ba0c3c8f5495a6059ae850775` · issuer key `cusip6:14020W` SHS CREATION UNI	ADD	+$5.2M	+130,999	$12.3M	$17.5M	280,829	411,828
position key `pos:15863` · issuer key `iss:1123` COM	ADD	−$1.6M	+1,260	$18.4M	$16.9M	17,060	18,320
position key `pos:18039` · issuer key `iss:1025` COM	TRIM	−$2.5M	−2,571	$18.5M	$16.0M	57,104	54,533
position key `pos:13432` · issuer key `iss:411` COM	TRIM	+$1.7M	−2,355	$14.2M	$15.9M	24,811	22,456
position key `sid:sec:prov:5a7fcb3dee6c4561333e06d370e28221` · issuer key `cusip6:46429B` FLTG RATE NT ETF	ADD	+$467K	+8,626	$15.3M	$15.7M	300,178	308,804
position key `pos:11717` · issuer key `iss:440` COM	TRIM	+$3.4M	−4,597	$12.3M	$15.7M	80,592	75,995
position key `pos:10357` · issuer key `iss:1786` COM	TRIM	−$6.2M	−6,446	$21.8M	$15.6M	48,487	42,041
position key `pos:13014` · issuer key `iss:1013` INTL SEL DIV ETF	TRIM	+$263K	−22,096	$15.3M	$15.5M	386,848	364,752
position key `pos:12030` · issuer key `iss:525` COM	TRIM	+$1.1M	−1,069	$13.7M	$14.8M	15,907	14,838
position key `sid:sec:prov:8ffd8920e6e0488aef7958c82490aaf2` · issuer key `cusip6:69374H` US CASH COWS 100	TRIM	−$315K	−14,313	$15.1M	$14.8M	250,621	236,308
position key `sid:sec:prov:ead4136001e20c053d7f45b14bcdc536` · issuer key `cusip6:46429B` MSCI USA MIN VOL	ADD	+$350K	+6,073	$14.2M	$14.5M	150,453	156,526
position key `pos:13490` · issuer key `iss:1939` COM	ADD	+$1.9M	+4,064	$12.5M	$14.4M	112,116	116,180
position key `pos:14552` · issuer key `iss:711` COM	TRIM	+$4.0M	−1,369	$10.4M	$14.4M	86,191	84,822
position key `pos:10986` · issuer key `cusip6:922908` VALUE ETF	ADD	+$758K	+2,137	$13.4M	$14.2M	70,078	72,215
position key `pos:13599` · issuer key `iss:1035` COM	TRIM	+$2.0M	−665	$11.8M	$13.8M	56,956	56,291
position key `pos:11230` · issuer key `iss:1633` US LRG CAP ETF	TRIM	−$953K	−10,909	$14.4M	$13.4M	533,857	522,948
position key `pos:12445` · issuer key `iss:1405` CL A	TRIM	−$5.8M	−16,559	$18.8M	$13.0M	105,534	88,975
position key `pos:10892` · issuer key `cusip6:81369Y` STATE STREET TEC	TRIM	−$2.8M	−13,738	$15.7M	$12.9M	110,748	97,010
position key `pos:14231` · issuer key `iss:1013` ISHS 1-5YR INVS	ADD	+$385K	+8,736	$12.2M	$12.6M	230,375	239,111
position key `sid:sec:prov:f1fd766d326ca552a85c000a4415c3d6` · issuer key `cusip6:46432F` CORE MSCI EAFE	ADD	+$1.2M	+12,060	$11.3M	$12.6M	126,760	138,820
position key `pos:15499` · issuer key `iss:23` COM	TRIM	−$1.2M	−2,478	$13.6M	$12.4M	59,304	56,826
position key `sid:sec:prov:32ef26f8849908cb045937f5030b983c` · issuer key `cusip6:33741X` SMID RISNG ETF	ADD	+$668K	+9,016	$11.2M	$11.9M	291,682	300,698
position key `pos:11567` · issuer key `cusip6:33740F` FT VEST LADDERED	TRIM	−$287K	−22,445	$12.1M	$11.8M	372,173	349,728
position key `pos:17409` · issuer key `cusip6:921943` VAN FTSE DEV MKT	ADD	+$443K	+2,774	$11.4M	$11.8M	181,456	184,230
position key `pos:10715` · issuer key `iss:916` COM	TRIM	−$469K	−232	$12.2M	$11.7M	35,861	35,629
position key `pos:15152` · issuer key `iss:1000` S&P500 EQL WGT	ADD	+$749K	+3,398	$10.6M	$11.4M	55,806	59,204
position key `pos:11024` · issuer key `iss:1014` ISHARES	TRIM	−$3.4M	−59,139	$14.4M	$11.0M	219,910	160,771
position key `pos:10953` · issuer key `iss:1013` ISHS 5-10YR INVT	TRIM	−$6.9M	−125,182	$17.6M	$10.7M	326,676	201,494
position key `pos:15221` · issuer key `iss:1228` COM	TRIM	+$230K	−5,021	$10.5M	$10.7M	36,634	31,613
position key `sid:sec:prov:350119fb274fcd8c7ec4519681c9e3cd` · issuer key `cusip6:921937` INTERMED TERM	ADD	+$415K	+7,153	$10.3M	$10.7M	131,178	138,331
position key `pos:16249` · issuer key `cusip6:921908` DIV APP ETF	ADD	+$1.1M	+6,272	$9.5M	$10.6M	43,207	49,479
position key `pos:13905` · issuer key `iss:1016` CORE MSCI EMKT	ADD	+$1.3M	+13,100	$9.3M	$10.5M	137,682	150,782
position key `pos:10136` · issuer key `iss:990` COM	TRIM	−$2.9M	−1,911	$13.2M	$10.3M	44,588	42,677
position key `pos:11640` · issuer key `iss:1012` CORE S&P US VLU	TRIM	−$840K	−7,902	$11.2M	$10.3M	108,742	100,840
position key `pos:10718` · issuer key `iss:1311` COM	TRIM	+$877K	−6,589	$9.4M	$10.3M	117,200	110,611
position key `pos:16906` · issuer key `iss:1013` MRGSTR MD CP GRW	ADD	+$19.2K	+1,982	$10.2M	$10.2M	127,905	129,887
position key `pos:12848` · issuer key `iss:1921` COM CL A	ADD	−$1.4M	+656	$11.4M	$10.0M	32,470	33,126
position key `pos:16582` · issuer key `iss:1013` USD INV GRDE ETF	ADD	+$202K	+5,936	$9.8M	$10.0M	188,950	194,886
position key `pos:10935` · issuer key `iss:1902` COM	TRIM	+$1.7M	−1,816	$7.9M	$9.6M	193,509	191,693
position key `pos:16556` · issuer key `iss:1013` NATIONAL MUN ETF	TRIM	−$105K	−170	$9.7M	$9.6M	90,725	90,555
position key `sid:sec:prov:fc322b756e10c5adfb425878e834e2d4` · issuer key `cusip6:46432F` MSCI USA QLT FCT	TRIM	−$967K	−3,195	$10.3M	$9.4M	52,011	48,816
position key `pos:15938` · issuer key `cusip6:92189F` SEMICONDUCTR ETF	ADD	+$915K	+2,274	$8.4M	$9.4M	22,130	24,404
position key `pos:17467` · issuer key `iss:1751` SPONSORED ADS	ADD	+$2.0M	+4,302	$7.2M	$9.3M	23,150	27,452
position key `pos:14916` · issuer key `iss:1946` COM	TRIM	−$53.2K	−1,770	$9.2M	$9.1M	41,587	39,817
position key `pos:17231` · issuer key `cusip6:922908` SMALL CP ETF	ADD	+$2.9M	+10,776	$6.1M	$9.0M	23,476	34,252
position key `pos:17300` · issuer key `cusip6:81369Y` STATE STREET UTI	ADD	+$586K	+15,523	$8.1M	$8.7M	173,429	188,952
position key `sid:sec:prov:3a69ff5ca4f41bbce8dbd9c569fbb075` · issuer key `cusip6:92206C` SHRT TRM CORP BD	ADD	+$476K	+6,589	$8.0M	$8.5M	100,207	106,796
position key `pos:14992` · issuer key `iss:1485` COM	ADD	+$307K	+2,127	$8.0M	$8.3M	55,502	57,629
position key `pos:14055` · issuer key `cusip6:922908` MID CAP ETF	ADD	+$336K	+1,567	$7.9M	$8.3M	27,208	28,775
position key `sid:sec:prov:4ee13837c201cea05a3fc8a370f61521` · issuer key `cusip6:81369Y` STATE STREET ENE	ADD	+$3.0M	+15,968	$5.3M	$8.3M	118,854	134,822
position key `sid:sec:prov:46709d12e1d4b32fb896a46993fb5714` · issuer key `cusip6:46436E` MSCI USA QUALITY	NEW	+$8.3M	+129,075	$0	$8.3M	—	129,075
position key `pos:17400` · issuer key `cusip6:46641Q` EQUITY PREMIUM	TRIM	−$510K	−7,460	$8.7M	$8.2M	151,743	144,283
position key `pos:11209` · issuer key `cusip6:922908` GROWTH ETF	ADD	−$428K	+1,076	$8.6M	$8.1M	17,580	18,656
position key `pos:11909` · issuer key `iss:1012` GLOBAL ENERG ETF	TRIM	+$1.9M	−6,963	$6.2M	$8.1M	147,430	140,467
position key `pos:14060` · issuer key `iss:47` COM	TRIM	−$1.5M	−4,277	$9.6M	$8.1M	43,934	39,657
position key `pos:12578` · issuer key `iss:1602` STATE STREET SPD	ADD	+$915K	+28,942	$7.0M	$7.9M	207,696	236,638
position key `sid:sec:prov:2e0494c8d8fde66b3941fd07ea8ec7e1` · issuer key `cusip6:66538H` MAIN SECTR ROTN	ADD	−$151K	+6,385	$8.1M	$7.9M	124,820	131,205
position key `sid:sec:prov:2b5902c05a996d81adf5ce01e71326f4` · issuer key `cusip6:81369Y` STATE STREET HEA	ADD	−$263K	+1,175	$8.2M	$7.9M	52,675	53,850
position key `sid:sec:prov:525a08fa22ae2ea7a4f5e40a62c6bb8a` · issuer key `cusip6:09789C` BLOOMBERG SIX MN	ADD	+$66.0K	+1,067	$7.8M	$7.9M	155,773	156,840
position key `sid:sec:prov:e10fb4f0bf62f2cd6470d7f399584bca` · issuer key `cusip6:92204A` INF TECH ETF	TRIM	−$508K	−127	$8.3M	$7.8M	11,315	11,188
position key `sid:sec:prov:5682d6057b30813559773b9f85162b0a` · issuer key `cusip6:316188` TOTAL BD ETF	ADD	+$131K	+4,395	$7.7M	$7.8M	166,257	170,652
position key `sid:sec:prov:8767471c246d824a901d0509c6680b22` · issuer key `cusip6:45783Y` DEFINED WLT SHLD	TRIM	−$1.1M	−32,770	$8.9M	$7.8M	265,399	232,629
position key `sid:sec:prov:b26ae58d14ccf4d7e6ea3cbd9be9909d` · issuer key `cusip6:46429B` CORE HIGH DV ETF	ADD	+$852K	+371	$6.9M	$7.8M	56,817	57,188
position key `sid:sec:prov:64e48f3260ab6a47ac13453961c894bf` · issuer key `cusip6:69374H` SWAN SOS FD OF	ADD	−$6.9K	+1,891	$7.6M	$7.6M	236,403	238,294
position key `pos:14077` · issuer key `iss:550` COM	TRIM	+$776K	−961	$6.9M	$7.6M	53,149	52,188
position key `pos:17806` · issuer key `iss:1012` S&P SML 600 GWT	ADD	+$430K	+2,839	$7.1M	$7.5M	49,040	51,879
position key `pos:11938` · issuer key `iss:834` COM	TRIM	−$289K	−16	$7.7M	$7.4M	8,779	8,763
position key `pos:14712` · issuer key `iss:537` CL A	TRIM	−$1.5M	−323	$8.9M	$7.4M	19,293	18,970
position key `sid:sec:prov:b3a0a6a2c27537b284e1347fab5f8f28` · issuer key `cusip6:81369Y` STATE STREET FIN	TRIM	−$3.2M	−43,160	$10.5M	$7.3M	190,663	147,503
position key `pos:11670` · issuer key `iss:1012` GLOBAL 100 ETF	TRIM	−$1.4M	−8,645	$8.7M	$7.3M	68,647	60,002
position key `sid:sec:prov:a171e06cda613d537a724e47e506b8dd` · issuer key `cusip6:46435U` BROAD USD HIGH	ADD	+$17.8K	+3,381	$7.2M	$7.2M	192,492	195,873
position key `sid:sec:prov:ccb8f93431dde02377b7bb26f7d33f8e` · issuer key `cusip6:88634T` PINNACLE FOCUSED	TRIM	+$579K	−10,016	$6.4M	$7.0M	205,457	195,441
position key `pos:15433` · issuer key `iss:1290` COM	TRIM	−$552K	−6,539	$7.6M	$7.0M	79,537	72,998

Flags: no row carries a flag.

1–20 of the 100 changes on this page

Mark-to-market only (no share change) · 25

Positions whose share count is identical in both quarters; the value changed with price, not with a decision.

Positions held with no share change into quarter 2026-03-31
position matched across quarters by exact reported CUSIP over a registry gap — producer-reconciled identity, never a name match `identity_reconciled_by_cusip`	the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE `classified_by_value` · EXIT = absent this quarter: disposed, delisted, under confidential treatment, or reported instead by an affiliated manager — the filing does not say which · change not classifiable: value undisclosed on one side of the quarter pair, or neither shares nor value can classify it · NO CHANGE = the share count is identical in both quarters; the value moved only with price, so the row is mark-to-market and never an ADD or a TRIM (NEW / ADD / TRIM / EXIT / NO CHANGE) · NO PRIOR = this filer has no comparable holdings list for the previous quarter on record — a first filing under this registration, or a quarter reported inside an affiliated manager's filing — so the position is not called a new stake	derived by Public Filings from the published aggregate; NULL means the source did not disclose a usable value — never zero	Prev value	Curr value	Prev shares	Curr shares
position key `pos:14087` · issuer key `iss:699` COM CL A	NO CHANGE	−$139K	$897K	$758K	125,300	125,300
position key `sid:sec:prov:89a6a1b5d47cdac581769c46beb4eae9` · issuer key `cusip6:33740F` FT VEST U.S.	NO CHANGE	−$11.3K	$635K	$624K	14,325	14,325
position key `sid:sec:prov:1183fee0b322002ff63d40836249f982` · issuer key `cusip6:33740F` FT VEST US EQT E	NO CHANGE	−$11.4K	$591K	$579K	16,031	16,031
position key `sid:sec:prov:b9217eec8e76ea94007bc7e984946db3` · issuer key `cusip6:46138G` VAR RATE PFD	NO CHANGE	−$6.2K	$429K	$423K	17,625	17,625
position key `sid:sec:prov:a20d6465c6416e7b91e8e0809bd1ac92` · issuer key `cusip6:33740F` FT VEST US EQT	NO CHANGE	−$4.1K	$422K	$418K	7,396	7,396
position key `sid:sec:prov:69e87c4edf5db7efd07fa5bff2ef4aa3` · issuer key `cusip6:33740F` FT VEST NAS	NO CHANGE	−$14.1K	$429K	$415K	13,182	13,182
position key `sid:sec:prov:2746223139e9f801397eee47e7a0226f` · issuer key `cusip6:33740U` FT VEST UQ EQT	NO CHANGE	−$12.1K	$422K	$410K	8,252	8,252
position key `sid:sec:prov:aea2ef95b779661251947aac8f757eb7` · issuer key `cusip6:46138E` S&P GBL WATER	NO CHANGE	+$5.8K	$394K	$400K	6,254	6,254
position key `pos:10919` · issuer key `iss:1013` ESG OPTIMIZED	NO CHANGE	−$20.4K	$393K	$373K	2,823	2,823
position key `pos:13092` · issuer key `iss:1013` GOV/CRED BD ETF	NO CHANGE	−$1.7K	$343K	$341K	3,272	3,272
position key `sid:sec:prov:eb7c579151d4adb5de278b63b034ada7` · issuer key `cusip6:33740U` FT VEST U.S	NO CHANGE	−$4.5K	$303K	$299K	7,411	7,411
position key `pos:10478` · issuer key `iss:460` COM	NO CHANGE	+$49.3K	$221K	$271K	944	944
position key `sid:sec:prov:0ee4b5ed37cfc34e3d13b780cee7b7b9` · issuer key `cusip6:45783Y` EQUITY DEF PROTN	NO CHANGE	−$1.9K	$247K	$245K	8,337	8,337
position key `sid:sec:prov:503f0cfb312eb040689ec3357a2820a1` · issuer key `cusip6:12811T` RUSSELL 2000 STR	NO CHANGE	+$1.5K	$228K	$229K	8,503	8,503
position key `sid:sec:prov:c16a85342b684aa01d80782b0f83add6` · issuer key `cusip6:12811T` NASDAQ 100 STRUC	NO CHANGE	−$393	$227K	$227K	8,343	8,343
position key `sid:sec:prov:e9981f99cffb05787169cacef8946f6e` · issuer key `cusip6:12811T` S&P 500 STRUCTUR	NO CHANGE	−$97	$225K	$224K	8,351	8,351
position key `sid:sec:prov:f2e51eae9d8c544593b194ae63868334` · issuer key `cusip6:33733A` DOW 30 EQL WGT	NO CHANGE	−$3.9K	$223K	$219K	5,408	5,408
position key `sid:sec:prov:4e97278f54cd2e2db81abe467937fac9` · issuer key `cusip6:35473P` FRANKLIN FOCUSED	NO CHANGE	−$30.3K	$249K	$218K	5,314	5,314
position key `sid:sec:prov:d06dc90372e535936c4f30ff3a1ea498` · issuer key `cusip6:46434V` FUTURE EXPONENTI	NO CHANGE	−$5.0K	$219K	$214K	3,140	3,140
position key `sid:sec:prov:60eebfe020b9f24cb5331c641e7eb9e0` · issuer key `cusip6:46138E` EMRNG MKT SVRG	NO CHANGE	−$7.4K	$211K	$204K	9,750	9,750
position key `sid:sec:prov:a4ef4ea1be6890b3be8cd5fba13715c4` · issuer key `cusip6:872340` COM	NO CHANGE	−$18.9K	$207K	$188K	41,952	41,952
position key `pos:12687` · issuer key `iss:419` COM CALL	NO CHANGE	−$126K	$234K	$108K	20,000	20,000
position key `sid:sec:prov:340f954147f3dcb9f8d9db12a53c7d90` · issuer key `cusip6:88830M` COM	NO CHANGE	−$11.1K	$94.5K	$83.4K	12,069	12,069
position key `sid:sec:prov:cad2cffb904c32789e08a717581f6ab2` · issuer key `cusip6:224916` COM	NO CHANGE	−$8.5K	$89.0K	$80.5K	31,435	31,435
position key `sid:sec:prov:b6f625b0f073b7046d5aef668a0117ad` · issuer key `cusip6:68375N` COM	NO CHANGE	−$1.9K	$19.9K	$18.0K	15,807	15,807

Flags: no row carries a flag.

Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Truncated by Public Filings. Changes compare every position with a security identifier, new and exited included; holdings without one are counted, not compared. methodology §13F ↗

Reported positions — 2026-03-31

1–100 of 778 issuers · $3.6B disclosed value over 1,309 rows · 0 undisclosed-value rows

View

This build carries one quarter for this manager: 2026-03-31. Notable managers carry four published quarters, others two.

This list carries reported issuer names and security identities, without a dated ticker mapping. Symbols are not inferred from names.

a position composed from a base filing plus NEW-HOLDINGS amendments keeps every source row here; the composition's latest filed date is the one shown served from this build's published holdings (derived from the filer's own reported rows); every row resolves to its filing

Share of total reported value, calculated only when the full position list has disclosed values. This is 13F long value, not total assets.

value undisclosed on the filing: retained and counted, excluded from sums, never shown as $0

—

ISHARES TR

51 positions · 51 reported rows

Rows Sigma Planning Corp reported for ISHARES TR, as it reported them
ISHARES TR · CORE S&P500 ETF CUSIP — src ↗	$195M	298,651
ISHARES TR · S&P 500 GRWT ETF CUSIP — src ↗	$48.9M	432,346
ISHARES TR · IBOXX INV CP ETF CUSIP — src ↗	$37.2M	341,308
ISHARES TR · 1 3 YR TREAS BD CUSIP — src ↗	$25.0M	303,288
ISHARES TR · CORE S&P MCP ETF CUSIP — src ↗	$23.9M	353,362
ISHARES TR · S&P 500 VAL ETF CUSIP — src ↗	$22.8M	107,919
ISHARES TR · CORE S&P SCP ETF CUSIP — src ↗	$21.7M	174,257
ISHARES TR · CORE US AGGBD ET CUSIP — src ↗	$18.6M	187,719
ISHARES TR · CORE S&P US VLU CUSIP — src ↗	$10.3M	100,840
ISHARES TR · GLOBAL ENERG ETF CUSIP — src ↗	$8.1M	140,467
ISHARES TR · S&P SML 600 GWT CUSIP — src ↗	$7.5M	51,879
ISHARES TR · GLOBAL 100 ETF CUSIP — src ↗	$7.3M	60,002
ISHARES TR · SP SMCP600VL ETF CUSIP — src ↗	$6.7M	56,475
ISHARES TR · CORE S&P TTL STK CUSIP — src ↗	$6.6M	46,374
ISHARES TR · U.S. TECH ETF CUSIP — src ↗	$6.0M	33,024
ISHARES TR · RUS 1000 GRW ETF CUSIP — src ↗	$5.7M	13,323
ISHARES TR · RUS MD CP GR ETF CUSIP — src ↗	$5.5M	43,004
ISHARES TR · RUSSELL 2000 ETF CUSIP — src ↗	$5.0M	20,148
ISHARES TR · EXPANDED TECH CUSIP — src ↗	$4.4M	54,744
ISHARES TR · 20 YR TR BD ETF CUSIP — src ↗	$3.6M	41,989
ISHARES TR · TIPS BD ETF CUSIP — src ↗	$3.6M	32,868
ISHARES TR · RUS MDCP VAL ETF CUSIP — src ↗	$3.5M	24,262
ISHARES TR · 7-10 YR TRSY BD CUSIP — src ↗	$3.4M	35,742
ISHARES TR · SELECT DIVID ETF CUSIP — src ↗	$3.3M	21,684
ISHARES TR · RUS MID CAP ETF CUSIP — src ↗	$3.2M	33,304
ISHARES TR · S&P 100 ETF CUSIP — src ↗	$2.9M	9,264
ISHARES TR · S&P MC 400GR ETF CUSIP — src ↗	$2.9M	29,046
ISHARES TR · RUSSELL 3000 ETF CUSIP — src ↗	$2.8M	7,684
ISHARES TR · DOW JONES US ETF CUSIP — src ↗	$2.6M	16,321
ISHARES TR · CORE S&P US GWT CUSIP — src ↗	$2.4M	15,379
ISHARES TR · RUS 2000 GRW ETF CUSIP — src ↗	$1.9M	5,919
ISHARES TR · ISHARES BIOTECH CUSIP — src ↗	$1.7M	10,031
ISHARES TR · S&P MC 400VL ETF CUSIP — src ↗	$1.7M	12,624
ISHARES TR · US HLTHCARE ETF CUSIP — src ↗	$1.4M	22,768
ISHARES TR · EXPND TEC SC ETF CUSIP — src ↗	$1.4M	11,698
ISHARES TR · MORNINGSTAR GRWT CUSIP — src ↗	$1.4M	14,514
ISHARES TR · ISHARES SEMICDTR CUSIP — src ↗	$1.3M	3,924
ISHARES TR · U.S. FINLS ETF CUSIP — src ↗	$1.2M	10,513
ISHARES TR · RUS 1000 VAL ETF CUSIP — src ↗	$1.1M	5,093
ISHARES TR · U.S. UTILITS ETF CUSIP — src ↗	$1.0M	8,844
ISHARES TR · GLOBAL TECH ETF CUSIP — src ↗	$922K	9,221
ISHARES TR · MSCI EAFE ETF CUSIP — src ↗	$894K	9,200
ISHARES TR · MSCI EMG MKT ETF CUSIP — src ↗	$876K	15,421
ISHARES TR · RUS 2000 VAL ETF CUSIP — src ↗	$710K	3,744
ISHARES TR · RUS 1000 ETF CUSIP — src ↗	$483K	1,353
ISHARES TR · U.S. ENERGY ETF CUSIP — src ↗	$395K	6,100
ISHARES TR · NORTH AMERN NAT CUSIP — src ↗	$300K	4,761
ISHARES TR · U.S. FIN SVC ETF CUSIP — src ↗	$243K	2,928
ISHARES TR · U.S. REAL ES ETF CUSIP — src ↗	$240K	2,541
ISHARES TR · US INDUSTRIALS CUSIP — src ↗	$234K	1,585
ISHARES TR · US CONSM STAPLES CUSIP — src ↗	$215K	3,070

ticker not yet mapped

$520M

3,252,525

14.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLE INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$155M

611,864

4.3%

—

VANGUARD INDEX FDS

13 positions · 13 reported rows

Rows Sigma Planning Corp reported for VANGUARD INDEX FDS, as it reported them
VANGUARD INDEX FDS · S&P 500 ETF SHS CUSIP 922908363 src ↗	$48.0M	80,249
VANGUARD INDEX FDS · TOTAL STK MKT CUSIP — src ↗	$18.3M	57,145
VANGUARD INDEX FDS · VALUE ETF CUSIP — src ↗	$14.2M	72,215
VANGUARD INDEX FDS · SMALL CP ETF CUSIP — src ↗	$9.0M	34,252
VANGUARD INDEX FDS · MID CAP ETF CUSIP — src ↗	$8.3M	28,775
VANGUARD INDEX FDS · GROWTH ETF CUSIP — src ↗	$8.1M	18,656
VANGUARD INDEX FDS · SM CP VAL ETF CUSIP — src ↗	$5.8M	26,507
VANGUARD INDEX FDS · MCAP VL IDXVIP CUSIP 922908512 src ↗	$4.4M	23,882
VANGUARD INDEX FDS · REAL ESTATE ETF CUSIP 922908553 src ↗	$4.0M	44,884
VANGUARD INDEX FDS · MCAP GR IDXVIP CUSIP 922908538 src ↗	$2.5M	9,753
VANGUARD INDEX FDS · EXTEND MKT ETF CUSIP — src ↗	$1.3M	6,161
VANGUARD INDEX FDS · LARGE CAP ETF CUSIP — src ↗	$1.2M	4,055
VANGUARD INDEX FDS · SML CP GRW ETF CUSIP 922908595 src ↗	$348K	1,152

ticker not yet mapped

$125M

407,686

3.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NVIDIA CORPORATION

3 positions · 3 reported rows

Rows Sigma Planning Corp reported for NVIDIA CORPORATION, as it reported them
NVIDIA CORPORATION · COM CUSIP — src ↗	$112M	639,702
NVIDIA CORPORATION · COM · PUT CUSIP — src ↗	$229K	10,400
NVIDIA CORPORATION · COM · CALL CUSIP — src ↗	$214K	11,200

$112M

661,302

3.1%

—

ISHARES TR

28 positions · 28 reported rows

Rows Sigma Planning Corp reported for ISHARES TR, as it reported them
ISHARES TR · INTL SEL DIV ETF CUSIP — src ↗	$15.5M	364,752
ISHARES TR · ISHS 1-5YR INVS CUSIP — src ↗	$12.6M	239,111
ISHARES TR · ISHS 5-10YR INVT CUSIP — src ↗	$10.7M	201,494
ISHARES TR · MRGSTR MD CP GRW CUSIP — src ↗	$10.2M	129,887
ISHARES TR · USD INV GRDE ETF CUSIP — src ↗	$10.0M	194,886
ISHARES TR · NATIONAL MUN ETF CUSIP — src ↗	$9.6M	90,555
ISHARES TR · MORNINGSTAR VALU CUSIP — src ↗	$4.9M	53,116
ISHARES TR · US AER DEF ETF CUSIP — src ↗	$4.3M	19,623
ISHARES TR · SHRT NAT MUN ETF CUSIP — src ↗	$3.4M	32,138
ISHARES TR · EAFE VALUE ETF CUSIP — src ↗	$2.5M	34,280
ISHARES TR · 10-20 YR TRS ETF CUSIP — src ↗	$1.7M	16,986
ISHARES TR · MBS ETF CUSIP — src ↗	$1.3M	13,542
ISHARES TR · MSCI ACWI ETF CUSIP — src ↗	$1.2M	8,706
ISHARES TR · EAFE GRWTH ETF CUSIP — src ↗	$902K	8,096
ISHARES TR · ESG MSCI KLD 400 CUSIP — src ↗	$786K	6,483
ISHARES TR · TRUST ISHARE 0-1 CUSIP — src ↗	$748K	6,779
ISHARES TR · IBOXX HI YD ETF CUSIP — src ↗	$740K	9,300
ISHARES TR · US REGNL BKS ETF CUSIP — src ↗	$724K	13,452
ISHARES TR · MSCI ACWI EX US CUSIP — src ↗	$694K	10,139
ISHARES TR · GLOB INDSTRL ETF CUSIP — src ↗	$662K	3,660
ISHARES TR · PFD AND INCM SEC CUSIP — src ↗	$597K	19,701
ISHARES TR · U.S. MED DVC ETF CUSIP — src ↗	$538K	10,088
ISHARES TR · ESG OPTIMIZED CUSIP — src ↗	$373K	2,823
ISHARES TR · GOV/CRED BD ETF CUSIP — src ↗	$341K	3,272
ISHARES TR · JPMORGAN USD EMG CUSIP — src ↗	$302K	3,218
ISHARES TR · EAFE SML CP ETF CUSIP — src ↗	$252K	3,215
ISHARES TR · ASIA 50 ETF CUSIP — src ↗	$234K	2,206
ISHARES TR · US HOME CONS ETF CUSIP — src ↗	$202K	2,233

ticker not yet mapped

$96.2M

1,503,741

2.7%

—

SCHWAB STRATEGIC TR

13 positions · 13 reported rows

Rows Sigma Planning Corp reported for SCHWAB STRATEGIC TR, as it reported them
SCHWAB STRATEGIC TR · US LCAP GR ETF CUSIP — src ↗	$27.5M	943,430
SCHWAB STRATEGIC TR · US DIVIDEND EQ CUSIP — src ↗	$26.7M	869,867
SCHWAB STRATEGIC TR · US LRG CAP ETF CUSIP — src ↗	$13.4M	522,948
SCHWAB STRATEGIC TR · FUNDAMENTAL INTL CUSIP — src ↗	$3.1M	62,891
SCHWAB STRATEGIC TR · INTL EQTY ETF CUSIP — src ↗	$2.1M	84,214
SCHWAB STRATEGIC TR · US MID-CAP ETF CUSIP — src ↗	$897K	28,987
SCHWAB STRATEGIC TR · FUNDAMENTAL US L CUSIP — src ↗	$791K	28,407
SCHWAB STRATEGIC TR · EMRG MKTEQ ETF CUSIP — src ↗	$791K	23,995
SCHWAB STRATEGIC TR · 5 10YR CORP BD CUSIP — src ↗	$700K	30,863
SCHWAB STRATEGIC TR · US LCAP VA ETF CUSIP — src ↗	$425K	13,922
SCHWAB STRATEGIC TR · INT-TRM U.S TRES CUSIP — src ↗	$403K	16,183
SCHWAB STRATEGIC TR · US TIPS ETF CUSIP — src ↗	$402K	15,111
SCHWAB STRATEGIC TR · US SML CAP ETF CUSIP — src ↗	$334K	11,480

ticker not yet mapped

$77.5M

2,652,298

2.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMAZON COM INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$72.7M

349,269

2.0%

—

ISHARES TR

11 positions · 11 reported rows

Rows Sigma Planning Corp reported for ISHARES TR, as it reported them
ISHARES TR · CORE DIV GRWTH CUSIP — src ↗	$50.6M	721,369
ISHARES TR · ULTRA SHORT DUR CUSIP 46434V878 src ↗	$5.0M	99,596
ISHARES TR · HDG MSCI EAFE CUSIP 46434V803 src ↗	$3.7M	87,800
ISHARES TR · MSCI INTL QUALTY CUSIP 46434V456 src ↗	$3.5M	76,004
ISHARES TR · 0-5YR HI YL CP CUSIP — src ↗	$3.3M	77,609
ISHARES TR · CORE UNIVRSL USD CUSIP 46434V613 src ↗	$2.3M	48,736
ISHARES TR · 0-5YR INVT GR CP CUSIP 46434V100 src ↗	$1.5M	30,308
ISHARES TR · INTL EQTY FACTOR CUSIP 46434V274 src ↗	$1.2M	30,220
ISHARES TR · US SML CAP EQT CUSIP 46434V290 src ↗	$818K	10,830
ISHARES TR · CORE MSCI EURO CUSIP 46434V738 src ↗	$538K	7,659
ISHARES TR · FUTURE EXPONENTI CUSIP 46434V381 src ↗	$214K	3,140

ticker not yet mapped

$72.7M

1,193,271

2.0%

—

SELECT SECTOR SPDR TR

11 positions · 11 reported rows

Rows Sigma Planning Corp reported for SELECT SECTOR SPDR TR, as it reported them
SELECT SECTOR SPDR TR · STATE STREET TEC CUSIP — src ↗	$12.9M	97,010
SELECT SECTOR SPDR TR · STATE STREET UTI CUSIP — src ↗	$8.7M	188,952
SELECT SECTOR SPDR TR · STATE STREET ENE CUSIP 81369Y506 src ↗	$8.3M	134,822
SELECT SECTOR SPDR TR · STATE STREET HEA CUSIP 81369Y209 src ↗	$7.9M	53,850
SELECT SECTOR SPDR TR · STATE STREET FIN CUSIP 81369Y605 src ↗	$7.3M	147,503
SELECT SECTOR SPDR TR · STATE STREET IND CUSIP 81369Y704 src ↗	$6.6M	41,045
SELECT SECTOR SPDR TR · STATE STREET CON CUSIP — src ↗	$4.4M	53,259
SELECT SECTOR SPDR TR · STATE STREET CON CUSIP 81369Y407 src ↗	$3.8M	35,031
SELECT SECTOR SPDR TR · STATE STREET MAT CUSIP 81369Y100 src ↗	$2.5M	50,512
SELECT SECTOR SPDR TR · STATE STREET COM CUSIP 81369Y852 src ↗	$2.2M	20,007
SELECT SECTOR SPDR TR · STATE STREET REA CUSIP 81369Y860 src ↗	$647K	15,843

ticker not yet mapped

$65.2M

837,834

1.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred) verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ALPHABET INC

2 positions · 2 reported rows

Rows Sigma Planning Corp reported for ALPHABET INC, as it reported them
ALPHABET INC · CAP STK CL C CUSIP — src ↗	$39.4M	137,435
ALPHABET INC · CAP STK CL A CUSIP — src ↗	$22.7M	78,891

$62.1M

216,326

1.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INVESCO QQQ TR · UNIT SER 1 CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$61.0M

105,629

1.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STATE STR SPDR S&P 500 ETF T · TR UNIT CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$56.0M

86,031

1.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICROSOFT CORP · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$50.0M

135,061

1.4%

—

ISHARES TR

7 positions · 7 reported rows

Rows Sigma Planning Corp reported for ISHARES TR, as it reported them
ISHARES TR · FLTG RATE NT ETF CUSIP 46429B655 src ↗	$15.7M	308,804
ISHARES TR · MSCI USA MIN VOL CUSIP 46429B697 src ↗	$14.5M	156,526
ISHARES TR · CORE HIGH DV ETF CUSIP 46429B663 src ↗	$7.8M	57,188
ISHARES TR · 0-5 YR TIPS ETF CUSIP 46429B747 src ↗	$3.1M	29,786
ISHARES TR · MSCI INDIA ETF CUSIP 46429B598 src ↗	$767K	16,368
ISHARES TR · US TREAS BD ETF CUSIP 46429B267 src ↗	$416K	18,172
ISHARES TR · MSCI INDONIA ETF CUSIP 46429B309 src ↗	$395K	24,996

ticker not yet mapped

$42.7M

611,840

1.2%

—

PACER FDS TR

14 positions · 14 reported rows

Rows Sigma Planning Corp reported for PACER FDS TR, as it reported them
PACER FDS TR · US CASH COWS 100 CUSIP 69374H881 src ↗	$14.8M	236,308
PACER FDS TR · SWAN SOS FD OF CUSIP 69374H568 src ↗	$7.6M	238,294
PACER FDS TR · PACER CASH COWZ CUSIP 69374H246 src ↗	$6.1M	233,206
PACER FDS TR · ARISTOTLE PACIFI CUSIP 69374H428 src ↗	$4.7M	102,063
PACER FDS TR · METAURUS CAP 400 CUSIP 69374H436 src ↗	$2.6M	65,738
PACER FDS TR · US SMALL CAP CAS CUSIP 69374H857 src ↗	$1.0M	22,291
PACER FDS TR · METAURUS NASDAQ CUSIP 69374H287 src ↗	$953K	27,200
PACER FDS TR · TRENDP US LAR CP CUSIP 69374H105 src ↗	$916K	17,466
PACER FDS TR · TRENDPILOT 100 CUSIP 69374H303 src ↗	$892K	12,220
PACER FDS TR · US LRG CP CASH CUSIP 69374H360 src ↗	$842K	24,955
PACER FDS TR · GLOBL CASH ETF CUSIP 69374H709 src ↗	$605K	13,087
PACER FDS TR · DEVELOPED MRKT CUSIP 69374H873 src ↗	$579K	13,638
PACER FDS TR · DATA & DIGI REVO CUSIP 69374H386 src ↗	$420K	6,744
PACER FDS TR · AMERICAN ENERGY CUSIP 69374H634 src ↗	$308K	6,561

ticker not yet mapped

$42.4M

1,019,771

1.2%

—

INVESCO EXCHANGE TRADED FD T

22 positions · 22 reported rows

Rows Sigma Planning Corp reported for INVESCO EXCHANGE TRADED FD T, as it reported them
INVESCO EXCHANGE TRADED FD T · S&P500 EQL WGT CUSIP — src ↗	$11.4M	59,204
INVESCO EXCHANGE TRADED FD T · S&P500 QUALITY CUSIP — src ↗	$5.9M	78,913
INVESCO EXCHANGE TRADED FD T · S&P MDCP QUALITY CUSIP — src ↗	$3.4M	32,455
INVESCO EXCHANGE TRADED FD T · S&P MDCP MOMNTUM CUSIP — src ↗	$3.0M	20,465
INVESCO EXCHANGE TRADED FD T · S&P 500 TOP 50 CUSIP — src ↗	$2.9M	53,455
INVESCO EXCHANGE TRADED FD T · RAFI US 1000 ETF CUSIP — src ↗	$2.3M	49,161
INVESCO EXCHANGE TRADED FD T · S&P SMLCP MOMENT CUSIP — src ↗	$1.5M	19,342
INVESCO EXCHANGE TRADED FD T · AEROSPACE DEFN CUSIP — src ↗	$1.4M	8,711
INVESCO EXCHANGE TRADED FD T · S&P MIDCAP 400 CUSIP — src ↗	$1.4M	11,835
INVESCO EXCHANGE TRADED FD T · S&P500 PUR GWT CUSIP — src ↗	$909K	19,448
INVESCO EXCHANGE TRADED FD T · BUILDING & CONST CUSIP — src ↗	$451K	4,625
INVESCO EXCHANGE TRADED FD T · S&P MDCP VLU MNT CUSIP — src ↗	$435K	6,677
INVESCO EXCHANGE TRADED FD T · INTL DIVI ACHI CUSIP — src ↗	$423K	18,992
INVESCO EXCHANGE TRADED FD T · DORSEY WRGT TECH CUSIP — src ↗	$406K	4,699
INVESCO EXCHANGE TRADED FD T · RAFI US 1500 CUSIP — src ↗	$396K	8,622
INVESCO EXCHANGE TRADED FD T · DORSEY WRGT CSMR CUSIP — src ↗	$346K	3,186
INVESCO EXCHANGE TRADED FD T · BUYBACK ACHIEV CUSIP — src ↗	$346K	2,635
INVESCO EXCHANGE TRADED FD T · S&P SMCP VLU MNT CUSIP — src ↗	$339K	5,631
INVESCO EXCHANGE TRADED FD T · S&P 100 EQL WIGH CUSIP — src ↗	$219K	1,902
INVESCO EXCHANGE TRADED FD T · SEMICONDUCTORS CUSIP — src ↗	$212K	2,242
INVESCO EXCHANGE TRADED FD T · S&P500 EQL UTL CUSIP — src ↗	$208K	2,559
INVESCO EXCHANGE TRADED FD T · S&P500 EQL TEC CUSIP — src ↗	$200K	4,425

ticker not yet mapped

$38.1M

419,184

1.1%

—

FIDELITY COVINGTON TRUST

21 positions · 21 reported rows

Rows Sigma Planning Corp reported for FIDELITY COVINGTON TRUST, as it reported them
FIDELITY COVINGTON TRUST · MSCI INFO TECH I CUSIP 316092808 src ↗	$6.8M	32,602
FIDELITY COVINGTON TRUST · BLUE CHIP GRWTH CUSIP 316092352 src ↗	$6.2M	124,060
FIDELITY COVINGTON TRUST · MSCI HLTH CARE I CUSIP 316092600 src ↗	$3.6M	51,545
FIDELITY COVINGTON TRUST · MSCI UTILS INDEX CUSIP 316092865 src ↗	$2.6M	43,685
FIDELITY COVINGTON TRUST · HIGH DIVID ETF CUSIP 316092840 src ↗	$2.1M	38,280
FIDELITY COVINGTON TRUST · CONSMR STAPLES CUSIP 316092303 src ↗	$2.0M	38,929
FIDELITY COVINGTON TRUST · FIDELITY FUND LR CUSIP 316092337 src ↗	$1.9M	66,807
FIDELITY COVINGTON TRUST · FIDELITY MAGELAN CUSIP 316092329 src ↗	$1.5M	47,198
FIDELITY COVINGTON TRUST · FUNDAMENTAL SMAL CUSIP 316092295 src ↗	$1.2M	37,826
FIDELITY COVINGTON TRUST · VLU FACTOR ETF CUSIP 316092782 src ↗	$1.1M	16,556
FIDELITY COVINGTON TRUST · MSCI CONSM DIS CUSIP 316092204 src ↗	$1.1M	11,573
FIDELITY COVINGTON TRUST · ENHANCED HIGH YI CUSIP 316092618 src ↗	$1.0M	21,011
FIDELITY COVINGTON TRUST · MSCI FINLS IDX CUSIP 316092501 src ↗	$997K	14,209
FIDELITY COVINGTON TRUST · MSCI INDL INDX CUSIP 316092709 src ↗	$939K	10,856
FIDELITY COVINGTON TRUST · MSCI COMMNTN SVC CUSIP 316092873 src ↗	$892K	13,094
FIDELITY COVINGTON TRUST · MSCI ENERGY IDX CUSIP 316092402 src ↗	$801K	23,551
FIDELITY COVINGTON TRUST · LOW VOLITY ETF CUSIP 316092824 src ↗	$619K	9,577
FIDELITY COVINGTON TRUST · QLTY FCTOR ETF CUSIP 316092790 src ↗	$481K	6,627
FIDELITY COVINGTON TRUST · DIVID ETF RISI CUSIP 316092832 src ↗	$377K	6,417
FIDELITY COVINGTON TRUST · FUNDAMENTAL LARG CUSIP 316092360 src ↗	$368K	7,170
FIDELITY COVINGTON TRUST · MOMENTUM FACTR CUSIP 316092816 src ↗	$265K	3,313

ticker not yet mapped

$36.9M

624,886

1.0%

—

FIRST TR EXCHANGE TRADED FD

11 positions · 11 reported rows

Rows Sigma Planning Corp reported for FIRST TR EXCHANGE TRADED FD, as it reported them
FIRST TR EXCHANGE TRADED FD · RISNG DIVD ACHIV CUSIP 33738R506 src ↗	$17.7M	259,052
FIRST TR EXCHANGE TRADED FD · RBA INDL ETF CUSIP 33738R704 src ↗	$6.3M	57,276
FIRST TR EXCHANGE TRADED FD · NASD TECH DIV CUSIP 33738R118 src ↗	$5.5M	58,824
FIRST TR EXCHANGE TRADED FD · DORSEY WRT 5 ETF CUSIP — src ↗	$1.9M	31,244
FIRST TR EXCHANGE TRADED FD · BUYWRIT INCM ETF CUSIP 33738R308 src ↗	$1.2M	52,852
FIRST TR EXCHANGE TRADED FD · NASDAQ BUYWRITE CUSIP 33738R407 src ↗	$1.2M	58,591
FIRST TR EXCHANGE TRADED FD · INTL DEV STRNGTH CUSIP 33738R662 src ↗	$973K	24,919
FIRST TR EXCHANGE TRADED FD · MULTI ASSET DI CUSIP 33738R100 src ↗	$705K	43,611
FIRST TR EXCHANGE TRADED FD · NASDQ SEMCNDTR CUSIP 33738R811 src ↗	$635K	4,304
FIRST TR EXCHANGE TRADED FD · S&P INTL DIVID CUSIP 33738R688 src ↗	$512K	24,431
FIRST TR EXCHANGE TRADED FD · NASDQ ARTFCIAL CUSIP 33738R720 src ↗	$218K	4,728

ticker not yet mapped

$36.9M

619,832

1.0%

—

VANGUARD WORLD FD

10 positions · 10 reported rows

Rows Sigma Planning Corp reported for VANGUARD WORLD FD, as it reported them
VANGUARD WORLD FD · INF TECH ETF CUSIP 92204A702 src ↗	$7.8M	11,188
VANGUARD WORLD FD · MATERIALS ETF CUSIP 92204A801 src ↗	$4.8M	21,464
VANGUARD WORLD FD · CONSUM STP ETF CUSIP 92204A207 src ↗	$4.4M	19,415
VANGUARD WORLD FD · HEALTH CAR ETF CUSIP 92204A504 src ↗	$3.3M	12,232
VANGUARD WORLD FD · ENERGY ETF CUSIP 92204A306 src ↗	$2.7M	15,321
VANGUARD WORLD FD · UTILITIES ETF CUSIP 92204A876 src ↗	$1.9M	9,835
VANGUARD WORLD FD · INDUSTRIAL ETF CUSIP 92204A603 src ↗	$850K	2,724
VANGUARD WORLD FD · FINANCIALS ETF CUSIP — src ↗	$764K	6,321
VANGUARD WORLD FD · CONSUM DIS ETF CUSIP 92204A108 src ↗	$646K	1,798
VANGUARD WORLD FD · COMM SRVC ETF CUSIP 92204A884 src ↗	$583K	3,244

ticker not yet mapped

$27.8M

103,542

0.8%

—

FIRST TR EXCHNG TRADED FD VI

20 positions · 20 reported rows

Rows Sigma Planning Corp reported for FIRST TR EXCHNG TRADED FD VI, as it reported them
FIRST TR EXCHNG TRADED FD VI · FT VEST LADDERED CUSIP — src ↗	$11.8M	349,728
FIRST TR EXCHNG TRADED FD VI · FT VEST US EQT CUSIP 33740F623 src ↗	$3.5M	70,422
FIRST TR EXCHNG TRADED FD VI · ACTV FCTR LGCP CUSIP 33740F821 src ↗	$2.8M	73,859
FIRST TR EXCHNG TRADED FD VI · INNOVATION LEAD CUSIP 33740F565 src ↗	$2.0M	67,350
FIRST TR EXCHNG TRADED FD VI · SMITH UNCONSTRAI CUSIP 33740F888 src ↗	$1.3M	52,079
FIRST TR EXCHNG TRADED FD VI · FT VEST NASD 100 CUSIP 33740F151 src ↗	$927K	42,133
FIRST TR EXCHNG TRADED FD VI · LOW DUR STRTGC CUSIP 33740F870 src ↗	$653K	34,525
FIRST TR EXCHNG TRADED FD VI · FT VEST U.S. CUSIP 33740F854 src ↗	$624K	14,325
FIRST TR EXCHNG TRADED FD VI · FT VEST US EQT E CUSIP 33740F318 src ↗	$579K	16,031
FIRST TR EXCHNG TRADED FD VI · FT VEST NASD 100 CUSIP 33740F219 src ↗	$466K	19,911
FIRST TR EXCHNG TRADED FD VI · VEST US EQUITY E CUSIP 33740F250 src ↗	$440K	12,597
FIRST TR EXCHNG TRADED FD VI · FT VEST US EQT CUSIP 33740F722 src ↗	$418K	7,396
FIRST TR EXCHNG TRADED FD VI · FT VEST NAS CUSIP 33740F649 src ↗	$415K	13,182
FIRST TR EXCHNG TRADED FD VI · FT VEST U.S CUSIP 33740F342 src ↗	$298K	12,012
FIRST TR EXCHNG TRADED FD VI · FT ENERGY INCOME CUSIP 33740F276 src ↗	$298K	13,230
FIRST TR EXCHNG TRADED FD VI · SMITH OPPORT FXD CUSIP 33740F805 src ↗	$269K	6,172
FIRST TR EXCHNG TRADED FD VI · FT VEST US EQT CUSIP 33740F599 src ↗	$220K	4,534
FIRST TR EXCHNG TRADED FD VI · FT VEST US SMALL CUSIP 33740F292 src ↗	$219K	9,203
FIRST TR EXCHNG TRADED FD VI · FT VEST U.S CUSIP 33740F466 src ↗	$209K	7,926
FIRST TR EXCHNG TRADED FD VI · SKYBRIDGE CRYPTO CUSIP 33740F540 src ↗	$151K	12,952

ticker not yet mapped

$27.7M

839,567

0.8%

—

VANECK ETF TRUST

9 positions · 9 reported rows

Rows Sigma Planning Corp reported for VANECK ETF TRUST, as it reported them
VANECK ETF TRUST · SEMICONDUCTR ETF CUSIP — src ↗	$9.4M	24,404
VANECK ETF TRUST · MRNGSTR WDE MOAT CUSIP 92189F643 src ↗	$7.0M	72,054
VANECK ETF TRUST · GOLD MINERS ETF CUSIP 92189F106 src ↗	$3.4M	37,334
VANECK ETF TRUST · FALLEN ANGEL HG CUSIP 92189F437 src ↗	$2.6M	90,777
VANECK ETF TRUST · PREFERRED SECURT CUSIP 92189F429 src ↗	$2.2M	124,872
VANECK ETF TRUST · SHRT HGH YLD MUN CUSIP 92189F387 src ↗	$881K	38,865
VANECK ETF TRUST · JUNIOR GOLD MINE CUSIP 92189F791 src ↗	$824K	6,864
VANECK ETF TRUST · URANIUM AND NUCL CUSIP 92189F601 src ↗	$823K	6,176
VANECK ETF TRUST · MORTGAGE REIT CUSIP 92189F452 src ↗	$198K	19,288

ticker not yet mapped

$27.3M

420,634

0.8%

—

ISHARES TR

6 positions · 6 reported rows

Rows Sigma Planning Corp reported for ISHARES TR, as it reported them
ISHARES TR · CORE MSCI EAFE CUSIP 46432F842 src ↗	$12.6M	138,820
ISHARES TR · MSCI USA QLT FCT CUSIP 46432F339 src ↗	$9.4M	48,816
ISHARES TR · MSCI USA MMENTM CUSIP 46432F396 src ↗	$3.9M	16,281
ISHARES TR · CORE MSCI TOTAL CUSIP 46432F834 src ↗	$675K	7,791
ISHARES TR · MSCI USA VALUE CUSIP 46432F388 src ↗	$383K	2,694
ISHARES TR · CORE 1 5 YR USD CUSIP 46432F859 src ↗	$349K	7,212

ticker not yet mapped

$27.2M

221,614

0.8%

—

VANGUARD SCOTTSDALE FDS

12 positions · 12 reported rows

Rows Sigma Planning Corp reported for VANGUARD SCOTTSDALE FDS, as it reported them
VANGUARD SCOTTSDALE FDS · SHRT TRM CORP BD CUSIP 92206C409 src ↗	$8.5M	106,796
VANGUARD SCOTTSDALE FDS · INT-TERM CORP CUSIP — src ↗	$5.6M	68,066
VANGUARD SCOTTSDALE FDS · VNG RUS1000IDX CUSIP 92206C730 src ↗	$3.1M	10,605
VANGUARD SCOTTSDALE FDS · SHORT TERM TREAS CUSIP 92206C102 src ↗	$2.3M	39,687
VANGUARD SCOTTSDALE FDS · VNG RUS1000GRW CUSIP 92206C680 src ↗	$1.4M	12,947
VANGUARD SCOTTSDALE FDS · VNG RUS2000IDX CUSIP 92206C664 src ↗	$1.1M	11,041
VANGUARD SCOTTSDALE FDS · VNG RUS2000VAL CUSIP 92206C649 src ↗	$1.1M	6,382
VANGUARD SCOTTSDALE FDS · MTG-BKD SECS ETF CUSIP 92206C771 src ↗	$918K	19,553
VANGUARD SCOTTSDALE FDS · VNG RUS1000VAL CUSIP 92206C714 src ↗	$704K	7,508
VANGUARD SCOTTSDALE FDS · LG-TERM COR BD CUSIP 92206C813 src ↗	$680K	9,098
VANGUARD SCOTTSDALE FDS · INTER TERM TREAS CUSIP 92206C706 src ↗	$377K	6,337
VANGUARD SCOTTSDALE FDS · TOTAL WLD BD ETF CUSIP 92206C565 src ↗	$253K	3,696

ticker not yet mapped

$26.1M

301,716

0.7%

—

SPDR SERIES TRUST

20 positions · 20 reported rows

Rows Sigma Planning Corp reported for SPDR SERIES TRUST, as it reported them
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$7.9M	236,638
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$2.0M	66,623
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$1.9M	15,203
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$1.8M	23,465
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$1.4M	9,882
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$1.2M	20,599
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$1.2M	11,885
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$1.0M	46,395
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$979K	10,692
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$894K	9,055
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$562K	5,815
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$491K	6,206
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$425K	3,932
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$382K	6,455
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$369K	3,845
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$346K	3,663
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$332K	1,957
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$330K	6,103
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$222K	8,648
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$213K	840

ticker not yet mapped

$24.0M

497,901

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BROADCOM INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$23.9M

77,373

0.7%

—

J P MORGAN EXCHANGE TRADED F

12 positions · 12 reported rows

Rows Sigma Planning Corp reported for J P MORGAN EXCHANGE TRADED F, as it reported them
J P MORGAN EXCHANGE TRADED F · EQUITY PREMIUM CUSIP — src ↗	$8.2M	144,283
J P MORGAN EXCHANGE TRADED F · ULTRA SHT MUNCPL CUSIP 46641Q654 src ↗	$3.2M	63,639
J P MORGAN EXCHANGE TRADED F · ULTRA SHRT ETF CUSIP 46641Q837 src ↗	$3.2M	63,240
J P MORGAN EXCHANGE TRADED F · US VALUE FACTR CUSIP 46641Q753 src ↗	$1.9M	38,244
J P MORGAN EXCHANGE TRADED F · US QUALTY FCTR CUSIP 46641Q761 src ↗	$1.8M	29,473
J P MORGAN EXCHANGE TRADED F · INCOME ETF CUSIP 46641Q159 src ↗	$1.1M	24,491
J P MORGAN EXCHANGE TRADED F · BETABUILDERS USD CUSIP 46641Q878 src ↗	$1.1M	24,292
J P MORGAN EXCHANGE TRADED F · CORE PLUS BD ETF CUSIP 46641Q670 src ↗	$879K	18,677
J P MORGAN EXCHANGE TRADED F · MUNICIPAL ETF CUSIP 46641Q647 src ↗	$817K	16,335
J P MORGAN EXCHANGE TRADED F · DIV RTN EM EQT CUSIP 46641Q308 src ↗	$656K	10,566
J P MORGAN EXCHANGE TRADED F · BETABUILDERS CDA CUSIP 46641Q225 src ↗	$469K	4,985
J P MORGAN EXCHANGE TRADED F · INTL BD OPP ETF CUSIP 46641Q852 src ↗	$273K	5,719

ticker not yet mapped

$23.6M

443,944

0.7%

—

VANGUARD BD INDEX FDS

4 positions · 4 reported rows

Rows Sigma Planning Corp reported for VANGUARD BD INDEX FDS, as it reported them
VANGUARD BD INDEX FDS · INTERMED TERM CUSIP 921937819 src ↗	$10.7M	138,331
VANGUARD BD INDEX FDS · LONG TERM BOND CUSIP 921937793 src ↗	$4.6M	66,343
VANGUARD BD INDEX FDS · SHORT TRM BOND CUSIP — src ↗	$4.2M	53,106
VANGUARD BD INDEX FDS · TOTAL BND MRKT CUSIP — src ↗	$3.5M	47,607

ticker not yet mapped

$22.9M

305,387

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

META PLATFORMS INC · CL A CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$22.5M

39,379

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SPDR GOLD TR · GOLD SHS CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$20.1M

46,617

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ISHARES GOLD TR · ISHARES NEW CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$19.9M

225,847

0.6%

—

ISHARES TR

6 positions · 6 reported rows

Rows Sigma Planning Corp reported for ISHARES TR, as it reported them
ISHARES TR · MSCI USA QUALITY CUSIP 46436E403 src ↗	$8.3M	129,075
ISHARES TR · 0-3 MNTH TREASRY CUSIP 46436E718 src ↗	$7.0M	69,634
ISHARES TR · IBONDS 29 TR HI CUSIP 46436E379 src ↗	$1.8M	77,357
ISHARES TR · US TECH BRKTHR CUSIP 46436E502 src ↗	$1.3M	24,325
ISHARES TR · COPPER & METALS CUSIP 46436E189 src ↗	$584K	12,281
ISHARES TR · ESG SELECT SCRE CUSIP 46436E569 src ↗	$358K	7,271

ticker not yet mapped

$19.4M

319,943

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BERKSHIRE HATHAWAY INC DEL · CL B NEW CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$19.1M

39,833

0.5%

—

INNOVATOR ETFS TRUST

9 positions · 9 reported rows

Rows Sigma Planning Corp reported for INNOVATOR ETFS TRUST, as it reported them
INNOVATOR ETFS TRUST · DEFINED WLT SHLD CUSIP 45783Y855 src ↗	$7.8M	232,629
INNOVATOR ETFS TRUST · U S EQ 10 BUFFER CUSIP 45783Y442 src ↗	$6.9M	212,860
INNOVATOR ETFS TRUST · INNOVATOR INTER CUSIP 45783Y533 src ↗	$1.0M	31,823
INNOVATOR ETFS TRUST · QUITY MANAGD FLR CUSIP 45783Y673 src ↗	$849K	23,970
INNOVATOR ETFS TRUST · INTL DEV PWR BUF CUSIP 45783Y459 src ↗	$780K	22,473
INNOVATOR ETFS TRUST · INTL DEVELOPED CUSIP 45783Y145 src ↗	$568K	19,808
INNOVATOR ETFS TRUST · EQUITY DEF PROTN CUSIP 45783Y541 src ↗	$245K	8,337
INNOVATOR ETFS TRUST · EQUITY DEFINED P CUSIP 45783Y251 src ↗	$243K	8,373
INNOVATOR ETFS TRUST · NASDAQ 100 MANA CUSIP 45783Y681 src ↗	$221K	6,634

ticker not yet mapped

$18.6M

566,907

0.5%

—

BLACKROCK ETF TRUST

5 positions · 5 reported rows

Rows Sigma Planning Corp reported for BLACKROCK ETF TRUST, as it reported them
BLACKROCK ETF TRUST · ISHARES DEFENSE CUSIP — src ↗	$6.2M	189,702
BLACKROCK ETF TRUST · ISHARES US EQUIT CUSIP — src ↗	$4.9M	84,954
BLACKROCK ETF TRUST · ISHARES LARGE CA CUSIP — src ↗	$4.7M	130,266
BLACKROCK ETF TRUST · ISHARES A I INNO CUSIP — src ↗	$1.0M	31,798
BLACKROCK ETF TRUST · ISHARES US THEMA CUSIP — src ↗	$945K	26,086

ticker not yet mapped

$17.8M

462,806

0.5%

—

CAPITAL GROUP DIVIDEND VALUE · SHS CREATION UNI CUSIP 14020W106
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$17.5M

411,828

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ELI LILLY & CO · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$16.9M

18,320

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JPMORGAN CHASE & CO · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$16.0M

54,533

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CATERPILLAR INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$15.9M

22,456

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CHEVRON CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$15.7M

75,995

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TESLA INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$15.6M

42,041

0.4%

—

INVESCO EXCH TRADED FD TR II

9 positions · 9 reported rows

Rows Sigma Planning Corp reported for INVESCO EXCH TRADED FD TR II, as it reported them
INVESCO EXCH TRADED FD TR II · S&P 500 MOMNTM CUSIP 46138E339 src ↗	$6.3M	55,845
INVESCO EXCH TRADED FD TR II · S&P INTL MOMNT CUSIP 46138E222 src ↗	$5.1M	92,437
INVESCO EXCH TRADED FD TR II · S&P500 LOW VOL CUSIP 46138E354 src ↗	$764K	10,449
INVESCO EXCH TRADED FD TR II · S&P SMLCAP HIG CUSIP 46138E131 src ↗	$729K	55,535
INVESCO EXCH TRADED FD TR II · S&P500 HDL VOL CUSIP 46138E362 src ↗	$670K	13,500
INVESCO EXCH TRADED FD TR II · KBW BK ETF CUSIP 46138E628 src ↗	$590K	7,459
INVESCO EXCH TRADED FD TR II · S&P GBL WATER CUSIP 46138E263 src ↗	$400K	6,254
INVESCO EXCH TRADED FD TR II · PFD ETF CUSIP 46138E511 src ↗	$209K	19,239
INVESCO EXCH TRADED FD TR II · EMRNG MKT SVRG CUSIP 46138E784 src ↗	$204K	9,750

ticker not yet mapped

$14.9M

270,468

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COSTCO WHOLESALE CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$14.8M

14,838

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WALMART INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$14.4M

116,180

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EXXON MOBIL CORP · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$14.4M

84,822

0.4%

—

INNOVATOR ETFS TRUST

29 positions · 29 reported rows

Rows Sigma Planning Corp reported for INNOVATOR ETFS TRUST, as it reported them
INNOVATOR ETFS TRUST · US EQT BUFR APR CUSIP 45782C888 src ↗	$1.2M	23,552
INNOVATOR ETFS TRUST · US EQTY BUF NOV CUSIP 45782C581 src ↗	$1.0M	24,270
INNOVATOR ETFS TRUST · US EQTY PWR BUF CUSIP 45782C813 src ↗	$880K	19,144
INNOVATOR ETFS TRUST · US EQTY BUF OCT CUSIP 45782C771 src ↗	$827K	17,234
INNOVATOR ETFS TRUST · US EQTY BUFR JUN CUSIP 45782C755 src ↗	$699K	15,115
INNOVATOR ETFS TRUST · US EQTY BUFR JUL CUSIP 45782C789 src ↗	$658K	13,240
INNOVATOR ETFS TRUST · US EQUT BUFR AUG CUSIP 45782C698 src ↗	$643K	13,168
INNOVATOR ETFS TRUST · US EQTY BUFR JAN CUSIP 45782C409 src ↗	$523K	9,802
INNOVATOR ETFS TRUST · US EQTY BUFR MAR CUSIP 45782C391 src ↗	$518K	9,877
INNOVATOR ETFS TRUST · US EQTY BUF DEC CUSIP 45782C557 src ↗	$510K	10,623
INNOVATOR ETFS TRUST · US EQTY BUF SEP CUSIP 45782C664 src ↗	$507K	10,540
INNOVATOR ETFS TRUST · US EQTY BUFR MAY CUSIP 45782C326 src ↗	$476K	10,600
INNOVATOR ETFS TRUST · US EQTY PWR BF CUSIP 45782C680 src ↗	$430K	10,063
INNOVATOR ETFS TRUST · US EQTY PWR BUF CUSIP 45782C540 src ↗	$422K	9,925
INNOVATOR ETFS TRUST · US EQTY PWR BUF CUSIP 45782C656 src ↗	$414K	9,608
INNOVATOR ETFS TRUST · US EQTY ULTRA B CUSIP 45782C532 src ↗	$388K	10,001
INNOVATOR ETFS TRUST · US EQTY BUFR FEB CUSIP 45782C433 src ↗	$379K	7,950
INNOVATOR ETFS TRUST · US EQTY PWR BUF CUSIP 45782C383 src ↗	$366K	8,202
INNOVATOR ETFS TRUST · US EQTY PWR BUF CUSIP 45782C508 src ↗	$337K	7,307
INNOVATOR ETFS TRUST · US EQTY PWR BUF CUSIP 45782C417 src ↗	$332K	8,269
INNOVATOR ETFS TRUST · US SML CP PWR B CUSIP 45782C599 src ↗	$315K	9,299
INNOVATOR ETFS TRUST · US EQTY PWR BUF CUSIP 45782C573 src ↗	$305K	7,466
INNOVATOR ETFS TRUST · GRWT100 PWR BF CUSIP 45782C466 src ↗	$272K	5,092
INNOVATOR ETFS TRUST · INNOVATOR DEEPW CUSIP 45782C862 src ↗	$253K	3,669
INNOVATOR ETFS TRUST · US SML CP PWR ET CUSIP 45782C342 src ↗	$250K	6,885
INNOVATOR ETFS TRUST · US SML CP PWR B CUSIP 45782C474 src ↗	$246K	5,903
INNOVATOR ETFS TRUST · US EQTY PWR BUF CUSIP 45782C797 src ↗	$245K	5,694
INNOVATOR ETFS TRUST · US EQTY PWR BUF CUSIP 45782C748 src ↗	$235K	5,629
INNOVATOR ETFS TRUST · US SML CP PWR B CUSIP 45782C284 src ↗	$223K	6,977

ticker not yet mapped

$13.9M

305,104

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JOHNSON & JOHNSON · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$13.8M

56,291

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PALANTIR TECHNOLOGIES INC

2 positions · 2 reported rows

Rows Sigma Planning Corp reported for PALANTIR TECHNOLOGIES INC, as it reported them
PALANTIR TECHNOLOGIES INC · CL A CUSIP — src ↗	$13.0M	88,975
PALANTIR TECHNOLOGIES INC · CL A · PUT CUSIP — src ↗	$333K	10,800

$13.3M

99,775

0.4%

—

FIRST TR EXCHANGE-TRADED FD

6 positions · 6 reported rows

Rows Sigma Planning Corp reported for FIRST TR EXCHANGE-TRADED FD, as it reported them
FIRST TR EXCHANGE-TRADED FD · CAP STRENGTH ETF CUSIP 33733E104 src ↗	$3.8M	40,520
FIRST TR EXCHANGE-TRADED FD · GROWTH STRENGTH CUSIP 33733E823 src ↗	$3.0M	86,916
FIRST TR EXCHANGE-TRADED FD · INDXX AEROSPACE CUSIP 33733E831 src ↗	$2.7M	61,324
FIRST TR EXCHANGE-TRADED FD · DJ INTERNT IDX CUSIP 33733E302 src ↗	$2.1M	9,161
FIRST TR EXCHANGE-TRADED FD · FT VEST GOLD CUSIP — src ↗	$950K	37,222
FIRST TR EXCHANGE-TRADED FD · VEST GOLD STRTGY CUSIP 33733E849 src ↗	$782K	45,608

ticker not yet mapped

$13.3M

280,751

0.4%

—

J P MORGAN EXCHANGE TRADED F

4 positions · 4 reported rows

Rows Sigma Planning Corp reported for J P MORGAN EXCHANGE TRADED F, as it reported them
J P MORGAN EXCHANGE TRADED F · ACTIVE BOND ETF CUSIP 46654Q716 src ↗	$4.5M	83,733
J P MORGAN EXCHANGE TRADED F · NASDAQ EQT PREM CUSIP — src ↗	$4.1M	74,559
J P MORGAN EXCHANGE TRADED F · JPMORGAN INTL VL CUSIP 46654Q757 src ↗	$2.5M	28,705
J P MORGAN EXCHANGE TRADED F · MORTGAGE BACKED CUSIP 46654Q575 src ↗	$1.7M	33,614

ticker not yet mapped

$12.8M

220,611

0.4%

—

PIMCO ETF TR

6 positions · 6 reported rows

Rows Sigma Planning Corp reported for PIMCO ETF TR, as it reported them
PIMCO ETF TR · ENHAN SHRT MA AC CUSIP — src ↗	$5.5M	54,916
PIMCO ETF TR · ACTIVE BD ETF CUSIP 72201R775 src ↗	$5.3M	56,948
PIMCO ETF TR · MULTISECTOR BD CUSIP 72201R585 src ↗	$661K	25,231
PIMCO ETF TR · 0-5 HIGH YIELD CUSIP 72201R783 src ↗	$400K	4,292
PIMCO ETF TR · INTER MUN BD ACT CUSIP 72201R866 src ↗	$338K	6,470
PIMCO ETF TR · ENHNCD LW DUR AC CUSIP 72201R718 src ↗	$233K	2,432

ticker not yet mapped

$12.4M

150,289

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ABBVIE INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$12.4M

56,826

0.3%

—

FIRST TR EXCHANGE TRADED FD · SMID RISNG ETF CUSIP 33741X102
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$11.9M

300,698

0.3%

—

VANGUARD TAX-MANAGED FDS · VAN FTSE DEV MKT CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$11.8M

184,230

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HOME DEPOT INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$11.7M

35,629

0.3%

—

FIRST TR EXCHANGE-TRADED FD

4 positions · 4 reported rows

Rows Sigma Planning Corp reported for FIRST TR EXCHANGE-TRADED FD, as it reported them
FIRST TR EXCHANGE-TRADED FD · FIRST TR ENH NEW CUSIP 33739Q408 src ↗	$6.0M	101,163
FIRST TR EXCHANGE-TRADED FD · FST LOW OPPT EFT CUSIP — src ↗	$3.6M	71,458
FIRST TR EXCHANGE-TRADED FD · FT VEST S&P 500 CUSIP 33739Q705 src ↗	$1.4M	29,378
FIRST TR EXCHANGE-TRADED FD · ENERGY INM PARTN CUSIP 33739Q804 src ↗	$504K	15,685

ticker not yet mapped

$11.5M

217,684

0.3%

—

ISHARES INC

4 positions · 4 reported rows

Rows Sigma Planning Corp reported for ISHARES INC, as it reported them
ISHARES INC · CORE MSCI EMKT CUSIP — src ↗	$10.5M	150,782
ISHARES INC · MSCI MLY ETF NEW CUSIP — src ↗	$493K	17,353
ISHARES INC · MSCI EMRG CHN CUSIP — src ↗	$279K	3,541
ISHARES INC · MSCI JAPAN ETF CUSIP — src ↗	$232K	2,749

ticker not yet mapped

$11.5M

174,425

0.3%

—

INNOVATOR ETFS TRUST

7 positions · 7 reported rows

Rows Sigma Planning Corp reported for INNOVATOR ETFS TRUST, as it reported them
INNOVATOR ETFS TRUST · EQUITY MNGD 100 CUSIP 45784N619 src ↗	$4.6M	173,818
INNOVATOR ETFS TRUST · EQUITY DUAL DIRT CUSIP 45784N536 src ↗	$3.1M	149,110
INNOVATOR ETFS TRUST · EQUITY DUAL NOV CUSIP 45784N452 src ↗	$886K	46,627
INNOVATOR ETFS TRUST · US SMALL CAP PWR CUSIP 45784N833 src ↗	$786K	30,603
INNOVATOR ETFS TRUST · EQUITY DUAL DIRE CUSIP 45784N528 src ↗	$756K	35,248
INNOVATOR ETFS TRUST · EQUITY DUAL DIRE CUSIP 45784N544 src ↗	$590K	31,460
INNOVATOR ETFS TRUST · EQUTY DUL DIRCT CUSIP 45784N395 src ↗	$578K	30,528

ticker not yet mapped

$11.2M

497,394

0.3%

—

FIRST TR EXCHANGE-TRADED FD

7 positions · 7 reported rows

Rows Sigma Planning Corp reported for FIRST TR EXCHANGE-TRADED FD, as it reported them
FIRST TR EXCHANGE-TRADED FD · CORE INVESTMENT CUSIP 33738D788 src ↗	$4.7M	225,475
FIRST TR EXCHANGE-TRADED FD · NO AMER ENERGY CUSIP 33738D101 src ↗	$2.1M	47,234
FIRST TR EXCHANGE-TRADED FD · FT VEST RIS CUSIP 33738D879 src ↗	$1.2M	48,248
FIRST TR EXCHANGE-TRADED FD · LIMITED DURATION CUSIP 33738D804 src ↗	$1.1M	59,395
FIRST TR EXCHANGE-TRADED FD · STRUCTURED CR IN CUSIP 33738D770 src ↗	$864K	41,845
FIRST TR EXCHANGE-TRADED FD · INTERMEDIATE DUR CUSIP 33738D796 src ↗	$708K	34,104
FIRST TR EXCHANGE-TRADED FD · SENIOR LN FD CUSIP 33738D309 src ↗	$400K	8,920

ticker not yet mapped

$11.1M

465,221

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ISHARES SILVER TR · ISHARES CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$11.0M

160,771

0.3%

—

ISHARES TR

12 positions · 12 reported rows

Rows Sigma Planning Corp reported for ISHARES TR, as it reported them
ISHARES TR · CORE MSCI INTL CUSIP 46435G326 src ↗	$3.6M	43,629
ISHARES TR · INVESTMENT GRADE CUSIP 46435G219 src ↗	$1.6M	36,469
ISHARES TR · MSCI ACWI EXUS CUSIP 46435G847 src ↗	$1.3M	32,340
ISHARES TR · IBONDS DEC2026 CUSIP 46435GAA0 src ↗	$1.1M	46,514
ISHARES TR · CONV BD ETF CUSIP 46435G102 src ↗	$943K	9,267
ISHARES TR · CORE INTL AGGR CUSIP 46435G672 src ↗	$449K	8,977
ISHARES TR · INTL DIV GRWTH CUSIP 46435G524 src ↗	$418K	4,985
ISHARES TR · MSCI EAFE SMCP CUSIP 46435G839 src ↗	$355K	8,941
ISHARES TR · ESG AWRE 1 5 YR CUSIP 46435G243 src ↗	$335K	13,371
ISHARES TR · FALN ANGLS USD CUSIP 46435G474 src ↗	$253K	9,486
ISHARES TR · HIGH YLD SYSTM B CUSIP 46435G250 src ↗	$232K	4,985
ISHARES TR · ESG AWR MSCI USA CUSIP 46435G425 src ↗	$212K	1,496

ticker not yet mapped

$10.9M

220,460

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICRON TECHNOLOGY INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$10.7M

31,613

0.3%

—

VANGUARD SPECIALIZED FUNDS · DIV APP ETF CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$10.6M

49,479

0.3%

—

VANGUARD INTL EQUITY INDEX F

4 positions · 4 reported rows

Rows Sigma Planning Corp reported for VANGUARD INTL EQUITY INDEX F, as it reported them
VANGUARD INTL EQUITY INDEX F · FTSE EMR MKT ETF CUSIP 922042858 src ↗	$6.2M	115,517
VANGUARD INTL EQUITY INDEX F · ALLWRLD EX US CUSIP — src ↗	$3.5M	47,018
VANGUARD INTL EQUITY INDEX F · TT WRLD ST ETF CUSIP — src ↗	$499K	3,607
VANGUARD INTL EQUITY INDEX F · FTSE EUROPE ETF CUSIP 922042874 src ↗	$244K	2,965

ticker not yet mapped

$10.5M

169,107

0.3%

—

FIRST TR EXCHANGE-TRADED FD

5 positions · 5 reported rows

Rows Sigma Planning Corp reported for FIRST TR EXCHANGE-TRADED FD, as it reported them
FIRST TR EXCHANGE-TRADED FD · NASDAQ CYB ETF CUSIP 33734X846 src ↗	$4.8M	76,980
FIRST TR EXCHANGE-TRADED FD · UTILITIES ALPH CUSIP 33734X184 src ↗	$2.3M	46,315
FIRST TR EXCHANGE-TRADED FD · DJ GLBL DIVID CUSIP 33734X200 src ↗	$1.4M	45,003
FIRST TR EXCHANGE-TRADED FD · CLOUD COMPUTING CUSIP 33734X192 src ↗	$1.3M	11,915
FIRST TR EXCHANGE-TRADED FD · FINLS ALPHADEX CUSIP — src ↗	$489K	8,703

ticker not yet mapped

$10.4M

188,916

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INTERNATIONAL BUSINESS MACHS · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$10.3M

42,677

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NEXTERA ENERGY INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$10.3M

110,611

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VISA INC · COM CL A CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$10.0M

33,126

0.3%

—

GLOBAL X FDS

10 positions · 10 reported rows

Rows Sigma Planning Corp reported for GLOBAL X FDS, as it reported them
GLOBAL X FDS · GLBX MSCI COLUM CUSIP 37954Y327 src ↗	$1.6M	41,391
GLOBAL X FDS · US INFR DEV ETF CUSIP 37954Y673 src ↗	$1.6M	31,724
GLOBAL X FDS · NASDAQ 100 COVER CUSIP 37954Y483 src ↗	$1.5M	85,502
GLOBAL X FDS · ARTIFICIAL ETF CUSIP 37954Y632 src ↗	$1.2M	26,641
GLOBAL X FDS · GLOBAL X COPPER CUSIP 37954Y830 src ↗	$1.1M	14,605
GLOBAL X FDS · GLBL X MLP ETF CUSIP 37954Y343 src ↗	$1.1M	19,557
GLOBAL X FDS · GLOBAL X URANIUM CUSIP 37954Y871 src ↗	$735K	15,187
GLOBAL X FDS · RUSSELL 2000 CUSIP 37954Y459 src ↗	$454K	30,344
GLOBAL X FDS · S&P 500 COVERED CUSIP — src ↗	$319K	8,161
GLOBAL X FDS · GLOBAL X SILVER CUSIP 37954Y848 src ↗	$245K	2,723

ticker not yet mapped

$9.9M

275,835

0.3%

—

ISHARES U S ETF TR

5 positions · 5 reported rows

Rows Sigma Planning Corp reported for ISHARES U S ETF TR, as it reported them
ISHARES U S ETF TR · SHORT DURATION B CUSIP 46431W507 src ↗	$4.1M	80,055
ISHARES U S ETF TR · SHORT MATURITY M CUSIP 46431W838 src ↗	$3.2M	63,374
ISHARES U S ETF TR · U.S. TECH INDEPD CUSIP 46431W648 src ↗	$1.2M	13,592
ISHARES U S ETF TR · IT RT HDG HGYL CUSIP 46431W606 src ↗	$1.1M	13,014
ISHARES U S ETF TR · INT RT HDG C B CUSIP 46431W705 src ↗	$292K	3,166

ticker not yet mapped

$9.9M

173,201

0.3%

—

FIRST TR EXCHNG TRADED FD VI

9 positions · 9 reported rows

Rows Sigma Planning Corp reported for FIRST TR EXCHNG TRADED FD VI, as it reported them
FIRST TR EXCHNG TRADED FD VI · FT VEST LADDERED CUSIP — src ↗	$4.4M	157,884
FIRST TR EXCHNG TRADED FD VI · FT VEST U.S EQT CUSIP 33740U687 src ↗	$1.4M	36,982
FIRST TR EXCHNG TRADED FD VI · FT VEST US EQUIT CUSIP 33740U547 src ↗	$1.2M	35,302
FIRST TR EXCHNG TRADED FD VI · FT VEST NASD 100 CUSIP 33740U448 src ↗	$839K	38,947
FIRST TR EXCHNG TRADED FD VI · FT VEST US EQUIT CUSIP 33740U489 src ↗	$536K	24,454
FIRST TR EXCHNG TRADED FD VI · VEST BUFFERED CUSIP 33740U778 src ↗	$474K	17,659
FIRST TR EXCHNG TRADED FD VI · FT VEST UQ EQT CUSIP 33740U505 src ↗	$410K	8,252
FIRST TR EXCHNG TRADED FD VI · FT VEST U.S CUSIP 33740U786 src ↗	$299K	7,411
FIRST TR EXCHNG TRADED FD VI · FT VEST LAD CUSIP 33740U729 src ↗	$220K	8,368

ticker not yet mapped

$9.8M

335,259

0.3%

—

BONDBLOXX ETF TRUST

3 positions · 3 reported rows

Rows Sigma Planning Corp reported for BONDBLOXX ETF TRUST, as it reported them
BONDBLOXX ETF TRUST · BLOOMBERG SIX MN CUSIP 09789C788 src ↗	$7.9M	156,840
BONDBLOXX ETF TRUST · BLOOMBERG ONE YR CUSIP 09789C861 src ↗	$1.5M	30,435
BONDBLOXX ETF TRUST · BLOOMBERG FVE YR CUSIP 09789C838 src ↗	$375K	7,638

ticker not yet mapped

$9.8M

194,913

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VERIZON COMMUNICATIONS INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$9.6M

191,693

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TAIWAN SEMICONDUCTOR MANUFAC · SPONSORED ADS CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$9.3M

27,452

0.3%

—

INVESCO EXCH TRADED FD TR II

8 positions · 8 reported rows

Rows Sigma Planning Corp reported for INVESCO EXCH TRADED FD TR II, as it reported them
INVESCO EXCH TRADED FD TR II · NASDAQ 100 ETF CUSIP — src ↗	$3.3M	13,970
INVESCO EXCH TRADED FD TR II · S&P MDCP 400 REV CUSIP 46138G672 src ↗	$1.9M	15,192
INVESCO EXCH TRADED FD TR II · S&P SMALLCAP 600 CUSIP 46138G664 src ↗	$1.4M	27,535
INVESCO EXCH TRADED FD TR II · SR LN ETF CUSIP 46138G508 src ↗	$895K	43,848
INVESCO EXCH TRADED FD TR II · S&P 500 REVENUE CUSIP 46138G698 src ↗	$626K	5,450
INVESCO EXCH TRADED FD TR II · VAR RATE PFD CUSIP 46138G870 src ↗	$423K	17,625
INVESCO EXCH TRADED FD TR II · S&P SMLCAP QTY CUSIP 46138G300 src ↗	$403K	9,561
INVESCO EXCH TRADED FD TR II · INVESCO PHLX SM CUSIP 46138G615 src ↗	$270K	4,530

ticker not yet mapped

$9.3M

137,711

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WASTE MGMT INC DEL · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$9.1M

39,817

0.3%

—

WISDOMTREE TR

7 positions · 7 reported rows

Rows Sigma Planning Corp reported for WISDOMTREE TR, as it reported them
WISDOMTREE TR · US LARGECAP DIVD CUSIP — src ↗	$4.9M	54,303
WISDOMTREE TR · WISDOMTREE US VA CUSIP — src ↗	$1.6M	16,403
WISDOMTREE TR · INTRST RATE HDGE CUSIP — src ↗	$1.1M	47,730
WISDOMTREE TR · US SMALLCAP DIVD CUSIP — src ↗	$508K	14,140
WISDOMTREE TR · INDIA ERNGS FD CUSIP — src ↗	$414K	10,158
WISDOMTREE TR · US MIDCAP DIVID CUSIP — src ↗	$330K	6,272
WISDOMTREE TR · INTL MIDCAP DV CUSIP — src ↗	$232K	2,799

ticker not yet mapped

$9.0M

151,805

0.2%

—

NORTHERN LTS FD TR IV

2 positions · 2 reported rows

Rows Sigma Planning Corp reported for NORTHERN LTS FD TR IV, as it reported them
NORTHERN LTS FD TR IV · MAIN SECTR ROTN CUSIP 66538H591 src ↗	$7.9M	131,205
NORTHERN LTS FD TR IV · MAIN BUYWRITE CUSIP — src ↗	$765K	54,349

ticker not yet mapped

$8.7M

185,554

0.2%

—

FIDELITY MERRIMACK STR TR

4 positions · 4 reported rows

Rows Sigma Planning Corp reported for FIDELITY MERRIMACK STR TR, as it reported them
FIDELITY MERRIMACK STR TR · TOTAL BD ETF CUSIP 316188309 src ↗	$7.8M	170,652
FIDELITY MERRIMACK STR TR · SYSTEMATIC MUN CUSIP 316188846 src ↗	$295K	5,949
FIDELITY MERRIMACK STR TR · LOW DURTIN ETF CUSIP 316188408 src ↗	$244K	4,870
FIDELITY MERRIMACK STR TR · MUN BD OPPORTUN CUSIP 316188853 src ↗	$241K	4,755

ticker not yet mapped

$8.6M

186,226

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PROCTER & GAMBLE CO · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$8.3M

57,629

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ADVANCED MICRO DEVICES INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$8.1M

39,657

0.2%

—

ISHARES TR

3 positions · 3 reported rows

Rows Sigma Planning Corp reported for ISHARES TR, as it reported them
ISHARES TR · BROAD USD HIGH CUSIP 46435U853 src ↗	$7.2M	195,873
ISHARES TR · US INFRASTRUC CUSIP 46435U713 src ↗	$432K	7,553
ISHARES TR · ESG AWR US AGRGT CUSIP 46435U549 src ↗	$244K	5,132

ticker not yet mapped

$7.9M

208,558

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

DTE ENERGY CO · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$7.6M

52,188

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GOLDMAN SACHS GROUP INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$7.4M

8,763

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CROWDSTRIKE HLDGS INC · CL A CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$7.4M

18,970

0.2%

—

INVESCO EXCH TRD SLF IDX FD

7 positions · 7 reported rows

Rows Sigma Planning Corp reported for INVESCO EXCH TRD SLF IDX FD, as it reported them
INVESCO EXCH TRD SLF IDX FD · BULETSHS 2029 CUSIP 46138J577 src ↗	$2.1M	114,428
INVESCO EXCH TRD SLF IDX FD · BULSHS 2027 CB CUSIP 46138J783 src ↗	$1.3M	67,147
INVESCO EXCH TRD SLF IDX FD · INVSCO BLSH 28 CUSIP 46138J643 src ↗	$996K	48,751
INVESCO EXCH TRD SLF IDX FD · BLOOMBERG PRICIN CUSIP 46138J775 src ↗	$808K	9,382
INVESCO EXCH TRD SLF IDX FD · INVSCO 30 CORP CUSIP 46138J460 src ↗	$801K	47,928
INVESCO EXCH TRD SLF IDX FD · RUSL 1000 DYNM CUSIP 46138J619 src ↗	$669K	11,131
INVESCO EXCH TRD SLF IDX FD · RAFI STRATGIC US CUSIP 46138J742 src ↗	$634K	10,945

ticker not yet mapped

$7.4M

309,712

0.2%

—

JANUS DETROIT STR TR

3 positions · 3 reported rows

Rows Sigma Planning Corp reported for JANUS DETROIT STR TR, as it reported them
JANUS DETROIT STR TR · HENDRSON AAA CL CUSIP 47103U845 src ↗	$6.0M	119,257
JANUS DETROIT STR TR · B-BBB CLO ETF CUSIP 47103U753 src ↗	$737K	15,818
JANUS DETROIT STR TR · HENDERSN SML ETF CUSIP 47103U209 src ↗	$293K	3,695

ticker not yet mapped

$7.0M

138,770

0.2%

—

TIDAL TRUST II · PINNACLE FOCUSED CUSIP 88634T519
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$7.0M

195,441

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NETFLIX INC. · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$7.0M

72,998

0.2%

—

T ROWE PRICE ETF INC

5 positions · 5 reported rows

Rows Sigma Planning Corp reported for T ROWE PRICE ETF INC, as it reported them
T ROWE PRICE ETF INC · CAP APPRECIATION CUSIP 87283Q867 src ↗	$4.3M	119,709
T ROWE PRICE ETF INC · PRICE BLUE CHIP CUSIP 87283Q107 src ↗	$920K	20,831
T ROWE PRICE ETF INC · PRICE GRW STOCK CUSIP 87283Q305 src ↗	$836K	20,638
T ROWE PRICE ETF INC · PRICE DIV GRWT CUSIP 87283Q404 src ↗	$731K	16,388
T ROWE PRICE ETF INC · SMALL MID CAP CUSIP 87283Q826 src ↗	$219K	5,963

ticker not yet mapped

$7.0M

183,529

0.2%

—

FIDELITY COMWLTH TR · NASDAQ COMPSIT CUSIP 315912808
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$6.9M

80,961

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VERTIV HOLDINGS CO · COM CL A CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$6.8M

27,023

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HONEYWELL INTL INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$6.6M

29,391

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GE VERNOVA INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$6.6M

7,550

0.2%

—

VANGUARD ADMIRAL FDS INC

3 positions · 3 reported rows

Rows Sigma Planning Corp reported for VANGUARD ADMIRAL FDS INC, as it reported them
VANGUARD ADMIRAL FDS INC · 500 GRTH IDX F CUSIP 921932505 src ↗	$5.6M	13,789
VANGUARD ADMIRAL FDS INC · SMLCP 600 VAL CUSIP 921932778 src ↗	$418K	4,108
VANGUARD ADMIRAL FDS INC · MIDCP 400 IDX CUSIP 921932885 src ↗	$364K	3,183

ticker not yet mapped

$6.4M

21,080

0.2%

—

CAPITAL GROUP GROWTH ETF · SHS CREATION UNI CUSIP 14020G101
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$6.4M

158,333

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMGEN INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$6.1M

17,240

0.2%

—

TIDAL TRUST II · RETURN STCKD US CUSIP 88636J816
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$6.1M

214,100

0.2%

—

ETF SER SOLUTIONS · LHA MKT ST TACTL CUSIP 26922B105
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$6.1M

158,075

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PEPSICO INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$6.0M

38,881

0.2%

—

NORTHERN LIGHTS FD TR · OCEAN PARK DOMES CUSIP 66538J332
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$6.0M

220,047

0.2%

1–20 of the 100 issuers on this page

Change kind and share change are in Position changes above; Congress overlap is planned.

One line per issuer, largest first; a row with no issuer key stands on its own line. Open a line for its rows as this filer reported them. The list holds every row this filer reported for the quarter. Issuer totals on the holders pages count each manager's own report once; that never removes a row here. how positions are grouped ↗

Book shape

2026-03-31 · concentration · vs tracked median · tick = median

Top-25 concentration: 33.9%below median 80.0%
Concentration index: 92 bpsbelow median 446 bps
Positions with value: 1309 / 1309median book 97.5 positions

Concentration uses reported 13F long value, not total assets. The index is withheld when any position lacks a value. Medians are over the 8,748 tracked filers with a 2026-03-31 book; the index median over the 8,662 with a complete book.

holdings whose <value> did not parse — retained and counted, never zero-filled: 0 · share of the period's disclosed value held in the top-N positions; denominator is reported 13F value, not total assets: 33.9% · integer Herfindahl–Hirschman index in basis points over disclosed position values: 92 · QoQ moves: 1,430

Filing history

AVAILABLE QUARTERS

Available filing periods
Period	Source
2026-03-31	EDGAR ↗

PLANNED sector rotation · Congress overlap · signals for this filer

Complete source filings on SEC EDGAR

The complete filing on EDGAR.

The position list above is served from the published Public Filings build, each position as this filer reported it; where the page cannot embed every reported row, the list says how many it leaves out. This block is provenance, not a substitute: the filing itself is the record, and it is one click away. Public Filings decided on 2026-08-01 to serve this list from its published build; filings newer than this build are on EDGAR.

Open Sigma Planning Corp's 13F filings on SEC EDGAR ↗

Notes on this data

Reported positions

Quarter-end holdings as filed

Explore the full published position list and its source filing. This record excludes the manager’s cash, shorts and non-13(f) assets.

Share changes

Compare consecutive quarters

Position changes retain the producer’s classification and comparability flags. Share counts and reported values describe different changes.

Coverage

A snapshot, not current holdings

Use the quarter selector to inspect available periods. Unknown values stay unknown and each table states its coverage.

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings. A position may have been changed or closed before you ever see it, and is older still by however long ago that quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars with unit_basis carried on every record.

Affiliated managers may report the same position (otherManager), so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice (ARCHITECTURE.md §5.2 / M2-CONTRACT §5).