PRINCIPAL SECURITIES, INC.

$6.8B reported 13(f) long value · latest quarter 2026-03-31 · CIK 12600 · EDGAR ↗

sum of disclosed values for 2026-03-31; 0 positions carry a NULL value and are excluded from the sum, surfaced here rather than folded away: $6.8B
ALL retained default holdings for this (filer, period), including NULL-value ones: 1,411
positions with no comparable holding in the prior quarter (kind new), 2026-03-31: 141
positions absent from this quarter's filing after being held last quarter (kind exit), 2026-03-31 — inferred from absence, not a sale record: 75

A quarter-end snapshot. Filed up to 45 days later, so this page is not current holdings and never a complete portfolio. what a 13F is — and is not ↓ methodology §13F ↗

Position changes — into 2026-03-31

by shares · Δ value · filing link · how changes are classified §

Position changes into quarter 2026-03-31
position matched across quarters by exact reported CUSIP over a registry gap — producer-reconciled identity, never a name match `identity_reconciled_by_cusip`	the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE `classified_by_value` · EXIT = absent this quarter: disposed, delisted, under confidential treatment, or reported instead by an affiliated manager — the filing does not say which · change not classifiable: value undisclosed on one side of the quarter pair, or neither shares nor value can classify it · NO CHANGE = the share count is identical in both quarters; the value moved only with price, so the row is mark-to-market and never an ADD or a TRIM (NEW / ADD / TRIM / EXIT / NO CHANGE) · NO PRIOR = this filer has no comparable holdings list for the previous quarter on record — a first filing under this registration, or a quarter reported inside an affiliated manager's filing — so the position is not called a new stake	derived by Public Filings from the published aggregate; NULL means the source did not disclose a usable value — never zero	reported unit changed across the pair (SH↔PRN); the share delta is withheld rather than fabricated `shares_unit_mismatch`	Prev value	Curr value	Prev shares	Curr shares
position key `sid:sec:prov:87d1899df25fb8dae00643c3a6236918` · issuer key `cusip6:74255Y` US MEGA CP ETF	ADD	−$1.4M	+266,347	$306M	$305M	4,470,607	4,736,954
position key `pos:10307` · issuer key `iss:1012` CORE S&P500 ETF	ADD	+$1.2K	+14,344	$202M	$202M	295,252	309,596
position key `sid:sec:prov:8a481578582418c8edd82ea9e9aa4c3c` · issuer key `cusip6:74255Y` PRIN U S SMALL	ADD	+$11.5M	+216,897	$134M	$145M	2,319,425	2,536,322
position key `sid:sec:prov:b214dce1e2cc32c0464d08d5120c8940` · issuer key `cusip6:74255Y` INTL EQUITY ETF	ADD	+$17.9M	+417,272	$123M	$141M	3,724,528	4,141,800
position key `sid:sec:prov:b6cd9eaab876b766442caae531bb10d8` · issuer key `cusip6:74255Y` CAP APPRECIATION	ADD	+$52.9M	+1,879,888	$86.8M	$140M	2,939,281	4,819,169
position key `sid:sec:prov:7d290d43b8ac184cbf449c8e33c4b4d5` · issuer key `cusip6:74255Y` FOCUSED BLUE CHI	ADD	−$6.4M	+368,401	$146M	$139M	3,886,459	4,254,860
position key `pos:14737` · issuer key `iss:1012` CORE US AGGBD ET	TRIM	−$3.9M	−30,609	$139M	$135M	1,388,177	1,357,568
position key `sid:sec:prov:6e8cc4a831967d428ae8b93477a02025` · issuer key `cusip6:381430` MARKETBETA US EQ	TRIM	−$7.7M	−22,865	$111M	$104M	1,180,477	1,157,612
position key `sid:sec:prov:d4c4f983c2fdbf3f334f5815ef17a519` · issuer key `cusip6:74255Y` PRNC INVT GRAD	ADD	+$13.3M	+695,053	$86.9M	$100M	4,157,920	4,852,973
position key `pos:15642` · issuer key `iss:1334` COM	ADD	+$4.3M	+54,295	$79.5M	$83.8M	426,065	480,360
position key `pos:11825` · issuer key `iss:1225` COM	ADD	−$15.0M	+21,525	$97.9M	$82.9M	202,408	223,933
position key `pos:13215` · issuer key `iss:144` COM	ADD	+$1.2M	+25,170	$78.8M	$79.9M	289,790	314,960
position key `sid:sec:prov:2e658e4387ad4c045ed476bce2f8f7f8` · issuer key `cusip6:74255Y` PRNCPL VLU ETF	ADD	+$13.1M	+270,781	$60.4M	$73.5M	1,157,632	1,428,413
position key `pos:11640` · issuer key `iss:1012` CORE S&P US VLU	ADD	+$7.4M	+74,434	$64.4M	$71.8M	627,649	702,083
position key `pos:14175` · issuer key `iss:95` COM	ADD	−$4.1M	+15,507	$74.6M	$70.6M	323,352	338,859
position key `pos:14221` · issuer key `iss:1602` STATE STREET SPD	ADD	−$563K	+32,742	$66.9M	$66.3M	833,868	866,610
position key `pos:12858` · issuer key `iss:1012` RUS 1000 ETF	ADD	−$2.1M	+2,651	$67.1M	$65.0M	179,752	182,403
position key `sid:sec:prov:be96772fc960b6b63d176d19a3a9c166` · issuer key `cusip6:74255Y` ACTIVE HIGH YL	ADD	+$8.7M	+464,300	$54.6M	$63.3M	2,872,059	3,336,359
position key `pos:15779` · issuer key `iss:835` ACCESS US AGRAT	ADD	+$5.0M	+127,909	$54.7M	$59.7M	1,317,711	1,445,620
position key `sid:sec:prov:f1fd766d326ca552a85c000a4415c3d6` · issuer key `cusip6:46432F` CORE MSCI EAFE	ADD	+$11.4M	+119,490	$46.4M	$57.8M	518,847	638,337
position key `pos:13905` · issuer key `iss:1016` CORE MSCI EMKT	TRIM	+$1.3M	−10,241	$54.7M	$56.0M	813,736	803,495
position key `pos:15142` · issuer key `iss:89` CAP STK CL A	ADD	−$4.3M	+2,243	$60.3M	$56.0M	192,530	194,773
position key `sid:sec:prov:697ec9ba38640da94088080f66d47c51` · issuer key `cusip6:89834G` ACTIVEPASSIVE US	ADD	+$619K	+67,089	$54.2M	$54.9M	1,301,886	1,368,975
position key `pos:12944` · issuer key `cusip6:922908` TOTAL STK MKT	ADD	+$1.7M	+12,463	$52.9M	$54.6M	157,844	170,307
position key `pos:17475` · issuer key `iss:1633` US TIPS ETF	ADD	+$9.9M	+366,612	$41.9M	$51.9M	1,582,458	1,949,070
position key `pos:14033` · issuer key `iss:1012` CORE S&P SCP ETF	ADD	+$5.9M	+35,379	$43.4M	$49.3M	361,345	396,724
position key `pos:13746` · issuer key `iss:1012` S&P 500 GRWT ETF	TRIM	−$5.8M	−12,598	$53.6M	$47.7M	434,711	422,113
position key `sid:sec:prov:0ae5bcd0e444522ea4393d660bd28246` · issuer key `cusip6:316092` MSCI INFO TECH I	ADD	+$10.8M	+63,882	$33.5M	$44.3M	149,048	212,930
position key `sid:sec:prov:0eefd08f4910374e561c8074d513084d` · issuer key `cusip6:381430` ACTIVEBETA INT	ADD	+$2.8M	+60,997	$40.6M	$43.4M	945,892	1,006,889
position key `pos:17143` · issuer key `iss:1633` US LCAP GR ETF	ADD	−$1.4M	+115,579	$44.3M	$43.0M	1,359,101	1,474,680
position key `sid:sec:prov:29f8d97ab26dd0c9ac1e35bec6ed33b8` · issuer key `cusip6:46435G` CORE MSCI INTL	TRIM	−$289K	−10,060	$41.8M	$41.5M	506,449	496,389
position key `pos:11390` · issuer key `iss:720` CL A	ADD	−$3.7M	+3,931	$44.9M	$41.2M	68,016	71,947
position key `pos:11834` · issuer key `iss:1012` CORE S&P US GWT	TRIM	−$12.1M	−52,654	$51.5M	$39.4M	306,857	254,203
position key `pos:12827` · issuer key `iss:323` COM	ADD	−$170K	+12,847	$39.2M	$39.1M	113,334	126,181
position key `pos:17821` · issuer key `iss:89` CAP STK CL C	ADD	−$930K	+8,238	$38.4M	$37.4M	122,239	130,477
position key `sid:sec:prov:dfc53698e1eaaf9980eb2a947889eb27` · issuer key `cusip6:46432F` CORE MSCI TOTAL	TRIM	+$826K	−301	$36.0M	$36.9M	425,900	425,599
position key `pos:14874` · issuer key `iss:1013` MBS ETF	ADD	+$8.6M	+91,372	$26.6M	$35.2M	279,584	370,956
position key `sid:sec:prov:7e3935dc1f8b30677f3ae168aaf27ee0` · issuer key `cusip6:381430` ACTIVEBETA US LG	ADD	+$1.1M	+23,376	$33.8M	$34.9M	255,255	278,631
position key `pos:17409` · issuer key `cusip6:921943` VAN FTSE DEV MKT	ADD	+$1.6M	+12,908	$30.4M	$32.0M	486,009	498,917
position key `pos:18039` · issuer key `iss:1025` COM	ADD	−$1.1M	+5,662	$31.2M	$30.2M	96,932	102,594
position key `pos:17965` · issuer key `cusip6:921937` TOTAL BND MRKT	ADD	+$519K	+9,381	$29.5M	$30.0M	398,501	407,882
position key `sid:sec:prov:b01efafd9c52181221003a3f82558332` · issuer key `cusip6:46429B` US TREAS BD ETF	ADD	+$12.0M	+527,247	$17.9M	$29.9M	775,899	1,303,146
position key `pos:10986` · issuer key `cusip6:922908` VALUE ETF	TRIM	+$141K	−3,289	$28.8M	$29.0M	150,849	147,560
position key `sid:sec:prov:df074602715c1ffe206222b8ce0c038f` · issuer key `cusip6:46434V` CORE UNIVRSL USD	ADD	+$3.1M	+70,971	$25.3M	$28.4M	543,326	614,297
position key `pos:13906` · issuer key `iss:1012` S&P 500 VAL ETF	TRIM	−$3.1M	−14,079	$30.1M	$27.0M	142,012	127,933
position key `pos:11173` · issuer key `iss:995` UNIT SER 1	ADD	−$362K	+2,238	$27.4M	$27.0M	44,534	46,772
position key `pos:11205` · issuer key `iss:255` CL B NEW	ADD	+$933K	+4,355	$24.7M	$25.7M	49,202	53,557
position key `pos:11275` · issuer key `iss:286` ISHARES US EQUIT	ADD	+$34.5K	+19,072	$24.9M	$24.9M	408,780	427,852
position key `sid:sec:prov:e193dd39258226b4175aa6155e0467f5` · issuer key `cusip6:89834G` ACTIVEPASSIVE EQ	ADD	+$785K	+27,202	$23.7M	$24.5M	667,694	694,896
position key `pos:12848` · issuer key `iss:1921` COM CL A	ADD	−$2.0M	+5,450	$26.3M	$24.3M	74,885	80,335
position key `pos:17467` · issuer key `iss:1751` SPONSORED ADS	TRIM	+$880K	−5,058	$23.1M	$24.0M	76,039	70,981
position key `pos:17400` · issuer key `cusip6:46641Q` EQUITY PREMIUM	TRIM	−$6.8M	−115,463	$30.2M	$23.3M	526,834	411,371
position key `sid:sec:prov:d0e10989b162598e0f3774f3ce0c626b` · issuer key `cusip6:46435G` MSCI UK ETF NEW	ADD	+$1.2M	+10,080	$21.6M	$22.9M	491,983	502,063
position key `sid:sec:prov:65229ad2200feb437d53daa67a9cd046` · issuer key `cusip6:74255Y` SPECTRUM PFD	ADD	+$5.1M	+285,169	$17.7M	$22.8M	927,395	1,212,564
position key `pos:11463` · issuer key `iss:1012` CORE S&P TTL STK	TRIM	−$1.3M	−2,189	$23.8M	$22.5M	159,870	157,681
position key `sid:sec:prov:f74ac06a82e60aef56c7dab6680a3616` · issuer key `cusip6:82889N` BARRIER INCOME	ADD	+$10.9M	+472,907	$11.4M	$22.3M	437,425	910,332
position key `sid:sec:prov:0642809ea123953125be984c495918ab` · issuer key `cusip6:92206C` LONG TERM TREAS	ADD	+$680K	+15,334	$21.2M	$21.9M	379,952	395,286
position key `pos:15863` · issuer key `iss:1123` COM	ADD	−$1.6M	+1,851	$22.9M	$21.3M	21,305	23,156
position key `sid:sec:prov:fc322b756e10c5adfb425878e834e2d4` · issuer key `cusip6:46432F` MSCI USA QLT FCT	ADD	−$428K	+1,638	$21.6M	$21.2M	108,994	110,632
position key `sid:sec:prov:3a69ff5ca4f41bbce8dbd9c569fbb075` · issuer key `cusip6:92206C` SHRT TRM CORP BD	ADD	+$3.2M	+42,222	$17.6M	$20.9M	220,883	263,105
position key `sid:sec:prov:a13c8e22e3a5759cc447e1c13a2abb61` · issuer key `cusip6:52468L` FRANKLIN INTL LW	ADD	+$6.2M	+118,017	$13.8M	$20.0M	375,218	493,235
position key `pos:17066` · issuer key `iss:1633` FUNDAMENTAL EMER	ADD	+$2.5M	+38,248	$17.2M	$19.7M	475,659	513,907
position key `sid:sec:prov:063dd5026360c148acae483f80c2f2e3` · issuer key `cusip6:89834G` ACTIVEPASSIVE CR	ADD	+$203K	+11,281	$19.2M	$19.4M	648,211	659,492
position key `pos:12764` · issuer key `iss:1013` IBOXX HI YD ETF	TRIM	−$1.0M	−9,415	$19.9M	$18.9M	246,907	237,492
position key `pos:10955` · issuer key `iss:1000` S&P MDCP MOMNTUM	ADD	+$8.9M	+58,090	$9.6M	$18.5M	69,627	127,717
position key `pos:14552` · issuer key `iss:711` COM	ADD	+$5.4M	+74	$13.1M	$18.5M	109,077	109,151
position key `pos:11570` · issuer key `iss:1599` TR UNIT	ADD	+$1.9M	+4,152	$16.5M	$18.4M	24,143	28,295
position key `sid:sec:prov:8ffd8920e6e0488aef7958c82490aaf2` · issuer key `cusip6:69374H` US CASH COWS 100	ADD	+$9.7M	+149,333	$8.0M	$17.7M	132,869	282,202
position key `sid:sec:prov:7f7ffcbb56a96285385a0592b8ebf5a3` · issuer key `cusip6:37954Y` NASDAQ 100 COVER	ADD	−$80.1K	+25,733	$17.7M	$17.6M	1,002,702	1,028,435
position key `pos:13020` · issuer key `cusip6:37954Y` S&P 500 COVERED	ADD	−$58.8K	+15,084	$17.6M	$17.5M	432,679	447,763
position key `pos:10357` · issuer key `iss:1786` COM	ADD	−$1.1M	+5,726	$18.6M	$17.5M	41,361	47,087
position key `sid:sec:prov:599795e7c20573038475e55ca2235516` · issuer key `cusip6:46431W` BLOOMBERG ROLL	TRIM	+$3.0M	−1,439	$14.0M	$17.0M	287,546	286,107
position key `sid:sec:prov:d5c14ea6c1a879798bb717c17f515397` · issuer key `cusip6:464289` RUS TP200 VL ETF	TRIM	−$3.3M	−37,559	$20.3M	$17.0M	220,752	183,193
position key `pos:14444` · issuer key `iss:1633` FUNDAMENTAL US L	ADD	+$795K	+15,013	$16.0M	$16.8M	588,939	603,952
position key `sid:sec:prov:27503a46887c776bfd5dc8568a73566a` · issuer key `cusip6:381430` ACCESS INVT GR	ADD	+$1.2M	+29,076	$15.5M	$16.7M	336,075	365,151
position key `pos:13599` · issuer key `iss:1035` COM	ADD	+$3.3M	+3,899	$12.9M	$16.2M	62,517	66,416
position key `pos:13490` · issuer key `iss:1939` COM	TRIM	+$1.3M	−3,719	$14.9M	$16.2M	134,037	130,318
position key `pos:14206` · issuer key `iss:1193` CL A	ADD	−$824K	+2,597	$17.0M	$16.2M	29,791	32,388
position key `sid:sec:prov:7dbc90fd829e08c37059bd7ec4243e0c` · issuer key `cusip6:74255Y` REAL ESTATE ACTI	ADD	+$2.0M	+65,447	$14.0M	$16.0M	573,727	639,174
position key `pos:17304` · issuer key `iss:994` ULTRA SHRT DUR	ADD	+$5.7M	+113,343	$10.2M	$15.9M	203,709	317,052
position key `sid:sec:prov:8f84e4bccfedd905f8602bd39e2de909` · issuer key `cusip6:92204A` HEALTH CAR ETF	ADD	−$469K	+1,481	$16.2M	$15.7M	56,201	57,682
position key `pos:13780` · issuer key `cusip6:922908` EXTEND MKT ETF	ADD	+$131K	+1,823	$15.4M	$15.5M	73,634	75,457
position key `sid:sec:prov:225338cc1c818d7a63ddce4f05aaf381` · issuer key `cusip6:74255Y` SPECTRUM PREFERR	ADD	+$1.1M	+71,086	$14.4M	$15.5M	734,899	805,985
position key `sid:sec:prov:55519c6ca1e80ac9a362cd98ad4885df` · issuer key `cusip6:464289` RUS TP200 GR ETF	TRIM	−$3.1M	−4,925	$18.6M	$15.5M	67,305	62,380
position key `sid:sec:prov:1e5f2d07f62d8c524fccec12efd0e4bc` · issuer key `cusip6:27828N` COM	TRIM	−$1.9M	−13,385	$17.4M	$15.5M	1,133,857	1,120,472
position key `pos:14841` · issuer key `iss:1012` IBOXX INV CP ETF	TRIM	−$6.5M	−57,247	$21.7M	$15.2M	196,982	139,735
position key `sid:sec:prov:2ebeed7ba0c3c8f5495a6059ae850775` · issuer key `cusip6:14020W` SHS CREATION UNI	ADD	+$2.2M	+60,317	$13.0M	$15.2M	296,898	357,215
position key `pos:11717` · issuer key `iss:440` COM	ADD	+$4.6M	+3,717	$10.6M	$15.2M	69,662	73,379
position key `pos:16685` · issuer key `iss:1013` TRUST ISHARE 0-1	ADD	+$12.5M	+113,041	$2.7M	$15.2M	24,288	137,329
position key `pos:11431` · issuer key `cusip6:92206C` INT-TERM CORP	ADD	−$114K	+807	$15.2M	$15.1M	181,177	181,984
position key `sid:sec:prov:fc1023a1198c0241370c2e55e9fb7671` · issuer key `cusip6:381430` ACTIVEBETA EME	ADD	+$1.2M	+15,112	$13.8M	$15.0M	332,219	347,331
position key `pos:14055` · issuer key `cusip6:922908` MID CAP ETF	ADD	+$2.1M	+7,681	$12.8M	$14.9M	44,259	51,940
position key `pos:12876` · issuer key `iss:1633` US REIT ETF	ADD	+$1.3M	+42,195	$13.3M	$14.6M	638,775	680,970
position key `pos:14157` · issuer key `iss:149` COM	ADD	+$3.5M	+179	$10.5M	$14.0M	40,746	40,925
position key `sid:sec:prov:2727b63284f6235da134480881be8949` · issuer key `cusip6:922042` FTSE EMR MKT ETF	ADD	+$502K	+7,952	$13.3M	$13.8M	248,237	256,189
position key `pos:13432` · issuer key `iss:411` COM	TRIM	+$1.6M	−1,749	$12.1M	$13.8M	21,191	19,442
position key `pos:12543` · issuer key `iss:835` MARKETBETA RUSS	ADD	+$23.2K	+21,389	$13.6M	$13.7M	214,241	235,630
position key `pos:15198` · issuer key `iss:1445` COM	ADD	+$1.4M	+6,122	$12.2M	$13.6M	76,062	82,184
position key `sid:sec:prov:316d6f989028f9f4ac553823fd99a644` · issuer key `cusip6:14020Y` MUNICIPAL INCOME	ADD	+$1.5M	+60,595	$12.0M	$13.5M	437,990	498,585
position key `sid:sec:prov:37e4995e6b67d5e138767a663c26b870` · issuer key `cusip6:922908` MCAP VL IDXVIP	ADD	+$2.1M	+9,207	$11.1M	$13.2M	62,399	71,606

Flags: no row carries a flag.

1–20 of the 100 changes on this page

Mark-to-market only (no share change) · 17

Positions whose share count is identical in both quarters; the value changed with price, not with a decision.

Positions held with no share change into quarter 2026-03-31
position matched across quarters by exact reported CUSIP over a registry gap — producer-reconciled identity, never a name match `identity_reconciled_by_cusip`	the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE `classified_by_value` · EXIT = absent this quarter: disposed, delisted, under confidential treatment, or reported instead by an affiliated manager — the filing does not say which · change not classifiable: value undisclosed on one side of the quarter pair, or neither shares nor value can classify it · NO CHANGE = the share count is identical in both quarters; the value moved only with price, so the row is mark-to-market and never an ADD or a TRIM (NEW / ADD / TRIM / EXIT / NO CHANGE) · NO PRIOR = this filer has no comparable holdings list for the previous quarter on record — a first filing under this registration, or a quarter reported inside an affiliated manager's filing — so the position is not called a new stake	derived by Public Filings from the published aggregate; NULL means the source did not disclose a usable value — never zero	Prev value	Curr value	Prev shares	Curr shares
position key `sid:sec:prov:f40e2a162a98bfcb8cb32a70bdb8be9e` · issuer key `cusip6:33740F` FT VEST US EQT	NO CHANGE	−$15.9K	$1.3M	$1.3M	24,471	24,471
position key `sid:sec:prov:ee31a3749b04ae7b0224fda5615a66c8` · issuer key `cusip6:45782C` US EQTY BUFR JUL	NO CHANGE	−$27.0K	$1.3M	$1.2M	25,105	25,105
position key `sid:sec:prov:a20d6465c6416e7b91e8e0809bd1ac92` · issuer key `cusip6:33740F` FT VEST US EQT	NO CHANGE	−$9.9K	$1.0M	$1.0M	17,801	17,801
position key `sid:sec:prov:2456aedd54545b094e30c3b8cc7822e6` · issuer key `cusip6:45782C` US EQUT BUFR AUG	NO CHANGE	−$16.0K	$670K	$654K	13,395	13,395
position key `sid:sec:prov:5db25527d34337b63123e61623892e9f` · issuer key `cusip6:45782C` US EQTY BUF SEP	NO CHANGE	−$11.5K	$484K	$473K	9,829	9,829
position key `sid:sec:prov:7402e1442c66f971b31504cdbd4c3b6e` · issuer key `cusip6:318672` COM NEW	NO CHANGE	+$13.9K	$456K	$470K	21,997	21,997
position key `sid:sec:prov:7534630b19975297f18d3d86f333dbb2` · issuer key `cusip6:33740U` FT VEST U.S EQT	NO CHANGE	−$7.4K	$437K	$430K	11,128	11,128
position key `sid:sec:prov:bd223682cd759f7c4c33e3b61ac3f529` · issuer key `cusip6:67092P` NUVEEN ESG LRGCP	NO CHANGE	−$23.8K	$339K	$315K	3,465	3,465
position key `sid:sec:prov:76ac18d7b20cca99093acbbdb3329dc8` · issuer key `cusip6:025072` US QUALITY GROW	NO CHANGE	−$27.6K	$333K	$305K	2,905	2,905
position key `sid:sec:prov:4a71b6dfa34cdbeba4ded30a6459d58a` · issuer key `cusip6:46436E` IBONDS DEC 29	NO CHANGE	−$1.8K	$295K	$294K	12,621	12,621
position key `sid:sec:prov:e7a2418013378236a52878c06e929c37` · issuer key `cusip6:46141D` BULLISH FD	NO CHANGE	+$7.9K	$285K	$293K	10,561	10,561
position key `sid:sec:prov:643555a3fe8ba52f9850eecb2440df8b` · issuer key `cusip6:33740U` FT VEST US EQT	NO CHANGE	−$3.0K	$287K	$284K	6,918	6,918
position key `sid:sec:prov:ba1ea20a7763df1d6ff3bf42426c1a2d` · issuer key `cusip6:45782C` US EQTY BUFR MAY	NO CHANGE	+$327	$254K	$254K	5,667	5,667
position key `sid:sec:prov:a091a0065245a2220b3a7ceed94c89d8` · issuer key `cusip6:45782C` US EQTY PWR BUF	NO CHANGE	−$4.9K	$222K	$217K	5,313	5,313
position key `sid:sec:prov:46b4679f7ea663afc4c07e9d4817d2dc` · issuer key `cusip6:27829G` COM	NO CHANGE	−$8.8K	$119K	$110K	13,474	13,474
position key `pos:11189` · issuer key `iss:243` COM	NO CHANGE	−$26.4K	$118K	$92.0K	17,030	17,030
position key `sid:sec:prov:a88254ef2a078a5ebe193710345185d2` · issuer key `cusip6:140501` NOTE 5.125%11/1 PRN	NO CHANGE	+$1.9K	$59.3K	$61.1K	60,000	60,000

Flags: no row carries a flag.

Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Truncated by Public Filings. Changes compare every position with a security identifier, new and exited included; holdings without one are counted, not compared. methodology §13F ↗

Reported positions — 2026-03-31

1–100 of 874 issuers · $6.8B disclosed value over 1,411 rows · 0 undisclosed-value rows

View

This build carries one quarter for this manager: 2026-03-31. Notable managers carry four published quarters, others two.

This list carries reported issuer names and security identities, without a dated ticker mapping. Symbols are not inferred from names.

a position composed from a base filing plus NEW-HOLDINGS amendments keeps every source row here; the composition's latest filed date is the one shown served from this build's published holdings (derived from the filer's own reported rows); every row resolves to its filing

Share of total reported value, calculated only when the full position list has disclosed values. This is 13F long value, not total assets.

value undisclosed on the filing: retained and counted, excluded from sums, never shown as $0

—

PRINCIPAL EXCHANGE TRADED FD

12 positions · 12 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for PRINCIPAL EXCHANGE TRADED FD, as it reported them
PRINCIPAL EXCHANGE TRADED FD · US MEGA CP ETF CUSIP 74255Y870 src ↗	$305M	4,736,954
PRINCIPAL EXCHANGE TRADED FD · PRIN U S SMALL CUSIP 74255Y607 src ↗	$145M	2,536,322
PRINCIPAL EXCHANGE TRADED FD · INTL EQUITY ETF CUSIP 74255Y698 src ↗	$141M	4,141,800
PRINCIPAL EXCHANGE TRADED FD · CAP APPRECIATION CUSIP 74255Y680 src ↗	$140M	4,819,169
PRINCIPAL EXCHANGE TRADED FD · FOCUSED BLUE CHI CUSIP 74255Y714 src ↗	$139M	4,254,860
PRINCIPAL EXCHANGE TRADED FD · PRNC INVT GRAD CUSIP 74255Y821 src ↗	$100M	4,852,973
PRINCIPAL EXCHANGE TRADED FD · PRNCPL VLU ETF CUSIP 74255Y300 src ↗	$73.5M	1,428,413
PRINCIPAL EXCHANGE TRADED FD · ACTIVE HIGH YL CUSIP 74255Y102 src ↗	$63.3M	3,336,359
PRINCIPAL EXCHANGE TRADED FD · SPECTRUM PFD CUSIP 74255Y888 src ↗	$22.8M	1,212,564
PRINCIPAL EXCHANGE TRADED FD · REAL ESTATE ACTI CUSIP 74255Y722 src ↗	$16.0M	639,174
PRINCIPAL EXCHANGE TRADED FD · SPECTRUM PREFERR CUSIP 74255Y763 src ↗	$15.5M	805,985
PRINCIPAL EXCHANGE TRADED FD · QUALITY ETF CUSIP 74255Y201 src ↗	$8.7M	125,745

ticker not yet mapped

$1.2B

32,890,318

17.2%

—

ISHARES TR

46 positions · 46 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for ISHARES TR, as it reported them
ISHARES TR · CORE S&P500 ETF CUSIP — src ↗	$202M	309,596
ISHARES TR · CORE US AGGBD ET CUSIP — src ↗	$135M	1,357,568
ISHARES TR · CORE S&P US VLU CUSIP — src ↗	$71.8M	702,083
ISHARES TR · RUS 1000 ETF CUSIP — src ↗	$65.0M	182,403
ISHARES TR · CORE S&P SCP ETF CUSIP — src ↗	$49.3M	396,724
ISHARES TR · S&P 500 GRWT ETF CUSIP — src ↗	$47.7M	422,113
ISHARES TR · CORE S&P US GWT CUSIP — src ↗	$39.4M	254,203
ISHARES TR · S&P 500 VAL ETF CUSIP — src ↗	$27.0M	127,933
ISHARES TR · CORE S&P TTL STK CUSIP — src ↗	$22.5M	157,681
ISHARES TR · IBOXX INV CP ETF CUSIP — src ↗	$15.2M	139,735
ISHARES TR · CORE S&P MCP ETF CUSIP — src ↗	$11.1M	163,729
ISHARES TR · 1 3 YR TREAS BD CUSIP — src ↗	$8.0M	97,229
ISHARES TR · TIPS BD ETF CUSIP — src ↗	$7.6M	69,063
ISHARES TR · U.S. TECH ETF CUSIP — src ↗	$6.7M	37,191
ISHARES TR · 7-10 YR TRSY BD CUSIP — src ↗	$5.3M	55,482
ISHARES TR · RUS MID CAP ETF CUSIP — src ↗	$4.6M	47,256
ISHARES TR · US CONSUM DISCRE CUSIP — src ↗	$4.2M	43,334
ISHARES TR · MSCI EAFE ETF CUSIP — src ↗	$4.2M	42,762
ISHARES TR · US INDUSTRIALS CUSIP — src ↗	$4.1M	28,067
ISHARES TR · RUS 1000 GRW ETF CUSIP — src ↗	$2.4M	5,659
ISHARES TR · SELECT US REIT CUSIP — src ↗	$2.3M	36,769
ISHARES TR · US CONSM STAPLES CUSIP — src ↗	$2.2M	31,536
ISHARES TR · SELECT DIVID ETF CUSIP — src ↗	$2.0M	13,058
ISHARES TR · RUSSELL 2000 ETF CUSIP — src ↗	$2.0M	7,878
ISHARES TR · RUS MDCP VAL ETF CUSIP — src ↗	$1.9M	12,872
ISHARES TR · ISHARES SEMICDTR CUSIP — src ↗	$1.7M	5,122
ISHARES TR · S&P 100 ETF CUSIP — src ↗	$1.7M	5,191
ISHARES TR · MSCI EMG MKT ETF CUSIP — src ↗	$1.6M	28,676
ISHARES TR · LATN AMER 40 ETF CUSIP — src ↗	$1.5M	43,617
ISHARES TR · S&P MC 400GR ETF CUSIP — src ↗	$1.3M	12,690
ISHARES TR · RUS 1000 VAL ETF CUSIP — src ↗	$1.1M	5,213
ISHARES TR · MORNINGSTAR GRWT CUSIP — src ↗	$1.0M	10,948
ISHARES TR · RUS MD CP GR ETF CUSIP — src ↗	$1.0M	8,123
ISHARES TR · GLOBAL FINLS ETF CUSIP — src ↗	$998K	8,750
ISHARES TR · EXPANDED TECH CUSIP — src ↗	$988K	12,338
ISHARES TR · SP SMCP600VL ETF CUSIP — src ↗	$845K	7,134
ISHARES TR · S&P SML 600 GWT CUSIP — src ↗	$841K	5,814
ISHARES TR · 20 YR TR BD ETF CUSIP — src ↗	$655K	7,557
ISHARES TR · EXPND TEC SC ETF CUSIP — src ↗	$553K	4,662
ISHARES TR · S&P MC 400VL ETF CUSIP — src ↗	$514K	3,882
ISHARES TR · ISHARES BIOTECH CUSIP — src ↗	$509K	3,015
ISHARES TR · RUS 2000 VAL ETF CUSIP — src ↗	$457K	2,409
ISHARES TR · RUS 2000 GRW ETF CUSIP — src ↗	$402K	1,282
ISHARES TR · US HLTHCARE ETF CUSIP — src ↗	$313K	5,072
ISHARES TR · DOW JONES US ETF CUSIP — src ↗	$299K	1,888
ISHARES TR · GLOBAL TECH ETF CUSIP — src ↗	$236K	2,359

ticker not yet mapped

$762M

4,927,666

11.2%

—

GOLDMAN SACHS ETF TR

10 positions · 10 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for GOLDMAN SACHS ETF TR, as it reported them
GOLDMAN SACHS ETF TR · MARKETBETA US EQ CUSIP 381430123 src ↗	$104M	1,157,612
GOLDMAN SACHS ETF TR · ACTIVEBETA INT CUSIP 381430107 src ↗	$43.4M	1,006,889
GOLDMAN SACHS ETF TR · ACTIVEBETA US LG CUSIP 381430503 src ↗	$34.9M	278,631
GOLDMAN SACHS ETF TR · ACCESS INVT GR CUSIP 381430479 src ↗	$16.7M	365,151
GOLDMAN SACHS ETF TR · ACTIVEBETA EME CUSIP 381430206 src ↗	$15.0M	347,331
GOLDMAN SACHS ETF TR · MARKETBETA INTL CUSIP 381430180 src ↗	$13.1M	186,822
GOLDMAN SACHS ETF TR · ACTIVEBETA US CUSIP 381430602 src ↗	$7.9M	106,209
GOLDMAN SACHS ETF TR · ACCESS INFLATI CUSIP 381430362 src ↗	$6.8M	136,786
GOLDMAN SACHS ETF TR · JUST US LRG CP CUSIP 381430396 src ↗	$2.8M	30,129
GOLDMAN SACHS ETF TR · ULTRA SHORT BOND CUSIP 381430230 src ↗	$889K	17,585

ticker not yet mapped

$245M

3,633,145

3.6%

—

SCHWAB STRATEGIC TR

17 positions · 17 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for SCHWAB STRATEGIC TR, as it reported them
SCHWAB STRATEGIC TR · US TIPS ETF CUSIP — src ↗	$51.9M	1,949,070
SCHWAB STRATEGIC TR · US LCAP GR ETF CUSIP — src ↗	$43.0M	1,474,680
SCHWAB STRATEGIC TR · FUNDAMENTAL EMER CUSIP — src ↗	$19.7M	513,907
SCHWAB STRATEGIC TR · FUNDAMENTAL US L CUSIP — src ↗	$16.8M	603,952
SCHWAB STRATEGIC TR · US REIT ETF CUSIP — src ↗	$14.6M	680,970
SCHWAB STRATEGIC TR · EMRG MKTEQ ETF CUSIP — src ↗	$12.0M	364,570
SCHWAB STRATEGIC TR · FUNDAMENTAL INTL CUSIP — src ↗	$11.2M	229,178
SCHWAB STRATEGIC TR · SHT TM US TRES CUSIP — src ↗	$6.0M	249,015
SCHWAB STRATEGIC TR · US DIVIDEND EQ CUSIP — src ↗	$5.5M	179,784
SCHWAB STRATEGIC TR · INT-TRM U.S TRES CUSIP — src ↗	$2.5M	101,926
SCHWAB STRATEGIC TR · US LRG CAP ETF CUSIP — src ↗	$2.0M	78,534
SCHWAB STRATEGIC TR · INTL EQTY ETF CUSIP — src ↗	$1.6M	63,379
SCHWAB STRATEGIC TR · US BRD MKT ETF CUSIP — src ↗	$1.1M	45,170
SCHWAB STRATEGIC TR · US LCAP VA ETF CUSIP — src ↗	$775K	25,395
SCHWAB STRATEGIC TR · US SML CAP ETF CUSIP — src ↗	$599K	20,587
SCHWAB STRATEGIC TR · US MID-CAP ETF CUSIP — src ↗	$574K	18,533
SCHWAB STRATEGIC TR · 5 10YR CORP BD CUSIP — src ↗	$502K	22,143

ticker not yet mapped

$190M

6,620,793

2.8%

—

VANGUARD INDEX FDS

13 positions · 13 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for VANGUARD INDEX FDS, as it reported them
VANGUARD INDEX FDS · TOTAL STK MKT CUSIP — src ↗	$54.6M	170,307
VANGUARD INDEX FDS · VALUE ETF CUSIP — src ↗	$29.0M	147,560
VANGUARD INDEX FDS · EXTEND MKT ETF CUSIP — src ↗	$15.5M	75,457
VANGUARD INDEX FDS · MID CAP ETF CUSIP — src ↗	$14.9M	51,940
VANGUARD INDEX FDS · MCAP VL IDXVIP CUSIP 922908512 src ↗	$13.2M	71,606
VANGUARD INDEX FDS · S&P 500 ETF SHS CUSIP 922908363 src ↗	$13.0M	21,697
VANGUARD INDEX FDS · SMALL CP ETF CUSIP — src ↗	$9.6M	36,590
VANGUARD INDEX FDS · GROWTH ETF CUSIP — src ↗	$3.4M	7,703
VANGUARD INDEX FDS · LARGE CAP ETF CUSIP — src ↗	$3.2M	10,671
VANGUARD INDEX FDS · SM CP VAL ETF CUSIP — src ↗	$2.7M	12,370
VANGUARD INDEX FDS · MCAP GR IDXVIP CUSIP 922908538 src ↗	$2.6M	9,915
VANGUARD INDEX FDS · REAL ESTATE ETF CUSIP 922908553 src ↗	$984K	11,095
VANGUARD INDEX FDS · SML CP GRW ETF CUSIP 922908595 src ↗	$868K	2,872

ticker not yet mapped

$163M

629,783

2.4%

—

ISHARES TR

27 positions · 27 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for ISHARES TR, as it reported them
ISHARES TR · MBS ETF CUSIP — src ↗	$35.2M	370,956
ISHARES TR · IBOXX HI YD ETF CUSIP — src ↗	$18.9M	237,492
ISHARES TR · TRUST ISHARE 0-1 CUSIP — src ↗	$15.2M	137,329
ISHARES TR · GLB INFRASTR ETF CUSIP — src ↗	$10.2M	151,872
ISHARES TR · NATIONAL MUN ETF CUSIP — src ↗	$9.1M	85,630
ISHARES TR · EAFE VALUE ETF CUSIP — src ↗	$6.8M	91,247
ISHARES TR · 10-20 YR TRS ETF CUSIP — src ↗	$6.6M	65,290
ISHARES TR · U.S. MED DVC ETF CUSIP — src ↗	$3.6M	66,566
ISHARES TR · US AER DEF ETF CUSIP — src ↗	$3.4M	15,748
ISHARES TR · EAFE GRWTH ETF CUSIP — src ↗	$2.9M	26,484
ISHARES TR · EAFE SML CP ETF CUSIP — src ↗	$2.6M	33,557
ISHARES TR · SHRT NAT MUN ETF CUSIP — src ↗	$2.4M	22,367
ISHARES TR · MRGSTR MD CP GRW CUSIP — src ↗	$2.3M	29,136
ISHARES TR · MRGSTR MD CP VAL CUSIP — src ↗	$1.8M	20,867
ISHARES TR · PFD AND INCM SEC CUSIP — src ↗	$1.6M	52,047
ISHARES TR · USD INV GRDE ETF CUSIP — src ↗	$920K	17,954
ISHARES TR · ISHS 1-5YR INVS CUSIP — src ↗	$818K	15,554
ISHARES TR · MSCI ACWI EX US CUSIP — src ↗	$717K	10,472
ISHARES TR · 3 7 YR TREAS BD CUSIP — src ↗	$716K	6,036
ISHARES TR · INTRM GOV CR ETF CUSIP — src ↗	$711K	6,666
ISHARES TR · CRE U S REIT ETF CUSIP — src ↗	$657K	11,095
ISHARES TR · JPMORGAN USD EMG CUSIP — src ↗	$604K	6,436
ISHARES TR · MRGSTR SM CP GR CUSIP — src ↗	$560K	10,213
ISHARES TR · US HLTHCR PR ETF CUSIP — src ↗	$542K	12,957
ISHARES TR · US HOME CONS ETF CUSIP — src ↗	$386K	4,266
ISHARES TR · GL CLEAN ENE ETF CUSIP — src ↗	$334K	18,277
ISHARES TR · ISHS 5-10YR INVT CUSIP — src ↗	$293K	5,504

ticker not yet mapped

$130M

1,532,018

1.9%

—

ISHARES TR

6 positions · 6 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for ISHARES TR, as it reported them
ISHARES TR · CORE MSCI EAFE CUSIP 46432F842 src ↗	$57.8M	638,337
ISHARES TR · CORE MSCI TOTAL CUSIP 46432F834 src ↗	$36.9M	425,599
ISHARES TR · MSCI USA QLT FCT CUSIP 46432F339 src ↗	$21.2M	110,632
ISHARES TR · CORE 1 5 YR USD CUSIP 46432F859 src ↗	$6.5M	134,983
ISHARES TR · MSCI USA MMENTM CUSIP 46432F396 src ↗	$6.4M	26,597
ISHARES TR · MSCI USA VALUE CUSIP 46432F388 src ↗	$445K	3,133

ticker not yet mapped

$129M

1,339,281

1.9%

—

SPDR SERIES TRUST

22 positions · 22 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for SPDR SERIES TRUST, as it reported them
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$66.3M	866,610
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$12.9M	385,158
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$12.2M	464,406
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$11.0M	496,638
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$4.8M	18,812
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$2.2M	23,946
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$2.2M	22,030
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$2.1M	70,998
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$1.8M	12,118
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$1.2M	19,853
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$1.1M	44,666
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$986K	38,482
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$908K	7,111
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$896K	9,473
SPDR SERIES TRUST · BLOOMBERG INTL T CUSIP — src ↗	$593K	27,024
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$554K	5,732
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$474K	7,282
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$341K	6,033
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$331K	6,121
SPDR SERIES TRUST · BLOOMBERG EMERGI CUSIP — src ↗	$314K	15,226
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$293K	3,058
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$259K	8,933

ticker not yet mapped

$124M

2,559,710

1.8%

—

TRUST FOR PROFESSIONAL MANAG

4 positions · 4 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for TRUST FOR PROFESSIONAL MANAG, as it reported them
TRUST FOR PROFESSIONAL MANAG · ACTIVEPASSIVE US CUSIP 89834G729 src ↗	$54.9M	1,368,975
TRUST FOR PROFESSIONAL MANAG · ACTIVEPASSIVE EQ CUSIP 89834G737 src ↗	$24.5M	694,896
TRUST FOR PROFESSIONAL MANAG · ACTIVEPASSIVE CR CUSIP 89834G752 src ↗	$19.4M	659,492
TRUST FOR PROFESSIONAL MANAG · ACTIVEPASSIVE MN CUSIP 89834G745 src ↗	$10.3M	411,841

ticker not yet mapped

$109M

3,135,204

1.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred) verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ALPHABET INC

2 positions · 2 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for ALPHABET INC, as it reported them
ALPHABET INC · CAP STK CL A CUSIP — src ↗	$56.0M	194,773
ALPHABET INC · CAP STK CL C CUSIP — src ↗	$37.4M	130,477

$93.4M

325,250

1.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NVIDIA CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$83.8M

480,360

1.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICROSOFT CORP · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$82.9M

223,933

1.2%

—

FIDELITY COVINGTON TRUST

21 positions · 21 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for FIDELITY COVINGTON TRUST, as it reported them
FIDELITY COVINGTON TRUST · MSCI INFO TECH I CUSIP 316092808 src ↗	$44.3M	212,930
FIDELITY COVINGTON TRUST · HIGH DIVID ETF CUSIP 316092840 src ↗	$6.8M	123,893
FIDELITY COVINGTON TRUST · BLUE CHIP GRWTH CUSIP 316092352 src ↗	$6.7M	134,619
FIDELITY COVINGTON TRUST · QLTY FCTOR ETF CUSIP 316092790 src ↗	$5.9M	81,411
FIDELITY COVINGTON TRUST · EMERG MKTS MLTFT CUSIP 316092543 src ↗	$2.9M	91,135
FIDELITY COVINGTON TRUST · MSCI HLTH CARE I CUSIP 316092600 src ↗	$2.8M	40,408
FIDELITY COVINGTON TRUST · MOMENTUM FACTR CUSIP 316092816 src ↗	$2.5M	31,598
FIDELITY COVINGTON TRUST · FIDELITY US MLTF CUSIP 316092378 src ↗	$1.9M	52,000
FIDELITY COVINGTON TRUST · FUNDAMENTAL SMAL CUSIP 316092295 src ↗	$1.8M	57,625
FIDELITY COVINGTON TRUST · CONSMR STAPLES CUSIP 316092303 src ↗	$1.7M	32,469
FIDELITY COVINGTON TRUST · MSCI ENERGY IDX CUSIP 316092402 src ↗	$942K	27,681
FIDELITY COVINGTON TRUST · INT VL FCT ETF CUSIP 316092717 src ↗	$745K	21,415
FIDELITY COVINGTON TRUST · ENHANCED LARGE CUSIP 316092113 src ↗	$609K	16,800
FIDELITY COVINGTON TRUST · DIVID ETF RISI CUSIP 316092832 src ↗	$586K	9,967
FIDELITY COVINGTON TRUST · MSCI MATLS INDEX CUSIP 316092881 src ↗	$532K	9,225
FIDELITY COVINGTON TRUST · FIDELITY FUND LR CUSIP 316092337 src ↗	$452K	16,271
FIDELITY COVINGTON TRUST · FUNDAMENTAL LARG CUSIP 316092360 src ↗	$446K	8,697
FIDELITY COVINGTON TRUST · SML MID MLTFCT CUSIP 316092527 src ↗	$307K	6,862
FIDELITY COVINGTON TRUST · MSCI COMMNTN SVC CUSIP 316092873 src ↗	$265K	3,896
FIDELITY COVINGTON TRUST · MSCI INDL INDX CUSIP 316092709 src ↗	$255K	2,949
FIDELITY COVINGTON TRUST · MSCI FINLS IDX CUSIP 316092501 src ↗	$235K	3,345

ticker not yet mapped

$82.9M

985,196

1.2%

—

SIMPLIFY EXCHANGE TRADED FUN

15 positions · 15 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for SIMPLIFY EXCHANGE TRADED FUN, as it reported them
SIMPLIFY EXCHANGE TRADED FUN · BARRIER INCOME CUSIP 82889N335 src ↗	$22.3M	910,332
SIMPLIFY EXCHANGE TRADED FUN · ENHANCED INM ETF CUSIP 82889N632 src ↗	$12.5M	588,013
SIMPLIFY EXCHANGE TRADED FUN · TREASURY OPT INC CUSIP 82889N640 src ↗	$9.7M	411,536
SIMPLIFY EXCHANGE TRADED FUN · AGGREGATE BOND E CUSIP 82889N723 src ↗	$8.2M	405,197
SIMPLIFY EXCHANGE TRADED FUN · HIGH YIELD ETF CUSIP 82889N830 src ↗	$8.1M	378,392
SIMPLIFY EXCHANGE TRADED FUN · TARGET 15 DISTRI CUSIP 82889N350 src ↗	$5.4M	229,514
SIMPLIFY EXCHANGE TRADED FUN · CURRENCY STRATEG CUSIP 82889N368 src ↗	$4.3M	146,122
SIMPLIFY EXCHANGE TRADED FUN · SHORT TERM TREA CUSIP 82889N657 src ↗	$3.2M	152,411
SIMPLIFY EXCHANGE TRADED FUN · PIPER SANDLER US CUSIP 82889N327 src ↗	$1.5M	53,320
SIMPLIFY EXCHANGE TRADED FUN · MANAGED FUTURES CUSIP 82889N699 src ↗	$1.4M	44,796
SIMPLIFY EXCHANGE TRADED FUN · ANCORATO TARGET CUSIP 82889N343 src ↗	$1.2M	52,876
SIMPLIFY EXCHANGE TRADED FUN · MBS ETF CUSIP 82889N525 src ↗	$801K	16,195
SIMPLIFY EXCHANGE TRADED FUN · NATL MUNI BD ETF CUSIP 82889N442 src ↗	$721K	29,852
SIMPLIFY EXCHANGE TRADED FUN · SIMPLIFY OPPORT CUSIP 82889N558 src ↗	$538K	23,859
SIMPLIFY EXCHANGE TRADED FUN · BOND BULL ETF CUSIP 82889N376 src ↗	$430K	10,629

ticker not yet mapped

$80.3M

3,453,044

1.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLE INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$79.9M

314,960

1.2%

—

ISHARES TR

11 positions · 11 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for ISHARES TR, as it reported them
ISHARES TR · CORE MSCI INTL CUSIP 46435G326 src ↗	$41.5M	496,389
ISHARES TR · MSCI UK ETF NEW CUSIP 46435G334 src ↗	$22.9M	502,063
ISHARES TR · CORE INTL AGGR CUSIP 46435G672 src ↗	$4.3M	85,342
ISHARES TR · CONV BD ETF CUSIP 46435G102 src ↗	$1.5M	14,894
ISHARES TR · FALN ANGLS USD CUSIP 46435G474 src ↗	$867K	32,449
ISHARES TR · MSCI EAFE SMCP CUSIP 46435G839 src ↗	$693K	17,457
ISHARES TR · INTL DIV GRWTH CUSIP 46435G524 src ↗	$637K	7,600
ISHARES TR · HIGH YLD SYSTM B CUSIP 46435G250 src ↗	$615K	13,213
ISHARES TR · IBONDS DEC2026 CUSIP 46435GAA0 src ↗	$440K	18,154
ISHARES TR · ESG AWR MSCI USA CUSIP 46435G425 src ↗	$394K	2,788
ISHARES TR · CR 5 10 YR ETF CUSIP 46435G417 src ↗	$268K	6,107

ticker not yet mapped

$74.1M

1,196,456

1.1%

—

GOLDMAN SACHS ETF TR

4 positions · 4 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for GOLDMAN SACHS ETF TR, as it reported them
GOLDMAN SACHS ETF TR · ACCESS US AGRAT CUSIP — src ↗	$59.7M	1,445,620
GOLDMAN SACHS ETF TR · MARKETBETA RUSS CUSIP — src ↗	$13.7M	235,630
GOLDMAN SACHS ETF TR · S&P 500 PREMIUM CUSIP — src ↗	$330K	6,603
GOLDMAN SACHS ETF TR · NASDAQ-100 PREMI CUSIP — src ↗	$215K	4,348

ticker not yet mapped

$73.9M

1,692,201

1.1%

—

VANGUARD SCOTTSDALE FDS

9 positions · 9 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for VANGUARD SCOTTSDALE FDS, as it reported them
VANGUARD SCOTTSDALE FDS · LONG TERM TREAS CUSIP 92206C847 src ↗	$21.9M	395,286
VANGUARD SCOTTSDALE FDS · SHRT TRM CORP BD CUSIP 92206C409 src ↗	$20.9M	263,105
VANGUARD SCOTTSDALE FDS · INT-TERM CORP CUSIP — src ↗	$15.1M	181,984
VANGUARD SCOTTSDALE FDS · INTER TERM TREAS CUSIP 92206C706 src ↗	$5.5M	92,114
VANGUARD SCOTTSDALE FDS · MTG-BKD SECS ETF CUSIP 92206C771 src ↗	$5.0M	106,787
VANGUARD SCOTTSDALE FDS · VNG RUS1000GRW CUSIP 92206C680 src ↗	$2.3M	21,402
VANGUARD SCOTTSDALE FDS · VNG RUS1000VAL CUSIP 92206C714 src ↗	$848K	9,041
VANGUARD SCOTTSDALE FDS · SHORT TERM TREAS CUSIP 92206C102 src ↗	$789K	13,474
VANGUARD SCOTTSDALE FDS · LG-TERM COR BD CUSIP 92206C813 src ↗	$215K	2,874

ticker not yet mapped

$72.5M

1,086,067

1.1%

—

BLACKROCK ETF TRUST

7 positions · 7 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for BLACKROCK ETF TRUST, as it reported them
BLACKROCK ETF TRUST · ISHARES US EQUIT CUSIP — src ↗	$24.9M	427,852
BLACKROCK ETF TRUST · ISHARES LARGE CA CUSIP — src ↗	$11.4M	314,366
BLACKROCK ETF TRUST · ISHARES INTL CTR CUSIP — src ↗	$9.3M	289,171
BLACKROCK ETF TRUST · ISHARES A I INNO CUSIP — src ↗	$8.8M	267,902
BLACKROCK ETF TRUST · ISHARES LARGE CA CUSIP — src ↗	$6.4M	155,678
BLACKROCK ETF TRUST · ISHARES DEFENSE CUSIP — src ↗	$6.3M	191,256
BLACKROCK ETF TRUST · ISHARES US THEMA CUSIP — src ↗	$4.0M	109,733

ticker not yet mapped

$71.0M

1,755,958

1.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMAZON COM INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$70.6M

338,859

1.0%

—

INVESCO EXCHANGE TRADED FD T

23 positions · 23 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for INVESCO EXCHANGE TRADED FD T, as it reported them
INVESCO EXCHANGE TRADED FD T · S&P MDCP MOMNTUM CUSIP — src ↗	$18.5M	127,717
INVESCO EXCHANGE TRADED FD T · S&P 100 EQL WIGH CUSIP — src ↗	$12.9M	111,670
INVESCO EXCHANGE TRADED FD T · S&P MDCP QUALITY CUSIP — src ↗	$6.0M	58,105
INVESCO EXCHANGE TRADED FD T · S&P500 QUALITY CUSIP — src ↗	$4.3M	57,270
INVESCO EXCHANGE TRADED FD T · S&P 500 TOP 50 CUSIP — src ↗	$3.4M	61,967
INVESCO EXCHANGE TRADED FD T · DORSEY WRGT INDS CUSIP — src ↗	$2.9M	15,115
INVESCO EXCHANGE TRADED FD T · S&P SMLCP MOMENT CUSIP — src ↗	$2.0M	25,699
INVESCO EXCHANGE TRADED FD T · S&P500 EQL WGT CUSIP — src ↗	$1.9M	10,096
INVESCO EXCHANGE TRADED FD T · AEROSPACE DEFN CUSIP — src ↗	$1.8M	10,704
INVESCO EXCHANGE TRADED FD T · SEMICONDUCTORS CUSIP — src ↗	$1.7M	17,639
INVESCO EXCHANGE TRADED FD T · FOOD &BEVERAGE CUSIP — src ↗	$1.3M	25,773
INVESCO EXCHANGE TRADED FD T · DJ INDL AVG DV CUSIP — src ↗	$908K	15,200
INVESCO EXCHANGE TRADED FD T · BUYBACK ACHIEV CUSIP — src ↗	$701K	5,343
INVESCO EXCHANGE TRADED FD T · HIG YLD EQ DIV CUSIP — src ↗	$685K	31,961
INVESCO EXCHANGE TRADED FD T · S&P500 PUR GWT CUSIP — src ↗	$568K	12,146
INVESCO EXCHANGE TRADED FD T · S&P500 EQL HLT CUSIP — src ↗	$531K	17,597
INVESCO EXCHANGE TRADED FD T · S&P500 EQL TEC CUSIP — src ↗	$445K	9,840
INVESCO EXCHANGE TRADED FD T · S&P MDCP VLU MNT CUSIP — src ↗	$418K	6,426
INVESCO EXCHANGE TRADED FD T · S&P MDCP400 VL CUSIP — src ↗	$385K	2,960
INVESCO EXCHANGE TRADED FD T · LARGE CAP GROWTH CUSIP — src ↗	$365K	2,902
INVESCO EXCHANGE TRADED FD T · GBL LISTED PVT CUSIP — src ↗	$328K	5,796
INVESCO EXCHANGE TRADED FD T · S&P500 EQL REL CUSIP — src ↗	$288K	8,665
INVESCO EXCHANGE TRADED FD T · S&P500 EQL IND CUSIP — src ↗	$216K	3,755

ticker not yet mapped

$62.5M

644,346

0.9%

—

ISHARES INC

4 positions · 4 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for ISHARES INC, as it reported them
ISHARES INC · CORE MSCI EMKT CUSIP — src ↗	$56.0M	803,495
ISHARES INC · MSCI EMRG CHN CUSIP — src ↗	$1.5M	19,571
ISHARES INC · MSCI JAPAN ETF CUSIP — src ↗	$826K	9,783
ISHARES INC · EMNG MKTS EQT CUSIP — src ↗	$277K	4,590

ticker not yet mapped

$58.7M

837,439

0.9%

—

ISHARES TR

8 positions · 8 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for ISHARES TR, as it reported them
ISHARES TR · US TREAS BD ETF CUSIP 46429B267 src ↗	$29.9M	1,303,146
ISHARES TR · MSCI EAFE MIN VL CUSIP 46429B689 src ↗	$10.6M	115,595
ISHARES TR · MSCI USA MIN VOL CUSIP 46429B697 src ↗	$9.6M	103,483
ISHARES TR · CORE HIGH DV ETF CUSIP 46429B663 src ↗	$6.4M	47,438
ISHARES TR · FLTG RATE NT ETF CUSIP 46429B655 src ↗	$625K	12,262
ISHARES TR · MSCI CHINA ETF CUSIP 46429B671 src ↗	$551K	9,806
ISHARES TR · 0-5 YR TIPS ETF CUSIP 46429B747 src ↗	$402K	3,885
ISHARES TR · MSCI INDIA ETF CUSIP 46429B598 src ↗	$249K	5,315

ticker not yet mapped

$58.3M

1,600,930

0.9%

—

GLOBAL X FDS

13 positions · 13 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for GLOBAL X FDS, as it reported them
GLOBAL X FDS · NASDAQ 100 COVER CUSIP 37954Y483 src ↗	$17.6M	1,028,435
GLOBAL X FDS · S&P 500 COVERED CUSIP — src ↗	$17.5M	447,763
GLOBAL X FDS · ARTIFICIAL ETF CUSIP 37954Y632 src ↗	$8.3M	178,748
GLOBAL X FDS · RUSSELL 2000 CUSIP 37954Y459 src ↗	$6.6M	438,181
GLOBAL X FDS · US PFD ETF CUSIP 37954Y657 src ↗	$1.5M	80,653
GLOBAL X FDS · GLOBAL X SILVER CUSIP 37954Y848 src ↗	$1.3M	14,356
GLOBAL X FDS · GLB X MLP ENRG I CUSIP 37954Y293 src ↗	$1.3M	17,173
GLOBAL X FDS · US INFR DEV ETF CUSIP 37954Y673 src ↗	$950K	18,702
GLOBAL X FDS · GLBL X MLP ETF CUSIP 37954Y343 src ↗	$694K	12,874
GLOBAL X FDS · GLOBAL X COPPER CUSIP 37954Y830 src ↗	$481K	6,301
GLOBAL X FDS · DATA CTR &DIGIT CUSIP 37954Y236 src ↗	$424K	17,704
GLOBAL X FDS · RBTCS ARTFL INTE CUSIP 37954Y715 src ↗	$326K	9,809
GLOBAL X FDS · INTERNET OF THNG CUSIP 37954Y780 src ↗	$258K	6,912

ticker not yet mapped

$57.2M

2,277,611

0.8%

—

INNOVATOR ETFS TRUST

31 positions · 31 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for INNOVATOR ETFS TRUST, as it reported them
INNOVATOR ETFS TRUST · US EQTY PWR BUF CUSIP 45782C813 src ↗	$5.7M	125,073
INNOVATOR ETFS TRUST · US SML CP PWR B CUSIP 45782C599 src ↗	$5.7M	166,700
INNOVATOR ETFS TRUST · GRWT100 PWR BUF CUSIP 45782C276 src ↗	$5.4M	75,437
INNOVATOR ETFS TRUST · US EQTY PWR BUF CUSIP 45782C508 src ↗	$5.3M	115,684
INNOVATOR ETFS TRUST · US SML CP PWR B CUSIP 45782C474 src ↗	$4.9M	118,450
INNOVATOR ETFS TRUST · GRWT100 PWR BUF CUSIP 45782C615 src ↗	$4.2M	74,681
INNOVATOR ETFS TRUST · US SML CP PWR B CUSIP 45782C284 src ↗	$2.9M	90,433
INNOVATOR ETFS TRUST · US EQTY PWR BUF CUSIP 45782C797 src ↗	$2.7M	63,137
INNOVATOR ETFS TRUST · INTERNATIONAL DV CUSIP 45782C631 src ↗	$2.3M	66,786
INNOVATOR ETFS TRUST · EMRGNG MKT JAN CUSIP 45782C516 src ↗	$1.9M	54,645
INNOVATOR ETFS TRUST · EMERGING MKT PWR CUSIP 45782C623 src ↗	$1.8M	56,457
INNOVATOR ETFS TRUST · EMRGNG MKT JULY CUSIP 45782C714 src ↗	$1.4M	47,671
INNOVATOR ETFS TRUST · INTRNL DEV JULY CUSIP 45782C722 src ↗	$1.4M	41,042
INNOVATOR ETFS TRUST · US EQTY BUFR JUL CUSIP 45782C789 src ↗	$1.2M	25,105
INNOVATOR ETFS TRUST · US EQTY BUFR JUN CUSIP 45782C755 src ↗	$1.1M	24,525
INNOVATOR ETFS TRUST · US EQTY PWR BUF CUSIP 45782C417 src ↗	$800K	19,956
INNOVATOR ETFS TRUST · US EQTY BUFR FEB CUSIP 45782C433 src ↗	$711K	14,903
INNOVATOR ETFS TRUST · US EQUT BUFR AUG CUSIP 45782C698 src ↗	$654K	13,395
INNOVATOR ETFS TRUST · US EQT BUFR APR CUSIP 45782C888 src ↗	$633K	12,917
INNOVATOR ETFS TRUST · US EQTY BUF NOV CUSIP 45782C581 src ↗	$585K	13,586
INNOVATOR ETFS TRUST · US EQTY PWR BF CUSIP 45782C680 src ↗	$554K	12,959
INNOVATOR ETFS TRUST · US EQTY BUF SEP CUSIP 45782C664 src ↗	$473K	9,829
INNOVATOR ETFS TRUST · US EQTY BUF OCT CUSIP 45782C771 src ↗	$420K	8,750
INNOVATOR ETFS TRUST · US EQT PWR BUF CUSIP 45782C870 src ↗	$323K	8,117
INNOVATOR ETFS TRUST · US EQTY BUF DEC CUSIP 45782C557 src ↗	$303K	6,316
INNOVATOR ETFS TRUST · US EQTY PWR BUF CUSIP 45782C656 src ↗	$265K	6,144
INNOVATOR ETFS TRUST · US EQTY BUFR MAY CUSIP 45782C326 src ↗	$254K	5,667
INNOVATOR ETFS TRUST · GRWT100 PWR BF CUSIP 45782C334 src ↗	$253K	4,629
INNOVATOR ETFS TRUST · US EQTY PWR BUF CUSIP 45782C748 src ↗	$224K	5,350
INNOVATOR ETFS TRUST · US EQTY PWR BUF CUSIP 45782C573 src ↗	$217K	5,313
INNOVATOR ETFS TRUST · US EQTY BUFR MAR CUSIP 45782C391 src ↗	$212K	4,036

ticker not yet mapped

$55.0M

1,297,693

0.8%

—

ISHARES TR

12 positions · 12 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for ISHARES TR, as it reported them
ISHARES TR · CORE UNIVRSL USD CUSIP 46434V613 src ↗	$28.4M	614,297
ISHARES TR · CORE DIV GRWTH CUSIP — src ↗	$5.7M	81,165
ISHARES TR · 0-5YR INVT GR CP CUSIP 46434V100 src ↗	$5.4M	107,506
ISHARES TR · MSCI INTL QUALTY CUSIP 46434V456 src ↗	$3.6M	78,141
ISHARES TR · US SML CAP EQT CUSIP 46434V290 src ↗	$2.3M	30,106
ISHARES TR · ULTRA SHORT DUR CUSIP 46434V878 src ↗	$1.9M	37,278
ISHARES TR · INTL EQTY FACTOR CUSIP 46434V274 src ↗	$1.9M	48,359
ISHARES TR · 0-5YR HI YL CP CUSIP — src ↗	$1.2M	28,425
ISHARES TR · HDG MSCI EAFE CUSIP 46434V803 src ↗	$1.1M	25,716
ISHARES TR · TRS FLT RT BD CUSIP 46434V860 src ↗	$707K	13,957
ISHARES TR · MSCI INTL MOMENT CUSIP 46434V449 src ↗	$255K	5,308
ISHARES TR · U S EQUITY FACTR CUSIP 46434V282 src ↗	$217K	3,289

ticker not yet mapped

$52.6M

1,073,547

0.8%

—

J P MORGAN EXCHANGE TRADED F

10 positions · 10 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for J P MORGAN EXCHANGE TRADED F, as it reported them
J P MORGAN EXCHANGE TRADED F · EQUITY PREMIUM CUSIP — src ↗	$23.3M	411,371
J P MORGAN EXCHANGE TRADED F · MUNICIPAL ETF CUSIP 46641Q647 src ↗	$5.9M	118,715
J P MORGAN EXCHANGE TRADED F · CORE PLUS BD ETF CUSIP 46641Q670 src ↗	$5.9M	125,695
J P MORGAN EXCHANGE TRADED F · ULTRA SHRT ETF CUSIP 46641Q837 src ↗	$4.4M	87,475
J P MORGAN EXCHANGE TRADED F · BETABUILDERS USD CUSIP 46641Q878 src ↗	$2.2M	49,045
J P MORGAN EXCHANGE TRADED F · BETABUILDERS I CUSIP 46641Q373 src ↗	$1.2M	17,001
J P MORGAN EXCHANGE TRADED F · INCOME ETF CUSIP 46641Q159 src ↗	$757K	16,441
J P MORGAN EXCHANGE TRADED F · ULTRA SHT MUNCPL CUSIP 46641Q654 src ↗	$633K	12,412
J P MORGAN EXCHANGE TRADED F · DIVERSFED RTRN CUSIP 46641Q886 src ↗	$461K	4,028
J P MORGAN EXCHANGE TRADED F · BETABULDRS JAPAN CUSIP 46641Q217 src ↗	$340K	4,933

ticker not yet mapped

$45.3M

847,116

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

META PLATFORMS INC · CL A CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$41.2M

71,947

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BROADCOM INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$39.1M

126,181

0.6%

—

VANGUARD BD INDEX FDS

3 positions · 3 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for VANGUARD BD INDEX FDS, as it reported them
VANGUARD BD INDEX FDS · TOTAL BND MRKT CUSIP — src ↗	$30.0M	407,882
VANGUARD BD INDEX FDS · SHORT TRM BOND CUSIP — src ↗	$7.7M	97,631
VANGUARD BD INDEX FDS · INTERMED TERM CUSIP 921937819 src ↗	$942K	12,207

ticker not yet mapped

$38.6M

517,720

0.6%

—

SELECT SECTOR SPDR TR

11 positions · 11 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for SELECT SECTOR SPDR TR, as it reported them
SELECT SECTOR SPDR TR · STATE STREET ENE CUSIP 81369Y506 src ↗	$7.5M	122,380
SELECT SECTOR SPDR TR · STATE STREET IND CUSIP 81369Y704 src ↗	$4.9M	30,577
SELECT SECTOR SPDR TR · STATE STREET TEC CUSIP — src ↗	$4.3M	32,686
SELECT SECTOR SPDR TR · STATE STREET COM CUSIP 81369Y852 src ↗	$4.3M	39,163
SELECT SECTOR SPDR TR · STATE STREET FIN CUSIP 81369Y605 src ↗	$4.1M	82,643
SELECT SECTOR SPDR TR · STATE STREET UTI CUSIP — src ↗	$3.5M	75,454
SELECT SECTOR SPDR TR · STATE STREET MAT CUSIP 81369Y100 src ↗	$2.6M	51,419
SELECT SECTOR SPDR TR · STATE STREET HEA CUSIP 81369Y209 src ↗	$1.5M	10,480
SELECT SECTOR SPDR TR · STATE STREET CON CUSIP — src ↗	$1.0M	12,331
SELECT SECTOR SPDR TR · STATE STREET CON CUSIP 81369Y407 src ↗	$286K	2,620
SELECT SECTOR SPDR TR · STATE STREET REA CUSIP 81369Y860 src ↗	$210K	5,133

ticker not yet mapped

$34.3M

464,886

0.5%

—

ISHARES TR

3 positions · 3 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for ISHARES TR, as it reported them
ISHARES TR · RUS TP200 VL ETF CUSIP 464289420 src ↗	$17.0M	183,193
ISHARES TR · RUS TP200 GR ETF CUSIP 464289438 src ↗	$15.5M	62,380
ISHARES TR · RUS TOP 200 ETF CUSIP 464289446 src ↗	$1.2M	7,538

ticker not yet mapped

$33.7M

253,111

0.5%

—

SPDR SERIES TRUST

13 positions · 13 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for SPDR SERIES TRUST, as it reported them
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R622 src ↗	$7.9M	82,381
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$7.1M	146,725
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R663 src ↗	$5.3M	57,862
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R606 src ↗	$2.5M	105,715
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R101 src ↗	$2.4M	81,207
SPDR SERIES TRUST · STATE STRET SPDR CUSIP 78468R440 src ↗	$1.6M	46,277
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R408 src ↗	$1.5M	59,198
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R200 src ↗	$1.2M	39,364
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R556 src ↗	$1.1M	6,265
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R788 src ↗	$819K	17,992
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R515 src ↗	$613K	24,714
SPDR SERIES TRUST · STATE STRET SPDR CUSIP 78468R861 src ↗	$332K	17,307
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R739 src ↗	$288K	6,013

ticker not yet mapped

$32.6M

691,020

0.5%

—

CAPITAL GRP FIXED INCM ETF T

5 positions · 5 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for CAPITAL GRP FIXED INCM ETF T, as it reported them
CAPITAL GRP FIXED INCM ETF T · MUNICIPAL INCOME CUSIP 14020Y201 src ↗	$13.5M	498,585
CAPITAL GRP FIXED INCM ETF T · MUNICIPAL HIGH I CUSIP 14020Y805 src ↗	$11.2M	442,727
CAPITAL GRP FIXED INCM ETF T · SHORT DURATION M CUSIP 14020Y607 src ↗	$5.0M	188,695
CAPITAL GRP FIXED INCM ETF T · CORE PLUS INCM CUSIP 14020Y102 src ↗	$1.7M	76,040
CAPITAL GRP FIXED INCM ETF T · US MULTI-SECTOR CUSIP 14020Y300 src ↗	$736K	27,029

ticker not yet mapped

$32.1M

1,233,076

0.5%

—

VANGUARD TAX-MANAGED FDS · VAN FTSE DEV MKT CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$32.0M

498,917

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JPMORGAN CHASE &CO · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$30.2M

102,594

0.4%

—

VANGUARD WORLD FD

9 positions · 9 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for VANGUARD WORLD FD, as it reported them
VANGUARD WORLD FD · HEALTH CAR ETF CUSIP 92204A504 src ↗	$15.7M	57,682
VANGUARD WORLD FD · INF TECH ETF CUSIP 92204A702 src ↗	$5.1M	7,357
VANGUARD WORLD FD · ENERGY ETF CUSIP 92204A306 src ↗	$3.3M	19,329
VANGUARD WORLD FD · COMM SRVC ETF CUSIP 92204A884 src ↗	$2.1M	11,433
VANGUARD WORLD FD · UTILITIES ETF CUSIP 92204A876 src ↗	$1.7M	8,446
VANGUARD WORLD FD · CONSUM STP ETF CUSIP 92204A207 src ↗	$1.5M	6,501
VANGUARD WORLD FD · FINANCIALS ETF CUSIP — src ↗	$288K	2,381
VANGUARD WORLD FD · INDUSTRIAL ETF CUSIP 92204A603 src ↗	$275K	882
VANGUARD WORLD FD · CONSUM DIS ETF CUSIP 92204A108 src ↗	$239K	665

ticker not yet mapped

$30.2M

114,676

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INVESCO QQQ TR · UNIT SER 1 CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$27.0M

46,772

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BERKSHIRE HATHAWAY INC DEL · CL B NEW CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$25.7M

53,557

0.4%

—

VANECK ETF TRUST

7 positions · 7 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for VANECK ETF TRUST, as it reported them
VANECK ETF TRUST · SEMICONDUCTR ETF CUSIP — src ↗	$11.2M	29,194
VANECK ETF TRUST · FALLEN ANGEL HG CUSIP 92189F437 src ↗	$4.2M	145,600
VANECK ETF TRUST · MRNGSTR WDE MOAT CUSIP 92189F643 src ↗	$4.2M	43,185
VANECK ETF TRUST · GOLD MINERS ETF CUSIP 92189F106 src ↗	$2.6M	28,770
VANECK ETF TRUST · URANIUM AND NUCL CUSIP 92189F601 src ↗	$2.3M	17,588
VANECK ETF TRUST · BDC INCOME ETF CUSIP 92189F411 src ↗	$364K	28,464
VANECK ETF TRUST · IG FLOATING RATE CUSIP 92189F486 src ↗	$294K	11,555

ticker not yet mapped

$25.2M

304,356

0.4%

—

PACER FDS TR

7 positions · 7 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for PACER FDS TR, as it reported them
PACER FDS TR · US CASH COWS 100 CUSIP 69374H881 src ↗	$17.7M	282,202
PACER FDS TR · US LRG CP CASH CUSIP 69374H360 src ↗	$4.5M	133,080
PACER FDS TR · US SMALL CAP CAS CUSIP 69374H857 src ↗	$1.1M	24,219
PACER FDS TR · ARISTOTLE PACIFI CUSIP 69374H428 src ↗	$715K	15,437
PACER FDS TR · DATA &DIGI REVO CUSIP 69374H386 src ↗	$314K	5,047
PACER FDS TR · INDUSTRIAL RELET CUSIP 69374H766 src ↗	$271K	7,364
PACER FDS TR · METAURUS CAP 400 CUSIP 69374H436 src ↗	$248K	6,177

ticker not yet mapped

$24.8M

473,526

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VISA INC · COM CL A CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$24.3M

80,335

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TAIWAN SEMICONDUCTOR MANUFAC · SPONSORED ADS CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$24.0M

70,981

0.4%

—

VANGUARD WHITEHALL FDS

4 positions · 4 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for VANGUARD WHITEHALL FDS, as it reported them
VANGUARD WHITEHALL FDS · INTL HIGH ETF CUSIP — src ↗	$11.3M	120,420
VANGUARD WHITEHALL FDS · HIGH DIV YLD CUSIP — src ↗	$8.9M	59,993
VANGUARD WHITEHALL FDS · EM MK GOV BD ETF CUSIP 921946885 src ↗	$2.7M	40,690
VANGUARD WHITEHALL FDS · INTL DVD ETF CUSIP 921946810 src ↗	$352K	3,975

ticker not yet mapped

$23.3M

225,078

0.3%

—

VANGUARD INTL EQUITY INDEX F

4 positions · 4 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for VANGUARD INTL EQUITY INDEX F, as it reported them
VANGUARD INTL EQUITY INDEX F · FTSE EMR MKT ETF CUSIP 922042858 src ↗	$13.8M	256,189
VANGUARD INTL EQUITY INDEX F · FTSE SMCAP ETF CUSIP 922042718 src ↗	$6.4M	44,120
VANGUARD INTL EQUITY INDEX F · TT WRLD ST ETF CUSIP — src ↗	$1.1M	7,707
VANGUARD INTL EQUITY INDEX F · ALLWRLD EX US CUSIP — src ↗	$842K	11,208

ticker not yet mapped

$22.2M

319,224

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ELI LILLY &CO · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$21.3M

23,156

0.3%

—

ISHARES U S ETF TR

5 positions · 5 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for ISHARES U S ETF TR, as it reported them
ISHARES U S ETF TR · BLOOMBERG ROLL CUSIP 46431W598 src ↗	$17.0M	286,107
ISHARES U S ETF TR · U.S. TECH INDEPD CUSIP 46431W648 src ↗	$2.9M	32,743
ISHARES U S ETF TR · IT RT HDG HGYL CUSIP 46431W606 src ↗	$448K	5,229
ISHARES U S ETF TR · INT RT HD LONG CUSIP 46431W812 src ↗	$302K	12,507
ISHARES U S ETF TR · GSCI CMDTY STGY CUSIP 46431W853 src ↗	$298K	8,809

ticker not yet mapped

$20.9M

345,395

0.3%

—

VANGUARD MALVERN FDS

2 positions · 2 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for VANGUARD MALVERN FDS, as it reported them
VANGUARD MALVERN FDS · CORE BD ETF CUSIP 922020748 src ↗	$10.4M	134,993
VANGUARD MALVERN FDS · STRM INFPROIDX CUSIP 922020805 src ↗	$10.1M	202,877

ticker not yet mapped

$20.6M

337,870

0.3%

—

FIDELITY COVINGTON TRUST

5 positions · 5 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for FIDELITY COVINGTON TRUST, as it reported them
FIDELITY COVINGTON TRUST · ENHANCED LARGE CUSIP 31609A305 src ↗	$11.6M	310,594
FIDELITY COVINGTON TRUST · ENHANCED INTL CUSIP 31609A404 src ↗	$5.7M	154,142
FIDELITY COVINGTON TRUST · ENHANCED LARGE CUSIP 31609A107 src ↗	$1.1M	32,305
FIDELITY COVINGTON TRUST · ENHANCED SMALL CUSIP 31609A206 src ↗	$970K	25,538
FIDELITY COVINGTON TRUST · ENHANCED MID CUSIP 31609A503 src ↗	$545K	15,161

ticker not yet mapped

$20.0M

537,740

0.3%

—

LEGG MASON ETF INVT · FRANKLIN INTL LW CUSIP 52468L505
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$20.0M

493,235

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EXXON MOBIL CORP · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$18.5M

109,151

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STATE STR SPDR S&P 500 ETF T · TR UNIT CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$18.4M

28,295

0.3%

—

FIRST TR EXCHANGE TRADED FD

6 positions · 6 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for FIRST TR EXCHANGE TRADED FD, as it reported them
FIRST TR EXCHANGE TRADED FD · RISNG DIVD ACHIV CUSIP 33738R506 src ↗	$9.7M	142,235
FIRST TR EXCHANGE TRADED FD · RBA INDL ETF CUSIP 33738R704 src ↗	$5.3M	47,956
FIRST TR EXCHANGE TRADED FD · BUYWRIT INCM ETF CUSIP 33738R308 src ↗	$2.2M	95,194
FIRST TR EXCHANGE TRADED FD · NASD TECH DIV CUSIP 33738R118 src ↗	$482K	5,148
FIRST TR EXCHANGE TRADED FD · S&P INTL DIVID CUSIP 33738R688 src ↗	$479K	22,854
FIRST TR EXCHANGE TRADED FD · DORSEY WRT 5 ETF CUSIP — src ↗	$213K	3,531

ticker not yet mapped

$18.4M

316,918

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TESLA INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$17.5M

47,087

0.3%

—

INVESCO ACTIVELY MANAGED EXC

4 positions · 4 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for INVESCO ACTIVELY MANAGED EXC, as it reported them
INVESCO ACTIVELY MANAGED EXC · ULTRA SHRT DUR CUSIP — src ↗	$15.9M	317,052
INVESCO ACTIVELY MANAGED EXC · TOTAL RETURN CUSIP — src ↗	$673K	14,379
INVESCO ACTIVELY MANAGED EXC · VAR RATE INVT CUSIP — src ↗	$519K	20,713
INVESCO ACTIVELY MANAGED EXC · AAA CLO FLTNG RT CUSIP — src ↗	$275K	10,793

ticker not yet mapped

$17.4M

362,937

0.3%

—

GLOBAL X FDS

5 positions · 5 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for GLOBAL X FDS, as it reported them
GLOBAL X FDS · SUPERDIVIDEND CUSIP 37960A669 src ↗	$8.3M	330,082
GLOBAL X FDS · DEFENSE TECH ETF CUSIP 37960A529 src ↗	$6.1M	85,971
GLOBAL X FDS · S&P 500 RISK CUSIP 37960A206 src ↗	$2.0M	119,883
GLOBAL X FDS · RENEWABLE ENERGY CUSIP 37960A180 src ↗	$428K	11,600
GLOBAL X FDS · 1-3 MONTH T-BILL CUSIP 37960A438 src ↗	$337K	3,361

ticker not yet mapped

$17.2M

550,897

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JOHNSON &JOHNSON · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$16.2M

66,416

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WALMART INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$16.2M

130,318

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MASTERCARD INCORPORATED · CL A CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$16.2M

32,388

0.2%

—

EATON VANCE TAX-MANAGED DIVE · COM CUSIP 27828N102
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$15.5M

1,120,472

0.2%

—

CAPITAL GROUP DIVIDEND VALUE · SHS CREATION UNI CUSIP 14020W106
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$15.2M

357,215

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CHEVRON CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$15.2M

73,379

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLIED MATLS INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$14.0M

40,925

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CATERPILLAR INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$13.8M

19,442

0.2%

—

FIRST TR EXCHNG TRADED FD VI

11 positions · 11 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for FIRST TR EXCHNG TRADED FD VI, as it reported them
FIRST TR EXCHNG TRADED FD VI · FT VEST LADDERED CUSIP — src ↗	$8.1M	239,679
FIRST TR EXCHNG TRADED FD VI · FT VEST US EQT CUSIP 33740F748 src ↗	$1.3M	24,471
FIRST TR EXCHNG TRADED FD VI · FT VEST US EQT CUSIP 33740F722 src ↗	$1.0M	17,801
FIRST TR EXCHNG TRADED FD VI · SMITH UNCONSTRAI CUSIP 33740F888 src ↗	$708K	28,564
FIRST TR EXCHNG TRADED FD VI · FT VEST US EQT CUSIP 33740F763 src ↗	$450K	8,056
FIRST TR EXCHNG TRADED FD VI · ACTV FCTR LGCP CUSIP 33740F821 src ↗	$448K	11,605
FIRST TR EXCHNG TRADED FD VI · SMITH OPPORT FXD CUSIP 33740F805 src ↗	$440K	10,092
FIRST TR EXCHNG TRADED FD VI · FT VEST US EQT CUSIP 33740F599 src ↗	$366K	7,543
FIRST TR EXCHNG TRADED FD VI · LOW DUR STRTGC CUSIP 33740F870 src ↗	$335K	17,700
FIRST TR EXCHNG TRADED FD VI · FT VEST LADDERED CUSIP 33740F169 src ↗	$289K	12,905
FIRST TR EXCHNG TRADED FD VI · VEST LADDERED SM CUSIP 33740F243 src ↗	$220K	9,521

ticker not yet mapped

$13.6M

387,937

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PHILIP MORRIS INTL INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$13.6M

82,184

0.2%

—

FRANKLIN TEMPLETON ETF TR

5 positions · 5 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for FRANKLIN TEMPLETON ETF TR, as it reported them
FRANKLIN TEMPLETON ETF TR · FTSE JAPAN ETF CUSIP 35473P744 src ↗	$10.2M	282,972
FRANKLIN TEMPLETON ETF TR · FTSE UNTD KGDM CUSIP 35473P678 src ↗	$1.6M	45,965
FRANKLIN TEMPLETON ETF TR · FRANKLIN DYN MUN CUSIP 35473P868 src ↗	$580K	23,389
FRANKLIN TEMPLETON ETF TR · US MID CP MLTFCT CUSIP 35473P884 src ↗	$491K	8,932
FRANKLIN TEMPLETON ETF TR · SENIOR LOAN ETF CUSIP 35473P595 src ↗	$398K	17,306

ticker not yet mapped

$13.3M

378,564

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SCHWAB CHARLES CORP · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$12.9M

137,142

0.2%

—

CAPITAL GROUP CORE EQUITY ET · SHS CREATION UNI CUSIP 14020V108
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$12.9M

335,328

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ABBVIE INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$12.7M

58,517

0.2%

—

INVESCO EXCH TRADED FD TR II

8 positions · 8 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for INVESCO EXCH TRADED FD TR II, as it reported them
INVESCO EXCH TRADED FD TR II · S&P INTL QULTY CUSIP 46138E214 src ↗	$4.0M	113,830
INVESCO EXCH TRADED FD TR II · NATL AMT MUNI CUSIP — src ↗	$2.8M	121,287
INVESCO EXCH TRADED FD TR II · S&P INTL MOMNT CUSIP 46138E222 src ↗	$2.2M	40,824
INVESCO EXCH TRADED FD TR II · PFD ETF CUSIP 46138E511 src ↗	$1.4M	127,983
INVESCO EXCH TRADED FD TR II · S&P GBL WATER CUSIP 46138E263 src ↗	$789K	12,336
INVESCO EXCH TRADED FD TR II · S&P500 HDL VOL CUSIP 46138E362 src ↗	$622K	12,541
INVESCO EXCH TRADED FD TR II · S&P 500 MOMNTM CUSIP 46138E339 src ↗	$493K	4,396
INVESCO EXCH TRADED FD TR II · S&P EMRNG MKTS CUSIP 46138E297 src ↗	$307K	10,925

ticker not yet mapped

$12.7M

444,122

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

RTX CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$12.3M

63,855

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HOME DEPOT INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$12.0M

36,341

0.2%

—

ISHARES TR

10 positions · 10 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for ISHARES TR, as it reported them
ISHARES TR · MSCI USA QUALITY CUSIP 46436E403 src ↗	$6.6M	102,971
ISHARES TR · 0-3 MNTH TREASRY CUSIP 46436E718 src ↗	$2.1M	20,510
ISHARES TR · IBONDS 26 TRM TS CUSIP — src ↗	$562K	24,513
ISHARES TR · IBONDS 28 TRM TS CUSIP 46436E833 src ↗	$456K	20,446
ISHARES TR · 20+ YEAR TR BD CUSIP — src ↗	$453K	20,038
ISHARES TR · IBONDS 2026 TERM CUSIP 46436E528 src ↗	$382K	16,663
ISHARES TR · IBONDS DEC 29 CUSIP 46436E205 src ↗	$294K	12,621
ISHARES TR · IBONDS 29 TRM TS CUSIP 46436E825 src ↗	$285K	13,040
ISHARES TR · IBOND DEC 2030 CUSIP 46436E593 src ↗	$284K	14,395
ISHARES TR · IBONDS 27 TRM TS CUSIP 46436E841 src ↗	$277K	12,336

ticker not yet mapped

$11.6M

257,533

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COSTCO WHOLESALE CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$11.2M

11,278

0.2%

—

CAPITAL GROUP GBL GROWTH EQT · SHS CREATION UNI CUSIP 14020X104
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$11.0M

328,693

0.2%

—

SPDR INDEX SHS FDS

7 positions · 7 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for SPDR INDEX SHS FDS, as it reported them
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X889 src ↗	$4.0M	88,356
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X509 src ↗	$3.0M	64,004
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X533 src ↗	$1.4M	36,272
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X871 src ↗	$832K	19,712
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X855 src ↗	$541K	7,117
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X418 src ↗	$460K	3,217
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X756 src ↗	$313K	4,735

ticker not yet mapped

$10.6M

223,413

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WELLS FARGO &CO · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$10.6M

133,254

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COCA COLA CO · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$10.6M

139,040

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TJX COS INC NEW · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$10.5M

65,866

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BOOKING HOLDINGS INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$10.3M

2,456

0.2%

—

ISHARES TR

8 positions · 8 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for ISHARES TR, as it reported them
ISHARES TR · US INFRASTRUC CUSIP 46435U713 src ↗	$5.1M	88,975
ISHARES TR · BROAD USD HIGH CUSIP 46435U853 src ↗	$2.7M	72,431
ISHARES TR · USD GRN BOND ETF CUSIP 46435U440 src ↗	$708K	14,906
ISHARES TR · IBDS DEC28 ETF CUSIP 46435U515 src ↗	$431K	17,005
ISHARES TR · SYSTEMATIC BD ET CUSIP 46435U796 src ↗	$405K	4,555
ISHARES TR · FUTURE AI &TECH CUSIP 46435U556 src ↗	$392K	8,417
ISHARES TR · IBONDS 27 ETF CUSIP 46435UAA9 src ↗	$331K	13,663
ISHARES TR · ESG AWR US AGRGT CUSIP 46435U549 src ↗	$279K	5,865

ticker not yet mapped

$10.3M

225,817

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NETFLIX INC. · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$10.2M

105,564

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LAM RESEARCH CORP · COM NEW CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$10.1M

47,086

0.1%

—

FIRST TR EXCHANGE-TRADED FD

3 positions · 3 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for FIRST TR EXCHANGE-TRADED FD, as it reported them
FIRST TR EXCHANGE-TRADED FD · FT VEST S&P 500 CUSIP 33739Q705 src ↗	$7.5M	154,675
FIRST TR EXCHANGE-TRADED FD · FIRST TR ENH NEW CUSIP 33739Q408 src ↗	$1.7M	28,020
FIRST TR EXCHANGE-TRADED FD · FST LOW OPPT EFT CUSIP — src ↗	$676K	13,576

ticker not yet mapped

$9.9M

196,271

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PRINCIPAL FINANCIAL GROUP IN · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$9.5M

105,011

0.1%

—

VANGUARD CHARLOTTE FDS · TOTAL INT BD ETF CUSIP 92203J407
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$9.3M

194,438

0.1%

—

T ROWE PRICE ETF INC

5 positions · 5 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for T ROWE PRICE ETF INC, as it reported them
T ROWE PRICE ETF INC · CAPITAL APPRECIA CUSIP 87283Q784 src ↗	$3.2M	145,401
T ROWE PRICE ETF INC · FLOATING RATE CUSIP 87283Q883 src ↗	$2.6M	52,411
T ROWE PRICE ETF INC · CAP APPRECIATION CUSIP 87283Q867 src ↗	$2.0M	56,925
T ROWE PRICE ETF INC · PRICE BLUE CHIP CUSIP 87283Q107 src ↗	$862K	19,507
T ROWE PRICE ETF INC · SMALL MID CAP CUSIP 87283Q826 src ↗	$556K	15,165

ticker not yet mapped

$9.3M

289,409

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PALANTIR TECHNOLOGIES INC · CL A CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$9.2M

63,194

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VERIZON COMMUNICATIONS INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$8.8M

175,499

0.1%

—

FIRST TR EXCHANGE-TRADED FD

4 positions · 4 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for FIRST TR EXCHANGE-TRADED FD, as it reported them
FIRST TR EXCHANGE-TRADED FD · FT VEST RIS CUSIP 33738D879 src ↗	$7.2M	281,685
FIRST TR EXCHANGE-TRADED FD · SENIOR LN FD CUSIP 33738D309 src ↗	$655K	14,609
FIRST TR EXCHANGE-TRADED FD · CORE INVESTMENT CUSIP 33738D788 src ↗	$531K	25,313
FIRST TR EXCHANGE-TRADED FD · LNG DUR OPRTUN CUSIP 33738D606 src ↗	$400K	18,566

ticker not yet mapped

$8.8M

340,173

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MERCK &CO INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$8.7M

72,670

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GOLDMAN SACHS GROUP INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$8.7M

10,316

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CISCO SYS INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$8.7M

112,350

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SPDR GOLD TR · GOLD SHS CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$8.7M

20,189

0.1%

—

EATON VANCE TAX-MANAGED BUY- · COM CUSIP 27828Y108
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$8.4M

615,740

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

KLA CORP · COM NEW CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$8.3M

5,633

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMERICAN EXPRESS CO · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$8.2M

27,143

0.1%

—

INVESCO EXCH TRADED FD TR II

6 positions · 6 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for INVESCO EXCH TRADED FD TR II, as it reported them
INVESCO EXCH TRADED FD TR II · NASDAQ 100 ETF CUSIP — src ↗	$4.1M	17,070
INVESCO EXCH TRADED FD TR II · VAR RATE PFD CUSIP 46138G870 src ↗	$2.0M	84,850
INVESCO EXCH TRADED FD TR II · S&P 500 REVENUE CUSIP 46138G698 src ↗	$1.2M	10,533
INVESCO EXCH TRADED FD TR II · S&P SMLCP MATL CUSIP 46138G201 src ↗	$342K	3,450
INVESCO EXCH TRADED FD TR II · S&P SMALLCAP 600 CUSIP 46138G664 src ↗	$303K	6,010
INVESCO EXCH TRADED FD TR II · SR LN ETF CUSIP 46138G508 src ↗	$208K	10,208

ticker not yet mapped

$8.2M

132,121

0.1%

—

AMERICAN CENTY ETF TR

5 positions · 5 reported rows

Rows PRINCIPAL SECURITIES, INC. reported for AMERICAN CENTY ETF TR, as it reported them
AMERICAN CENTY ETF TR · INTL SMCP VLU CUSIP 025072802 src ↗	$3.6M	36,088
AMERICAN CENTY ETF TR · US SML CP VALU CUSIP 025072877 src ↗	$2.3M	20,980
AMERICAN CENTY ETF TR · AVANTIS EMGMKT CUSIP 025072604 src ↗	$1.1M	13,474
AMERICAN CENTY ETF TR · US LARGE CAP VLU CUSIP 025072349 src ↗	$680K	8,433
AMERICAN CENTY ETF TR · US QUALITY GROW CUSIP 025072307 src ↗	$305K	2,905

ticker not yet mapped

$8.0M

81,880

0.1%

1–20 of the 100 issuers on this page

Change kind and share change are in Position changes above; Congress overlap is planned.

One line per issuer, largest first; a row with no issuer key stands on its own line. Open a line for its rows as this filer reported them. The list holds every row this filer reported for the quarter. Issuer totals on the holders pages count each manager's own report once; that never removes a row here. how positions are grouped ↗

Book shape

2026-03-31 · concentration · vs tracked median · tick = median

Top-25 concentration: 36.1%below median 80.0%
Concentration index: 82 bpsbelow median 446 bps
Positions with value: 1411 / 1411median book 97.5 positions

Concentration uses reported 13F long value, not total assets. The index is withheld when any position lacks a value. Medians are over the 8,748 tracked filers with a 2026-03-31 book; the index median over the 8,662 with a complete book.

holdings whose <value> did not parse — retained and counted, never zero-filled: 0 · share of the period's disclosed value held in the top-N positions; denominator is reported 13F value, not total assets: 36.1% · integer Herfindahl–Hirschman index in basis points over disclosed position values: 82 · QoQ moves: 1,486

Filing history

AVAILABLE QUARTERS

Available filing periods
Period	Source
2026-03-31	EDGAR ↗

PLANNED sector rotation · Congress overlap · signals for this filer

Complete source filings on SEC EDGAR

The complete filing on EDGAR.

The position list above is served from the published Public Filings build, each position as this filer reported it; where the page cannot embed every reported row, the list says how many it leaves out. This block is provenance, not a substitute: the filing itself is the record, and it is one click away. Public Filings decided on 2026-08-01 to serve this list from its published build; filings newer than this build are on EDGAR.

Open PRINCIPAL SECURITIES, INC.'s 13F filings on SEC EDGAR ↗

Notes on this data

Reported positions

Quarter-end holdings as filed

Explore the full published position list and its source filing. This record excludes the manager’s cash, shorts and non-13(f) assets.

Share changes

Compare consecutive quarters

Position changes retain the producer’s classification and comparability flags. Share counts and reported values describe different changes.

Coverage

A snapshot, not current holdings

Use the quarter selector to inspect available periods. Unknown values stay unknown and each table states its coverage.

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings. A position may have been changed or closed before you ever see it, and is older still by however long ago that quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars with unit_basis carried on every record.

Affiliated managers may report the same position (otherManager), so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice (ARCHITECTURE.md §5.2 / M2-CONTRACT §5).