Who holds ticker verified against the SEC company list on 2026-09-10 — a reviewed name-and-class mapping row, never an inferred symbol. how tickers are mapped ↗

ROCKWELL AUTOMATION INC · COM · quarter ended 2026-03-31 · 10 members disclosed ROK ↗

13F filers reporting this class for the quarter ended 2026-03-31; 1–500 of 1,152 holders are listed, largest first: 1,152
sum of the reported values across every holder; NULL values are excluded, never zero-filled: $30.4B
holders whose share count rose or who opened the position (new + add), by shares: 518
holders absent this quarter after holding last quarter — inferred from absence, not a sale record: 136

Holders — quarter ended 2026-03-31

ranked by reported value · Δ shares vs 2025-12-31 · kind by shares

13F holders of ROK ranked by reported value
#	Filer	Reported value	Shares	Δ shares	Change
1	BlackRock, Inc.	$4.3B	11,912,479	+1,439,850	ADD
2	VANGUARD CAPITAL MANAGEMENT LLC	$2.6B	7,301,831	—	NO PRIOR
3	VANGUARD PORTFOLIO MANAGEMENT LLC	$2.1B	5,845,734	—	NO PRIOR
4	STATE STREET CORP	$1.8B	5,058,012	+61,882	ADD
5	GEODE CAPITAL MANAGEMENT, LLC	$1.1B	3,057,997	+133,496	ADD
6	MORGAN STANLEY	$1.0B	2,823,547	−98,293	TRIM
7	UBS Group AG	$782M	2,180,027	+553,366	ADD
8	Invesco Ltd.	$605M	1,685,669	+140,565	ADD
9	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	$554M	1,537,690	−923	TRIM
10	NORTHERN TRUST CORP	$509M	1,418,943	−2,522	TRIM
11	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	$412M	1,148,663	+66,291	ADD
12	BANK OF AMERICA CORP /DE/	$376M	1,046,789	−181,406	TRIM
13	Amundi	$358M	998,374	+118,474	ADD
14	Sumitomo Mitsui Trust Group, Inc.	$352M	981,885	+3,886	ADD
15	NORDEA INVESTMENT MANAGEMENT AB	$343M	974,623	+229,809	ADD
16	Fisher Asset Management, LLC	$333M	927,088	+69,559	ADD
17	MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.	$324M	904,357	+107,646	ADD
18	Legal & General Group Plc	$292M	814,906	+81,196	ADD
19	Holocene Advisors, LP	$283M	787,779	−137,848	TRIM
20	VICTORY CAPITAL MANAGEMENT INC	$272M	757,183	−207,695	TRIM
21	LAZARD ASSET MANAGEMENT LLC	$271M	756,499	−4,053	TRIM
22	DIMENSIONAL FUND ADVISORS LP	$254M	707,881	+20,956	ADD
23	DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	$232M	645,916	−208,276	TRIM
24	VANGUARD FIDUCIARY TRUST CO	$227M	633,773	—	NO PRIOR
25	Bank of New York Mellon Corp	$226M	630,279	−9,365	TRIM
26	Robeco Institutional Asset Management B.V.	$223M	621,257	+152,253	ADD
27	ALLIANCEBERNSTEIN L.P.	$222M	570,075	−290,313	TRIM
28	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	$216M	602,181	+79,545	ADD
29	RAYMOND JAMES FINANCIAL INC	$192M	541,796	−66,236	TRIM
30	BALYASNY ASSET MANAGEMENT L.P.	$191M	530,847	−29,868	TRIM
31	AMERIPRISE FINANCIAL INC	$177M	492,495	+76,053	ADD
32	VOYA INVESTMENT MANAGEMENT LLC	$175M	488,169	−310,047	TRIM
33	FMR LLC	$169M	470,430	+89,435	ADD
34	ROYAL BANK OF CANADA	$167M	464,229	−296,705	TRIM
35	DEUTSCHE BANK AG\	$155M	431,693	+79,121	ADD
36	Alecta Tjanstepension Omsesidigt	$148M	412,475	−138,800	TRIM
37	HSBC HOLDINGS PLC	$146M	406,586	−142,438	TRIM
38	DAVENPORT & Co LLC	$145M	406,350	−4,916	TRIM
39	Mitsubishi UFJ Asset Management Co., Ltd.	$143M	398,746	+23,903	ADD
40	Man Group plc	$130M	362,619	+41,170	ADD
41	Quilter Plc	$130M	360,846	+5,042	ADD
42	SCHRODER INVESTMENT MANAGEMENT GROUP	$127M	365,436	−25,896	TRIM
43	WORLDQUANT MILLENNIUM ADVISORS LLC	$126M	350,007	+52,047	ADD
44	BARCLAYS PLC	$122M	338,581	+58,644	ADD
45	Nuveen, LLC	$121M	336,357	+39,526	ADD
46	Swiss National Bank	$118M	329,980	+21,840	ADD
47	KING LUTHER CAPITAL MANAGEMENT CORP	$109M	304,201	−12,767	TRIM
48	SATURNA CAPITAL CORP	$108M	301,481	+301,481	NEW
49	GREAT LAKES ADVISORS, LLC	$104M	291,024	+10,338	ADD
50	BLAIR WILLIAM & CO/IL	$102M	284,067	+4,914	ADD
51	MAIRS & POWER INC	$102M	283,553	−46,781	TRIM
52	WELLS FARGO & COMPANY/MN	$99.2M	276,336	−22,582	TRIM
53	Eurizon Capital SGR S.p.A.	$98.3M	275,966	−124,154	TRIM
54	PRIMECAP MANAGEMENT CO/CA/	$91.4M	254,630	−280	TRIM
55	JENNISON ASSOCIATES LLC	$89.8M	250,085	+21,679	ADD
56	Vanguard Global Advisers, LLC	$88.0M	245,287	—	NO PRIOR
57	Allianz Asset Management GmbH	$86.7M	241,526	+95,957	ADD
58	CANADA PENSION PLAN INVESTMENT BOARD	$85.4M	238,018	−12,622	TRIM
59	FEDERATED HERMES, INC.	$84.1M	234,231	+152,905	ADD
60	ONTARIO TEACHERS PENSION PLAN BOARD	$83.7M	233,214	−118,095	TRIM
61	AGF MANAGEMENT LTD	$82.5M	229,919	+51	ADD
62	RHUMBLINE ADVISERS	$75.7M	211,016	−477	TRIM
63	WESTFIELD CAPITAL MANAGEMENT CO LP	$74.0M	206,277	−27,518	TRIM
64	STIFEL FINANCIAL CORP	$73.6M	204,981	+10,410	ADD
65	CAISSE DE DEPOT ET PLACEMENT DU QUEBEC	$72.8M	202,844	+162,224	ADD
66	MILLENNIUM MANAGEMENT LLC	$71.5M	199,360	−23,130	TRIM
67	CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	$70.4M	196,223	−5,384	TRIM
68	Birch Hill Investment Advisors LLC	$67.7M	188,730	−4,033	TRIM
69	CITIGROUP INC	$67.5M	188,165	+23,905	ADD
70	VANGUARD ASSET MANAGEMENT, Ltd	$65.5M	182,621	—	NO PRIOR
71	Candriam S.C.A.	$65.5M	182,451	+1,311	ADD
72	CITADEL ADVISORS LLC	$61.6M	171,781	−353,021	TRIM
73	National Pension Service	$61.4M	171,018	+171,018	NEW
74	SEB Asset Management AB	$61.3M	170,940	—	NO PRIOR
75	HighTower Advisors, LLC	$60.4M	168,297	+31,053	ADD
76	WATERS PARKERSON & CO., LLC	$60.0M	167,144	−1,128	TRIM
77	D. E. Shaw & Co., Inc.	$60.0M	167,106	+138,253	ADD
78	UniSuper Management Pty Ltd	$59.8M	166,605	+72	ADD
79	Stephens Investment Management Group LLC	$59.2M	165,027	−736	TRIM
80	LPL Financial LLC	$59.1M	164,587	−38,238	TRIM
81	FRANKLIN RESOURCES INC	$58.0M	161,559	−72,532	TRIM
82	ENVESTNET ASSET MANAGEMENT INC	$57.0M	158,793	+7,820	ADD
83	PRUDENTIAL FINANCIAL INC	$55.9M	155,857	−101,428	TRIM
84	MARKEL GROUP INC.	$55.6M	154,900	0	NO CHANGE
85	PRINCIPAL FINANCIAL GROUP INC	$55.3M	154,025	−10,117	TRIM
86	Quantinno Capital Management LP	$54.5M	151,848	+61,928	ADD
87	CAPITAL ADVISORS INC/OK	$52.9M	147,526	+4,511	ADD
88	BNP Paribas Asset Management Holding S.A.	$52.4M	146,125	+56,500	ADD
89	Rockefeller Capital Management L.P.	$49.5M	137,862	+69,874	ADD
90	Qube Research & Technologies Ltd	$47.4M	132,118	−39,055	TRIM
91	IMC-Chicago, LLC	$45.5M	126,717	+115,044	ADD
92	STOREBRAND ASSET MANAGEMENT AS	$44.0M	122,536	—	NO PRIOR
93	Corient Private Wealth LLC	$43.7M	122,004	−68,692	TRIM
94	PFA Pension, Forsikringsaktieselskab	$43.3M	120,685	+120,685	NEW
95	DIVERSIFIED MANAGEMENT INC	$43.1M	120,021	−571	TRIM
96	Aberdeen Group plc	$42.2M	117,685	+1,373	ADD
97	Universal- Beteiligungs- und Servicegesellschaft mbH	$39.0M	108,790	−1,821	TRIM
98	ADAGE CAPITAL PARTNERS GP, L.L.C.	$36.1M	100,700	+21,475	ADD
99	Sterling Capital Management LLC	$35.8M	99,869	−32,332	TRIM
100	STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM	$35.6M	99,274	−1,366	TRIM
101	Gotham Asset Management, LLC	$35.6M	99,213	−15,950	TRIM
102	AVIVA PLC	$35.0M	97,649	+2,778	ADD
103	Korea Investment CORP	$34.7M	96,809	−18,461	TRIM
104	DANSKE BANK A/S	$34.2M	95,380	+18,506	ADD
105	FIRST TRUST ADVISORS LP	$34.0M	94,612	+12,643	ADD
106	EP Wealth Advisors, LLC	$33.9M	94,525	−1,529	TRIM
107	Mirae Asset Global Investments Co., Ltd.	$33.0M	91,888	−38,771	TRIM
108	MANUFACTURERS LIFE INSURANCE COMPANY, THE	$32.7M	91,060	+2,022	ADD
109	Zurcher Kantonalbank (Zurich Cantonalbank)	$32.7M	91,026	+91,026	NEW
110	RENAISSANCE GROUP LLC	$32.3M	90,125	−3,064	TRIM
111	Hemenway Trust Co LLC	$32.3M	89,879	−2,359	TRIM
112	Trexquant Investment LP	$31.8M	88,721	+88,721	NEW
113	Pictet Asset Management Holding SA	$31.2M	86,840	+1,960	ADD
114	Mitsubishi UFJ Trust & Banking Corp	$30.8M	85,745	+24,382	ADD
115	COMMONWEALTH EQUITY SERVICES, LLC	$30.6M	85,349	−652	TRIM
116	DAVIS R M INC	$30.0M	83,675	+143	ADD
117	TUDOR INVESTMENT CORP ET AL	$29.6M	82,349	+82,349	NEW
118	TRUIST FINANCIAL CORP	$28.5M	79,553	−16,730	TRIM
119	AQR CAPITAL MANAGEMENT LLC	$28.5M	80,174	+35,048	ADD
120	Baird Financial Group, Inc.	$28.4M	79,195	+79,195	NEW
121	BANK OF MONTREAL /CAN/	$27.5M	76,530	−29,030	TRIM
122	NATIONAL BANK OF CANADA /FI/	$27.4M	76,464	−1,365	TRIM
123	EXCHANGE TRADED CONCEPTS, LLC	$27.2M	75,667	+19,476	ADD
124	DJE Kapital AG	$26.1M	73,091	+73,091	NEW
125	US BANCORP \DE\	$25.8M	71,817	−832	TRIM
126	Granite Investment Partners, LLC	$24.2M	67,451	+2,014	ADD
127	NEW YORK STATE COMMON RETIREMENT FUND	$24.2M	67,368	−400	TRIM
128	Howard Capital Management Group, LLC	$23.7M	65,905	+65,905	NEW
129	STATE OF WISCONSIN INVESTMENT BOARD	$22.9M	63,709	+2,144	ADD
130	PARNASSUS INVESTMENTS, LLC	$22.6M	63,002	−1,813	TRIM
131	SEI INVESTMENTS CO	$22.1M	61,447	−35,007	TRIM
132	ROYAL LONDON ASSET MANAGEMENT LTD	$21.2M	59,182	+7,673	ADD
133	Covea Finance	$21.0M	58,609	−3,100	TRIM
134	GHP Investment Advisors, Inc.	$20.8M	58,025	+1,431	ADD
135	Zurich Insurance Group Ltd/FI	$20.8M	57,920	−52,490	TRIM
136	Asset Management One Co., Ltd.	$20.7M	57,781	−234	TRIM
137	Andra AP-fonden	$20.4M	56,723	+6,863	ADD
138	EVENTIDE ASSET MANAGEMENT, LLC	$20.1M	56,012	+3,821	ADD
139	Osmosis Investment Management UK Ltd	$20.1M	55,879	−16,263	TRIM
140	Chevy Chase Trust Holdings, LLC	$20.0M	55,813	−1,717	TRIM
141	PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO	$19.7M	54,918	+5,585	ADD
142	JAG CAPITAL MANAGEMENT, LLC	$19.6M	54,596	+19,118	ADD
143	SouthState Bank Corp	$19.5M	54,402	+587	ADD
144	Heron Bay Capital Management	$19.4M	54,172	+17,603	ADD
145	NOMURA HOLDINGS INC	$19.0M	53,032	+51,295	ADD
146	Mariner, LLC	$19.0M	52,930	−9,826	TRIM
147	Swiss Life Asset Management Ltd	$18.9M	52,735	+13,270	ADD
148	Vanguard Investments Australia, Ltd.	$18.9M	52,562	—	NO PRIOR
149	Carnegie Investment Counsel	$18.9M	52,539	−3,002	TRIM
150	TD ASSET MANAGEMENT INC	$18.8M	52,506	+2,414	ADD
151	PANAGORA ASSET MANAGEMENT INC	$18.4M	51,237	−752	TRIM
152	Arbejdsmarkedets Tillaegspension	$18.2M	50,802	+50,802	NEW
153	Swedbank AB	$18.0M	50,070	−1,665	TRIM
154	APG Asset Management N.V.	$17.9M	57,460	−80	TRIM
155	SUSQUEHANNA INTERNATIONAL GROUP, LLP	$17.8M	49,732	+3,940	ADD
156	TOCQUEVILLE ASSET MANAGEMENT L.P.	$17.7M	49,279	+1,345	ADD
157	NORTH STAR ASSET MANAGEMENT INC	$17.4M	48,510	−1,397	TRIM
158	Tidal Investments LLC	$17.1M	47,834	+19,767	ADD
159	COMMERCE BANK	$17.0M	47,503	−216	TRIM
160	Gradient Investments LLC	$16.9M	47,192	+9,099	ADD
161	CABOT WEALTH MANAGEMENT INC	$16.8M	46,807	−668	TRIM
162	Focus Partners Wealth	$16.6M	46,060	+10,611	ADD
163	Daiwa Securities Group Inc.	$16.6M	46,198	−409	TRIM
164	Rodgers Brothers Inc.	$16.5M	45,844	−603	TRIM
165	OPPENHEIMER & CO INC	$16.2M	45,152	−6,269	TRIM
166	NOMURA ASSET MANAGEMENT CO LTD	$15.7M	43,867	+5,906	ADD
167	GRANDFIELD & DODD, LLC	$15.7M	43,686	−1,370	TRIM
168	KLP KAPITALFORVALTNING AS	$15.4M	43,050	+2,080	ADD
169	KEYBANK NATIONAL ASSOCIATION/OH	$15.2M	42,421	+2,070	ADD
170	Creative Planning	$15.1M	42,059	+2,951	ADD
171	LMCG INVESTMENTS, LLC	$15.0M	41,915	+385	ADD
172	CIBC Bancorp USA Inc.	$15.0M	41,853	—	NO PRIOR
173	Core Wealth Partners LLC	$15.0M	41,789	+62	ADD
174	NATIXIS	$14.9M	41,390	+7,313	ADD
175	NISSAY ASSET MANAGEMENT CORP /JAPAN	$14.8M	41,240	−101,552	TRIM
176	Apollon Wealth Management, LLC	$14.6M	40,671	+12,779	ADD
177	Cetera Investment Advisers	$14.4M	40,208	+1,882	ADD
178	Ensign Peak Advisors, Inc	$14.3M	39,774	+7,271	ADD
179	Woodline Partners LP	$14.2M	39,564	+12,532	ADD
180	ISTHMUS PARTNERS, LLC	$14.1M	39,300	−1,274	TRIM
181	Ceredex Value Advisors LLC	$14.0M	39,008	−64,229	TRIM
182	NOMURA ASSET MANAGEMENT INTERNATIONAL INC.	$14.0M	38,949	+38,949	NEW
183	State of New Jersey Common Pension Fund D	$13.6M	37,993	0	NO CHANGE
184	Bridgewater Associates, LP	$13.6M	37,799	+36,759	ADD
185	DnB Asset Management AS	$13.4M	37,399	+3,454	ADD
186	BANQUE PICTET & CIE SA	$13.4M	37,389	+7,640	ADD
187	AMERICAN CENTURY COMPANIES INC	$13.4M	37,218	−23,565	TRIM
188	Broderick Brian C	$13.2M	36,756	+743	ADD
189	BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp	$13.2M	36,657	−4,422	TRIM
190	OAK ASSOCIATES LTD /OH/	$13.1M	36,596	+993	ADD
191	Bank Julius Baer & Co. Ltd, Zurich	$13.0M	36,688	+9,387	ADD
192	Lombard Odier Asset Management (Europe) Ltd	$13.0M	36,211	+12,727	ADD
193	FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND	$13.0M	36,195	+11,960	ADD
194	Lansforsakringar Fondforvaltning AB (publ)	$12.9M	35,949	−22,664	TRIM
195	Tredje AP-fonden	$12.8M	35,665	+35,665	NEW
196	FIFTH THIRD BANCORP	$12.6M	35,154	+30,421	ADD
197	OSAIC HOLDINGS, INC.	$12.6M	34,963	−3,901	TRIM
198	Resona Asset Management Co.,Ltd.	$12.5M	35,096	−20	TRIM
199	TEACHER RETIREMENT SYSTEM OF TEXAS	$12.5M	34,791	−43,330	TRIM
200	Albar Capital Partners LLP	$12.4M	34,627	+34,627	NEW
201	NewEdge Advisors, LLC	$12.4M	34,470	+34,470	NEW
202	BANCO BILBAO VIZCAYA ARGENTARIA, S.A.	$12.1M	33,659	−511	TRIM
203	Talbot Financial, LLC	$11.9M	33,292	+723	ADD
204	TORONTO DOMINION BANK	$11.9M	33,083	−4,424	TRIM
205	Advisors Asset Management, Inc.	$11.6M	32,329	+5,461	ADD
206	M. Kraus & Co	$11.3M	31,595	−557	TRIM
207	NISA INVESTMENT ADVISORS, LLC	$11.1M	30,917	−246	TRIM
208	Vinva Investment Management Ltd	$11.0M	31,529	−18,064	TRIM
209	Czech National Bank	$11.0M	30,600	+995	ADD
210	Arizona State Retirement System	$11.0M	30,556	−323	TRIM
211	Cerity Partners LLC	$10.9M	30,439	−2,728	TRIM
212	Foresight Group Ltd Liability Partnership	$10.9M	30,373	−2,456	TRIM
213	J. Goldman & Co LP	$10.8M	30,192	+30,192	NEW
214	BROWN ADVISORY INC	$10.7M	29,877	+125	ADD
215	STATE OF MICHIGAN RETIREMENT SYSTEM	$10.5M	29,313	−100	TRIM
216	ABN AMRO INVESTMENT SOLUTIONS	$10.5M	29,181	−4,098	TRIM
217	D.A. DAVIDSON & CO.	$10.4M	29,054	−1,355	TRIM
218	Portland Global Advisors LLC	$10.2M	28,523	−88	TRIM
219	Kestra Advisory Services, LLC	$10.1M	28,153	+869	ADD
220	CAPITOLIS LIQUID GLOBAL MARKETS LLC	$10.0M	27,981	+27,981	NEW
221	SOMERVILLE KURT F	$9.9M	27,613	−16,488	TRIM
222	FIL Ltd	$9.8M	27,373	−55,347	TRIM
223	SCOPUS ASSET MANAGEMENT, L.P.	$9.8M	27,233	−17,349	TRIM
224	CIBC Asset Management Inc	$9.7M	27,121	−101	TRIM
225	TWO SIGMA INVESTMENTS, LP	$9.7M	26,987	+12,707	ADD
226	MetLife Investment Management, LLC	$9.6M	26,678	−691	TRIM
227	Lighthouse Investment Partners, LLC	$9.4M	26,323	+12,780	ADD
228	BARTLETT & CO. WEALTH MANAGEMENT LLC	$9.4M	23,573	−4,547	TRIM
229	COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS	$9.4M	26,173	+57	ADD
230	PUZO MICHAEL J	$9.4M	26,085	−782	TRIM
231	CREDIT AGRICOLE S A	$9.3M	25,985	−15,152	TRIM
232	IFM Investors Pty Ltd	$9.3M	25,981	+1,045	ADD
233	Delaney Dennis R	$9.3M	25,858	+7,645	ADD
234	F/m Investments LLC	$9.3M	25,821	+25,821	NEW
235	PRUDENTIAL PLC	$9.2M	25,633	−10,557	TRIM
236	MEEDER ASSET MANAGEMENT INC	$9.2M	25,620	+24,330	ADD
237	NorthCrest Asset Manangement, LLC	$9.0M	24,722	−7,946	TRIM
238	ASR Vermogensbeheer N.V.	$8.9M	24,935	+476	ADD
239	1832 Asset Management L.P.	$8.8M	24,465	+24,465	NEW
240	Retirement Systems of Alabama	$8.6M	23,859	−24	TRIM
241	Kidder Stephen W	$8.4M	23,481	−155	TRIM
242	EFG International AG	$8.3M	23,215	−4,747	TRIM
243	USS Investment Management Ltd	$8.2M	22,812	0	NO CHANGE
244	U.S. Capital Wealth Advisors, LLC	$8.1M	22,595	+19,934	ADD
245	Assenagon Asset Management S.A.	$8.1M	22,448	−344,515	TRIM
246	L. Roy Papp & Associates, LLP	$8.0M	22,376	−92	TRIM
247	ROCKLAND TRUST CO	$8.0M	22,268	−548	TRIM
248	Mandatum Life Insurance Co Ltd	$8.0M	22,200	+4,700	ADD
249	LGT Group Foundation	$8.0M	22,171	+1,017	ADD
250	KWMG, LLC	$7.9M	22,017	+398	ADD
251	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	$7.8M	46,184	+11,557	ADD
252	Y-Intercept (Hong Kong) Ltd	$7.8M	21,781	−4,342	TRIM
253	Groupe la Francaise	$7.8M	21,735	+20,115	ADD
254	Federation des caisses Desjardins du Quebec	$7.8M	21,694	+1,498	ADD
255	L & S Advisors Inc	$7.8M	21,677	−1,950	TRIM
256	Iyo Bank, Ltd.	$7.7M	21,350	0	NO CHANGE
257	AIA Group Ltd	$7.6M	21,229	+931	ADD
258	XPONANCE LLC	$7.6M	21,206	+2,846	ADD
259	MERCER GLOBAL ADVISORS INC /ADV	$7.5M	20,967	+1,988	ADD
260	Ethic Inc.	$7.5M	20,872	+2,339	ADD
261	TEMA ETFS LLC	$7.4M	20,580	−9,239	TRIM
262	Atlantic Union Bankshares Corp	$7.4M	20,579	+6,186	ADD
263	NLB Skladi, upravljanje premozenja, d.o.o.	$7.4M	20,562	+730	ADD
264	ProShare Advisors LLC	$7.4M	20,551	−361	TRIM
265	Telos Capital Management, Inc.	$7.4M	20,529	+524	ADD
266	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	$7.3M	20,331	+2,300	ADD
267	Dorsey & Whitney Trust CO LLC	$7.3M	20,286	−4,188	TRIM
268	BANK OF NOVA SCOTIA	$7.1M	19,760	+2,181	ADD
269	NICHOLAS COMPANY, INC.	$7.0M	19,641	0	NO CHANGE
270	ABN AMRO Bank N.V.	$7.0M	19,364	−2,513	TRIM
271	Pathstone Holdings, LLC	$6.9M	19,161	+45	ADD
272	Silvant Capital Management LLC	$6.8M	19,014	+700	ADD
273	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	$6.7M	18,755	+4,340	ADD
274	Utah Retirement Systems	$6.6M	18,398	−234	TRIM
275	STEPHENS INC /AR/	$6.6M	18,295	−4,529	TRIM
276	PUBLIC SECTOR PENSION INVESTMENT BOARD	$6.5M	18,115	+3,544	ADD
277	Azimuth Capital Investment Management LLC	$6.5M	18,075	−357	TRIM
278	M&G Plc	$6.5M	18,014	−160	TRIM
279	MAI Capital Management	$6.4M	17,954	−1,117	TRIM
280	ING GROEP NV	$6.4M	17,791	+8,281	ADD
281	Sanctuary Advisors, LLC	$6.4M	17,747	+819	ADD
282	Stratos Wealth Advisors, LLC	$6.0M	16,789	+944	ADD
283	NEW YORK LIFE INVESTMENT MANAGEMENT LLC	$6.0M	16,776	+444	ADD
284	Vanguard Personalized Indexing Management, LLC	$6.0M	16,729	−181	TRIM
285	Sumitomo Mitsui DS Asset Management Company, Ltd	$6.0M	16,691	+237	ADD
286	LBP AM SA	$5.9M	16,438	−30,805	TRIM
287	Sompo Asset Management Co., Ltd.	$5.9M	16,404	−3,384	TRIM
288	Squarepoint Ops LLC	$5.9M	16,311	−67,749	TRIM
289	Rakuten Investment Management, Inc.	$5.8M	16,679	+1,902	ADD
290	Morningstar Investment Management LLC	$5.8M	16,181	+4,168	ADD
291	Robinhood Asset Management, LLC	$5.8M	16,124	+16,124	NEW
292	McGuire Investment Group, LLC	$5.7M	15,796	−72	TRIM
293	NEOS Investment Management LLC	$5.5M	15,306	−27,975	TRIM
294	Notis-McConarty Edward	$5.5M	15,300	−190	TRIM
295	Elo Mutual Pension Insurance Co	$5.4M	15,066	+15,066	NEW
296	S-Bank Fund Management Ltd	$5.4M	14,956	+3,000	ADD
297	Elefante Mark B	$5.3M	14,670	+1,950	ADD
298	Ascent Wealth Partners, LLC	$5.2M	14,626	+763	ADD
299	Bill Few Associates, Inc.	$5.2M	14,363	+174	ADD
300	HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND	$5.2M	14,357	+9,919	ADD
301	Pinnacle Financial Partners, Inc.	$5.1M	14,319	−285	TRIM
302	WHITENER CAPITAL MANAGEMENT, INC.	$5.1M	14,308	−562	TRIM
303	FARMERS & MERCHANTS INVESTMENTS INC	$5.1M	14,246	−743	TRIM
304	LANSDOWNE PARTNERS (UK) LLP	$5.0M	14,057	−17,020	TRIM
305	Crossmark Global Holdings, Inc.	$5.0M	13,978	—	NO PRIOR
306	Sequoia Financial Advisors, LLC	$5.0M	13,939	−70	TRIM
307	Aventail Capital Group, LP	$5.0M	13,899	+13,899	NEW
308	TRILLIUM ASSET MANAGEMENT, LLC	$4.9M	13,782	+11,161	ADD
309	Roberts Wealth Advisors, LLC	$4.9M	13,537	+587	ADD
310	Janus Henderson Group Ltd.	$4.8M	13,509	−22,302	TRIM
311	MACKENZIE FINANCIAL CORP	$4.8M	13,305	−136,593	TRIM
312	GLENMEDE TRUST CO NA	$4.8M	13,302	−170	TRIM
313	IQ EQ FUND MANAGEMENT (IRELAND) Ltd	$4.8M	13,300	−1,700	TRIM
314	BEESE FULMER INVESTMENT MANAGEMENT, INC.	$4.8M	13,265	+13,265	NEW
315	ODDO BHF ASSET MANAGEMENT SAS	$4.7M	13,114	+13,114	NEW
316	Brevan Howard Capital Management LP	$4.7M	13,049	−339	TRIM
317	CIBC WORLD MARKET INC.	$4.7M	12,978	+354	ADD
318	OREGON PUBLIC EMPLOYEES RETIREMENT FUND	$4.6M	12,866	0	NO CHANGE
319	SCOTIA CAPITAL INC.	$4.5M	12,657	+2,879	ADD
320	SEARLE & CO.	$4.4M	12,293	0	NO CHANGE
321	FIDUCIARY TRUST CO	$4.3M	12,044	−23	TRIM
322	M&T BANK CORP	$4.3M	11,988	−868	TRIM
323	YOUSIF CAPITAL MANAGEMENT, LLC	$4.3M	11,957	−365	TRIM
324	MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC	$4.3M	11,954	−106	TRIM
325	OMERS ADMINISTRATION Corp	$4.2M	11,674	+2,504	ADD
326	Bedell Frazier Investment Counselling, LLC	$4.2M	11,621	−19	TRIM
327	SMITHBRIDGE ASSET MANAGEMENT INC/DE	$4.1M	11,523	−11,635	TRIM
328	Madison Asset Management, LLC	$4.1M	11,499	−9,978	TRIM
329	Dempze Nancy E	$4.1M	11,317	−118	TRIM
330	OP Asset Management Ltd	$4.1M	11,298	—	NO PRIOR
331	Rokos Capital Management LLP	$3.9M	10,970	+10,970	NEW
332	Financiere des Professionnels - Fonds d'investissement inc.	$3.8M	10,600	+10,600	NEW
333	ALERUS FINANCIAL NA	$3.8M	10,597	−4,131	TRIM
334	First Pacific Financial	$3.8M	10,560	−215	TRIM
335	Vontobel Holding Ltd.	$3.8M	10,489	−62	TRIM
336	PATTON FUND MANAGEMENT, INC.	$3.8M	10,476	+9,910	ADD
337	Grantham, Mayo, Van Otterloo & Co. LLC	$3.7M	10,444	−382	TRIM
338	BAR HARBOR WEALTH MANAGEMENT	$3.7M	10,284	+99	ADD
339	GROUP ONE TRADING LLC	$3.6M	10,104	+5,416	ADD
340	MCDONALD PARTNERS LLC	$3.6M	10,000	+10,000	NEW
341	Empowered Funds, LLC	$3.6M	9,984	+9,984	NEW
342	MACQUARIE GROUP LTD	$3.5M	9,819	−1,382	TRIM
343	LGT Fund Management Co Ltd.	$3.5M	9,720	+9,720	NEW
344	Orion Porfolio Solutions, LLC	$3.4M	9,545	−4,223	TRIM
345	Wealthfront Advisers LLC	$3.4M	9,339	+54	ADD
346	Jain Global LLC	$3.3M	9,320	+8,499	ADD
347	Private Advisor Group, LLC	$3.3M	9,188	−642	TRIM
348	WESTPORT ASSET MANAGEMENT INC	$3.2M	9,000	0	NO CHANGE
349	INTECH INVESTMENT MANAGEMENT LLC	$3.2M	8,811	+3,413	ADD
350	GUYASUTA INVESTMENT ADVISORS INC	$3.1M	8,623	0	NO CHANGE
351	BUCKHEAD CAPITAL MANAGEMENT LLC	$3.1M	8,533	−557	TRIM
352	GREENLEAF TRUST	$3.1M	8,530	−216	TRIM
353	J. Safra Sarasin Holding AG	$3.0M	8,434	+5,144	ADD
354	TD Waterhouse Canada Inc.	$3.0M	8,165	−146	TRIM
355	SIMPLEX TRADING, LLC	$3.0M	8,320	+174	ADD
356	Farringdon Capital, Ltd.	$3.0M	8,237	+4,125	ADD
357	VCI Wealth Management LLC	$2.9M	8,150	−314	TRIM
358	Cresset Asset Management, LLC	$2.9M	8,092	−1,626	TRIM
359	Investment Management Corp of Ontario	$2.9M	8,050	−264	TRIM
360	Polymer Capital Management (US) LLC	$2.9M	8,000	+713	ADD
361	Lido Advisors, LLC	$2.9M	7,992	−1,185	TRIM
362	SIH Partners, LLLP	$2.8M	7,889	+7,889	NEW
363	ZACKS INVESTMENT MANAGEMENT	$2.8M	7,876	+2,248	ADD
364	Venture Visionary Partners LLC	$2.8M	7,795	+133	ADD
365	Vident Advisory, LLC	$2.8M	7,750	+1,347	ADD
366	KLEIN PAVLIS & PEASLEY FINANCIAL, INC.	$2.8M	7,684	+483	ADD
367	Smith Group Asset Management, LLC	$2.7M	7,644	−134	TRIM
368	Summit Trail Advisors, LLC	$2.7M	7,487	+3,284	ADD
369	Slow Capital, Inc.	$2.7M	7,388	+2,416	ADD
370	United Super Pty Ltd in its capacity as Trustee for the Construction & Building Unions Superannuation Fund	$2.6M	7,320	+640	ADD
371	Rafferty Asset Management, LLC	$2.6M	7,317	−2,684	TRIM
372	Regents Gate Capital LLP	$2.6M	7,314	+7,314	NEW
373	Norinchukin Bank, The	$2.6M	7,301	+27	ADD
374	Edgestream Partners, L.P.	$2.6M	7,246	+5,897	ADD
375	Ascent Group, LLC	$2.5M	7,100	+802	ADD
376	&PARTNERS	$2.5M	6,968	+1,002	ADD
377	Knollwood Investment Advisory, LLC	$2.5M	6,950	0	NO CHANGE
378	FORA Capital, LLC	$2.5M	6,951	+6,951	NEW
379	Stratos Wealth Partners, LTD.	$2.5M	6,921	−542	TRIM
380	NORTHCAPE WEALTH MANAGEMENT, LLC	$2.5M	6,831	−832	TRIM
381	MIZUHO SECURITIES USA LLC	$2.4M	6,793	−1,382	TRIM
382	Orange Investment Advisors, Inc.	$2.4M	6,783	−1,195	TRIM
383	MONETA GROUP INVESTMENT ADVISORS LLC	$2.4M	6,707	+184	ADD
384	Jefferies Financial Group Inc.	$2.4M	6,574	+1,673	ADD
385	Laird Norton Wetherby Trust Company, LLC	$2.3M	6,422	−81	TRIM
386	Aptus Capital Advisors, LLC	$2.3M	6,422	−417	TRIM
387	HARTFORD INVESTMENT MANAGEMENT CO	$2.3M	6,405	−76	TRIM
388	Dai-ichi Life Insurance Company, Ltd	$2.3M	6,402	+250	ADD
389	SilverOak Wealth Management LLC	$2.3M	6,390	−1,000	TRIM
390	Banque Transatlantique SA	$2.3M	6,273	−5,605	TRIM
391	Summit Financial, LLC	$2.3M	6,284	−151	TRIM
392	Carmel Capital Partners, LLC	$2.3M	6,276	−51	TRIM
393	Banque Cantonale Vaudoise	$2.2M	6,237	−773	TRIM
394	NWAM LLC	$2.2M	6,154	+5,331	ADD
395	Wealthspire Advisors, LLC	$2.2M	6,137	+2,376	ADD
396	Richard C. Young & CO., LTD.	$2.2M	6,122	−35	TRIM
397	KESTRA PRIVATE WEALTH SERVICES, LLC	$2.2M	6,034	−491	TRIM
398	Boston Common Asset Management, LLC	$2.2M	6,021	−12,081	TRIM
399	Allspring Global Investments Holdings, LLC	$2.2M	5,843	−165	TRIM
400	Addison Capital Co	$2.1M	5,916	+261	ADD
401	ELEVATION POINT WEALTH PARTNERS, LLC	$2.1M	5,909	+3,222	ADD
402	FAS Wealth Partners, Inc.	$2.1M	5,898	+5,898	NEW
403	Vectors Research Management, LLC	$2.1M	5,894	+4	ADD
404	Vestmark Advisory Solutions, Inc.	$2.1M	5,770	−951	TRIM
405	Evelyn Partners Investment Management LLP	$2.1M	5,771	+3,418	ADD
406	Summit Asset Management, LLC	$2.1M	5,744	0	NO CHANGE
407	BOWEN HANES & CO INC	$2.1M	5,735	0	NO CHANGE
408	Alaethes Wealth, LLC	$2.0M	5,705	+17	ADD
409	Generali Asset Management SPA SGR	$2.0M	5,687	−648	TRIM
410	BENJAMIN EDWARDS INC	$2.0M	5,684	−154	TRIM
411	Longaeva Partners L.P.	$2.0M	5,659	+5,659	NEW
412	Maryland State Retirement & Pension System	$2.0M	5,644	0	NO CHANGE
413	Phoenix Financial Ltd.	$2.0M	5,636	+3,658	ADD
414	DAVIS-REA LTD.	$2.0M	5,604	0	NO CHANGE
415	Oak Thistle LLC	$2.0M	5,518	+1,520	ADD
416	OFI INVEST ASSET MANAGEMENT	$1.9M	6,094	+510	ADD
417	Equitable Holdings, Inc.	$1.9M	5,110	+1,743	ADD
418	Aviance Capital Partners, LLC	$1.9M	5,345	0	NO CHANGE
419	IHT Wealth Management, LLC	$1.9M	5,334	+1,799	ADD
420	Waverly Advisors, LLC	$1.9M	5,277	+260	ADD
421	AG2R LA MONDIALE GESTION D'ACTIFS	$1.9M	5,238	+216	ADD
422	JANE STREET GROUP, LLC	$1.9M	5,236	−20,810	TRIM
423	Central Pacific Bank - Trust Division	$1.8M	5,065	+535	ADD
424	Allworth Financial LP	$1.8M	5,005	+201	ADD
425	ALLIANZ SE	$1.8M	4,962	0	NO CHANGE
426	Tempus Wealth Planning, LLC	$1.7M	4,858	−22	TRIM
427	Strategic Advisors LLC	$1.7M	4,973	−29	TRIM
428	MCF Advisors LLC	$1.7M	4,744	—	NO PRIOR
429	CAXTON ASSOCIATES LLP	$1.7M	4,738	+4,738	NEW
430	Triangle Securities Wealth Management	$1.7M	4,721	−59	TRIM
431	Mattson Financial Services, LLC	$1.7M	4,700	+935	ADD
432	UNITED CAPITAL FINANCIAL ADVISORS, LLC	$1.7M	4,636	+4,636	NEW
433	MUFG Securities EMEA plc	$1.7M	4,603	0	NO CHANGE
434	Clare Market Investments LLC	$1.6M	4,586	—	NO PRIOR
435	Concurrent Investment Advisors, LLC	$1.6M	4,560	+749	ADD
436	Elmwood Wealth Management, Inc.	$1.6M	4,553	−22	TRIM
437	Virtus Investment Advisers, LLC	$1.6M	4,520	+4,520	NEW
438	PINNACLE ASSOCIATES LTD	$1.6M	4,519	−128	TRIM
439	COURIER CAPITAL LLC	$1.6M	4,418	−8	TRIM
440	HBK Sorce Advisory LLC	$1.6M	3,486	−233	TRIM
441	Penobscot Investment Management Company, Inc.	$1.6M	4,358	−40	TRIM
442	VestGen Advisors, LLC	$1.5M	3,406	−1,540	TRIM
443	Agate Pass Investment Management, LLC	$1.5M	4,280	0	NO CHANGE
444	COOKSON PEIRCE & CO INC	$1.5M	4,279	+4,279	NEW
445	WESPAC Advisors SoCal, LLC	$1.5M	4,266	+679	ADD
446	Connor, Clark & Lunn Investment Management Ltd.	$1.5M	4,266	+4,266	NEW
447	Koshinski Asset Management, Inc.	$1.5M	4,205	+13	ADD
448	Metis Global Partners, LLC	$1.5M	4,203	−409	TRIM
449	TOKIO MARINE ASSET MANAGEMENT CO LTD	$1.5M	4,195	+217	ADD
450	Curi Capital, LLC	$1.5M	4,177	+450	ADD
451	Saudi Central Bank	$1.5M	4,150	+4,150	NEW
452	Avantax Planning Partners, Inc.	$1.5M	4,118	0	NO CHANGE
453	Beaumont Asset Management, L.L.C.	$1.5M	4,107	−14	TRIM
454	Journey Advisory Group, LLC	$1.5M	4,105	−1,350	TRIM
455	Wealthcare Advisory Partners LLC	$1.5M	4,097	+1,223	ADD
456	CHOREO, LLC	$1.5M	4,095	−702	TRIM
457	OneDigital Investment Advisors LLC	$1.4M	4,040	−528	TRIM
458	CWM, LLC	$1.4M	4,005	−171	TRIM
459	CONNABLE OFFICE INC	$1.4M	3,980	+3	ADD
460	Merit Financial Group, LLC	$1.4M	3,953	−65	TRIM
461	SPIREPOINT PRIVATE CLIENT, LLC	$1.4M	3,940	0	NO CHANGE
462	Empirical Finance, LLC	$1.4M	3,923	−10	TRIM
463	HORIZON KINETICS ASSET MANAGEMENT LLC	$1.4M	3,895	−320	TRIM
464	Y.D. More Investments Ltd	$1.4M	3,877	−49	TRIM
465	North Dakota State Investment Board	$1.4M	3,844	−632	TRIM
466	HB Wealth Management, LLC	$1.4M	3,772	+230	ADD
467	HM PAYSON & CO	$1.3M	3,758	+2,000	ADD
468	ALPS ADVISORS INC	$1.3M	3,753	+986	ADD
469	Apella Capital, LLC	$1.3M	3,233	+161	ADD
470	MML INVESTORS SERVICES, LLC	$1.3M	3,718	−6,739	TRIM
471	Prospera Financial Services Inc	$1.3M	3,613	−8,071	TRIM
472	Atria Investments, Inc	$1.3M	3,599	+141	ADD
473	NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC	$1.3M	3,595	+9	ADD
474	QRG CAPITAL MANAGEMENT, INC.	$1.3M	3,592	+90	ADD
475	EVOKE WEALTH, LLC	$1.3M	3,571	−425	TRIM
476	Beacon Pointe Advisors, LLC	$1.3M	3,563	+403	ADD
477	Plato Investment Management Ltd	$1.3M	3,556	0	NO CHANGE
478	Sigma Planning Corp	$1.2M	3,473	−129	TRIM
479	FIRST COMMONWEALTH FINANCIAL CORP /PA/	$1.2M	3,464	0	NO CHANGE
480	Snowden Capital Advisors LLC	$1.2M	3,460	+364	ADD
481	Strengthening Families & Communities, LLC	$1.2M	3,456	+3,456	NEW
482	HUB Investment Partners, LLC	$1.2M	3,446	+103	ADD
483	Connecticut Wealth Management, LLC	$1.2M	3,445	0	NO CHANGE
484	Vise Technologies, Inc.	$1.2M	3,127	0	NO CHANGE
485	Caprock Group, LLC	$1.2M	3,386	−2,526	TRIM
486	Capital Asset Advisory Services LLC	$1.2M	2,937	−42	TRIM
487	PRIVATE TRUST CO NA	$1.2M	3,327	−129	TRIM
488	RWA WEALTH PARTNERS, LLC	$1.2M	3,320	+2	ADD
489	FIRST CITIZENS BANK & TRUST CO	$1.2M	3,315	+307	ADD
490	OmniStar Financial Group, Inc.	$1.2M	3,311	+3,311	NEW
491	Strong Tower Advisory Services	$1.2M	3,308	+139	ADD
492	MINDSET WEALTH MANAGEMENT, LLC	$1.2M	3,303	+3,303	NEW
493	MASTERINVEST Kapitalanlage GmbH	$1.2M	3,303	−2,802	TRIM
494	Convergence Investment Partners, LLC	$1.2M	3,258	−3,593	TRIM
495	Clearstead Advisors, LLC	$1.2M	3,255	+218	ADD
496	Wedmont Private Capital	$1.2M	2,981	+9	ADD
497	Fire Capital Management LLC	$1.2M	3,239	+255	ADD
498	Bank Pictet & Cie (Europe) AG	$1.2M	3,206	+221	ADD
499	Empirical Financial Services, LLC d.b.a. Empirical Wealth Management	$1.1M	3,179	+144	ADD
500	MARIETTA INVESTMENT PARTNERS LLC	$1.1M	3,125	0	NO CHANGE

Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Congress ↔ notable managers · ROK

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers: 0 — —
Sellers: 1 Kevin Hern R–OK-1 $45K–$150K

filed 2026-07-03 → 2026-10-01 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding: 3 Tudor Investment Corp, Bridgewater Associates, Caxton Associates $44.8M held
Trimming: 1 Gotham Asset Management $35.6M held

NEW + ADD vs TRIM + EXIT, by shares · $ = reported value now, not the change · ROCKWELL AUTOMATION INC

Merged timeline of congressional filings and notable-manager moves on ROK
Date	Who	Change	Size
2026-09-25	Kevin Hern Congress	SELL	$15K–$50K
2026-09-25	Kevin Hern Congress	SELL	$15K–$50K
2026-09-25	Kevin Hern Congress	SELL	$15K–$50K
2026-05-15	Tudor Investment Corp 13F	NEW	+82,349 sh
2026-05-15	Bridgewater Associates 13F	ADD	+36,759 sh
2026-05-15	Gotham Asset Management 13F	TRIM	−15,950 sh
2026-05-14	Caxton Associates 13F	NEW	+4,738 sh

7 newest rows · every row dates by its filing date: a disclosure's, or the 13F's for the quarter · a 13F row is a quarter-end snapshot, not a trade

10 members of Congress disclosed ROK — the congressional view ↗

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings. A position may have been changed or closed before you ever see it, and is older still by however long ago that quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars with unit_basis carried on every record.

Affiliated managers may report the same position (otherManager), so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice (ARCHITECTURE.md §5.2 / M2-CONTRACT §5).