Who holds ticker verified against the SEC company list on 2026-09-10 — a reviewed name-and-class mapping row, never an inferred symbol. how tickers are mapped ↗

NOVARTIS AG · SPONSORED ADR · quarter ended 2026-03-31 · 23 members disclosed NVS ↗

13F filers reporting this class for the quarter ended 2026-03-31; 1–500 of 1,098 holders are listed, largest first: 1,098
sum of the reported values across every holder; NULL values are excluded, never zero-filled: $15.1B
holders whose share count rose or who opened the position (new + add), by shares: 514
holders absent this quarter after holding last quarter — inferred from absence, not a sale record: 104

Holders — quarter ended 2026-03-31

ranked by reported value · Δ shares vs 2025-12-31 · kind by shares

13F holders of NVS ranked by reported value
#	Filer	Reported value	Shares	Δ shares	Change
1	MORGAN STANLEY	$1.3B	8,527,037	−349,869	TRIM
2	DIMENSIONAL FUND ADVISORS LP	$1.2B	8,110,116	−414,278	TRIM
3	PRIMECAP MANAGEMENT CO/CA/	$1.2B	7,567,354	−11,920	TRIM
4	DODGE & COX	$1.1B	6,967,383	−2,047,258	TRIM
5	BANK OF AMERICA CORP /DE/	$758M	4,962,794	+413,778	ADD
6	FRANKLIN RESOURCES INC	$521M	3,409,944	−1,069,363	TRIM
7	BlackRock, Inc.	$451M	2,949,760	+141,669	ADD
8	NORTHERN TRUST CORP	$426M	2,786,228	+435,047	ADD
9	GQG Partners LLC	$374M	2,447,272	−710,850	TRIM
10	ENVESTNET ASSET MANAGEMENT INC	$353M	2,311,384	+529,186	ADD
11	Janus Henderson Group Ltd.	$348M	2,275,938	+41,520	ADD
12	RAYMOND JAMES FINANCIAL INC	$295M	1,931,873	+86,268	ADD
13	WELLS FARGO & COMPANY/MN	$290M	1,895,677	+53,634	ADD
14	UBS Group AG	$274M	1,793,153	+431,879	ADD
15	FMR LLC	$259M	1,692,993	+30,697	ADD
16	PRINCIPAL FINANCIAL GROUP INC	$234M	1,532,789	−276,369	TRIM
17	WCM INVESTMENT MANAGEMENT, LLC	$220M	1,463,180	+1,463,180	NEW
18	STATE STREET CORP	$216M	1,385,892	−64,169	TRIM
19	RENAISSANCE TECHNOLOGIES LLC	$170M	1,111,833	−231,200	TRIM
20	Chevy Chase Trust Holdings, LLC	$160M	1,049,794	−11,578	TRIM
21	TRUIST FINANCIAL CORP	$144M	941,818	+54,522	ADD
22	EARNEST PARTNERS LLC	$135M	885,290	−36,106	TRIM
23	AMERICAN CENTURY COMPANIES INC	$107M	703,178	+84,910	ADD
24	LPL Financial LLC	$94.8M	620,427	+12,679	ADD
25	SEI INVESTMENTS CO	$94.6M	619,274	+54,262	ADD
26	ROYAL BANK OF CANADA	$94.5M	618,710	+40,788	ADD
27	SCHARF INVESTMENTS, LLC	$90.0M	589,232	−373,668	TRIM
28	HARDING LOEVNER LP	$89.2M	584,255	−19,132	TRIM
29	BRISTOL JOHN W & CO INC /NY/	$85.8M	561,837	−7,881	TRIM
30	NewEdge Wealth, LLC	$83.5M	546,505	+41,166	ADD
31	CIBC Bancorp USA Inc.	$82.2M	537,813	—	NO PRIOR
32	Creative Planning	$80.8M	528,814	+89,851	ADD
33	Connor, Clark & Lunn Investment Management Ltd.	$77.2M	505,440	−145,704	TRIM
34	Harvest Portfolios Group Inc.	$69.5M	454,681	−37,333	TRIM
35	Corient Private Wealth LLC	$67.2M	440,526	−522,081	TRIM
36	TODD ASSET MANAGEMENT LLC	$66.0M	432,007	−2,239	TRIM
37	ASSETMARK, INC	$61.7M	403,774	−2,457	TRIM
38	TCTC Holdings, LLC	$60.2M	393,864	−225	TRIM
39	FIRST TRUST ADVISORS LP	$56.0M	366,559	−5,202	TRIM
40	JANE STREET GROUP, LLC	$56.0M	366,467	+366,467	NEW
41	CITIGROUP INC	$53.3M	348,789	+277,455	ADD
42	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	$52.8M	345,410	+54,930	ADD
43	Quantinno Capital Management LP	$52.0M	340,728	+39,537	ADD
44	Cerity Partners LLC	$50.4M	329,910	+35,140	ADD
45	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	$48.9M	320,027	+19,949	ADD
46	STIFEL FINANCIAL CORP	$48.5M	317,717	+45,335	ADD
47	Point72 Asset Management, L.P.	$43.4M	283,837	+283,837	NEW
48	COOKSON PEIRCE & CO INC	$43.3M	283,617	+14,674	ADD
49	Focus Partners Wealth	$42.8M	280,428	+71,868	ADD
50	Grantham, Mayo, Van Otterloo & Co. LLC	$42.1M	275,637	−23,538	TRIM
51	US BANCORP \DE\	$41.1M	268,858	+1,589	ADD
52	WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC	$40.6M	266,061	−335,851	TRIM
53	HighTower Advisors, LLC	$40.4M	264,639	+13,264	ADD
54	BANK OF MONTREAL /CAN/	$39.6M	259,345	−725,254	TRIM
55	ADAGE CAPITAL PARTNERS GP, L.L.C.	$39.4M	258,000	+157,812	ADD
56	Clark Capital Management Group, Inc.	$38.5M	251,894	−193,795	TRIM
57	Integral Health Asset Management, LLC	$38.2M	250,000	0	NO CHANGE
58	MASSACHUSETTS FINANCIAL SERVICES CO /MA/	$37.7M	246,655	+132,918	ADD
59	Mariner, LLC	$36.9M	241,552	+5,076	ADD
60	AQR CAPITAL MANAGEMENT LLC	$35.7M	233,871	+47,271	ADD
61	FIRST FINANCIAL BANKSHARES INC	$35.3M	230,854	+6,071	ADD
62	MML INVESTORS SERVICES, LLC	$35.1M	229,593	−13,178	TRIM
63	OPPENHEIMER ASSET MANAGEMENT INC.	$33.2M	217,125	−3,056	TRIM
64	D.A. DAVIDSON & CO.	$32.5M	212,815	−6,899	TRIM
65	Cetera Investment Advisers	$31.0M	203,045	+24,096	ADD
66	Tidal Investments LLC	$29.4M	193,177	−33,079	TRIM
67	BRANDES INVESTMENT PARTNERS, LP	$29.0M	189,570	−73,227	TRIM
68	BROWN ADVISORY INC	$28.9M	189,167	+761	ADD
69	GODSEY & GIBB, INC	$28.3M	185,572	−5,512	TRIM
70	Qube Research & Technologies Ltd	$26.4M	173,137	+54,510	ADD
71	Foresight Global Investors, Inc.	$26.3M	172,053	−30	TRIM
72	M&T BANK CORP	$26.2M	171,848	+18,264	ADD
73	OSAIC HOLDINGS, INC.	$25.8M	169,012	+2,288	ADD
74	Martin Investment Management, LLC	$24.8M	162,204	−49,300	TRIM
75	MERCER GLOBAL ADVISORS INC /ADV	$24.6M	160,764	+4,606	ADD
76	GRANDFIELD & DODD, LLC	$24.0M	156,906	+1,558	ADD
77	COMMONWEALTH EQUITY SERVICES, LLC	$23.9M	156,615	−11,771	TRIM
78	QRG CAPITAL MANAGEMENT, INC.	$23.0M	150,844	+17,731	ADD
79	&PARTNERS	$21.8M	142,824	+9,557	ADD
80	ProVise Management Group, LLC	$21.6M	141,200	−3,279	TRIM
81	Mirae Asset Global Investments Co., Ltd.	$21.3M	139,562	−202,974	TRIM
82	Fiera Capital Corp	$21.2M	139,111	+14,744	ADD
83	Pathstone Holdings, LLC	$20.9M	136,897	+18,106	ADD
84	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	$20.7M	147,794	−38,612	TRIM
85	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	$19.4M	126,885	+104,729	ADD
86	BLAIR WILLIAM & CO/IL	$19.3M	126,421	+45,143	ADD
87	GW HENSSLER & ASSOCIATES LTD	$19.2M	125,512	−3,551	TRIM
88	Capital Wealth Planning, LLC	$19.2M	125,419	−38,126	TRIM
89	Vanguard Personalized Indexing Management, LLC	$18.4M	120,635	−9,764	TRIM
90	Rockefeller Capital Management L.P.	$18.1M	118,307	+10,102	ADD
91	Quadrature Capital Ltd	$17.5M	114,289	+69,220	ADD
92	Invesco Ltd.	$17.3M	113,344	−62,333	TRIM
93	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	$16.6M	108,597	−679,380	TRIM
94	EXENCIAL WEALTH ADVISORS, LLC	$16.6M	108,594	+13,096	ADD
95	Edgemoor Investment Advisors, Inc.	$16.6M	108,581	+251	ADD
96	Cresset Asset Management, LLC	$16.4M	107,430	+598	ADD
97	Callan Family Office, LLC	$16.3M	106,950	+2,103	ADD
98	Allspring Global Investments Holdings, LLC	$15.9M	102,595	−3,445	TRIM
99	RITHOLTZ WEALTH MANAGEMENT	$15.9M	104,146	+4,312	ADD
100	NOMURA HOLDINGS INC	$15.1M	99,013	+99,013	NEW
101	Allworth Financial LP	$14.7M	96,473	+3,448	ADD
102	American Assets Investment Management, LLC	$14.3M	93,610	0	NO CHANGE
103	Optiver Holding B.V.	$14.2M	92,638	−58,952	TRIM
104	UNITED CAPITAL FINANCIAL ADVISORS, LLC	$14.1M	92,055	+92,055	NEW
105	TOCQUEVILLE ASSET MANAGEMENT L.P.	$14.0M	91,898	−22,937	TRIM
106	Sanctuary Advisors, LLC	$13.8M	90,326	−1,236	TRIM
107	Matthew Goff Investment Advisor, LLC	$12.9M	84,606	−1,249	TRIM
108	Beacon Pointe Advisors, LLC	$12.9M	84,517	+17,935	ADD
109	OSTERWEIS CAPITAL MANAGEMENT INC	$12.8M	83,792	−3,891	TRIM
110	INVESTMENT HOUSE LLC	$12.5M	81,783	−65	TRIM
111	Eldred Rock Partners, LLC	$12.3M	80,768	−781	TRIM
112	Vestmark Advisory Solutions, Inc.	$12.2M	79,612	−14,670	TRIM
113	CWM, LLC	$12.1M	79,113	−3,961	TRIM
114	NewEdge Advisors, LLC	$11.6M	75,954	+75,954	NEW
115	TD Waterhouse Canada Inc.	$11.6M	74,666	+45,644	ADD
116	Live Oak Private Wealth LLC	$11.5M	75,338	−1,254	TRIM
117	SCOTIA CAPITAL INC.	$11.1M	72,553	+25,084	ADD
118	CLIFFORD SWAN INVESTMENT COUNSEL LLC	$11.1M	72,551	−998	TRIM
119	Laird Norton Wetherby Trust Company, LLC	$10.6M	69,383	+271	ADD
120	Empowered Funds, LLC	$10.5M	68,854	+8,329	ADD
121	SALEM INVESTMENT COUNSELORS INC	$10.5M	68,728	+63,391	ADD
122	Baird Financial Group, Inc.	$10.3M	67,212	+67,212	NEW
123	SALT Holding Corp.	$10.2M	66,844	+66,844	NEW
124	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	$9.5M	62,486	−623	TRIM
125	Atria Investments, Inc	$9.5M	62,456	+4,190	ADD
126	QUADRANT CAPITAL GROUP LLC	$9.3M	61,012	+1,152	ADD
127	XTX Topco Ltd	$9.3M	60,566	+44,077	ADD
128	SUSQUEHANNA INTERNATIONAL GROUP, LLP	$9.2M	60,281	−35,284	TRIM
129	WELCH & FORBES LLC	$8.8M	57,626	−3,462	TRIM
130	1832 Asset Management L.P.	$8.7M	56,957	−2,382	TRIM
131	Orion Porfolio Solutions, LLC	$8.7M	56,894	+14,571	ADD
132	FEDERATED HERMES, INC.	$8.6M	56,427	−962	TRIM
133	PINNACLE ASSOCIATES LTD	$8.6M	55,979	−1,226	TRIM
134	Advisors Capital Management, LLC	$8.4M	55,225	+208	ADD
135	Boston Partners	$8.4M	55,173	+7,869	ADD
136	Kestra Advisory Services, LLC	$8.1M	53,072	+5,716	ADD
137	ALLIANCEBERNSTEIN L.P.	$8.1M	58,580	+47,267	ADD
138	Narwhal Capital Management	$8.0M	52,668	−1,144	TRIM
139	Triasima Portfolio Management inc.	$8.0M	52,470	+2,295	ADD
140	DEUTSCHE BANK AG\	$8.0M	52,244	−526	TRIM
141	FIDUCIARY TRUST CO	$7.9M	51,557	+51,557	NEW
142	Glassy Mountain Advisors, Inc.	$7.7M	50,625	+188	ADD
143	Archford Capital Strategies, LLC	$7.7M	50,600	+3,928	ADD
144	FIRST MANHATTAN CO. LLC.	$7.7M	50,553	+4,647	ADD
145	Geneos Wealth Management Inc.	$7.6M	49,989	−14,852	TRIM
146	PITTENGER & ANDERSON INC	$7.5M	49,020	0	NO CHANGE
147	LOCKHEED MARTIN INVESTMENT MANAGEMENT CO	$7.5M	49,000	−8,300	TRIM
148	SMITHBRIDGE ASSET MANAGEMENT INC/DE	$7.5M	48,780	−49,032	TRIM
149	SIGNATUREFD, LLC	$7.3M	48,040	+1,411	ADD
150	NATIONAL BANK OF CANADA /FI/	$7.3M	47,991	+3,580	ADD
151	EVERGREEN CAPITAL MANAGEMENT LLC	$7.3M	47,699	+454	ADD
152	ELEVATION POINT WEALTH PARTNERS, LLC	$7.3M	47,517	+37,876	ADD
153	IEQ CAPITAL, LLC	$7.1M	46,575	−7,693	TRIM
154	Y-Intercept (Hong Kong) Ltd	$7.1M	46,436	+46,436	NEW
155	Curi Capital, LLC	$6.9M	45,441	−20,872	TRIM
156	Steward Partners Investment Advisory, LLC	$6.9M	45,438	−8,823	TRIM
157	FACTORY MUTUAL INSURANCE CO	$6.9M	45,066	+9,270	ADD
158	World Investment Advisors	$6.8M	44,219	−5,995	TRIM
159	Bleakley Financial Group, LLC	$6.7M	44,137	−4,806	TRIM
160	TD ASSET MANAGEMENT INC	$6.7M	44,021	+11,586	ADD
161	Private Advisor Group, LLC	$6.7M	43,765	+2,687	ADD
162	Monte Financial Group, LLC	$6.6M	43,398	−625	TRIM
163	LMR Partners LLP	$6.6M	43,105	+43,105	NEW
164	Sequoia Financial Advisors, LLC	$6.6M	42,951	+1,316	ADD
165	Catalyst Capital Advisors LLC	$6.5M	42,817	−4,825	TRIM
166	Vident Advisory, LLC	$6.4M	41,816	+4,794	ADD
167	DAVENPORT & Co LLC	$6.3M	41,281	+3,917	ADD
168	Perennial Advisors, LLC	$6.2M	40,888	−1,456	TRIM
169	HAMEL ASSOCIATES, INC.	$6.2M	40,555	−30	TRIM
170	First Pacific Financial	$6.1M	39,922	−150	TRIM
171	Patriot Financial Group Insurance Agency, LLC	$6.0M	39,496	+20,818	ADD
172	Caprock Group, LLC	$6.0M	39,296	+1,549	ADD
173	WCG Wealth Advisors LLC	$6.0M	38,960	+1,255	ADD
174	Naviter Wealth, LLC	$5.9M	38,815	+1,157	ADD
175	CHOREO, LLC	$5.9M	38,611	+5,388	ADD
176	MAI Capital Management	$5.9M	38,371	+186	ADD
177	MANUFACTURERS LIFE INSURANCE COMPANY, THE	$5.7M	37,202	−24,216	TRIM
178	EP Wealth Advisors, LLC	$5.7M	37,111	+20,134	ADD
179	SPHERA FUNDS MANAGEMENT LTD.	$5.7M	37,000	0	NO CHANGE
180	NATIXIS	$5.6M	36,500	+36,500	NEW
181	FIFTH THIRD BANCORP	$5.4M	35,611	+4,622	ADD
182	Spire Wealth Management	$5.4M	35,363	−2,418	TRIM
183	Gradient Investments LLC	$5.4M	35,153	+20,492	ADD
184	Transmarket Holdings LP	$5.4M	35,075	—	NO PRIOR
185	Quartz Partners, LLC	$5.3M	34,994	−388	TRIM
186	Clearstead Advisors, LLC	$5.3M	34,728	+15,598	ADD
187	Lido Advisors, LLC	$5.3M	34,678	−9,061	TRIM
188	Greenfield Seitz Capital Management, LLC	$5.3M	34,550	−325	TRIM
189	Timber Creek Capital Management LLC	$5.2M	34,274	−271	TRIM
190	Merit Financial Group, LLC	$5.1M	33,708	+1,209	ADD
191	Auto-Owners Insurance Co	$5.1M	33,570	0	NO CHANGE
192	Providence Capital Advisors, LLC	$5.0M	32,977	+895	ADD
193	DAYMARK WEALTH PARTNERS, LLC	$5.0M	32,801	+78	ADD
194	Vise Technologies, Inc.	$5.0M	36,277	0	NO CHANGE
195	WealthTrust Axiom LLC	$5.0M	32,741	−144	TRIM
196	Chesley Taft & Associates LLC	$5.0M	32,730	+250	ADD
197	Crossmark Global Holdings, Inc.	$5.0M	32,492	—	NO PRIOR
198	FIRST NATIONAL BANK OF OMAHA	$4.9M	32,671	−18,860	TRIM
199	COMMERCE BANK	$4.9M	32,030	+9,426	ADD
200	VOYA INVESTMENT MANAGEMENT LLC	$4.8M	31,740	+4,250	ADD
201	PRINCIPAL SECURITIES, INC.	$4.8M	31,464	−2,904	TRIM
202	Compound Planning, Inc.	$4.7M	30,578	+3,544	ADD
203	Choate Investment Advisors	$4.7M	30,492	−655	TRIM
204	Cornerstone Wealth Group, LLC	$4.6M	31,186	−2,067	TRIM
205	BALDWIN WEALTH PARTNERS LLC/MA	$4.6M	29,995	−2,293	TRIM
206	Moors & Cabot, Inc.	$4.6M	29,981	+369	ADD
207	AZZAD ASSET MANAGEMENT INC /ADV	$4.6M	29,882	−4,711	TRIM
208	South Shore Capital Advisors	$4.5M	29,803	+25,238	ADD
209	PRENTISS SMITH & CO INC	$4.4M	29,124	−30	TRIM
210	Oxbow Advisors, LLC	$4.4M	28,545	+37	ADD
211	Haverford Trust Co	$4.3M	28,382	0	NO CHANGE
212	Penobscot Investment Management Company, Inc.	$4.3M	28,286	−30	TRIM
213	MGO ONE SEVEN LLC	$4.3M	28,149	−4,105	TRIM
214	Ballentine Partners, LLC	$4.3M	28,079	+1,098	ADD
215	Prospera Financial Services Inc	$4.3M	28,041	+2,162	ADD
216	TWO SIGMA INVESTMENTS, LP	$4.2M	27,528	−2,400	TRIM
217	Pekin Hardy Strauss, Inc.	$4.2M	27,486	−3,225	TRIM
218	CIBC Asset Management Inc	$4.2M	27,556	+1,292	ADD
219	Pegasus Asset Management, Inc.	$4.2M	27,320	+27,320	NEW
220	WOODMONT INVESTMENT COUNSEL LLC	$4.2M	27,201	−642	TRIM
221	CWA Asset Management Group, LLC	$4.1M	27,044	−169	TRIM
222	Arjuna Capital	$4.1M	27,009	+2,304	ADD
223	EagleClaw Capital Managment, LLC	$4.1M	26,836	−846	TRIM
224	TRUSTMARK BANK TRUST DEPARTMENT	$4.0M	26,388	−448	TRIM
225	Spectrum Asset Management, Inc. (NB/CA)	$4.0M	26,275	−13	TRIM
226	Americana Partners, LLC	$4.0M	26,190	+1,226	ADD
227	NAPLES GLOBAL ADVISORS, LLC	$4.0M	26,187	+57	ADD
228	Equitable Holdings, Inc.	$4.0M	26,574	+23,071	ADD
229	Telos Capital Management, Inc.	$3.9M	25,703	−590	TRIM
230	KESTRA PRIVATE WEALTH SERVICES, LLC	$3.9M	25,287	+25,287	NEW
231	apricus wealth, LLC	$3.7M	24,423	−250	TRIM
232	Aaron Wealth Advisors LLC	$3.7M	24,095	+4,376	ADD
233	AMG National Trust Bank	$3.7M	24,066	+1,176	ADD
234	OPPENHEIMER & CO INC	$3.7M	23,915	+1,689	ADD
235	Third View Private Wealth, LLC	$3.6M	23,830	+1,446	ADD
236	SHRIER WEALTH MANAGEMENT, LLC	$3.6M	23,701	−376	TRIM
237	Advisors Asset Management, Inc.	$3.6M	23,610	+2,827	ADD
238	PATTEN & PATTEN INC/TN	$3.6M	23,394	−300	TRIM
239	ASHTON THOMAS SECURITIES, LLC	$3.5M	22,962	+22,962	NEW
240	MITCHELL & PAHL PRIVATE WEALTH, LLC	$3.5M	22,931	+582	ADD
241	CLOVERFIELDS CAPITAL GROUP, LP	$3.5M	22,888	−843	TRIM
242	EVOLVE PRIVATE WEALTH, LLC	$3.4M	22,574	+2,069	ADD
243	Savant Capital, LLC	$3.4M	22,246	+2,264	ADD
244	PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC	$3.4M	21,970	−784	TRIM
245	Kathmere Capital Management, LLC	$3.3M	21,586	+1,661	ADD
246	Summit Trail Advisors, LLC	$3.2M	20,845	+16,957	ADD
247	Pinnacle Financial Partners, Inc.	$3.2M	20,754	−483	TRIM
248	Perigon Wealth Management, LLC	$3.2M	20,665	+165	ADD
249	GREAT VALLEY ADVISOR GROUP, INC.	$3.1M	20,582	−18,369	TRIM
250	Cascade Investment Advisors, Inc.	$3.1M	20,510	−545	TRIM
251	Atlantic Union Bankshares Corp	$3.1M	20,357	−1,013	TRIM
252	Coastline Trust Co	$3.1M	20,341	−70	TRIM
253	Snowden Capital Advisors LLC	$3.1M	20,107	+7,751	ADD
254	MARIETTA INVESTMENT PARTNERS LLC	$3.1M	20,019	+1,782	ADD
255	DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD.	$3.1M	20,000	+20,000	NEW
256	COLDSTREAM CAPITAL MANAGEMENT INC	$2.9M	18,910	+5,586	ADD
257	HB Wealth Management, LLC	$2.8M	18,312	+950	ADD
258	Envestnet Portfolio Solutions, Inc.	$2.8M	18,309	−3,127	TRIM
259	Checchi Capital Advisers, LLC	$2.6M	17,348	−409	TRIM
260	LEVEL FOUR ADVISORY SERVICES, LLC	$2.6M	17,332	−887	TRIM
261	Waverly Advisors, LLC	$2.6M	17,301	+1,654	ADD
262	NICHOLS & PRATT ADVISERS LLP /MA	$2.6M	17,247	−100	TRIM
263	Smartleaf Asset Management LLC	$2.6M	17,483	+1,168	ADD
264	Patten Group, Inc.	$2.6M	17,026	−108	TRIM
265	Marshall Financial Group, LLC	$2.6M	16,986	+127	ADD
266	Northside Capital Management, LLC	$2.6M	16,884	−12,659	TRIM
267	JAMISON PRIVATE WEALTH MANAGEMENT, INC.	$2.6M	16,871	0	NO CHANGE
268	Optimist Retirement Group LLC	$2.6M	16,798	−2,181	TRIM
269	Abundance Wealth Counselors	$2.6M	16,796	−131	TRIM
270	Dynamic Advisor Solutions LLC	$2.5M	16,614	+59	ADD
271	Strategic Global Advisors, LLC	$2.5M	16,592	+1,719	ADD
272	IAM Advisory, LLC	$2.5M	16,567	+366	ADD
273	BTC Capital Management, Inc.	$2.5M	16,540	−838	TRIM
274	Dorsey & Whitney Trust CO LLC	$2.5M	16,432	+96	ADD
275	Palisade Asset Management, LLC	$2.5M	16,409	0	NO CHANGE
276	Empire Financial Management Company, LLC	$2.4M	15,997	−487	TRIM
277	Aptus Capital Advisors, LLC	$2.4M	15,944	+8	ADD
278	Ascent Wealth Partners, LLC	$2.4M	15,898	+242	ADD
279	Leo Wealth, LLC	$2.4M	15,866	−562	TRIM
280	HEADINVEST, LLC	$2.4M	15,725	−607	TRIM
281	Quadcap Wealth Management, LLC	$2.3M	15,367	−888	TRIM
282	MAVERICK CAPITAL LTD	$2.3M	15,247	+4,174	ADD
283	Altman Advisors, Inc.	$2.3M	14,971	−2,141	TRIM
284	Baker Ellis Asset Management LLC	$2.3M	14,950	−300	TRIM
285	Concurrent Investment Advisors, LLC	$2.3M	14,833	+18	ADD
286	New Vernon Capital Holdings II LLC	$2.3M	14,733	−2,178	TRIM
287	Abel Hall, LLC	$2.2M	14,499	+2,083	ADD
288	REGIONS FINANCIAL CORP	$2.2M	14,390	−1,986	TRIM
289	Csenge Advisory Group	$2.2M	14,137	−16,127	TRIM
290	Squarepoint Ops LLC	$2.1M	13,963	−21,494	TRIM
291	U.S. Capital Wealth Advisors, LLC	$2.1M	13,896	−1,163	TRIM
292	MARCO INVESTMENT MANAGEMENT LLC	$2.1M	13,875	−145	TRIM
293	Ipswich Investment Management Co., Inc.	$2.1M	13,835	−3,272	TRIM
294	Gibbs Wealth Management	$2.1M	13,783	+10,592	ADD
295	LOWE BROCKENBROUGH & CO INC	$2.1M	13,766	−352	TRIM
296	Walleye Capital LLC	$2.1M	13,734	+13,733	ADD
297	DENALI ADVISORS LLC	$2.1M	13,593	−5	TRIM
298	Fort Sheridan Advisors LLC	$2.1M	13,529	+3,624	ADD
299	CAPITAL FINANCIAL GROUP INC\CO\ /ADV	$2.1M	13,503	−46	TRIM
300	NorthCrest Asset Manangement, LLC	$2.0M	13,307	−5,815	TRIM
301	AIMZ Investment Advisors, LLC	$2.0M	13,334	+6	ADD
302	Ascent Group, LLC	$2.0M	13,293	+173	ADD
303	BAILARD, INC.	$2.0M	13,282	−1,144	TRIM
304	Sepio Capital, LP	$2.0M	12,993	−1,034	TRIM
305	JOHNSON INVESTMENT COUNSEL INC	$2.0M	12,889	−2,077	TRIM
306	Compass Wealth Management LLC	$2.0M	12,847	−100	TRIM
307	HM PAYSON & CO	$2.0M	12,837	−223	TRIM
308	OpenArc Corporate Advisory, LLC	$2.0M	12,778	+3,290	ADD
309	RWA WEALTH PARTNERS, LLC	$1.9M	12,763	+2,608	ADD
310	Cornerstone Planning, LLC	$1.9M	12,659	+12,659	NEW
311	Arnhold LLC	$1.9M	12,636	0	NO CHANGE
312	PCM Encore, LLC	$1.9M	12,612	+739	ADD
313	First Affirmative Financial Network	$1.9M	12,575	—	NO PRIOR
314	ROBERTS GLORE & CO INC /IL/	$1.9M	12,568	−205	TRIM
315	Voya Financial Advisors, Inc.	$1.9M	12,813	−1,264	TRIM
316	Plancorp, LLC	$1.9M	12,291	+3	ADD
317	Henshaw Capital LLC	$1.9M	12,295	—	NO PRIOR
318	Wilmington Savings Fund Society, FSB	$1.9M	12,207	−1,313	TRIM
319	Value Partners Investments Inc.	$1.9M	12,121	+1,111	ADD
320	Dynasty Wealth Management, LLC	$1.9M	12,115	−94	TRIM
321	HF Advisory Group, LLC	$1.8M	12,014	+113	ADD
322	Generali Investments CEE, investicni spolecnost, a.s.	$1.8M	12,000	0	NO CHANGE
323	Carnegie Investment Counsel	$1.8M	11,859	−575	TRIM
324	PERSONAL CFO SOLUTIONS, LLC	$1.8M	11,831	+8,720	ADD
325	PARSONS CAPITAL MANAGEMENT INC/RI	$1.8M	11,800	−1,967	TRIM
326	Kingsview Wealth Management, LLC	$1.8M	11,769	+3,788	ADD
327	Glass Wealth Management Co LLC	$1.8M	11,730	+45	ADD
328	Frank, Rimerman Advisors LLC	$1.7M	11,444	+176	ADD
329	Savvy Advisors, Inc.	$1.7M	11,436	−131	TRIM
330	Ashton Thomas Private Wealth, LLC	$1.7M	11,411	+961	ADD
331	INTRUST BANK NA	$1.7M	11,348	+438	ADD
332	GUGGENHEIM CAPITAL LLC	$1.7M	11,333	−333	TRIM
333	Brookstone Capital Management	$1.7M	11,292	−805	TRIM
334	TrueMark Investments, LLC	$1.7M	11,175	+1,375	ADD
335	OPAL CAPITAL LLC	$1.7M	11,175	+11,175	NEW
336	SAGESPRING WEALTH PARTNERS, LLC	$1.7M	11,162	+710	ADD
337	CMH Wealth Management LLC	$1.7M	11,053	+11,053	NEW
338	HORIZON KINETICS ASSET MANAGEMENT LLC	$1.7M	10,991	−403	TRIM
339	Advisory Resource Group	$1.7M	10,826	−630	TRIM
340	Apollon Wealth Management, LLC	$1.6M	10,794	+343	ADD
341	J.W. COLE ADVISORS, INC.	$1.6M	10,778	+201	ADD
342	GUYASUTA INVESTMENT ADVISORS INC	$1.6M	10,767	0	NO CHANGE
343	Solutions 4 Wealth, Ltd	$1.6M	10,730	−2,484	TRIM
344	Drexel Morgan & Co.	$1.6M	10,720	0	NO CHANGE
345	GeoWealth Management, LLC	$1.6M	10,643	+139	ADD
346	MISSION WEALTH MANAGEMENT, LP	$1.6M	10,604	−316	TRIM
347	Smart Money Group LLC	$1.6M	10,591	+780	ADD
348	Portside Wealth Group, LLC	$1.6M	10,552	+2,946	ADD
349	HOLDERNESS INVESTMENTS CO	$1.6M	10,458	0	NO CHANGE
350	AE Wealth Management LLC	$1.6M	10,249	+605	ADD
351	MATHER GROUP, LLC.	$1.6M	10,149	+29	ADD
352	Bridgewater Advisors Inc.	$1.5M	10,249	−870	TRIM
353	Blue Trust, Inc.	$1.5M	9,953	+4,343	ADD
354	Agate Pass Investment Management, LLC	$1.5M	9,950	0	NO CHANGE
355	FLPUTNAM INVESTMENT MANAGEMENT CO	$1.5M	9,937	−1,080	TRIM
356	Berkeley Capital Partners, LLC	$1.5M	9,899	+7,515	ADD
357	OLD NATIONAL BANCORP /IN/	$1.5M	9,864	+51	ADD
358	Pine Valley Investments Ltd Liability Co	$1.5M	9,863	0	NO CHANGE
359	Stratos Wealth Partners, LTD.	$1.5M	9,719	+133	ADD
360	Qtron Investments LLC	$1.5M	9,702	+5	ADD
361	DV Trading LLC	$1.5M	9,668	+9,668	NEW
362	WealthPlan Investment Management, LLC	$1.5M	9,594	−6,636	TRIM
363	PDS Planning, Inc	$1.5M	9,528	+3	ADD
364	Modern Wealth Management, LLC	$1.5M	9,378	−663	TRIM
365	Schonfeld Strategic Advisors LLC	$1.5M	9,519	+9,519	NEW
366	CRUX WEALTH ADVISORS	$1.5M	9,513	−1,216	TRIM
367	Empirical Financial Services, LLC d.b.a. Empirical Wealth Management	$1.5M	9,513	+1,137	ADD
368	Venture Visionary Partners LLC	$1.4M	9,487	−316	TRIM
369	BECKER CAPITAL MANAGEMENT INC	$1.4M	9,357	−84	TRIM
370	NOVEM GROUP	$1.4M	9,342	−583	TRIM
371	AXXCESS WEALTH MANAGEMENT, LLC	$1.4M	9,315	−242	TRIM
372	Mystic Asset Management, Inc.	$1.4M	9,169	−100	TRIM
373	Avidian Wealth Enterprises, LLC	$1.4M	9,143	+1,331	ADD
374	KCM INVESTMENT ADVISORS LLC	$1.4M	9,098	−61	TRIM
375	Essex Financial Services, Inc.	$1.4M	9,073	+152	ADD
376	Elser Financial Planning, Inc	$1.4M	8,978	+8,978	NEW
377	May Hill Capital, LLC	$1.4M	9,019	−6,211	TRIM
378	Cambridge Advisors Inc.	$1.4M	8,975	0	NO CHANGE
379	SHELTON CAPITAL MANAGEMENT	$1.4M	8,868	−479	TRIM
380	XY Capital Ltd	$1.3M	8,770	+5,970	ADD
381	Mayflower Financial Advisors, LLC	$1.3M	8,726	−1,644	TRIM
382	Sivia Capital Partners, LLC	$1.3M	8,726	−4,869	TRIM
383	Mesirow Financial Investment Management, Inc.	$1.3M	8,660	+4,041	ADD
384	RETIREMENT GUYS FORMULA LLC	$1.3M	8,615	−1,040	TRIM
385	OneDigital Investment Advisors LLC	$1.3M	8,595	+755	ADD
386	Stratos Wealth Advisors, LLC	$1.3M	8,428	+7	ADD
387	CHICAGO TRUST Co NA	$1.3M	8,415	+201	ADD
388	NORTHCAPE WEALTH MANAGEMENT, LLC	$1.3M	8,370	0	NO CHANGE
389	EASTERN BANK	$1.3M	8,353	−301	TRIM
390	SITTNER & NELSON, LLC	$1.3M	8,316	−150	TRIM
391	Aprio Wealth Management, LLC	$1.3M	8,267	+966	ADD
392	Jacobi Capital Management LLC	$1.2M	8,167	+308	ADD
393	Independent Advisor Alliance	$1.2M	8,153	+307	ADD
394	Guardian Partners Inc.	$1.2M	8,091	−49	TRIM
395	Allianz Asset Management GmbH	$1.2M	8,100	+2,900	ADD
396	RD Lewis Holdings, Inc.	$1.2M	7,916	−75	TRIM
397	Valmark Advisers, Inc.	$1.2M	7,977	−825	TRIM
398	Five Oceans Advisors	$1.2M	7,908	0	NO CHANGE
399	Lantz Financial LLC	$1.2M	7,900	+1,358	ADD
400	Beverly Hills Private Wealth, LLC	$1.2M	7,871	+410	ADD
401	MONTAG A & ASSOCIATES INC	$1.2M	7,861	+215	ADD
402	SAGE RHINO CAPITAL LLC	$1.2M	7,646	+26	ADD
403	FRG Family Wealth Advisors LLC	$1.2M	7,605	−2,613	TRIM
404	Ruggaard & Associates LLC	$1.2M	7,542	−93	TRIM
405	Gladstone Institutional Advisory LLC	$1.1M	7,484	−1,315	TRIM
406	SevenBridge Financial Group, LLC	$1.1M	7,724	−155	TRIM
407	Bridgefront Capital, LLC	$1.1M	7,404	+7,404	NEW
408	Sowell Financial Services LLC	$1.1M	7,353	+137	ADD
409	DIVERSIFY WEALTH MANAGEMENT, LLC	$1.1M	7,856	+7,856	NEW
410	CASTLEKEEP INVESTMENT ADVISORS LLC	$1.1M	7,293	−281	TRIM
411	CHILTON CAPITAL MANAGEMENT LLC	$1.1M	7,292	−597	TRIM
412	ASSOCIATED BANC-CORP	$1.1M	7,274	−12	TRIM
413	Focus Partners Advisor Solutions, LLC	$1.1M	7,122	+707	ADD
414	St. Clair Advisors, LLC	$1.1M	7,092	0	NO CHANGE
415	Keystone Financial Services	$1.1M	7,059	−849	TRIM
416	CENTRAL TRUST Co	$1.1M	6,929	−61	TRIM
417	Kimelman & Baird, LLC	$1.0M	6,850	0	NO CHANGE
418	ROMANO BROTHERS AND COMPANY	$1.0M	6,847	+4	ADD
419	Avior Wealth Management, LLC	$1.0M	6,801	+431	ADD
420	StrongBox Wealth, LLC	$1.0M	6,789	0	NO CHANGE
421	Financial Engines Advisors L.L.C.	$1.0M	6,772	+98	ADD
422	AlphaCore Capital LLC	$1.0M	6,770	−15,065	TRIM
423	Wedmont Private Capital	$1.0M	6,692	−724	TRIM
424	Southeast Asset Advisors, LLC	$1.0M	6,716	+225	ADD
425	LAZARD ASSET MANAGEMENT LLC	$1.0M	6,702	−464	TRIM
426	Rehmann Capital Advisory Group	$1.0M	6,697	+913	ADD
427	UMB Bank, n.a.	$1.0M	6,664	−11	TRIM
428	HUB Investment Partners, LLC	$1.0M	6,658	+2,017	ADD
429	Mezzasalma Advisors, LLC	$1.0M	6,658	+297	ADD
430	STEPHENS INC /AR/	$1.0M	6,614	+162	ADD
431	Madson Wealth Advisors Inc	$1.0M	6,559	—	NO PRIOR
432	SEEDS INVESTOR LLC	$997K	6,503	+533	ADD
433	HARRELL INVESTMENT PARTNERS, LLC	$991K	6,490	−150	TRIM
434	Joel Isaacson & Co., LLC	$991K	6,486	+44	ADD
435	MEANS INVESTMENT CO., INC.	$986K	6,455	−132	TRIM
436	SYKON CAPITAL LLC	$978K	6,403	0	NO CHANGE
437	GATEWAY INVESTMENT ADVISERS LLC	$972K	6,362	+541	ADD
438	Gallacher Capital Management LLC	$958K	6,273	−104	TRIM
439	Frec Markets, Inc.	$957K	6,262	+1,455	ADD
440	JNBA Financial Advisors	$954K	6,249	−225	TRIM
441	West Family Investments, Inc.	$948K	6,203	−6,519	TRIM
442	Arvest Bank Trust Division	$943K	6,176	+454	ADD
443	Bangor Savings Bank	$943K	6,171	−474	TRIM
444	Resonant Capital Advisors, LLC	$942K	6,164	+1,524	ADD
445	1900 WEALTH MANAGEMENT LLC	$940K	6,153	+247	ADD
446	Investment Research Partners LLC	$935K	6,123	−72	TRIM
447	INSIGNEO ADVISORY SERVICES, LLC	$931K	6,093	+860	ADD
448	Meriwether Wealth & Planning, LLC	$928K	6,073	−3,436	TRIM
449	Wealthspire Advisors, LLC	$922K	6,035	−221	TRIM
450	Keel Point, LLC	$919K	6,015	−2,066	TRIM
451	Dickmeyer Boyce Financial Management, Inc.	$918K	6,007	—	NO PRIOR
452	Bryn Mawr Trust Advisors, LLC	$917K	6,002	−3,423	TRIM
453	KENNEDY INVESTMENT GROUP, INC.	$913K	5,976	−2	TRIM
454	Cypress Capital Group	$907K	5,941	−25	TRIM
455	Bradyco, Inc.	$892K	5,841	0	NO CHANGE
456	Goldstone Financial Group, LLC	$892K	5,838	−1,041	TRIM
457	FULTON BANK, N.A.	$891K	5,834	−765	TRIM
458	MITCHELL MCLEOD PUGH & WILLIAMS INC	$885K	5,794	0	NO CHANGE
459	NTV ASSET MANAGEMENT LLC	$884K	5,784	0	NO CHANGE
460	FIRST CITIZENS BANK & TRUST CO	$883K	5,780	+414	ADD
461	Steadtrust LLC	$881K	5,767	+25	ADD
462	Radnor Capital Management, LLC	$874K	5,725	0	NO CHANGE
463	Davis Investment Partners, LLC	$864K	5,658	+5,658	NEW
464	Pinnacle Wealth Planning Services, Inc.	$862K	5,640	+1,344	ADD
465	CREDIT AGRICOLE S A	$861K	5,636	+5,636	NEW
466	Parkside Financial Bank & Trust	$852K	5,576	+193	ADD
467	Larry Mathis Financial Planning, LLC	$852K	5,575	−132	TRIM
468	Diversified Trust Co	$848K	5,554	−101	TRIM
469	CVA Family Office, LLC	$847K	5,542	0	NO CHANGE
470	TWIN CITY PRIVATE WEALTH, LLC	$845K	5,533	−1,670	TRIM
471	Altus Wealth Group LLC	$834K	5,458	−40	TRIM
472	Simplicity Wealth,LLC	$831K	5,440	+303	ADD
473	Freestone Capital Holdings, LLC	$830K	5,436	+339	ADD
474	Diesslin Group, Inc.	$830K	5,434	0	NO CHANGE
475	ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INC	$827K	5,416	+545	ADD
476	MB, LEVIS & ASSOCIATES, LLC	$826K	5,410	0	NO CHANGE
477	JMN Financial LLC	$823K	5,386	—	NO PRIOR
478	KNIGHTSBRIDGE ASSET MANAGEMENT, LLC	$822K	5,383	—	NO PRIOR
479	XML Financial, LLC	$821K	5,376	−110	TRIM
480	Summit Financial, LLC	$818K	5,353	+846	ADD
481	Regal Investment Advisors LLC	$813K	5,322	+272	ADD
482	Ariadne Wealth Management, LP	$812K	5,319	0	NO CHANGE
483	Forza Wealth Management, LLC	$806K	5,274	0	NO CHANGE
484	BENJAMIN EDWARDS INC	$802K	5,253	+317	ADD
485	Alhambra Investment Management LLC	$799K	5,232	−26	TRIM
486	Circle Wealth Management, LLC	$794K	5,196	−134	TRIM
487	E&G Advisors, LLC	$791K	5,177	−104	TRIM
488	Monument Capital Management	$775K	5,076	+690	ADD
489	INDEPENDENT FINANCIAL GROUP, LLC	$768K	5,025	—	NO PRIOR
490	GC Wealth Management RIA, LLC	$767K	5,022	+1,307	ADD
491	Drucker Wealth 3.0, LLC	$766K	5,012	+35	ADD
492	CFO4Life Group, LLC	$765K	5,010	−699	TRIM
493	One Wealth Advisors, LLC	$757K	4,955	+59	ADD
494	Arax Advisory Partners	$757K	5,021	−2,192	TRIM
495	Colter Lewis Investment Partners LLC	$754K	4,933	+4,933	NEW
496	Modera Wealth Management, LLC	$752K	4,925	−473	TRIM
497	MARK SHEPTOFF FINANCIAL PLANNING, LLC	$745K	5,120	−396	TRIM
498	JFS WEALTH ADVISORS, LLC	$745K	4,875	−47	TRIM
499	BXM Wealth LLC	$739K	4,840	−37,977	TRIM
500	Federation des caisses Desjardins du Quebec	$733K	4,799	+244	ADD

Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Congress ↔ notable managers · NVS

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers: 1 Alan Armstrong R–OK $16K–$65K
Sellers: 1 Kevin Hern R–OK-1 $15K–$50K

filed 2026-07-03 → 2026-10-01 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding: 0 — $0 held
Trimming: 1 Gotham Asset Management $410K held

NEW + ADD vs TRIM + EXIT, by shares · $ = reported value now, not the change · NOVARTIS AG

Merged timeline of congressional filings and notable-manager moves on NVS
Date	Who	Change	Size
2026-09-25	Kevin Hern Congress	SELL	$15K–$50K
2026-07-21	Alan Armstrong Congress	BUY	$1K–$15K
2026-07-21	Alan Armstrong Congress	BUY	$15K–$50K
2026-05-15	Gotham Asset Management 13F	TRIM	−72 sh

4 newest rows · every row dates by its filing date: a disclosure's, or the 13F's for the quarter · a 13F row is a quarter-end snapshot, not a trade

23 members of Congress disclosed NVS — the congressional view ↗

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings. A position may have been changed or closed before you ever see it, and is older still by however long ago that quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars with unit_basis carried on every record.

Affiliated managers may report the same position (otherManager), so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice (ARCHITECTURE.md §5.2 / M2-CONTRACT §5).