Who holds ticker verified against the SEC company list on 2026-09-10 — a reviewed name-and-class mapping row, never an inferred symbol. how tickers are mapped ↗

DUKE ENERGY CORP NEW · COM NEW · quarter ended 2026-03-31 · 23 members disclosed DUK ↗

13F filers reporting this class for the quarter ended 2026-03-31; 1–500 of 1,818 holders are listed, largest first: 1,818
sum of the reported values across every holder; NULL values are excluded, never zero-filled: $62.0B
holders whose share count rose or who opened the position (new + add), by shares: 976
holders absent this quarter after holding last quarter — inferred from absence, not a sale record: 141

Holders — quarter ended 2026-03-31

ranked by reported value · Δ shares vs 2025-12-31 · kind by shares

13F holders of DUK ranked by reported value
#	Filer	Reported value	Shares	Δ shares	Change
1	BlackRock, Inc.	$9.1B	69,323,870	+433,230	ADD
2	VANGUARD CAPITAL MANAGEMENT LLC	$6.6B	50,526,603	—	NO PRIOR
3	STATE STREET CORP	$5.8B	44,532,642	+579,242	ADD
4	GEODE CAPITAL MANAGEMENT, LLC	$2.6B	20,047,801	+755,168	ADD
5	VANGUARD PORTFOLIO MANAGEMENT LLC	$2.6B	20,078,558	—	NO PRIOR
6	MASSACHUSETTS FINANCIAL SERVICES CO /MA/	$1.9B	14,391,296	−1,653,176	TRIM
7	MORGAN STANLEY	$1.7B	12,679,831	+339,201	ADD
8	FMR LLC	$1.4B	10,752,153	−1,150,102	TRIM
9	FRANKLIN RESOURCES INC	$1.4B	10,370,071	+2,133,178	ADD
10	BANK OF AMERICA CORP /DE/	$1.2B	9,348,566	+605,348	ADD
11	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	$1.2B	9,104,608	+173,481	ADD
12	ROYAL BANK OF CANADA	$1.0B	7,893,389	−309,146	TRIM
13	GQG Partners LLC	$1.0B	7,802,463	−1,740,608	TRIM
14	NORTHERN TRUST CORP	$964M	7,362,197	+12,711	ADD
15	WELLINGTON MANAGEMENT GROUP LLP	$866M	6,617,155	−5,990,628	TRIM
16	Nuveen, LLC	$843M	6,437,513	+488,206	ADD
17	Legal & General Group Plc	$809M	6,174,653	−7,357	TRIM
18	Invesco Ltd.	$632M	4,830,084	+167,324	ADD
19	RAYMOND JAMES FINANCIAL INC	$628M	4,786,720	−341,970	TRIM
20	Capital Research Global Investors	$587M	4,485,760	−556,163	TRIM
21	VANGUARD FIDUCIARY TRUST CO	$573M	4,377,116	—	NO PRIOR
22	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	$522M	3,983,128	−35,349	TRIM
23	WELLS FARGO & COMPANY/MN	$509M	3,886,189	+125,790	ADD
24	FEDERATED HERMES, INC.	$500M	3,817,183	+183,979	ADD
25	STATE FARM MUTUAL AUTOMOBILE INSURANCE CO	$467M	3,569,308	0	NO CHANGE
26	AMERICAN CENTURY COMPANIES INC	$431M	3,291,616	+174,006	ADD
27	UBS Group AG	$360M	2,747,466	−529,740	TRIM
28	Capital Wealth Planning, LLC	$359M	2,740,814	+62,118	ADD
29	Janus Henderson Group Ltd.	$358M	2,735,816	+2,684,721	ADD
30	MACKENZIE FINANCIAL CORP	$353M	2,697,624	+92,888	ADD
31	ENVESTNET ASSET MANAGEMENT INC	$343M	2,621,662	+108,845	ADD
32	CITADEL ADVISORS LLC	$327M	2,498,977	+329,568	ADD
33	LPL Financial LLC	$325M	2,481,110	+119,058	ADD
34	Swiss National Bank	$299M	2,282,341	+151,400	ADD
35	DIMENSIONAL FUND ADVISORS LP	$274M	2,092,284	+58,967	ADD
36	National Pension Service	$273M	2,087,169	+2,087,169	NEW
37	Amundi	$255M	1,945,496	−716,964	TRIM
38	VOYA INVESTMENT MANAGEMENT LLC	$241M	1,840,222	+500,916	ADD
39	DEUTSCHE BANK AG\	$236M	1,799,308	−248,534	TRIM
40	Mitsubishi UFJ Asset Management Co., Ltd.	$231M	1,767,941	+114,001	ADD
41	Vanguard Global Advisers, LLC	$231M	1,761,945	—	NO PRIOR
42	CAISSE DE DEPOT ET PLACEMENT DU QUEBEC	$208M	1,584,716	−423,315	TRIM
43	BANK OF MONTREAL /CAN/	$196M	1,497,734	+15,929	ADD
44	VANGUARD ASSET MANAGEMENT, Ltd	$191M	1,459,784	—	NO PRIOR
45	HSBC HOLDINGS PLC	$188M	1,436,896	−1,901,752	TRIM
46	Ensign Peak Advisors, Inc	$187M	1,430,050	−271,472	TRIM
47	COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS	$181M	1,380,385	−80,931	TRIM
48	CANADA PENSION PLAN INVESTMENT BOARD	$176M	1,346,043	+362,306	ADD
49	OMERS ADMINISTRATION Corp	$159M	1,215,832	+8,329	ADD
50	Focus Partners Wealth	$150M	1,147,807	+125,811	ADD
51	Mariner, LLC	$147M	1,123,879	−35,615	TRIM
52	Sarasin & Partners LLP	$146M	1,112,513	+1,112,513	NEW
53	Energy Income Partners, LLC	$136M	1,038,588	−72,405	TRIM
54	PRINCIPAL FINANCIAL GROUP INC	$135M	1,028,960	−17,583	TRIM
55	CITIGROUP INC	$122M	933,761	−22,197	TRIM
56	DUFF & PHELPS INVESTMENT MANAGEMENT CO	$117M	896,997	+896,997	NEW
57	Assenagon Asset Management S.A.	$117M	894,066	+578,843	ADD
58	MANUFACTURERS LIFE INSURANCE COMPANY, THE	$114M	870,441	−35,118	TRIM
59	NOMURA ASSET MANAGEMENT INTERNATIONAL INC.	$107M	817,358	+817,358	NEW
60	STIFEL FINANCIAL CORP	$106M	808,403	−4,493	TRIM
61	FIRST TRUST ADVISORS LP	$101M	768,677	−283,264	TRIM
62	ALLIANCEBERNSTEIN L.P.	$101M	858,074	+5,755	ADD
63	HighTower Advisors, LLC	$99.5M	760,236	−25,396	TRIM
64	Vanguard Investments Australia, Ltd.	$99.0M	755,734	—	NO PRIOR
65	NEW YORK STATE COMMON RETIREMENT FUND	$98.0M	748,776	+3,600	ADD
66	Clark Capital Management Group, Inc.	$97.3M	743,226	+7,828	ADD
67	FIL Ltd	$95.8M	731,702	+96,411	ADD
68	FIFTH THIRD BANCORP	$95.0M	725,882	+246,598	ADD
69	TRUIST FINANCIAL CORP	$94.3M	720,319	−1,519	TRIM
70	JANE STREET GROUP, LLC	$93.2M	711,767	+661,408	ADD
71	Baird Financial Group, Inc.	$92.5M	706,338	+706,338	NEW
72	Cetera Investment Advisers	$90.2M	689,224	+28,362	ADD
73	STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM	$87.9M	671,630	−18,831	TRIM
74	TWO SIGMA INVESTMENTS, LP	$87.6M	669,148	+531,649	ADD
75	HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND	$86.8M	662,844	+406,102	ADD
76	SCHRODER INVESTMENT MANAGEMENT GROUP	$83.9M	636,800	−74,517	TRIM
77	Advisors Capital Management, LLC	$78.9M	602,263	+30,428	ADD
78	Quantinno Capital Management LP	$77.6M	592,879	+234,139	ADD
79	SEI INVESTMENTS CO	$75.8M	579,205	+25,445	ADD
80	OSAIC HOLDINGS, INC.	$74.8M	571,832	+128,383	ADD
81	Korea Investment CORP	$74.3M	567,547	−118,746	TRIM
82	AQR CAPITAL MANAGEMENT LLC	$73.7M	563,353	−264,628	TRIM
83	COMMONWEALTH EQUITY SERVICES, LLC	$69.7M	532,024	−21,164	TRIM
84	MACQUARIE GROUP LTD	$69.2M	528,355	−8,950	TRIM
85	NORDEA INVESTMENT MANAGEMENT AB	$66.2M	509,002	+981	ADD
86	Bank Julius Baer & Co. Ltd, Zurich	$65.8M	501,859	−4,032	TRIM
87	APG Asset Management N.V.	$64.9M	570,956	−14,039	TRIM
88	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	$64.8M	584,863	−150,217	TRIM
89	Gotham Asset Management, LLC	$64.6M	493,731	−67,491	TRIM
90	Connor, Clark & Lunn Investment Management Ltd.	$60.2M	460,063	+243,716	ADD
91	Pictet Asset Management Holding SA	$58.5M	446,823	−23,065	TRIM
92	Creative Planning	$58.1M	443,982	+76,064	ADD
93	Cerity Partners LLC	$57.7M	440,326	+78,352	ADD
94	Zimmer Partners, LP	$57.3M	437,929	−205,000	TRIM
95	STATE OF WISCONSIN INVESTMENT BOARD	$56.0M	427,442	+13,712	ADD
96	Zurcher Kantonalbank (Zurich Cantonalbank)	$55.3M	422,053	+422,053	NEW
97	Aberdeen Group plc	$54.1M	413,010	−32,771	TRIM
98	Allspring Global Investments Holdings, LLC	$53.3M	407,080	−4,149	TRIM
99	KEYBANK NATIONAL ASSOCIATION/OH	$53.2M	406,142	+14,381	ADD
100	Magellan Asset Management Ltd	$52.7M	402,505	+66,226	ADD
101	EXCHANGE TRADED CONCEPTS, LLC	$52.3M	399,585	+39,756	ADD
102	NATIONAL BANK OF CANADA /FI/	$51.7M	394,908	+30,280	ADD
103	Investment Management Corp of Ontario	$51.4M	392,800	+318,339	ADD
104	CIBC Asset Management Inc	$50.7M	387,544	+6,908	ADD
105	Chevy Chase Trust Holdings, LLC	$50.6M	386,816	−11,267	TRIM
106	MML INVESTORS SERVICES, LLC	$50.2M	383,697	−49,020	TRIM
107	Epoch Investment Partners, Inc.	$49.0M	374,011	−26,744	TRIM
108	TD ASSET MANAGEMENT INC	$48.6M	371,527	+11,003	ADD
109	Asset Management One Co., Ltd.	$48.5M	370,540	−5,314	TRIM
110	M&T BANK CORP	$46.5M	354,798	−9,224	TRIM
111	STEPHENS INC /AR/	$45.3M	345,684	+38,505	ADD
112	US BANCORP \DE\	$45.2M	345,167	−1,446	TRIM
113	CIBC Bancorp USA Inc.	$44.7M	341,523	—	NO PRIOR
114	Yaupon Capital Management LP	$44.2M	337,728	−106,235	TRIM
115	GUGGENHEIM CAPITAL LLC	$44.0M	335,876	−7,934	TRIM
116	COMMERCE BANK	$43.4M	331,827	+99,057	ADD
117	CRAWFORD INVESTMENT COUNSEL INC	$43.1M	328,910	+5,703	ADD
118	Resona Asset Management Co.,Ltd.	$41.6M	317,710	+5,060	ADD
119	NOMURA ASSET MANAGEMENT CO LTD	$39.2M	299,165	+7,067	ADD
120	Corient Private Wealth LLC	$38.7M	296,553	−678,745	TRIM
121	TEACHER RETIREMENT SYSTEM OF TEXAS	$38.3M	292,328	+80,618	ADD
122	Universal- Beteiligungs- und Servicegesellschaft mbH	$37.2M	285,943	+29,506	ADD
123	Swiss Life Asset Management Ltd	$36.7M	188,486	+111,134	ADD
124	Rockefeller Capital Management L.P.	$35.4M	270,288	+37,199	ADD
125	State of New Jersey Common Pension Fund D	$35.0M	267,177	−514	TRIM
126	Squarepoint Ops LLC	$33.4M	255,284	+227,961	ADD
127	JENNISON ASSOCIATES LLC	$33.4M	254,901	−5,502	TRIM
128	D.A. DAVIDSON & CO.	$33.3M	254,101	+4,006	ADD
129	INTECH INVESTMENT MANAGEMENT LLC	$33.3M	253,939	+6,547	ADD
130	Pinnacle Financial Partners, Inc.	$32.1M	245,387	+27,743	ADD
131	TORONTO DOMINION BANK	$31.9M	243,986	−31,080	TRIM
132	FUKOKU MUTUAL LIFE INSURANCE CO	$31.9M	243,944	−526	TRIM
133	Illinois Municipal Retirement Fund	$31.4M	239,990	−54,166	TRIM
134	DAVENPORT & Co LLC	$30.5M	232,880	+6,786	ADD
135	LOCKHEED MARTIN INVESTMENT MANAGEMENT CO	$30.5M	232,670	−150,380	TRIM
136	LIBERTY ONE INVESTMENT MANAGEMENT, LLC	$30.4M	232,015	+27,012	ADD
137	ADAGE CAPITAL PARTNERS GP, L.L.C.	$30.1M	230,113	+230,113	NEW
138	WORLDQUANT MILLENNIUM ADVISORS LLC	$30.0M	229,238	−19,214	TRIM
139	MERCER GLOBAL ADVISORS INC /ADV	$29.5M	225,404	+8,897	ADD
140	IFM Investors Pty Ltd	$29.4M	224,461	+37,036	ADD
141	NewEdge Advisors, LLC	$29.2M	223,319	+223,319	NEW
142	PUBLIC SECTOR PENSION INVESTMENT BOARD	$29.0M	221,194	+23,154	ADD
143	SUSQUEHANNA INTERNATIONAL GROUP, LLP	$28.1M	214,790	−141,260	TRIM
144	Aptus Capital Advisors, LLC	$28.1M	214,516	−1,923	TRIM
145	Sanctuary Advisors, LLC	$27.9M	213,324	+1,633	ADD
146	Arizona State Retirement System	$27.9M	213,065	−6,033	TRIM
147	&PARTNERS	$27.9M	215,728	+14,463	ADD
148	Czech National Bank	$27.7M	211,793	+6,740	ADD
149	HANCOCK WHITNEY CORP	$27.7M	211,379	+211,379	NEW
150	Envestnet Portfolio Solutions, Inc.	$27.6M	210,438	+62,676	ADD
151	CWM, LLC	$27.5M	209,645	−4,853	TRIM
152	Kestra Advisory Services, LLC	$26.9M	205,462	+24,670	ADD
153	GODSEY & GIBB, INC	$26.7M	203,839	+501	ADD
154	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	$26.5M	202,051	+16,913	ADD
155	Daiwa Securities Group Inc.	$26.4M	201,462	+452	ADD
156	Steward Partners Investment Advisory, LLC	$26.1M	199,431	+5,444	ADD
157	Arbejdsmarkedets Tillaegspension	$26.0M	198,906	−2,925	TRIM
158	Eurizon Capital SGR S.p.A.	$26.0M	198,357	+28,469	ADD
159	MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.	$25.6M	195,845	+30,821	ADD
160	Stack Financial Management, Inc	$24.9M	190,154	+1,842	ADD
161	OSSIAM	$24.8M	189,517	+187,448	ADD
162	Hudson Bay Capital Management LP	$24.7M	188,498	+51,994	ADD
163	FIRST CITIZENS BANK & TRUST CO	$24.1M	183,947	+85,785	ADD
164	Allworth Financial LP	$23.9M	182,673	+3,269	ADD
165	MetLife Investment Management, LLC	$23.8M	181,710	−4,717	TRIM
166	UMB Bank, n.a.	$23.2M	176,924	−4,774	TRIM
167	Calamos Advisors LLC	$23.1M	176,619	+4,934	ADD
168	ROYAL LONDON ASSET MANAGEMENT LTD	$22.5M	171,565	0	NO CHANGE
169	OPPENHEIMER ASSET MANAGEMENT INC.	$22.3M	170,388	+860	ADD
170	Aventail Capital Group, LP	$22.0M	167,929	+65,482	ADD
171	QRG CAPITAL MANAGEMENT, INC.	$21.9M	167,059	+16,158	ADD
172	Retirement Systems of Alabama	$21.6M	165,144	−291	TRIM
173	Wealthfront Advisers LLC	$21.3M	162,446	+8,604	ADD
174	WOODMONT INVESTMENT COUNSEL LLC	$20.7M	158,167	+2,737	ADD
175	Clarity Financial LLC	$20.7M	157,710	−33,428	TRIM
176	Mirae Asset Global Investments Co., Ltd.	$20.4M	156,019	+23,489	ADD
177	Laurel Wealth Advisors LLC	$20.3M	163,709	+10,423	ADD
178	Orion Porfolio Solutions, LLC	$20.1M	153,564	−9,450	TRIM
179	Woodline Partners LP	$19.9M	152,319	+19,637	ADD
180	XTX Topco Ltd	$19.7M	150,199	+150,199	NEW
181	ARS Wealth Advisors Group, LLC	$19.4M	148,064	+1,842	ADD
182	Robeco Institutional Asset Management B.V.	$18.9M	144,545	−154,056	TRIM
183	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	$18.7M	143,033	+9,050	ADD
184	XPONANCE LLC	$18.5M	141,630	+18,290	ADD
185	ASSETMARK, INC	$18.5M	141,471	+17,802	ADD
186	Vanguard Personalized Indexing Management, LLC	$17.8M	136,075	+12,594	ADD
187	CWA Asset Management Group, LLC	$17.2M	130,986	−3,135	TRIM
188	Dai-ichi Life Insurance Company, Ltd	$17.0M	129,880	−9,793	TRIM
189	USS Investment Management Ltd	$16.9M	128,951	+4,660	ADD
190	Utah Retirement Systems	$16.6M	126,484	−1,973	TRIM
191	Randolph Co Inc	$16.5M	126,039	+2,099	ADD
192	Guardian Partners Inc.	$16.3M	124,370	−994	TRIM
193	United Capital Management of KS, Inc.	$16.2M	123,781	−109,777	TRIM
194	CIBC WORLD MARKET INC.	$16.1M	123,276	+103,868	ADD
195	DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	$16.0M	122,304	+93,103	ADD
196	Oak Grove Capital LLC	$15.7M	120,150	+400	ADD
197	Independent Advisor Alliance	$15.5M	118,277	−19,346	TRIM
198	ProShare Advisors LLC	$15.4M	117,650	−28,448	TRIM
199	Sumitomo Mitsui DS Asset Management Company, Ltd	$15.4M	117,366	+1,854	ADD
200	Rakuten Investment Management, Inc.	$15.2M	115,413	+13,114	ADD
201	Brookstone Capital Management	$15.1M	115,140	−2,878	TRIM
202	BCWM, LLC	$15.0M	114,875	+2,769	ADD
203	BANK OF NOVA SCOTIA	$15.0M	114,229	−20,825	TRIM
204	United Asset Strategies, Inc.	$14.6M	111,535	+2,200	ADD
205	NEOS Investment Management LLC	$14.6M	111,138	+4,804	ADD
206	Waverly Advisors, LLC	$14.4M	109,980	+4,333	ADD
207	NEW YORK LIFE INVESTMENT MANAGEMENT LLC	$14.2M	108,065	+1,398	ADD
208	BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp	$14.0M	107,179	−30,814	TRIM
209	CANTOR FITZGERALD INVESTMENT ADVISORS L.P.	$13.8M	105,616	−1,319	TRIM
210	Pathstone Holdings, LLC	$13.4M	102,355	−2,934	TRIM
211	LOWE BROCKENBROUGH & CO INC	$13.3M	101,658	+2,095	ADD
212	Jefferies Financial Group Inc.	$13.2M	101,031	−3,889	TRIM
213	NISSAY ASSET MANAGEMENT CORP /JAPAN	$13.1M	99,722	+1,391	ADD
214	HFR Wealth Management, LLC	$12.8M	97,721	+97,721	NEW
215	Vinva Investment Management Ltd	$12.7M	96,784	+8,279	ADD
216	SageGuard Financial Group, LLC	$12.7M	97,073	+223	ADD
217	Oak Harvest Investment Services	$12.7M	96,970	+3,638	ADD
218	NorthCrest Asset Manangement, LLC	$12.5M	94,804	−75,256	TRIM
219	MILLENNIUM MANAGEMENT LLC	$12.5M	95,149	+46,178	ADD
220	HENNESSY ADVISORS INC	$12.4M	94,887	−1,900	TRIM
221	Biondo Investment Advisors, LLC	$12.4M	94,412	+821	ADD
222	BLAIR WILLIAM & CO/IL	$12.1M	92,529	+350	ADD
223	J.W. COLE ADVISORS, INC.	$12.0M	92,002	−569	TRIM
224	OPPENHEIMER & CO INC	$11.7M	89,220	−50,588	TRIM
225	TECTONIC ADVISORS LLC	$11.7M	89,195	+3,726	ADD
226	OREGON PUBLIC EMPLOYEES RETIREMENT FUND	$11.7M	89,120	+100	ADD
227	Private Advisor Group, LLC	$11.5M	88,099	−1,402	TRIM
228	SHELTON CAPITAL MANAGEMENT	$11.5M	87,830	+53,058	ADD
229	Alley Investment Management Company, LLC	$11.4M	87,144	−265	TRIM
230	Qsemble Capital Management, LP	$11.3M	86,443	+86,443	NEW
231	Capital Investment Advisory Services, LLC	$11.1M	85,140	+2,958	ADD
232	Cyndeo Wealth Partners, LLC	$11.0M	83,978	+21,814	ADD
233	FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND	$11.0M	83,650	+83,650	NEW
234	Metis Global Partners, LLC	$10.9M	82,942	−1,334	TRIM
235	HB Wealth Management, LLC	$10.8M	82,846	−622	TRIM
236	INTACT INVESTMENT MANAGEMENT INC.	$10.8M	82,800	0	NO CHANGE
237	MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC	$10.8M	82,699	−790	TRIM
238	ROMANO BROTHERS AND COMPANY	$10.8M	82,122	+1,300	ADD
239	TOMPKINS FINANCIAL CORP	$10.7M	81,794	−1,440	TRIM
240	BENJAMIN EDWARDS INC	$10.5M	80,566	+675	ADD
241	Bell Bank	$10.4M	79,698	+2,157	ADD
242	ADVOCATE GROUP LLC	$10.0M	76,528	+1,458	ADD
243	Strategic Wealth Investment Group, LLC	$9.9M	75,849	+1,279	ADD
244	Linscomb Wealth, Inc.	$9.9M	75,532	−16,575	TRIM
245	Visionary Wealth Advisors	$9.8M	75,042	+3,649	ADD
246	GLENMEDE TRUST CO NA	$9.6M	73,132	−7,880	TRIM
247	Beacon Pointe Advisors, LLC	$9.5M	72,561	+33,112	ADD
248	Union Bancaire Privee, UBP SA	$9.5M	67,106	+28,807	ADD
249	Kingsview Wealth Management, LLC	$9.2M	70,463	+8,155	ADD
250	Concurrent Investment Advisors, LLC	$9.0M	68,916	+6,215	ADD
251	Strategic Advisors LLC	$8.9M	67,741	−73	TRIM
252	Greenland Capital Management LP	$8.9M	67,739	+22,365	ADD
253	Savant Capital, LLC	$8.8M	67,301	+5,578	ADD
254	New Age Alpha Advisors, LLC	$8.8M	67,121	−5,389	TRIM
255	NEW ENGLAND ASSET MANAGEMENT INC	$8.7M	66,435	0	NO CHANGE
256	Capital Investment Advisors, LLC	$8.5M	65,063	+916	ADD
257	Vident Advisory, LLC	$8.5M	64,965	+33,127	ADD
258	Mediolanum International Funds Ltd	$8.4M	63,852	−3,830	TRIM
259	Northside Capital Management, LLC	$8.4M	63,856	−4,296	TRIM
260	WINDWARD CAPITAL MANAGEMENT CO /CA	$8.3M	63,572	+274	ADD
261	GLOBALT Investments LLC / GA	$8.3M	63,024	−2,471	TRIM
262	Rafferty Asset Management, LLC	$8.2M	62,937	−22,698	TRIM
263	WHITENER CAPITAL MANAGEMENT, INC.	$8.1M	62,160	+9,049	ADD
264	KMG FIDUCIARY PARTNERS, LLC	$8.1M	62,124	+67	ADD
265	WELCH & FORBES LLC	$8.1M	61,947	−1,258	TRIM
266	Lido Advisors, LLC	$8.1M	61,891	+5,021	ADD
267	UniSuper Management Pty Ltd	$8.1M	61,861	−1,280	TRIM
268	WASHINGTON TRUST BANK	$8.1M	61,857	−5,938	TRIM
269	Greystone Financial Group, LLC	$8.0M	61,347	−39,238	TRIM
270	Merit Financial Group, LLC	$8.0M	60,826	+6,967	ADD
271	BEACON INVESTMENT ADVISORY SERVICES, INC.	$7.9M	60,675	+1,315	ADD
272	CLOUGH CAPITAL PARTNERS L P	$7.9M	60,522	+7,170	ADD
273	Founders Financial Alliance, LLC	$7.9M	60,115	+1,864	ADD
274	Reliant Investment Partners, LLC	$7.8M	59,848	−2,631	TRIM
275	PATTEN & PATTEN INC/TN	$7.8M	59,748	+1,557	ADD
276	Smith Salley Wealth Management	$7.8M	59,401	+2,595	ADD
277	Pathway Financial Advisers, LLC	$7.7M	58,462	+58,462	NEW
278	UNITED CAPITAL FINANCIAL ADVISORS, LLC	$7.6M	58,371	+58,371	NEW
279	MONEY CONCEPTS CAPITAL CORP	$7.6M	57,987	+2,274	ADD
280	PARSONS CAPITAL MANAGEMENT INC/RI	$7.6M	57,825	+49,397	ADD
281	Red Door Wealth Management, LLC	$7.6M	57,694	+903	ADD
282	Prospera Financial Services Inc	$7.6M	57,658	+377	ADD
283	RWA WEALTH PARTNERS, LLC	$7.5M	56,904	−2,040	TRIM
284	Atria Investments, Inc	$7.4M	56,745	−3,754	TRIM
285	Canal Capital Management, LLC	$7.4M	56,520	+54,493	ADD
286	PRINCIPAL SECURITIES, INC.	$7.4M	56,461	+1,520	ADD
287	MEYER HANDELMAN CO	$7.3M	55,830	−7,510	TRIM
288	HUDSON EDGE INVESTMENT PARTNERS INC.	$7.3M	55,737	−7,580	TRIM
289	FARMERS & MERCHANTS INVESTMENTS INC	$7.3M	55,535	+302	ADD
290	BROWN ADVISORY INC	$7.2M	55,284	+442	ADD
291	Vontobel Holding Ltd.	$7.2M	54,799	−4,721	TRIM
292	Sequoia Financial Advisors, LLC	$7.2M	54,765	+6,803	ADD
293	Ellsworth Advisors, LLC	$7.2M	54,740	+2,815	ADD
294	Csenge Advisory Group	$7.2M	54,626	+515	ADD
295	Dynamic Advisor Solutions LLC	$7.1M	54,446	+23,770	ADD
296	Caprock Group, LLC	$7.1M	54,158	+6,050	ADD
297	JAMISON PRIVATE WEALTH MANAGEMENT, INC.	$7.0M	53,538	+1,286	ADD
298	Tidal Investments LLC	$7.0M	53,096	+27,042	ADD
299	Geneos Wealth Management Inc.	$6.9M	52,884	+2,223	ADD
300	ProVise Management Group, LLC	$6.9M	52,740	+74	ADD
301	Moors & Cabot, Inc.	$6.9M	52,610	+3,147	ADD
302	COLDSTREAM CAPITAL MANAGEMENT INC	$6.9M	52,408	−2,333	TRIM
303	Stratos Wealth Partners, LTD.	$6.8M	52,309	−1,999	TRIM
304	Empowered Funds, LLC	$6.7M	51,520	+8,583	ADD
305	CHOREO, LLC	$6.7M	51,512	+1,063	ADD
306	PRUDENTIAL PLC	$6.7M	51,477	0	NO CHANGE
307	Constitution Capital LLC	$6.6M	50,713	+13,275	ADD
308	Edgestream Partners, L.P.	$6.6M	50,316	−24,596	TRIM
309	Family Legacy, Inc.	$6.6M	50,079	−30	TRIM
310	CREDIT AGRICOLE S A	$6.5M	49,513	−105,271	TRIM
311	FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC	$6.4M	49,193	+49,193	NEW
312	Advisors Asset Management, Inc.	$6.4M	49,008	+2,234	ADD
313	Providence Capital Advisors, LLC	$6.4M	48,923	+315	ADD
314	NewSquare Capital LLC	$6.4M	48,905	−142	TRIM
315	Apollon Wealth Management, LLC	$6.4M	48,647	+4,121	ADD
316	NOMURA HOLDINGS INC	$6.3M	48,489	+48,489	NEW
317	Sone Capital Management, LLC	$6.3M	48,438	+17,309	ADD
318	Quadcap Wealth Management, LLC	$6.3M	48,323	−165	TRIM
319	Eliot Finkel Investment Counsel, LLC	$6.2M	47,609	−30	TRIM
320	PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	$6.2M	47,597	−27	TRIM
321	Richard C. Young & CO., LTD.	$6.2M	47,405	+1,366	ADD
322	Capital Investment Counsel, LLC	$6.2M	47,089	+47,089	NEW
323	MIZUHO SECURITIES USA LLC	$6.2M	47,013	−9,611	TRIM
324	Crossmark Global Holdings, Inc.	$6.1M	46,858	—	NO PRIOR
325	Chicago Partners Investment Group LLC	$6.1M	48,749	+2,287	ADD
326	Clearstead Advisors, LLC	$6.1M	46,616	+1,207	ADD
327	Regal Investment Advisors LLC	$6.1M	46,557	+1,150	ADD
328	CENTRAL TRUST Co	$6.1M	46,284	+743	ADD
329	TOCQUEVILLE ASSET MANAGEMENT L.P.	$6.0M	46,035	+390	ADD
330	STRATEGIC PLANNING GROUP, LLC	$6.0M	45,807	−15,871	TRIM
331	Rice Partnership, LLC	$5.9M	45,386	+3,913	ADD
332	SevenBridge Financial Group, LLC	$5.9M	47,049	+1,656	ADD
333	Stablepoint Partners, LLC	$5.9M	44,826	+3,751	ADD
334	DAYMARK WEALTH PARTNERS, LLC	$5.9M	44,704	−1,195	TRIM
335	STRATEGY ASSET MANAGERS LLC	$5.8M	44,623	+44	ADD
336	SPIREPOINT PRIVATE CLIENT, LLC	$5.7M	43,788	+42,008	ADD
337	Vest Financial, LLC	$5.7M	43,614	+4,543	ADD
338	SHERMAN PORFOLIOS, LLC	$5.7M	43,603	+43,603	NEW
339	Jackson Hole Capital Partners, LLC	$5.7M	43,527	−39	TRIM
340	one8zero8, LLC	$5.7M	43,441	+16	ADD
341	Equitable Holdings, Inc.	$5.7M	46,958	+7,387	ADD
342	Occidental Asset Management, LLC	$5.7M	43,166	+1,556	ADD
343	Global Wealth Management Investment Advisory, Inc.	$5.6M	42,820	+1,198	ADD
344	LEVEL FOUR ADVISORY SERVICES, LLC	$5.6M	42,628	+1,102	ADD
345	World Investment Advisors	$5.5M	42,018	−662	TRIM
346	Principle Wealth Partners LLC	$5.4M	41,455	−159	TRIM
347	WASATCH ADVISORS LP	$5.4M	41,375	0	NO CHANGE
348	MAI Capital Management	$5.4M	40,976	−64	TRIM
349	AE Wealth Management LLC	$5.4M	40,966	−9,160	TRIM
350	MORGAN DEMPSEY CAPITAL MANAGEMENT LLC	$5.3M	40,337	−1,262	TRIM
351	Banque Cantonale Vaudoise	$5.3M	40,308	+2,123	ADD
352	Hennion & Walsh Asset Management, Inc.	$5.3M	40,276	+3,833	ADD
353	Aull & Monroe Investment Management Corp	$5.2M	40,059	+500	ADD
354	HOLDERNESS INVESTMENTS CO	$5.2M	39,960	+455	ADD
355	KKM Financial LLC	$5.2M	44,627	0	NO CHANGE
356	VIRGINIA WEALTH MANAGEMENT GROUP, INC.	$5.2M	39,889	+359	ADD
357	OneDigital Investment Advisors LLC	$5.2M	39,768	−4,866	TRIM
358	EVENTIDE ASSET MANAGEMENT, LLC	$5.2M	39,512	−7,320	TRIM
359	Pegasus Asset Management, Inc.	$5.2M	39,693	+858	ADD
360	Sigma Planning Corp	$5.2M	39,660	+1,560	ADD
361	Atlantic Union Bankshares Corp	$5.2M	39,563	+124	ADD
362	JOHNSON INVESTMENT COUNSEL INC	$5.2M	39,538	−6,418	TRIM
363	BNP Paribas Asset Management Holding S.A.	$5.2M	39,535	−5,740	TRIM
364	MGO ONE SEVEN LLC	$5.2M	39,446	+998	ADD
365	Maryland State Retirement & Pension System	$5.2M	39,403	+793	ADD
366	FAS Wealth Partners, Inc.	$5.1M	39,278	+1,322	ADD
367	Seven Springs Wealth Group, LLC	$5.1M	39,200	+1,926	ADD
368	TOKIO MARINE ASSET MANAGEMENT CO LTD	$5.1M	38,954	+150	ADD
369	Turtle Creek Wealth Advisors, LLC	$5.1M	38,790	+134	ADD
370	Royal Fund Management, LLC	$5.1M	38,684	+5,380	ADD
371	MONECO ADVISORS, LLC	$5.0M	38,418	−102	TRIM
372	Vise Technologies, Inc.	$5.0M	42,863	0	NO CHANGE
373	Federation des caisses Desjardins du Quebec	$5.0M	38,176	+6,091	ADD
374	Vertrix Wealth Management, LLC	$4.9M	37,444	—	NO PRIOR
375	TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV	$4.9M	37,272	+3,081	ADD
376	Sargent Investment Group, LLC	$4.8M	37,011	+3,332	ADD
377	Bragg Financial Advisors, Inc	$4.8M	36,760	−248	TRIM
378	ABN AMRO INVESTMENT SOLUTIONS	$4.8M	36,469	+4,463	ADD
379	Pure Financial Advisors, LLC	$4.7M	36,208	+2,294	ADD
380	LEAVELL INVESTMENT MANAGEMENT, INC.	$4.7M	36,158	+367	ADD
381	Qube Research & Technologies Ltd	$4.7M	36,071	−100,713	TRIM
382	BEACON FINANCIAL GROUP	$4.7M	35,880	—	NO PRIOR
383	AlphaStar Capital Management, LLC	$4.7M	35,811	−8,844	TRIM
384	LGT Fund Management Co Ltd.	$4.7M	35,775	−3,975	TRIM
385	Orange Investment Advisors, Inc.	$4.7M	35,603	−5,499	TRIM
386	SAGESPRING WEALTH PARTNERS, LLC	$4.7M	35,594	+845	ADD
387	Trilogy Capital Inc.	$4.6M	35,297	+683	ADD
388	LAZARD ASSET MANAGEMENT LLC	$4.6M	35,070	−12,808	TRIM
389	CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT	$4.6M	35,000	+35,000	NEW
390	GWN SECURITIES INC.	$4.6M	34,970	−1,343	TRIM
391	Norinchukin Bank, The	$4.6M	34,858	−62	TRIM
392	MARCO INVESTMENT MANAGEMENT LLC	$4.6M	34,815	−64	TRIM
393	Blue Trust, Inc.	$4.5M	34,265	−2,260	TRIM
394	Farringdon Capital, Ltd.	$4.5M	34,223	+27,425	ADD
395	REGIONS FINANCIAL CORP	$4.5M	34,080	−1,339	TRIM
396	Cypress Capital Group	$4.4M	33,899	+1,997	ADD
397	Davidson Capital Management Inc.	$4.4M	33,789	+33,710	ADD
398	WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV	$4.4M	33,760	+325	ADD
399	PANAGORA ASSET MANAGEMENT INC	$4.4M	33,574	0	NO CHANGE
400	Caldwell Trust Co	$4.4M	33,420	+76	ADD
401	Snowden Capital Advisors LLC	$4.4M	33,402	+4,431	ADD
402	Asset One Wealth Management LLC	$4.4M	34,683	+2,500	ADD
403	Texas Yale Capital Corp.	$4.3M	32,936	+500	ADD
404	American Assets Investment Management, LLC	$4.3M	32,666	0	NO CHANGE
405	Sowell Financial Services LLC	$4.3M	32,599	−955	TRIM
406	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	$4.2M	32,360	+3,695	ADD
407	HAMEL ASSOCIATES, INC.	$4.2M	32,085	+5,446	ADD
408	AXXCESS WEALTH MANAGEMENT, LLC	$4.2M	31,913	−3,669	TRIM
409	MUFG Securities EMEA plc	$4.2M	31,890	0	NO CHANGE
410	NORTHCAPE WEALTH MANAGEMENT, LLC	$4.2M	31,881	+15,761	ADD
411	Summit Trail Advisors, LLC	$4.2M	31,877	+8,027	ADD
412	SALEM INVESTMENT COUNSELORS INC	$4.1M	31,386	+138	ADD
413	Te Ahumairangi Investment Management Ltd	$4.1M	31,209	+2,550	ADD
414	Glenview Trust Co	$4.1M	31,016	+1,178	ADD
415	KCM Capital Inc	$4.1M	31,000	+31,000	NEW
416	GUARDIAN CAPITAL LP	$4.1M	30,966	+2,400	ADD
417	PFG Investments, LLC	$4.0M	30,859	+538	ADD
418	Carson Advisory Inc.	$4.0M	30,791	−134	TRIM
419	Townsend & Associates, Inc	$4.0M	32,072	+33	ADD
420	Empire Financial Management Company, LLC	$4.0M	30,653	+1,028	ADD
421	FOUNDATIONS INVESTMENT ADVISORS, LLC	$4.0M	30,571	+4,872	ADD
422	Empirical Finance, LLC	$4.0M	30,253	−34	TRIM
423	Coastal Bridge Advisors, LLC	$3.9M	30,055	−193	TRIM
424	Bleakley Financial Group, LLC	$3.9M	30,030	+429	ADD
425	BANQUE PICTET & CIE SA	$3.9M	30,000	0	NO CHANGE
426	Asio Capital, LLC	$3.9M	29,935	+572	ADD
427	AMG National Trust Bank	$3.9M	29,846	+7,883	ADD
428	Slocum, Gordon & Co LLP	$3.9M	29,825	−290	TRIM
429	MONTAG A & ASSOCIATES INC	$3.9M	29,779	+2,276	ADD
430	PINNACLE ASSOCIATES LTD	$3.9M	29,736	−1,000	TRIM
431	Old North State Wealth Management, LLC	$3.9M	29,624	+924	ADD
432	Fox Hill Wealth Management	$3.9M	29,563	+461	ADD
433	Spectrum Asset Management, Inc. (NB/CA)	$3.9M	29,518	+2	ADD
434	CGN Advisors LLC	$3.8M	29,217	+759	ADD
435	Ashton Thomas Private Wealth, LLC	$3.8M	29,087	+3,688	ADD
436	Triangle Securities Wealth Management	$3.8M	28,987	−144	TRIM
437	EP Wealth Advisors, LLC	$3.8M	28,787	−3,582	TRIM
438	1832 Asset Management L.P.	$3.8M	28,716	−14,271	TRIM
439	Saudi Central Bank	$3.8M	28,704	+28,704	NEW
440	Leo Wealth, LLC	$3.8M	28,694	+2,796	ADD
441	Tower Research Capital LLC (TRC)	$3.7M	28,499	+10,644	ADD
442	Modera Wealth Management, LLC	$3.7M	28,472	+258	ADD
443	Shepherd Financial Partners LLC	$3.7M	28,272	−497	TRIM
444	Convergence Financial, LLC	$3.7M	28,248	+13,777	ADD
445	Avidian Wealth Enterprises, LLC	$3.7M	28,041	+21,261	ADD
446	SHEETS SMITH WEALTH MANAGEMENT	$3.7M	28,041	+42	ADD
447	Retirement Planning Group, LLC	$3.6M	27,536	−1,263	TRIM
448	Griffith & Werner, Inc.	$3.6M	27,456	+1,393	ADD
449	Ascent Group, LLC	$3.6M	27,446	−29	TRIM
450	Apollon Financial, LLC	$3.5M	27,014	+649	ADD
451	Empirical Financial Services, LLC d.b.a. Empirical Wealth Management	$3.5M	26,952	−1,624	TRIM
452	Morningstar Investment Management LLC	$3.5M	26,772	+4,673	ADD
453	PROFUND ADVISORS LLC	$3.5M	26,530	−12,072	TRIM
454	MARSHALL INVESTMENT MANAGEMENT, LLC	$3.5M	26,428	+1,833	ADD
455	Synergy Asset Management, LLC	$3.5M	26,362	−14,920	TRIM
456	Wilmington Savings Fund Society, FSB	$3.4M	26,105	+523	ADD
457	TRUSTMARK BANK TRUST DEPARTMENT	$3.4M	26,073	−3,851	TRIM
458	AXQ CAPITAL, LP	$3.4M	26,038	+14,742	ADD
459	Moran Wealth Management, LLC	$3.4M	26,013	+1,859	ADD
460	Emerald Investment Advisers, LLC	$3.4M	25,929	—	NO PRIOR
461	NAPLES GLOBAL ADVISORS, LLC	$3.4M	25,873	+851	ADD
462	Smartleaf Asset Management LLC	$3.4M	25,543	+1,153	ADD
463	TD Waterhouse Canada Inc.	$3.4M	26,799	+8,692	ADD
464	HALL CAPITAL MANAGEMENT CO INC	$3.3M	25,816	+2,335	ADD
465	Aspire Private Capital, LLC	$3.3M	25,071	+12	ADD
466	RMR Wealth Builders	$3.3M	24,984	+3,117	ADD
467	WealthShield Partners, LLC	$3.3M	24,969	−543	TRIM
468	Verdence Capital Advisors LLC	$3.3M	24,912	+1,955	ADD
469	NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC	$3.3M	24,883	+35	ADD
470	FULTON BANK, N.A.	$3.2M	24,417	−703	TRIM
471	Mill Capital Management, LLC	$3.2M	24,327	−1,659	TRIM
472	Counterweight Ventures, LLC	$3.2M	24,203	−662	TRIM
473	Evercore Wealth Management, LLC	$3.2M	24,084	−503	TRIM
474	WCG Wealth Advisors LLC	$3.1M	23,767	+1,062	ADD
475	Brooklyn Investment Group	$3.1M	23,664	+6,094	ADD
476	ONTARIO TEACHERS PENSION PLAN BOARD	$3.1M	23,303	+23,303	NEW
477	Live Oak Private Wealth LLC	$3.0M	23,269	−921	TRIM
478	HUB Investment Partners, LLC	$3.0M	23,220	+5,565	ADD
479	Wealthcare Advisory Partners LLC	$3.0M	22,960	+159	ADD
480	AMERICAN NATIONAL BANK & TRUST	$3.0M	22,758	−348	TRIM
481	BANCO BILBAO VIZCAYA ARGENTARIA, S.A.	$3.0M	22,591	+487	ADD
482	North Dakota State Investment Board	$3.0M	22,537	−4,144	TRIM
483	Ranch Capital Advisors Inc.	$3.0M	22,530	+1,613	ADD
484	Adalta Capital Management LLC	$2.9M	22,475	+250	ADD
485	apricus wealth, LLC	$2.9M	22,236	−135	TRIM
486	Mutual Advisors, LLC	$2.9M	22,209	+1,442	ADD
487	Siemens Fonds Invest GmbH	$2.9M	22,168	+43	ADD
488	Hardin Capital Partners, LLC	$2.9M	22,072	+929	ADD
489	Kentucky Trust Co	$2.9M	22,058	−123	TRIM
490	DELTA FINANCIAL ADVISORS LLC	$2.9M	22,052	+1,524	ADD
491	Murphy, Middleton, Hinkle & Parker, Inc.	$2.9M	22,029	+22,029	NEW
492	SIGNATUREFD, LLC	$2.9M	22,025	+1,484	ADD
493	GREENWOOD CAPITAL ASSOCIATES LLC	$2.9M	21,965	−5,831	TRIM
494	Sound View Wealth Advisors Group, LLC	$2.9M	21,780	−48	TRIM
495	BLB&B Advisors, LLC	$2.9M	21,779	+334	ADD
496	Compound Planning, Inc.	$2.8M	21,420	+1,389	ADD
497	Summit Financial, LLC	$2.8M	21,204	+2,746	ADD
498	Cornerstone Wealth Group, LLC	$2.8M	22,083	−704	TRIM
499	Platform Technology Partners	$2.8M	21,186	+697	ADD
500	Plan Group Financial, LLC	$2.8M	21,147	+2,283	ADD

Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Congress ↔ notable managers · DUK

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers: 1 Dan Newhouse R–WA-4 $1K–$15K
Sellers: 2 Tommy Tuberville R–AL, Alan Armstrong R–OK $31K–$115K

filed 2026-07-03 → 2026-10-01 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding: 0 — $0 held
Trimming: 2 Gotham Asset Management, Caxton Associates $65.0M held

NEW + ADD vs TRIM + EXIT, by shares · $ = reported value now, not the change · DUKE ENERGY CORP NEW

Merged timeline of congressional filings and notable-manager moves on DUK
Date	Who	Change	Size
2026-08-05	Tommy Tuberville Congress	SELL	$15K–$50K
2026-07-21	Alan Armstrong Congress	SELL	$1K–$15K
2026-07-17	Dan Newhouse Congress	BUY	$1K–$15K
2026-07-16	Tommy Tuberville Congress	SELL	$15K–$50K
2026-05-15	Gotham Asset Management 13F	TRIM	−67,491 sh
2026-05-14	Caxton Associates 13F	TRIM	−1,357 sh

6 newest rows · every row dates by its filing date: a disclosure's, or the 13F's for the quarter · a 13F row is a quarter-end snapshot, not a trade

23 members of Congress disclosed DUK — the congressional view ↗

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings. A position may have been changed or closed before you ever see it, and is older still by however long ago that quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars with unit_basis carried on every record.

Affiliated managers may report the same position (otherManager), so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice (ARCHITECTURE.md §5.2 / M2-CONTRACT §5).