Who holds ticker verified against the SEC company list on 2026-09-10 — a reviewed name-and-class mapping row, never an inferred symbol. how tickers are mapped ↗

LPL FINL HLDGS INC · COM · quarter ended 2026-03-31 · 8 members disclosed LPLA ↗

13F filers reporting this class for the quarter ended 2026-03-31; 1–500 of 575 holders are listed, largest first: 575
sum of the reported values across every holder; NULL values are excluded, never zero-filled: $20.9B
holders whose share count rose or who opened the position (new + add), by shares: 283
holders absent this quarter after holding last quarter — inferred from absence, not a sale record: 124

Holders — quarter ended 2026-03-31

ranked by reported value · Δ shares vs 2025-12-31 · kind by shares

13F holders of LPLA ranked by reported value
#	Filer	Reported value	Shares	Δ shares	Change
1	BlackRock, Inc.	$1.5B	4,974,255	−14,769	TRIM
2	Boston Partners	$1.2B	4,131,498	+581,180	ADD
3	MASSACHUSETTS FINANCIAL SERVICES CO /MA/	$1.2B	3,869,359	+149,912	ADD
4	VANGUARD PORTFOLIO MANAGEMENT LLC	$1.2B	3,851,978	—	NO PRIOR
5	Janus Henderson Group Ltd.	$1.1B	3,666,780	+289,227	ADD
6	VANGUARD CAPITAL MANAGEMENT LLC	$1.1B	3,596,968	—	NO PRIOR
7	PRINCIPAL FINANCIAL GROUP INC	$793M	2,636,544	+702,061	ADD
8	SAMLYN CAPITAL, LLC	$699M	2,323,360	+744,101	ADD
9	Capital World Investors	$696M	2,312,446	−1,312,911	TRIM
10	LONE PINE CAPITAL LLC	$617M	2,049,967	−24,981	TRIM
11	ALLIANCEBERNSTEIN L.P.	$561M	1,571,998	+372,654	ADD
12	STATE STREET CORP	$561M	1,863,266	+20,131	ADD
13	WCM INVESTMENT MANAGEMENT, LLC	$521M	1,734,395	+12,922	ADD
14	FMR LLC	$390M	1,297,690	+632,711	ADD
15	MORGAN STANLEY	$386M	1,283,665	−479,598	TRIM
16	BARROW HANLEY MEWHINNEY & STRAUSS LLC	$329M	1,093,406	+1,093,406	NEW
17	SurgoCap Partners LP	$307M	1,020,839	+25,839	ADD
18	CITADEL ADVISORS LLC	$278M	923,471	+567,025	ADD
19	DARLINGTON PARTNERS CAPITAL MANAGEMENT, LP	$269M	893,006	+110,000	ADD
20	MILLENNIUM MANAGEMENT LLC	$268M	890,253	+585,543	ADD
21	WESTFIELD CAPITAL MANAGEMENT CO LP	$265M	881,506	+255,944	ADD
22	DIMENSIONAL FUND ADVISORS LP	$246M	816,367	+28,025	ADD
23	BANK OF AMERICA CORP /DE/	$242M	803,428	+7,257	ADD
24	APG Asset Management N.V.	$202M	772,692	+28,975	ADD
25	RAYMOND JAMES FINANCIAL INC	$200M	666,069	−63,498	TRIM
26	UBS Group AG	$197M	653,883	+225,128	ADD
27	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	$178M	591,666	+9,742	ADD
28	MARKEL GROUP INC.	$168M	559,951	0	NO CHANGE
29	TD ASSET MANAGEMENT INC	$167M	554,133	−79,059	TRIM
30	NORTHERN TRUST CORP	$158M	525,446	+9,986	ADD
31	VANGUARD FIDUCIARY TRUST CO	$153M	508,294	—	NO PRIOR
32	AMERICAN CENTURY COMPANIES INC	$147M	487,789	+32,028	ADD
33	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	$133M	440,464	+21,890	ADD
34	Azora Capital LP	$129M	427,338	−20,851	TRIM
35	WELLS FARGO & COMPANY/MN	$127M	420,689	−66,239	TRIM
36	Holocene Advisors, LP	$126M	417,647	+55,283	ADD
37	Epoch Investment Partners, Inc.	$123M	408,301	−54,149	TRIM
38	VICTORY CAPITAL MANAGEMENT INC	$122M	405,812	+301,359	ADD
39	FRANKLIN RESOURCES INC	$121M	402,014	+240,242	ADD
40	FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC	$118M	391,686	−22,058	TRIM
41	CAISSE DE DEPOT ET PLACEMENT DU QUEBEC	$110M	364,760	+1,298	ADD
42	Invesco Ltd.	$105M	349,011	−165,676	TRIM
43	ENVESTNET ASSET MANAGEMENT INC	$101M	336,764	−16,176	TRIM
44	NOMURA ASSET MANAGEMENT INTERNATIONAL INC.	$98.9M	328,874	+328,874	NEW
45	VOYA INVESTMENT MANAGEMENT LLC	$98.8M	329,270	+321,455	ADD
46	CANTILLON CAPITAL MANAGEMENT LLC	$97.7M	324,927	−44,141	TRIM
47	First Pacific Advisors, LP	$96.5M	320,624	−66,788	TRIM
48	Coronation Fund Managers Ltd.	$87.4M	290,443	+62,178	ADD
49	Legal & General Group Plc	$86.4M	287,069	−81,232	TRIM
50	Heron Bay Capital Management	$75.0M	249,212	+165,385	ADD
51	Prana Capital Management, LP	$74.3M	247,123	+247,123	NEW
52	Junto Capital Management LP	$71.8M	238,515	+104,687	ADD
53	TRUIST FINANCIAL CORP	$61.4M	204,248	−2,097	TRIM
54	GILDER GAGNON HOWE & CO LLC	$58.6M	194,726	−64,344	TRIM
55	DEUTSCHE BANK AG\	$50.4M	167,681	−20,419	TRIM
56	Nuveen, LLC	$49.9M	165,818	+6,222	ADD
57	STIFEL FINANCIAL CORP	$49.5M	164,557	−16,642	TRIM
58	ROYAL BANK OF CANADA	$47.5M	157,829	−22,891	TRIM
59	Alyeska Investment Group, L.P.	$46.8M	155,438	+155,438	NEW
60	CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	$43.1M	143,288	−9,380	TRIM
61	WELLINGTON MANAGEMENT GROUP LLP	$42.8M	142,137	−6,315	TRIM
62	LPL Financial LLC	$42.8M	142,118	+7,479	ADD
63	National Pension Service	$42.3M	140,551	+140,551	NEW
64	VANGUARD ASSET MANAGEMENT, Ltd	$41.2M	136,888	—	NO PRIOR
65	Hudson Bay Capital Management LP	$40.7M	135,324	+55,227	ADD
66	JENNISON ASSOCIATES LLC	$40.7M	135,221	+23,554	ADD
67	Ceredex Value Advisors LLC	$40.0M	132,920	+132,920	NEW
68	CITIGROUP INC	$38.7M	128,597	+29,441	ADD
69	SEI INVESTMENTS CO	$38.1M	126,774	+14,967	ADD
70	Amundi	$37.8M	125,776	−44,978	TRIM
71	BAMCO INC /NY/	$36.6M	121,778	−53,467	TRIM
72	RENAISSANCE TECHNOLOGIES LLC	$36.3M	120,540	+6,480	ADD
73	Perpetual Ltd	$35.4M	117,574	+16,141	ADD
74	PFA Pension, Forsikringsaktieselskab	$34.5M	114,846	+114,846	NEW
75	WESTWOOD HOLDINGS GROUP INC	$32.9M	109,442	−28,598	TRIM
76	SUSQUEHANNA INTERNATIONAL GROUP, LLP	$32.5M	108,195	+65,510	ADD
77	Jain Global LLC	$30.7M	102,208	−29,319	TRIM
78	Champlain Investment Partners, LLC	$30.4M	101,050	+101,050	NEW
79	JANE STREET GROUP, LLC	$29.7M	98,615	+94,795	ADD
80	Aberdeen Group plc	$29.6M	98,444	+1,013	ADD
81	Clarkston Capital Partners, LLC	$29.0M	96,404	−205,080	TRIM
82	Cander Asset Management LP	$28.7M	95,330	+34,782	ADD
83	FIRST TRUST ADVISORS LP	$28.1M	93,551	−4,977	TRIM
84	BARCLAYS PLC	$27.9M	92,598	+3,811	ADD
85	Schonfeld Strategic Advisors LLC	$27.0M	89,762	+74,779	ADD
86	Mitsubishi UFJ Asset Management Co., Ltd.	$25.9M	85,931	+7,939	ADD
87	Foster Victor Wealth Advisors, LLC	$24.1M	74,731	+9,403	ADD
88	TRILLIUM ASSET MANAGEMENT, LLC	$22.2M	72,595	−1,685	TRIM
89	PICTON MAHONEY ASSET MANAGEMENT	$22.0M	73,050	+37,637	ADD
90	Ensign Peak Advisors, Inc	$21.9M	72,862	−37,016	TRIM
91	STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM	$21.6M	71,944	−253	TRIM
92	FAMILY WEALTH PARTNERS, LLC	$21.5M	71,531	−30,474	TRIM
93	AVIVA PLC	$20.7M	68,824	+1,885	ADD
94	Focus Partners Advisor Solutions, LLC	$20.7M	68,815	−30,995	TRIM
95	ROYAL LONDON ASSET MANAGEMENT LTD	$19.5M	64,965	+42	ADD
96	TD Waterhouse Canada Inc.	$19.4M	67,391	+67,358	ADD
97	ADAGE CAPITAL PARTNERS GP, L.L.C.	$19.3M	64,000	+24,000	ADD
98	LYNWOOD PRICE CAPITAL MANAGEMENT LP	$17.9M	59,500	−10,500	TRIM
99	Swedbank AB	$17.6M	58,348	−14,139	TRIM
100	STATE OF WISCONSIN INVESTMENT BOARD	$16.7M	55,553	+11,565	ADD
101	Artemis Investment Management LLP	$15.6M	51,927	−11,341	TRIM
102	Point72 Asset Management, L.P.	$15.2M	50,643	+31,865	ADD
103	Teca Partners, LP	$15.1M	50,078	+8,547	ADD
104	Mawer Investment Management Ltd.	$14.7M	48,723	−883	TRIM
105	Quantinno Capital Management LP	$14.0M	46,516	+11,570	ADD
106	Universal- Beteiligungs- und Servicegesellschaft mbH	$13.6M	45,279	+2,694	ADD
107	HSBC HOLDINGS PLC	$13.2M	43,796	−73,026	TRIM
108	Interval Partners, LP	$12.4M	41,091	+41,091	NEW
109	Pictet Asset Management Holding SA	$12.0M	39,830	−4,633	TRIM
110	Vanguard Global Advisers, LLC	$11.9M	39,696	—	NO PRIOR
111	Vanguard Investments Australia, Ltd.	$11.9M	39,653	—	NO PRIOR
112	LBP AM SA	$11.3M	37,605	+3,311	ADD
113	THORNBURG INVESTMENT MANAGEMENT INC	$11.1M	37,010	+7,540	ADD
114	Zurcher Kantonalbank (Zurich Cantonalbank)	$11.1M	36,853	+36,853	NEW
115	BNP Paribas Asset Management Holding S.A.	$10.7M	34,991	+5,524	ADD
116	Saraza Management, LP	$10.4M	34,600	−6,800	TRIM
117	KWB Wealth	$10.2M	28,624	0	NO CHANGE
118	Pathstone Holdings, LLC	$10.2M	33,984	−1,307	TRIM
119	AQR CAPITAL MANAGEMENT LLC	$9.9M	32,925	+9,477	ADD
120	Corient Private Wealth LLC	$9.8M	32,562	−31,265	TRIM
121	Korea Investment CORP	$9.4M	31,213	−25,498	TRIM
122	Tredje AP-fonden	$9.4M	31,090	+22,877	ADD
123	BASSWOOD CAPITAL MANAGEMENT, L.L.C.	$9.1M	30,206	+30,206	NEW
124	Asset Management One Co., Ltd.	$8.9M	29,576	−658	TRIM
125	ArrowMark Colorado Holdings LLC	$8.7M	28,835	+3,000	ADD
126	ICON ADVISERS INC/CO	$8.6M	28,748	0	NO CHANGE
127	DONALDSON CAPITAL MANAGEMENT, LLC	$8.5M	28,398	+28,398	NEW
128	Private Advisor Group, LLC	$8.5M	28,192	−905	TRIM
129	Walleye Capital LLC	$8.2M	27,379	+25,911	ADD
130	State of New Jersey Common Pension Fund D	$8.2M	27,298	0	NO CHANGE
131	Taikang Asset Management (Hong Kong) Co Ltd	$7.8M	26,041	+26,041	NEW
132	NOMURA ASSET MANAGEMENT CO LTD	$7.7M	25,761	+184	ADD
133	Lansforsakringar Fondforvaltning AB (publ)	$7.3M	24,368	−2,620	TRIM
134	Empowered Funds, LLC	$7.3M	24,339	+5,985	ADD
135	Resona Asset Management Co.,Ltd.	$7.3M	24,326	+497	ADD
136	NORDEA INVESTMENT MANAGEMENT AB	$7.0M	23,503	+15,472	ADD
137	FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND	$6.8M	22,440	+7,620	ADD
138	STOREBRAND ASSET MANAGEMENT AS	$6.6M	21,953	—	NO PRIOR
139	Arizona State Retirement System	$6.5M	21,748	−215	TRIM
140	EFG International AG	$6.2M	20,734	−628	TRIM
141	Squarepoint Ops LLC	$6.2M	20,456	+20,456	NEW
142	MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.	$6.0M	19,923	+10,802	ADD
143	Winthrop Advisory Group LLC	$5.9M	19,665	−58	TRIM
144	IRIDIAN ASSET MANAGEMENT LLC/CT	$5.9M	19,518	+5,133	ADD
145	Cetera Investment Advisers	$5.9M	19,511	+752	ADD
146	Silvant Capital Management LLC	$5.8M	19,260	+4,681	ADD
147	IFM Investors Pty Ltd	$5.8M	19,251	+1,197	ADD
148	XPONANCE LLC	$5.7M	18,963	+1,581	ADD
149	US BANCORP \DE\	$5.7M	18,839	−1,026	TRIM
150	SummitTX Capital, L.P.	$5.6M	18,466	+18,466	NEW
151	Vestmark Advisory Solutions, Inc.	$5.5M	18,136	−7,779	TRIM
152	Karl Kapital LLC	$5.4M	17,994	+17,994	NEW
153	BRANT POINT INVESTMENT MANAGEMENT LLC	$5.4M	17,964	−2,776	TRIM
154	EAGLE ROCK INVESTMENT COMPANY, LLC	$5.4M	17,900	+20	ADD
155	XTX Topco Ltd	$5.2M	17,186	+17,186	NEW
156	BLAIR WILLIAM & CO/IL	$5.2M	17,170	+11,593	ADD
157	Empirical Financial Services, LLC d.b.a. Empirical Wealth Management	$5.1M	17,115	+623	ADD
158	SEB Asset Management AB	$5.0M	16,710	—	NO PRIOR
159	KR Capital LP	$5.0M	16,656	—	NO PRIOR
160	ICICI Prudential Asset Management Co Ltd	$5.0M	16,478	+8,578	ADD
161	Assenagon Asset Management S.A.	$5.0M	16,473	−12,439	TRIM
162	PRIMECAP MANAGEMENT CO/CA/	$4.8M	16,000	0	NO CHANGE
163	Eurizon Capital SGR S.p.A.	$4.6M	15,358	−117	TRIM
164	FIFTH THIRD BANCORP	$4.6M	15,263	+14,914	ADD
165	SCS Capital Management LLC	$4.6M	15,161	0	NO CHANGE
166	BANK OF MONTREAL /CAN/	$4.4M	14,728	+9,601	ADD
167	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	$4.4M	14,676	−119,545	TRIM
168	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	$4.4M	14,506	−141	TRIM
169	OSAIC HOLDINGS, INC.	$4.3M	14,362	+3,289	ADD
170	Atria Investments, Inc	$4.3M	14,360	−1,947	TRIM
171	Illinois Municipal Retirement Fund	$4.3M	14,272	−5,244	TRIM
172	MML INVESTORS SERVICES, LLC	$4.3M	14,209	−4,642	TRIM
173	Swiss Life Asset Management Ltd	$4.2M	14,113	+1,461	ADD
174	COMMERCE BANK	$4.2M	13,947	−731	TRIM
175	1248 Management, LLC	$4.2M	13,873	+13,873	NEW
176	United Asset Strategies, Inc.	$4.1M	13,767	+564	ADD
177	Daiwa Securities Group Inc.	$4.1M	13,748	+1,275	ADD
178	Bell Asset Management Ltd	$4.1M	13,654	+3,371	ADD
179	Cinctive Capital Management LP	$4.1M	13,611	+13,611	NEW
180	HighTower Advisors, LLC	$4.0M	13,248	+528	ADD
181	&PARTNERS	$3.9M	13,094	−667	TRIM
182	Sumitomo Mitsui DS Asset Management Company, Ltd	$3.9M	13,040	+56	ADD
183	Utah Retirement Systems	$3.9M	12,954	−215	TRIM
184	NewEdge Wealth, LLC	$3.9M	12,914	−7,056	TRIM
185	Financiere des Professionnels - Fonds d'investissement inc.	$3.7M	12,449	+12,449	NEW
186	Cornerstone Wealth Management, LLC	$3.6M	11,867	+17	ADD
187	Man Group plc	$3.6M	11,821	−15,399	TRIM
188	Mirae Asset Global Investments Co., Ltd.	$3.5M	11,526	+2,531	ADD
189	Sanctuary Advisors, LLC	$3.5M	11,486	−3,768	TRIM
190	CIBC Bancorp USA Inc.	$3.4M	11,400	—	NO PRIOR
191	Kerusso Capital Management LLC	$3.4M	11,288	−804	TRIM
192	Federation des caisses Desjardins du Quebec	$3.4M	11,251	+7,592	ADD
193	Creative Planning	$3.4M	11,210	+1,708	ADD
194	2Xideas AG	$3.4M	11,153	+116	ADD
195	Lighthouse Investment Partners, LLC	$3.3M	11,129	+11,129	NEW
196	Fremen Capital Management LP	$3.3M	11,078	−10,254	TRIM
197	BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp	$3.3M	11,031	−3,137	TRIM
198	Annex Advisory Services, LLC	$3.3M	10,975	+2,603	ADD
199	Gradient Investments LLC	$3.3M	10,881	+5,280	ADD
200	TORONTO DOMINION BANK	$3.2M	10,621	−2,229	TRIM
201	Oliver Luxxe Assets LLC	$3.2M	10,502	+401	ADD
202	NISSAY ASSET MANAGEMENT CORP /JAPAN	$3.1M	10,301	+63	ADD
203	RETIREMENT CAPITAL STRATEGIES	$3.0M	10,041	0	NO CHANGE
204	KING LUTHER CAPITAL MANAGEMENT CORP	$2.9M	9,799	+2,253	ADD
205	Wealthfront Advisers LLC	$2.9M	9,614	+3,230	ADD
206	COMMONWEALTH EQUITY SERVICES, LLC	$2.9M	9,560	−496	TRIM
207	Summit Trail Advisors, LLC	$2.8M	9,343	+406	ADD
208	BEACON INVESTMENT ADVISORS LLC	$2.8M	9,291	−96	TRIM
209	Segment Wealth Management, LLC	$2.8M	9,197	+9,197	NEW
210	Diversified Trust Co	$2.7M	9,098	+9,098	NEW
211	GREENLEAF TRUST	$2.7M	9,088	−176	TRIM
212	Polar Asset Management Partners Inc.	$2.7M	8,916	+8,916	NEW
213	FLYNN ZITO CAPITAL MANAGEMENT, LLC	$2.6M	8,661	+6	ADD
214	OP Asset Management Ltd	$2.5M	8,436	—	NO PRIOR
215	Vanguard Personalized Indexing Management, LLC	$2.5M	8,354	−829	TRIM
216	J. Goldman & Co LP	$2.5M	8,300	+8,300	NEW
217	Dynasty Wealth Management, LLC	$2.5M	8,148	−1,391	TRIM
218	Avanza Fonder AB	$2.4M	8,043	0	NO CHANGE
219	INTERCAPITAL, LLC	$2.4M	8,000	+8,000	NEW
220	Morningstar Investment Management LLC	$2.4M	7,849	+2,346	ADD
221	Caldwell Trust Co	$2.4M	7,833	−50	TRIM
222	HB Wealth Management, LLC	$2.3M	7,789	+124	ADD
223	HM PAYSON & CO	$2.2M	7,380	−175	TRIM
224	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	$2.2M	7,547	−431	TRIM
225	Candriam S.C.A.	$2.2M	7,295	−35	TRIM
226	Baird Financial Group, Inc.	$2.2M	7,220	+7,220	NEW
227	CREDIT AGRICOLE S A	$2.1M	7,089	+351	ADD
228	MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC	$2.1M	7,057	−2,438	TRIM
229	Laurion Capital Management LP	$2.1M	7,000	0	NO CHANGE
230	CIBC WORLD MARKET INC.	$2.1M	6,880	+89	ADD
231	Cerity Partners LLC	$2.0M	6,735	+42	ADD
232	Gerber Kawasaki Wealth & Investment Management	$2.0M	6,702	−48	TRIM
233	Callan Family Office, LLC	$2.0M	6,674	+304	ADD
234	MACKENZIE FINANCIAL CORP	$2.0M	6,588	+881	ADD
235	Dynamic Technology Lab Private Ltd	$2.0M	6,586	+5,362	ADD
236	Allworth Financial LP	$2.0M	6,503	−379	TRIM
237	Rockefeller Capital Management L.P.	$1.9M	6,400	+1,193	ADD
238	WealthPoint Financial, LLC	$1.9M	6,360	−830	TRIM
239	Brevan Howard Capital Management LP	$1.9M	6,262	−14,321	TRIM
240	JAMES INVESTMENT RESEARCH, INC.	$1.9M	6,186	−154	TRIM
241	CGN Advisors LLC	$1.8M	5,917	+99	ADD
242	ELEVATION POINT WEALTH PARTNERS, LLC	$1.8M	5,884	+2,406	ADD
243	Sterling Group Wealth Management, LLC	$1.8M	5,869	+42	ADD
244	Robeco Institutional Asset Management B.V.	$1.7M	5,793	−768	TRIM
245	Investment Management Corp of Ontario	$1.7M	5,742	−371	TRIM
246	Farringdon Capital, Ltd.	$1.7M	5,717	+5,717	NEW
247	BANK OF NOVA SCOTIA	$1.7M	5,705	+37	ADD
248	Coastal Bridge Advisors, LLC	$1.7M	5,575	+100	ADD
249	Sovereign's Capital Management, LLC	$1.6M	5,348	+5,348	NEW
250	MERCER GLOBAL ADVISORS INC /ADV	$1.6M	5,291	+764	ADD
251	Knollwood Investment Advisory, LLC	$1.6M	5,275	0	NO CHANGE
252	Future Fund LLC	$1.6M	5,210	−131	TRIM
253	Virtus Investment Advisers, LLC	$1.6M	5,198	−366	TRIM
254	Dana Investment Advisors, Inc.	$1.5M	5,151	−115	TRIM
255	CRAWFORD INVESTMENT COUNSEL INC	$1.5M	5,130	+260	ADD
256	Vise Technologies, Inc.	$1.5M	4,317	0	NO CHANGE
257	MANUFACTURERS LIFE INSURANCE COMPANY, THE	$1.5M	5,060	+135	ADD
258	Independent Advisor Alliance	$1.5M	5,035	−223	TRIM
259	FULTON BANK, N.A.	$1.5M	4,963	+254	ADD
260	Mariner, LLC	$1.5M	4,931	+1,590	ADD
261	M&T BANK CORP	$1.5M	4,929	+12	ADD
262	OPPENHEIMER ASSET MANAGEMENT INC.	$1.5M	4,849	−4,929	TRIM
263	Banque Cantonale Vaudoise	$1.5M	4,827	−728	TRIM
264	Shepherd Financial Partners LLC	$1.4M	4,755	0	NO CHANGE
265	Third View Private Wealth, LLC	$1.4M	4,640	+1,612	ADD
266	Merit Financial Group, LLC	$1.4M	4,622	−39	TRIM
267	D L CARLSON INVESTMENT GROUP INC	$1.4M	4,564	+4,564	NEW
268	Presidio Capital Management, LLC	$1.3M	4,473	−13	TRIM
269	TOWNSQUARE CAPITAL LLC	$1.3M	4,439	−147	TRIM
270	TWO SIGMA SECURITIES, LLC	$1.3M	4,259	+2,760	ADD
271	ASR Vermogensbeheer N.V.	$1.3M	4,251	+69	ADD
272	CIBC Asset Management Inc	$1.3M	4,212	+651	ADD
273	Orion Porfolio Solutions, LLC	$1.3M	4,156	−5,520	TRIM
274	Vident Advisory, LLC	$1.2M	4,113	+1,047	ADD
275	NATIONAL BANK OF CANADA /FI/	$1.2M	4,078	+453	ADD
276	CHOREO, LLC	$1.2M	4,063	+2,248	ADD
277	TT International Asset Management LTD	$1.2M	3,988	+3,340	ADD
278	OMERS ADMINISTRATION Corp	$1.2M	3,973	+833	ADD
279	Maryland State Retirement & Pension System	$1.2M	3,873	0	NO CHANGE
280	BURNEY CO/	$1.1M	3,795	−26,088	TRIM
281	Allianz Asset Management GmbH	$1.1M	3,778	+256	ADD
282	Beacon Pointe Advisors, LLC	$1.1M	3,768	+1,165	ADD
283	Leelyn Smith, LLC	$1.1M	3,764	+614	ADD
284	SHELTON WEALTH MANAGEMENT, LLC	$1.1M	3,672	−52	TRIM
285	QRG CAPITAL MANAGEMENT, INC.	$1.1M	3,596	−642	TRIM
286	Osmosis Investment Management UK Ltd	$1.1M	3,591	+1,796	ADD
287	MAI Capital Management	$1.1M	3,585	−35	TRIM
288	TOKIO MARINE ASSET MANAGEMENT CO LTD	$1.1M	3,555	+587	ADD
289	NewEdge Advisors, LLC	$1.1M	3,506	+3,506	NEW
290	INTECH INVESTMENT MANAGEMENT LLC	$1.0M	3,463	−648	TRIM
291	ASSETMARK, INC	$1.0M	3,453	+852	ADD
292	ABN AMRO INVESTMENT SOLUTIONS	$1.0M	3,434	+338	ADD
293	Generali Asset Management SPA SGR	$1.0M	3,371	−1,890	TRIM
294	FIDUCIARY TRUST CO	$1.0M	3,366	−435	TRIM
295	Stenger Family Office, LLC	$994K	3,305	−122	TRIM
296	OneDigital Investment Advisors LLC	$988K	3,286	−537	TRIM
297	Envestnet Portfolio Solutions, Inc.	$988K	3,284	−3,292	TRIM
298	PEAK6 LLC	$969K	3,220	+3,220	NEW
299	Woodline Partners LP	$939K	3,122	−70,424	TRIM
300	Sequoia Financial Advisors, LLC	$930K	3,091	−1,491	TRIM
301	ARQ WEALTH ADVISORS, LLC	$930K	3,090	+3,090	NEW
302	FEDERATED HERMES, INC.	$923K	3,067	−3	TRIM
303	Steward Partners Investment Advisory, LLC	$911K	3,030	+15	ADD
304	Caprock Group, LLC	$901K	2,994	+1,167	ADD
305	Fieldview Capital Management, LLC	$880K	2,925	+2,300	ADD
306	RITHOLTZ WEALTH MANAGEMENT	$862K	2,866	−39	TRIM
307	Prospera Financial Services Inc	$857K	2,849	+2,849	NEW
308	SCHRODER INVESTMENT MANAGEMENT GROUP	$847K	2,815	0	NO CHANGE
309	PRINCIPAL SECURITIES, INC.	$837K	2,781	+404	ADD
310	Waverly Advisors, LLC	$824K	2,740	+2,034	ADD
311	Union Bancaire Privee, UBP SA	$791K	2,663	+480	ADD
312	Buttonwood Financial Advisors Inc.	$787K	2,615	+2,615	NEW
313	Lido Advisors, LLC	$785K	2,608	+679	ADD
314	Greenland Capital Management LP	$782K	2,600	−300	TRIM
315	Northwest & Ethical Investments L.P.	$764K	2,595	+1,045	ADD
316	Garrett Wealth Advisory Group, LLC	$755K	2,509	+9	ADD
317	MACQUARIE GROUP LTD	$754K	2,505	+101	ADD
318	Kestra Advisory Services, LLC	$751K	2,498	−1,352	TRIM
319	Advisors Asset Management, Inc.	$749K	2,491	−27	TRIM
320	Allspring Global Investments Holdings, LLC	$727K	2,514	−122,214	TRIM
321	Tidal Investments LLC	$722K	2,400	+126	ADD
322	LVW Advisors, LLC	$709K	2,357	−717	TRIM
323	North Dakota State Investment Board	$693K	2,303	−503	TRIM
324	DAVENPORT & Co LLC	$688K	2,287	−124	TRIM
325	LONDON CO OF VIRGINIA	$683K	2,270	0	NO CHANGE
326	Greenline Partners, LLC	$682K	2,266	0	NO CHANGE
327	HOHIMER WEALTH MANAGEMENT, LLC	$639K	2,123	+2,123	NEW
328	UNITED CAPITAL FINANCIAL ADVISORS, LLC	$630K	2,093	+2,093	NEW
329	Stratos Wealth Partners, LTD.	$627K	2,085	+15	ADD
330	Impact Capital Partners LLC	$625K	2,077	−690	TRIM
331	GATEWAY INVESTMENT ADVISERS LLC	$608K	2,020	−1,494	TRIM
332	Triad Wealth Partners, LLC	$605K	2,011	+74	ADD
333	Gilbert & Cook, Inc.	$602K	2,002	+572	ADD
334	CWM, LLC	$594K	1,973	+295	ADD
335	Avior Wealth Management, LLC	$586K	1,948	+38	ADD
336	Sowell Financial Services LLC	$584K	1,941	+20	ADD
337	Oak Thistle LLC	$580K	1,928	−6,422	TRIM
338	Pitcairn Wealth Advisors LLC	$578K	1,618	0	NO CHANGE
339	Retirement Planning Group, LLC	$568K	1,888	−69	TRIM
340	Concurrent Investment Advisors, LLC	$563K	1,873	−599	TRIM
341	Gibbs Wealth Management	$551K	1,830	+262	ADD
342	KEYBANK NATIONAL ASSOCIATION/OH	$545K	1,812	+355	ADD
343	PRUDENTIAL FINANCIAL INC	$545K	1,811	−7,871	TRIM
344	Laird Norton Wetherby Trust Company, LLC	$541K	1,800	−66	TRIM
345	INDEPENDENT FINANCIAL GROUP, LLC	$541K	1,797	—	NO PRIOR
346	Larson Financial Group LLC	$535K	1,778	+1,713	ADD
347	Cresset Asset Management, LLC	$532K	1,769	−5	TRIM
348	Sanchez Wealth Management Group	$516K	1,715	+2	ADD
349	PRUDENTIAL PLC	$506K	1,681	0	NO CHANGE
350	Compton Financial Group, LLC	$501K	1,666	0	NO CHANGE
351	Mattson Financial Services, LLC	$495K	1,646	+637	ADD
352	Lombard Odier Asset Management (Switzerland) SA	$490K	1,630	+1,630	NEW
353	Storgate, LLC	$490K	1,630	+169	ADD
354	QUADRANT CAPITAL GROUP LLC	$490K	1,629	−23	TRIM
355	Wedmont Private Capital	$481K	1,548	−77	TRIM
356	Dai-ichi Life Insurance Company, Ltd	$479K	1,593	+1,020	ADD
357	POTENTIA WEALTH	$475K	1,580	+1	ADD
358	PENNSYLVANIA CAPITAL MANAGEMENT INC /ADV	$473K	1,572	0	NO CHANGE
359	MONECO ADVISORS, LLC	$466K	1,547	0	NO CHANGE
360	Foresight Global Investors, Inc.	$439K	1,459	0	NO CHANGE
361	WEALTH ALLIANCE, LLC	$436K	1,448	−201	TRIM
362	Philip James Wealth Mangement, LLC	$434K	1,442	−4	TRIM
363	Advisor Resource Council	$423K	1,405	+1,405	NEW
364	UniSuper Management Pty Ltd	$421K	1,400	0	NO CHANGE
365	Snowden Capital Advisors LLC	$418K	1,390	−637	TRIM
366	Spahn Wealth & Retirement LLC	$417K	1,386	0	NO CHANGE
367	Pinnacle Wealth Planning Services, Inc.	$415K	1,379	−5	TRIM
368	BOOTHBAY FUND MANAGEMENT, LLC	$409K	1,360	−9,609	TRIM
369	DRW Securities, LLC	$400K	1,330	+464	ADD
370	CANADA PENSION PLAN INVESTMENT BOARD	$397K	1,320	+840	ADD
371	RiverGlades Family Offices LLC	$391K	1,300	—	NO PRIOR
372	Prossimo Advisors, LLC	$391K	1,300	0	NO CHANGE
373	RMR Wealth Builders	$384K	1,276	0	NO CHANGE
374	Riverpoint Wealth Management Holdings, LLC	$383K	1,273	+1	ADD
375	Connor, Clark & Lunn Investment Management Ltd.	$374K	1,244	+1,244	NEW
376	OLD NATIONAL BANCORP /IN/	$374K	1,242	+106	ADD
377	Lifestyle Asset Management, Inc.	$373K	1,240	+49	ADD
378	SIGNATUREFD, LLC	$367K	1,221	−82	TRIM
379	TEACHER RETIREMENT SYSTEM OF TEXAS	$359K	1,194	−1,453	TRIM
380	SFG Wealth Management, LLC.	$359K	1,193	+7	ADD
381	One Wealth Advisors, LLC	$356K	1,185	+249	ADD
382	Central Pacific Bank - Trust Division	$355K	1,180	−1,744	TRIM
383	SAGESPRING WEALTH PARTNERS, LLC	$350K	1,163	−24	TRIM
384	PANAGORA ASSET MANAGEMENT INC	$346K	1,150	0	NO CHANGE
385	Concorde Asset Management, LLC	$341K	1,134	−1,169	TRIM
386	Siemens Fonds Invest GmbH	$337K	1,120	0	NO CHANGE
387	denkapparat Operations GmbH	$336K	1,118	0	NO CHANGE
388	COLDSTREAM CAPITAL MANAGEMENT INC	$335K	1,113	−635	TRIM
389	Thrive Wealth Management, LLC	$328K	1,091	−479	TRIM
390	Perigon Wealth Management, LLC	$326K	1,084	−30	TRIM
391	Marks Group Wealth Management, Inc	$325K	1,082	+289	ADD
392	Impact Investors, Inc	$313K	1,042	−4	TRIM
393	Apollon Wealth Management, LLC	$313K	1,039	−102	TRIM
394	FIDELIS CAPITAL PARTNERS, LLC	$313K	1,039	+86	ADD
395	WINTON GROUP Ltd	$312K	1,036	+1,036	NEW
396	Heritage Family Offices, LLP	$310K	1,031	−880	TRIM
397	Institute for Wealth Management, LLC.	$308K	1,025	0	NO CHANGE
398	FRONTIER CAPITAL MANAGEMENT CO LLC	$306K	1,017	+1,017	NEW
399	EVERGREEN CAPITAL MANAGEMENT LLC	$304K	1,012	+1,012	NEW
400	EVERPAR ADVISORS LLC	$303K	1,006	−381	TRIM
401	EVOLVE PRIVATE WEALTH, LLC	$302K	1,002	+169	ADD
402	DE BURLO GROUP INC	$301K	1,000	0	NO CHANGE
403	WJ Wealth Management, LLC	$301K	1,000	0	NO CHANGE
404	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	$300K	1,038	−382	TRIM
405	VestGen Advisors, LLC	$290K	986	−1,676	TRIM
406	MGO ONE SEVEN LLC	$289K	960	−1	TRIM
407	BAKER TILLY WEALTH MANAGEMENT, LLC	$285K	949	+31	ADD
408	MATHER GROUP, LLC.	$276K	916	0	NO CHANGE
409	NORDEN GROUP LLC	$270K	897	−62	TRIM
410	SPIREPOINT PRIVATE CLIENT, LLC	$270K	896	−167	TRIM
411	TruNorth Capital Management, LLC	$268K	891	−218	TRIM
412	Curi Capital, LLC	$262K	870	+9	ADD
413	BENJAMIN EDWARDS INC	$261K	868	−363	TRIM
414	ZWJ INVESTMENT COUNSEL INC	$260K	864	0	NO CHANGE
415	PCM Encore, LLC	$259K	860	+10	ADD
416	Perennial Investment Advisors, LLC	$257K	853	+56	ADD
417	Vontobel Holding Ltd.	$254K	843	0	NO CHANGE
418	Equitable Holdings, Inc.	$248K	695	−13	TRIM
419	Malaga Cove Capital, LLC	$246K	817	−8	TRIM
420	PERSONAL CFO SOLUTIONS, LLC	$243K	809	+139	ADD
421	Parcion Private Wealth LLC	$241K	801	+801	NEW
422	Texas Capital Bank Wealth Management Services Inc	$236K	786	+5	ADD
423	Founders Financial Alliance, LLC	$235K	782	+782	NEW
424	Metis Global Partners, LLC	$230K	766	−53	TRIM
425	ROBERTS GLORE & CO INC /IL/	$230K	764	+764	NEW
426	INTRUST BANK NA	$226K	750	+3	ADD
427	Berger Financial Group, Inc	$225K	749	+43	ADD
428	WADDELL & ASSOCIATES, LLC	$224K	746	0	NO CHANGE
429	Stratos Investment Management, LLC	$221K	733	+16	ADD
430	Connecticut Capital Management Group, LLC	$214K	712	0	NO CHANGE
431	Integrated Advisors Network LLC	$214K	712	+102	ADD
432	One Day In July LLC	$211K	702	0	NO CHANGE
433	Net Worth Advisory Group	$209K	695	−108	TRIM
434	Simplicity Wealth,LLC	$208K	690	−61	TRIM
435	OpenArc Corporate Advisory, LLC	$207K	689	+689	NEW
436	Jacobi Capital Management LLC	$205K	682	+5	ADD
437	Crossmark Global Holdings, Inc.	$205K	682	—	NO PRIOR
438	WealthCare Investment Partners, LLC	$204K	680	+1	ADD
439	BEESE FULMER INVESTMENT MANAGEMENT, INC.	$203K	676	+676	NEW
440	DRIVE WEALTH MANAGEMENT, LLC	$202K	671	0	NO CHANGE
441	PCB Capital LLC	$200K	666	—	NO PRIOR
442	DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	$193K	642	−535	TRIM
443	Catalyst Capital Advisors LLC	$179K	595	−1,890	TRIM
444	FIL Ltd	$168K	558	+130	ADD
445	Advocate Investing Services LLC	$150K	500	0	NO CHANGE
446	Elgethun Capital Management	$148K	493	0	NO CHANGE
447	WPG Advisers, LLC	$143K	477	−4	TRIM
448	Quarry LP	$127K	423	+61	ADD
449	Smartleaf Asset Management LLC	$125K	415	+78	ADD
450	GABLES CAPITAL MANAGEMENT INC.	$120K	400	0	NO CHANGE
451	UMB Bank, n.a.	$118K	392	−55	TRIM
452	Clearstead Advisors, LLC	$108K	360	+285	ADD
453	CENTRAL TRUST Co	$100K	333	−25	TRIM
454	Ameliora Wealth Management Ltd.	$94.7K	265	0	NO CHANGE
455	Smallwood Wealth Investment Management, LLC	$93.9K	312	0	NO CHANGE
456	Blue Trust, Inc.	$87.8K	292	−52	TRIM
457	Transamerica Financial Advisors, LLC	$80.0K	266	+210	ADD
458	State of Wyoming	$78.2K	260	−9	TRIM
459	Y.D. More Investments Ltd	$63.1K	210	+150	ADD
460	Pinpoint Asset Management (Singapore) Pte. Ltd.	$62.9K	209	+70	ADD
461	ENTRUST FINANCIAL LLC	$58.1K	193	−21	TRIM
462	Atlantic Union Bankshares Corp	$56.9K	189	+29	ADD
463	Harbor Asset Planning, Inc.	$56.3K	187	0	NO CHANGE
464	Jackson, Grant Investment Advisers, Inc.	$54.5K	181	0	NO CHANGE
465	Wilmington Savings Fund Society, FSB	$54.1K	180	0	NO CHANGE
466	Parkside Financial Bank & Trust	$49.0K	163	+8	ADD
467	Arax Advisory Partners	$43.4K	145	−104	TRIM
468	CVA Family Office, LLC	$42.4K	141	+80	ADD
469	MCF Advisors LLC	$41.5K	138	—	NO PRIOR
470	Physician Wealth Advisors, Inc.	$40.9K	136	+116	ADD
471	TOWARZYSTWO FUNDUSZY INWESTYCYJNYCH PZU SA	$36.1K	120	0	NO CHANGE
472	Chung Wu Investment Group, LLC	$30.1K	100	0	NO CHANGE
473	Clark Wealth Partners	$30.1K	100	0	NO CHANGE
474	JFS WEALTH ADVISORS, LLC	$27.1K	90	+4	ADD
475	OSSIAM	$25.9K	86	+66	ADD
476	Opal Wealth Advisors, LLC	$24.7K	82	+82	NEW
477	EXCHANGE TRADED CONCEPTS, LLC	$24.7K	82	+82	NEW
478	Cetera Trust Company, N.A	$22.6K	75	0	NO CHANGE
479	Wellington Grp LLC	$22.6K	75	—	NO PRIOR
480	OSTERWEIS CAPITAL MANAGEMENT INC	$21.1K	70	0	NO CHANGE
481	Owl Creek Wealth Partners LLC	$16.8K	56	—	NO PRIOR
482	N.E.W. Advisory Services LLC	$16.2K	54	0	NO CHANGE
483	Leonteq Securities AG	$15.6K	52	−260	TRIM
484	Keating Financial Advisory Services, Inc.	$15.3K	51	−17	TRIM
485	EASTERN BANK	$15.0K	50	−36	TRIM
486	Destiny Wealth Partners, LLC	$15.0K	50	+50	NEW
487	WealthCollab, LLC	$15.0K	50	0	NO CHANGE
488	Private Wealth Management Group, LLC	$14.7K	49	0	NO CHANGE
489	Millstone Evans Group, LLC	$14.7K	49	0	NO CHANGE
490	NATIXIS ADVISORS, LLC	$14.2K	47,248	+6,414	ADD
491	Tower Research Capital LLC (TRC)	$13.5K	45	−416	TRIM
492	KERR FINANCIAL PLANNING Corp	$13.4K	40	+40	NEW
493	Bell Investment Advisors, Inc	$12.9K	43	−16	TRIM
494	MONTAG A & ASSOCIATES INC	$11.1K	37	0	NO CHANGE
495	WOLFF WIESE MAGANA LLC	$11.1K	37	−5	TRIM
496	SJS Investment Consulting Inc.	$10.5K	35	+20	ADD
497	Treasurer of the State of North Carolina	$10.3K	34,114	+731	ADD
498	BEACON INVESTMENT ADVISORY SERVICES, INC.	$10.2K	34	+34	NEW
499	Center for Financial Planning, Inc.	$9.1K	30	0	NO CHANGE
500	Asset Dedication, LLC	$9.0K	30	0	NO CHANGE

Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Congress ↔ notable managers · LPLA

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers: 0 — —
Sellers: 0 — —

filed 2026-07-03 → 2026-10-01 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding: 0 — $0 held
Trimming: 4 Lone Pine Capital, Third Point, Bridgewater Associates, Moore Capital Management $617M held

NEW + ADD vs TRIM + EXIT, by shares · $ = reported value now, not the change · LPL FINL HLDGS INC

Merged timeline of congressional filings and notable-manager moves on LPLA
Date	Who	Change	Size
2026-05-15	Lone Pine Capital 13F	TRIM	−24,981 sh
2026-05-15	Third Point 13F	EXIT	−510,000 sh
2026-05-15	Bridgewater Associates 13F	EXIT	−118,294 sh
2026-05-15	Moore Capital Management 13F	EXIT	−67,008 sh

4 newest rows · every row dates by its filing date: a disclosure's, or the 13F's for the quarter · a 13F row is a quarter-end snapshot, not a trade

8 members of Congress disclosed LPLA — the congressional view ↗

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings. A position may have been changed or closed before you ever see it, and is older still by however long ago that quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars with unit_basis carried on every record.

Affiliated managers may report the same position (otherManager), so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice (ARCHITECTURE.md §5.2 / M2-CONTRACT §5).