Who holds ticker verified against the SEC company list on 2026-09-10 — a reviewed name-and-class mapping row, never an inferred symbol. how tickers are mapped ↗

ANNALY CAPITAL MANAGEMENT IN · COM NEW · quarter ended 2026-03-31 · 6 members disclosed NLY ↗

13F filers reporting this class for the quarter ended 2026-03-31; 1–500 of 553 holders are listed, largest first: 553
sum of the reported values across every holder; NULL values are excluded, never zero-filled: $7.4B
holders whose share count rose or who opened the position (new + add), by shares: 333
holders absent this quarter after holding last quarter — inferred from absence, not a sale record: 77

Holders — quarter ended 2026-03-31

ranked by reported value · Δ shares vs 2025-12-31 · kind by shares

13F holders of NLY ranked by reported value
#	Filer	Reported value	Shares	Δ shares	Change
1	BlackRock, Inc.	$1.7B	81,734,290	+3,625,903	ADD
2	VANGUARD CAPITAL MANAGEMENT LLC	$677M	32,013,588	—	NO PRIOR
3	VANGUARD PORTFOLIO MANAGEMENT LLC	$651M	30,769,036	—	NO PRIOR
4	STATE STREET CORP	$615M	28,154,144	+1,728,866	ADD
5	GEODE CAPITAL MANAGEMENT, LLC	$422M	19,950,049	+1,548,562	ADD
6	FMR LLC	$301M	14,246,740	+103,957	ADD
7	Allspring Global Investments Holdings, LLC	$285M	13,490,574	−3,665,446	TRIM
8	NORTHERN TRUST CORP	$157M	7,439,218	+538,519	ADD
9	Invesco Ltd.	$143M	6,754,505	+3,892,296	ADD
10	MORGAN STANLEY	$137M	6,475,806	−501,523	TRIM
11	D. E. Shaw & Co., Inc.	$125M	5,899,325	−688,353	TRIM
12	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	$111M	5,257,414	−168,352	TRIM
13	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	$111M	5,237,622	+481,045	ADD
14	VANGUARD FIDUCIARY TRUST CO	$94.0M	4,446,410	—	NO PRIOR
15	Amundi	$71.1M	3,361,211	+875,331	ADD
16	CITADEL ADVISORS LLC	$65.1M	3,075,764	+2,756,925	ADD
17	Advisors Capital Management, LLC	$61.7M	2,915,472	+2,915,472	NEW
18	PFA Pension, Forsikringsaktieselskab	$58.5M	2,764,052	+2,764,052	NEW
19	FRANKLIN RESOURCES INC	$57.1M	2,699,704	+2,233,298	ADD
20	BANK OF AMERICA CORP /DE/	$54.4M	2,570,040	+103,739	ADD
21	UBS Group AG	$46.8M	2,212,369	+187,680	ADD
22	Legal & General Group Plc	$45.1M	2,131,298	+2,131,298	NEW
23	Swiss National Bank	$42.4M	2,004,500	+245,000	ADD
24	DEUTSCHE BANK AG\	$36.4M	1,722,770	+44,009	ADD
25	SCHRODER INVESTMENT MANAGEMENT GROUP	$34.9M	1,648,490	+543	ADD
26	PRINCIPAL FINANCIAL GROUP INC	$34.2M	1,619,032	+135,286	ADD
27	SEI INVESTMENTS CO	$33.5M	1,585,452	−103,630	TRIM
28	WELLS FARGO & COMPANY/MN	$32.8M	1,552,046	−32,972	TRIM
29	Swedbank AB	$30.3M	1,434,379	+150,852	ADD
30	Cetera Investment Advisers	$29.5M	1,396,384	+116,356	ADD
31	ROYAL BANK OF CANADA	$29.2M	1,380,706	+1,380,706	NEW
32	MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.	$29.2M	1,378,945	+194,008	ADD
33	FIRST TRUST ADVISORS LP	$29.1M	1,377,674	+698,643	ADD
34	LPL Financial LLC	$28.5M	1,346,409	+105,067	ADD
35	Nuveen, LLC	$28.3M	1,336,049	+312,993	ADD
36	ALLIANCEBERNSTEIN L.P.	$27.7M	1,239,255	+127,047	ADD
37	ENVESTNET ASSET MANAGEMENT INC	$27.4M	1,297,168	+1,297,168	NEW
38	MILLENNIUM MANAGEMENT LLC	$26.2M	1,237,393	+342,861	ADD
39	Retirement Systems of Alabama	$23.3M	1,102,654	+60,957	ADD
40	AQR CAPITAL MANAGEMENT LLC	$19.4M	917,084	−188,200	TRIM
41	OSAIC HOLDINGS, INC.	$19.4M	913,539	+42,186	ADD
42	RAYMOND JAMES FINANCIAL INC	$18.4M	871,919	+4,284	ADD
43	WELLINGTON MANAGEMENT GROUP LLP	$17.4M	820,855	+162,935	ADD
44	Allianz Asset Management GmbH	$15.0M	711,439	+92,641	ADD
45	Mitsubishi UFJ Asset Management Co., Ltd.	$15.0M	707,943	+65,236	ADD
46	BNP Paribas Asset Management Holding S.A.	$13.7M	647,284	+557,052	ADD
47	CITIGROUP INC	$12.1M	572,179	−251,840	TRIM
48	Zurcher Kantonalbank (Zurich Cantonalbank)	$12.0M	567,885	+567,885	NEW
49	Columbus Macro, LLC	$11.5M	542,605	+126,396	ADD
50	Tredje AP-fonden	$10.0M	474,561	+397,914	ADD
51	Dupree Financial Group, LLC	$10.0M	474,512	+2,180	ADD
52	RENAISSANCE TECHNOLOGIES LLC	$9.5M	448,222	+187,707	ADD
53	United Super Pty Ltd in its capacity as Trustee for the Construction & Building Unions Superannuation Fund	$9.4M	442,667	+67,300	ADD
54	STOREBRAND ASSET MANAGEMENT AS	$9.1M	430,129	—	NO PRIOR
55	TD ASSET MANAGEMENT INC	$8.8M	415,368	+71,243	ADD
56	Apollon Wealth Management, LLC	$8.7M	409,484	+388,886	ADD
57	COMMONWEALTH EQUITY SERVICES, LLC	$8.5M	400,549	+8,035	ADD
58	STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM	$8.4M	396,894	0	NO CHANGE
59	MANUFACTURERS LIFE INSURANCE COMPANY, THE	$8.3M	392,128	−98,653	TRIM
60	QRG CAPITAL MANAGEMENT, INC.	$8.2M	386,259	+386,259	NEW
61	Universal- Beteiligungs- und Servicegesellschaft mbH	$8.0M	380,457	+18,069	ADD
62	Korea Investment CORP	$8.0M	378,582	+236,100	ADD
63	Pictet Asset Management Holding SA	$7.9M	374,434	+2,189	ADD
64	MERCER GLOBAL ADVISORS INC /ADV	$7.9M	372,025	−1,206	TRIM
65	STATE OF WISCONSIN INVESTMENT BOARD	$7.5M	356,132	+32,780	ADD
66	VANGUARD ASSET MANAGEMENT, Ltd	$7.4M	352,163	—	NO PRIOR
67	STIFEL FINANCIAL CORP	$7.1M	334,683	+35,552	ADD
68	Quantinno Capital Management LP	$6.9M	323,924	+179,106	ADD
69	Vanguard Investments Australia, Ltd.	$6.8M	320,281	—	NO PRIOR
70	INDEPENDENT FINANCIAL GROUP, LLC	$6.7M	314,747	—	NO PRIOR
71	APG Asset Management N.V.	$6.2M	335,135	+11,952	ADD
72	Vanguard Global Advisers, LLC	$6.1M	288,531	—	NO PRIOR
73	BANK OF MONTREAL /CAN/	$6.1M	287,546	+222,628	ADD
74	Wright Wealth LLC	$6.1M	287,049	+54,240	ADD
75	Kestra Advisory Services, LLC	$6.0M	285,616	+124,159	ADD
76	MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC	$5.8M	275,303	−8,956	TRIM
77	HSBC HOLDINGS PLC	$5.7M	271,870	−193,298	TRIM
78	FIFTH THIRD BANCORP	$5.6M	265,653	+256,082	ADD
79	IFM Investors Pty Ltd	$5.5M	260,032	+55,802	ADD
80	TWO SIGMA INVESTMENTS, LP	$5.5M	259,600	−350,574	TRIM
81	Asset Management One Co., Ltd.	$5.4M	254,077	+34,583	ADD
82	Ensign Peak Advisors, Inc	$5.4M	253,510	−23,197	TRIM
83	INTECH INVESTMENT MANAGEMENT LLC	$5.3M	251,567	−130,305	TRIM
84	Rockefeller Capital Management L.P.	$5.3M	249,932	+13,093	ADD
85	SEB Asset Management AB	$5.2M	246,464	—	NO PRIOR
86	PRUDENTIAL PLC	$5.2M	244,827	+33,553	ADD
87	FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND	$5.0M	238,051	+62,400	ADD
88	D.A. DAVIDSON & CO.	$5.0M	235,148	+235,148	NEW
89	NOMURA ASSET MANAGEMENT CO LTD	$4.7M	224,492	+5,400	ADD
90	Mariner, LLC	$4.7M	222,170	−69,478	TRIM
91	PREVAIL INNOVATIVE WEALTH ADVISORS, LLC	$4.6M	216,252	+216,252	NEW
92	LBP AM SA	$4.5M	214,779	+65,712	ADD
93	Baird Financial Group, Inc.	$4.5M	214,245	+214,245	NEW
94	Sequoia Financial Advisors, LLC	$4.4M	208,550	−6,693	TRIM
95	Illinois Municipal Retirement Fund	$4.3M	204,187	+67,337	ADD
96	CIBC Bancorp USA Inc.	$4.1M	194,952	—	NO PRIOR
97	Key Client Fiduciary Advisors, LLC	$4.1M	193,916	+3,900	ADD
98	FORTEM FINANCIAL GROUP, LLC	$4.1M	193,851	+31,912	ADD
99	Advisors Asset Management, Inc.	$4.0M	191,131	+523	ADD
100	State of New Jersey Common Pension Fund D	$4.0M	188,685	+1,684	ADD
101	Lansforsakringar Fondforvaltning AB (publ)	$3.9M	186,742	−31,687	TRIM
102	Robeco Institutional Asset Management B.V.	$3.9M	186,706	+4,404	ADD
103	Arizona State Retirement System	$3.9M	185,594	+9,334	ADD
104	MACKENZIE FINANCIAL CORP	$3.9M	184,308	+177	ADD
105	COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS	$3.8M	179,995	+9,073	ADD
106	Penn Mutual Asset Management	$3.8M	177,588	+177,588	NEW
107	PICTON MAHONEY ASSET MANAGEMENT	$3.7M	173,314	+65,699	ADD
108	Slagle Financial, LLC	$3.6M	167,973	+9,000	ADD
109	Wakefield Asset Management LLLP	$3.5M	165,043	+1,605	ADD
110	Candriam S.C.A.	$3.4M	161,392	+5,981	ADD
111	NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC	$3.4M	160,939	+8,120	ADD
112	Swiss Life Asset Management Ltd	$3.4M	158,914	−56,877	TRIM
113	Waverly Advisors, LLC	$3.3M	155,816	+10,148	ADD
114	Jackson Hole Capital Partners, LLC	$3.1M	148,484	+7,197	ADD
115	Creative Planning	$3.1M	147,968	+6,995	ADD
116	OREGON PUBLIC EMPLOYEES RETIREMENT FUND	$3.1M	147,251	+11,400	ADD
117	Hudson Bay Capital Management LP	$3.1M	146,647	+146,647	NEW
118	Compass Financial Group, INC/SD	$3.1M	146,528	+1,092	ADD
119	XPONANCE LLC	$3.0M	142,873	+26,067	ADD
120	Dana Investment Advisors, Inc.	$3.0M	141,376	−30,675	TRIM
121	Eurizon Capital SGR S.p.A.	$3.0M	140,565	+35,134	ADD
122	GUGGENHEIM CAPITAL LLC	$3.0M	139,673	−25,274	TRIM
123	MML INVESTORS SERVICES, LLC	$2.9M	137,484	+10,933	ADD
124	Aberdeen Group plc	$2.9M	135,411	+23,504	ADD
125	TRUIST FINANCIAL CORP	$2.8M	132,425	+5,380	ADD
126	SONA ASSET MANAGEMENT (US) LLC	$2.7M	130,000	+130,000	NEW
127	Private Advisor Group, LLC	$2.7M	128,656	+16,554	ADD
128	J.W. COLE ADVISORS, INC.	$2.7M	127,789	−700	TRIM
129	Smith Asset Management Co., LLC	$2.7M	126,009	+5,773	ADD
130	PFG Investments, LLC	$2.7M	125,937	+15,176	ADD
131	TORONTO DOMINION BANK	$2.4M	115,678	−4,646	TRIM
132	Utah Retirement Systems	$2.4M	115,010	+6,690	ADD
133	HighTower Advisors, LLC	$2.4M	114,907	−48,688	TRIM
134	Grantham, Mayo, Van Otterloo & Co. LLC	$2.4M	114,442	+1,963	ADD
135	Plan Group Financial, LLC	$2.4M	114,167	+11,947	ADD
136	AE Wealth Management LLC	$2.4M	112,824	+95,591	ADD
137	NFSG Corp	$2.3M	110,013	+13,066	ADD
138	NEOS Investment Management LLC	$2.3M	109,888	+29,700	ADD
139	&PARTNERS	$2.3M	107,441	+107,441	NEW
140	Nicholas Investment Partners, LP	$2.3M	106,805	0	NO CHANGE
141	Collar Capital Management, LLC	$2.2M	104,584	+808	ADD
142	Resona Asset Management Co.,Ltd.	$2.2M	103,899	+8,052	ADD
143	Tidal Investments LLC	$2.2M	103,991	+103,991	NEW
144	Cerity Partners LLC	$2.2M	101,891	+5,694	ADD
145	SeaCrest Wealth Management, LLC	$2.1M	97,173	−1,030	TRIM
146	Siemens Fonds Invest GmbH	$2.1M	97,122	+1,234	ADD
147	EVOKE WEALTH, LLC	$2.0M	92,734	−6,089	TRIM
148	American Assets Investment Management, LLC	$2.0M	80,000	0	NO CHANGE
149	BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp	$2.0M	94,162	−19,480	TRIM
150	Investment Management Corp of Ontario	$2.0M	94,062	+5,400	ADD
151	Integrated Advisors Network LLC	$2.0M	93,491	−7,565	TRIM
152	Estate Counselors, LLC	$1.9M	89,945	+89,945	NEW
153	NEW YORK LIFE INVESTMENT MANAGEMENT LLC	$1.9M	89,923	+29,240	ADD
154	Kovack Advisors, Inc.	$1.9M	89,383	+2,017	ADD
155	Caption Management, LLC	$1.9M	89,000	+19,000	ADD
156	NISSAY ASSET MANAGEMENT CORP /JAPAN	$1.9M	87,934	+6,013	ADD
157	Simplicity Wealth,LLC	$1.8M	85,270	−3,824	TRIM
158	Triumph Capital Management	$1.8M	82,122	+11,679	ADD
159	INSIGNEO ADVISORY SERVICES, LLC	$1.8M	83,678	−7,038	TRIM
160	Federation des caisses Desjardins du Quebec	$1.8M	83,214	−17,880	TRIM
161	VOYA INVESTMENT MANAGEMENT LLC	$1.7M	80,201	+324	ADD
162	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	$1.7M	78,639	−271,800	TRIM
163	OPPENHEIMER & CO INC	$1.7M	79,340	+79,340	NEW
164	Sumitomo Mitsui DS Asset Management Company, Ltd	$1.6M	77,938	+3,064	ADD
165	SHARPEPOINT LLC	$1.6M	77,526	+3,660	ADD
166	Envestnet Portfolio Solutions, Inc.	$1.6M	77,324	+77,324	NEW
167	INTEGRITY ALLIANCE, LLC.	$1.6M	73,909	+5,478	ADD
168	PRINCIPAL SECURITIES, INC.	$1.5M	72,954	+1,991	ADD
169	IMC-Chicago, LLC	$1.5M	70,202	+55,092	ADD
170	CWM, LLC	$1.5M	68,933	+2,982	ADD
171	Left Brain Wealth Management, LLC	$1.5M	68,878	−13,627	TRIM
172	Cannell & Spears LLC	$1.4M	67,278	+14,308	ADD
173	Strait & Sound Wealth Management LLC	$1.4M	66,261	+5,543	ADD
174	Cresset Asset Management, LLC	$1.4M	63,869	−14,224	TRIM
175	OP Asset Management Ltd	$1.4M	65,775	—	NO PRIOR
176	Odyssean, LLC	$1.4M	65,184	+65,184	NEW
177	BECK CAPITAL MANAGEMENT, LLC	$1.4M	65,181	+65,181	NEW
178	Independent Advisor Alliance	$1.4M	64,660	+8,109	ADD
179	Sullivan Wood Capital Management LLC	$1.4M	62,550	0	NO CHANGE
180	DIVERSIFY WEALTH MANAGEMENT, LLC	$1.4M	60,027	+60,027	NEW
181	WORLDQUANT MILLENNIUM ADVISORS LLC	$1.3M	62,279	−83,606	TRIM
182	Generali Asset Management SPA SGR	$1.3M	61,293	+54,384	ADD
183	Daiwa Securities Group Inc.	$1.3M	61,113	+6,300	ADD
184	BANK OF NOVA SCOTIA	$1.3M	60,612	+15,123	ADD
185	NORDEN GROUP LLC	$1.3M	60,103	+852	ADD
186	Audent Global Asset Management, LLC	$1.3M	58,000	−30,430	TRIM
187	Mason & Associates Inc	$1.3M	59,324	−5,775	TRIM
188	Equitable Holdings, Inc.	$1.3M	56,384	+10,927	ADD
189	NORDEA INVESTMENT MANAGEMENT AB	$1.3M	60,508	+61	ADD
190	Wealthspire Advisors, LLC	$1.3M	59,118	+5,462	ADD
191	United Advisor Group, LLC	$1.2M	59,072	+2,786	ADD
192	Diversify Advisory Services, LLC	$1.2M	54,947	+46,704	ADD
193	PROFFITT & GOODSON INC	$1.2M	57,993	+1,066	ADD
194	FIRST CITIZENS BANK & TRUST CO	$1.2M	57,262	−2,578	TRIM
195	CREDIT AGRICOLE S A	$1.2M	56,549	−29,210	TRIM
196	CAXTON ASSOCIATES LLP	$1.2M	55,013	+55,013	NEW
197	Intellectus Partners, LLC	$1.2M	53,021	+926	ADD
198	US BANCORP \DE\	$1.2M	54,446	−5,444	TRIM
199	JOHNSON INVESTMENT COUNSEL INC	$1.1M	54,074	+3,711	ADD
200	Dynamic Technology Lab Private Ltd	$1.1M	53,316	+37,537	ADD
201	SECURIAN ASSET MANAGEMENT, INC	$1.1M	52,952	+3,175	ADD
202	Beacon Pointe Advisors, LLC	$1.1M	52,889	+6,554	ADD
203	NOMURA ASSET MANAGEMENT INTERNATIONAL INC.	$1.1M	52,450	+52,450	NEW
204	Focus Partners Wealth	$1.1M	52,291	−16,612	TRIM
205	Vanguard Personalized Indexing Management, LLC	$1.1M	52,227	+3,649	ADD
206	FEDERATED HERMES, INC.	$1.1M	51,331	+2,122	ADD
207	Lebenthal Global Advisors, LLC	$1.1M	51,229	+465	ADD
208	Tower Research Capital LLC (TRC)	$1.1M	51,000	+15,011	ADD
209	NewEdge Advisors, LLC	$1.1M	50,153	+50,153	NEW
210	Perigon Wealth Management, LLC	$1.1M	50,146	−16,761	TRIM
211	Simplify Asset Management Inc.	$1.0M	49,403	−30,252	TRIM
212	STABLEFORD CAPITAL II LLC	$1.0M	49,127	+135	ADD
213	Capital Investment Advisors, LLC	$1.0M	48,406	−1,491	TRIM
214	Sowell Financial Services LLC	$1.0M	47,643	+10,825	ADD
215	KESTRA PRIVATE WEALTH SERVICES, LLC	$989K	46,781	−1,960	TRIM
216	Creekside Partners	$947K	44,784	+44,784	NEW
217	CHAPMAN FINANCIAL GROUP, LLC	$936K	44,268	+1,500	ADD
218	Savvy Advisors, Inc.	$936K	44,233	+782	ADD
219	Allworth Financial LP	$928K	43,879	+7,582	ADD
220	Encompass More Asset Management	$919K	43,469	+43,469	NEW
221	HOWARD FINANCIAL SERVICES, LTD.	$907K	42,899	+942	ADD
222	ABN AMRO INVESTMENT SOLUTIONS	$903K	42,713	+16,854	ADD
223	PW Nova Financial Services LLC	$902K	42,631	—	NO PRIOR
224	Clear Creek Financial Management, LLC	$892K	42,192	+2,712	ADD
225	QUADRANT CAPITAL GROUP LLC	$892K	42,167	+885	ADD
226	Avanza Fonder AB	$886K	41,880	−29,668	TRIM
227	PRUDENTIAL FINANCIAL INC	$879K	41,577	−1,555	TRIM
228	DRW Securities, LLC	$875K	41,352	+41,352	NEW
229	Navis Wealth Advisors, LLC	$858K	40,567	0	NO CHANGE
230	J. Safra Sarasin Holding AG	$837K	39,636	−3,784	TRIM
231	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	$834K	39,484	−3,682	TRIM
232	Pathstone Holdings, LLC	$827K	39,000	+3,631	ADD
233	Hilltop Holdings Inc.	$825K	39,030	+39,030	NEW
234	Summit Financial, LLC	$824K	37,766	−8,006	TRIM
235	F/m Investments LLC	$822K	38,877	−14,198	TRIM
236	Oak Thistle LLC	$809K	38,242	−72,108	TRIM
237	Values First Advisors, Inc.	$806K	38,086	+1,475	ADD
238	DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	$800K	37,820	+13,994	ADD
239	National Pension Service	$796K	37,614	+37,614	NEW
240	Continuum Advisory, LLC	$794K	37,530	+37,530	NEW
241	Capital Investment Advisory Services, LLC	$789K	37,308	+2,918	ADD
242	Post Resch Tallon Group Inc.	$776K	36,599	−310	TRIM
243	MACQUARIE GROUP LTD	$775K	36,620	+9,852	ADD
244	Mesirow Financial Investment Management, Inc.	$760K	35,935	+10	ADD
245	DoubleLine ETF Adviser LP	$747K	35,324	−6,314	TRIM
246	Mutual Advisors, LLC	$742K	35,098	+1,428	ADD
247	Frank, Rimerman Advisors LLC	$741K	35,031	+34	ADD
248	JCSD Capital, LLC	$740K	35,000	0	NO CHANGE
249	Maryland State Retirement & Pension System	$724K	34,236	0	NO CHANGE
250	Invst, LLC	$723K	34,164	+718	ADD
251	SUMMIT SECURITIES GROUP LLC	$717K	33,900	−16,200	TRIM
252	WealthTrust Axiom LLC	$714K	33,760	−1,213	TRIM
253	EntryPoint Capital, LLC	$712K	33,677	+23,804	ADD
254	Cooper Financial Group	$712K	33,657	+33,657	NEW
255	Emerald Investment Advisers, LLC	$710K	33,570	—	NO PRIOR
256	Corient Private Wealth LLC	$709K	34,268	−51,897	TRIM
257	Ausdal Financial Partners, Inc.	$708K	33,481	+20,833	ADD
258	Crossmark Global Holdings, Inc.	$691K	32,658	—	NO PRIOR
259	Pekin Hardy Strauss, Inc.	$682K	32,242	−461	TRIM
260	Inspire Investing, LLC	$678K	32,045	+31,944	ADD
261	Janus Henderson Group Ltd.	$673K	31,813	0	NO CHANGE
262	JANE STREET GROUP, LLC	$670K	31,670	+31,670	NEW
263	Gotham Asset Management, LLC	$666K	31,502	+31,502	NEW
264	Modern Wealth Management, LLC	$660K	31,223	+31,223	NEW
265	GROUP ONE TRADING LLC	$652K	30,847	−26,023	TRIM
266	CIBC Asset Management Inc	$643K	30,414	−2,126	TRIM
267	Steward Partners Investment Advisory, LLC	$642K	30,350	+17,251	ADD
268	VIRTUS ADVISERS, LLC	$642K	30,339	−3,022	TRIM
269	Greenland Capital Management LP	$635K	30,000	+30,000	NEW
270	Empowered Funds, LLC	$630K	29,803	+29,803	NEW
271	FIRETHORN WEALTH PARTNERS, LLC	$628K	29,696	+10,616	ADD
272	UNITED CAPITAL FINANCIAL ADVISORS, LLC	$617K	29,156	+29,156	NEW
273	BridgePort Financial Solutions, LLC	$614K	29,029	−5,869	TRIM
274	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	$611K	28,879	−1,776	TRIM
275	ProShare Advisors LLC	$609K	28,813	+1,423	ADD
276	HBK Sorce Advisory LLC	$603K	26,654	+2,008	ADD
277	Brookwood Investment Group LLC	$598K	28,257	−1,902	TRIM
278	Merit Financial Group, LLC	$584K	27,634	−1,116	TRIM
279	Bleakley Financial Group, LLC	$584K	27,615	+2,185	ADD
280	Alessandra Capital Management, LLC	$582K	27,515	—	NO PRIOR
281	M&T BANK CORP	$575K	27,205	+4,065	ADD
282	Geneos Wealth Management Inc.	$571K	27,020	+6,884	ADD
283	EVERGREEN CAPITAL MANAGEMENT LLC	$567K	25,961	+9,165	ADD
284	Wedmont Private Capital	$566K	25,984	+4,220	ADD
285	Woodline Partners LP	$565K	26,735	+14,903	ADD
286	White Lighthouse Investment Management Inc.	$565K	26,722	+657	ADD
287	Bayesian Capital Management, LP	$559K	26,449	+8,649	ADD
288	Kingsview Wealth Management, LLC	$555K	26,230	+3,329	ADD
289	Prospera Financial Services Inc	$551K	26,072	+14,472	ADD
290	Compound Planning, Inc.	$542K	25,636	−2,290	TRIM
291	Sigma Planning Corp	$537K	25,373	+624	ADD
292	Koshinski Asset Management, Inc.	$534K	25,267	+754	ADD
293	HB Wealth Management, LLC	$531K	25,107	+7,624	ADD
294	OSSIAM	$530K	25,061	+347	ADD
295	OMERS ADMINISTRATION Corp	$528K	24,983	+7,005	ADD
296	Wealthstar Advisors, LLC	$527K	24,895	+24,895	NEW
297	Samalin Investment Counsel, LLC	$526K	24,874	−6,126	TRIM
298	SHELTON CAPITAL MANAGEMENT	$512K	24,194	+5,284	ADD
299	Wealth Care LLC	$512K	24,185	—	NO PRIOR
300	Cane Capital Partners, LLC	$508K	24,028	−25,000	TRIM
301	IEQ CAPITAL, LLC	$507K	23,962	−128,698	TRIM
302	Garner Asset Management Corp	$505K	23,863	+1,072	ADD
303	U.S. Capital Wealth Advisors, LLC	$491K	23,227	+2,350	ADD
304	Osmosis Investment Management UK Ltd	$480K	22,056	−86,476	TRIM
305	PEAK FINANCIAL ADVISORS LLC	$475K	22,470	+22,470	NEW
306	Quadcap Wealth Management, LLC	$463K	21,889	+495	ADD
307	Oder Investment Management, LLC	$460K	21,760	+1,159	ADD
308	Fermata Advisors, LLC	$443K	20,937	+2,171	ADD
309	Brevan Howard Capital Management LP	$440K	20,796	−159,908	TRIM
310	StoneX Group Inc.	$435K	19,293	−2,114	TRIM
311	Accel Wealth Management	$432K	20,431	+4,122	ADD
312	Tandem Financial, LLC	$426K	19,476	+2,222	ADD
313	PARK CIRCLE Co	$423K	20,000	0	NO CHANGE
314	North Dakota State Investment Board	$423K	19,980	−2,641	TRIM
315	Beacon Financial Advisory LLC	$421K	19,920	+632	ADD
316	BLAIR WILLIAM & CO/IL	$419K	19,805	+19,805	NEW
317	Diametric Capital, LP	$412K	19,499	−8,657	TRIM
318	ROYAL LONDON ASSET MANAGEMENT LTD	$411K	19,438	0	NO CHANGE
319	Obermeyer Wealth Partners	$410K	19,407	−765	TRIM
320	Atria Investments, Inc	$406K	19,186	−682	TRIM
321	ASR Vermogensbeheer N.V.	$399K	18,878	+2,298	ADD
322	REGIONS FINANCIAL CORP	$390K	18,435	+6,502	ADD
323	Wealthfront Advisers LLC	$390K	18,417	+3,127	ADD
324	Lido Advisors, LLC	$387K	17,755	+7,225	ADD
325	FLAGSHIP HARBOR ADVISORS, LLC	$383K	18,100	+18,100	NEW
326	Orion Porfolio Solutions, LLC	$378K	17,870	−10,196	TRIM
327	Meiji Yasuda Asset Management Co Ltd.	$378K	17,868	+899	ADD
328	Kingstone Capital Partners Texas, LLC	$371K	17,540	+1,940	ADD
329	Caprock Group, LLC	$365K	16,711	+3,574	ADD
330	Meeder Advisory Services, Inc.	$360K	17,022	+3,825	ADD
331	ShoreHaven Wealth Partners, LLC	$360K	17,000	0	NO CHANGE
332	Summit Trail Advisors, LLC	$354K	16,752	+119	ADD
333	Mirae Asset Global Investments Co., Ltd.	$345K	16,300	+865	ADD
334	World Investment Advisors	$343K	16,228	−2,178	TRIM
335	WMG Financial Advisors, LLC	$338K	15,975	−3,000	TRIM
336	Stratos Wealth Partners, LTD.	$336K	15,889	+462	ADD
337	Retirement Solution LLC	$334K	15,790	−429	TRIM
338	KEYBANK NATIONAL ASSOCIATION/OH	$333K	15,741	−427	TRIM
339	Accredited Investors Inc.	$328K	15,500	0	NO CHANGE
340	Royal Capital Wealth Management, LLC	$320K	15,136	+286	ADD
341	B. Riley Wealth Advisors, Inc.	$320K	15,048	−115,758	TRIM
342	Gilman Hill Asset Management, LLC	$320K	15,125	+125	ADD
343	FIDEURAM - INTESA SANPAOLO PRIVATE BANKING S.P.A.	$318K	15,053	+15,053	NEW
344	Ellis Investment Partners, LLC	$317K	14,992	+14,992	NEW
345	Soltis Investment Advisors LLC	$315K	14,906	+3,619	ADD
346	Solstein Capital, LLC	$315K	14,884	0	NO CHANGE
347	MAI Capital Management	$311K	14,699	+2,338	ADD
348	First Affirmative Financial Network	$311K	14,684	—	NO PRIOR
349	SMART Wealth LLC	$311K	14,682	+14,682	NEW
350	Ascent Group, LLC	$306K	14,478	+512	ADD
351	BENJAMIN EDWARDS INC	$304K	14,378	+14,378	NEW
352	Pinnacle Wealth Planning Services, Inc.	$303K	14,344	−1,182	TRIM
353	AlphaCore Capital LLC	$302K	14,262	−481	TRIM
354	HUB Investment Partners, LLC	$300K	14,206	−16,231	TRIM
355	RITHOLTZ WEALTH MANAGEMENT	$299K	14,141	−196	TRIM
356	Carnegie Investment Counsel	$298K	14,075	−250	TRIM
357	Aaron Wealth Advisors LLC	$297K	14,031	+2,980	ADD
358	Cordatus Wealth Management LLC	$297K	14,030	+14,030	NEW
359	One Wealth Map LLC	$294K	12,874	−21	TRIM
360	Spire Wealth Management	$291K	13,772	+1,597	ADD
361	Brookstone Capital Management	$290K	13,721	+1,668	ADD
362	SEEDS INVESTOR LLC	$290K	12,954	+700	ADD
363	Gateway Wealth Partners, LLC	$289K	13,664	+13,664	NEW
364	UniSuper Management Pty Ltd	$288K	13,600	+4,100	ADD
365	NWF Advisory Services Inc.	$287K	13,554	0	NO CHANGE
366	Regal Investment Advisors LLC	$285K	13,469	+3,044	ADD
367	ARMSTRONG ADVISORY GROUP, INC	$281K	13,279	−263	TRIM
368	RS CRUM INC.	$278K	13,144	0	NO CHANGE
369	FOUNDATIONS INVESTMENT ADVISORS, LLC	$277K	13,092	−3,800	TRIM
370	PROFUND ADVISORS LLC	$276K	13,071	−795	TRIM
371	NICOLET BANKSHARES INC	$276K	13,078	+13,078	NEW
372	Magnus Financial Group LLC	$270K	12,747	+2,016	ADD
373	VERUS CAPITAL PARTNERS, LLC	$264K	12,466	−4,461	TRIM
374	S Harris Financial Group, LLC	$262K	12,367	+2,459	ADD
375	Vann Equity Management LLC	$261K	12,363	—	NO PRIOR
376	TCFG WEALTH MANAGEMENT, LLC	$261K	12,337	−7,750	TRIM
377	TCFG Investment Advisors, LLC	$261K	12,337	—	NO PRIOR
378	Cedar Wealth Management, LLC	$260K	12,307	+4,000	ADD
379	PERSONAL CFO SOLUTIONS, LLC	$260K	11,878	+89	ADD
380	Wealthcare Advisory Partners LLC	$259K	12,269	+1,252	ADD
381	Aspire Private Capital, LLC	$259K	12,267	−6,071	TRIM
382	Aptus Capital Advisors, LLC	$259K	12,251	+727	ADD
383	OLD NATIONAL BANCORP /IN/	$259K	12,248	+3,000	ADD
384	FCG Investment Co	$258K	12,178	—	NO PRIOR
385	Edgestream Partners, L.P.	$256K	12,119	+617	ADD
386	NBZ Investment Advisors LLC	$254K	12,000	+2,000	ADD
387	Tannin Capital LLC	$253K	11,982	+11,982	NEW
388	SageGuard Financial Group, LLC	$244K	11,560	+11,560	NEW
389	Next Level Private LLC	$244K	11,546	+325	ADD
390	Walleye Trading LLC	$244K	11,514	+11,514	NEW
391	Clark Asset Management, LLC	$243K	11,500	−500	TRIM
392	FORA Capital, LLC	$242K	11,421	+11,421	NEW
393	MISSION WEALTH MANAGEMENT, LP	$239K	11,320	−314	TRIM
394	Storgate, LLC	$236K	11,169	+664	ADD
395	OneDigital Investment Advisors LLC	$233K	11,032	+480	ADD
396	Walleye Capital LLC	$233K	11,017	+11,017	NEW
397	Vident Advisory, LLC	$233K	11,010	−2,591	TRIM
398	Arista Wealth Management, LLC	$233K	11,000	0	NO CHANGE
399	Wernau Asset Management Inc.	$230K	10,874	+187	ADD
400	GWN SECURITIES INC.	$229K	10,821	+10	ADD
401	HERITAGE OAK WEALTH ADVISORS LLC	$229K	10,469	+10,469	NEW
402	Annex Advisory Services, LLC	$228K	10,759	+5	ADD
403	Garden State Investment Advisory Services LLC	$223K	10,552	−810	TRIM
404	Balefire, LLC	$222K	10,519	−6,328	TRIM
405	Skandinaviska Enskilda Banken AB (publ)	$222K	10,490	−198,614	TRIM
406	COLDSTREAM CAPITAL MANAGEMENT INC	$221K	10,446	+494	ADD
407	Paragon Capital Management Ltd	$220K	10,418	−238	TRIM
408	AA Financial Advisors, LLC	$220K	10,382	0	NO CHANGE
409	ELEVATION POINT WEALTH PARTNERS, LLC	$218K	10,041	+10,041	NEW
410	JBR Co Financial Management Inc	$218K	9,751	+9,751	NEW
411	Wealth Quarterback LLC	$218K	10,291	+10,291	NEW
412	TEACHER RETIREMENT SYSTEM OF TEXAS	$215K	10,184	−11,061	TRIM
413	Rafferty Asset Management, LLC	$214K	10,120	−1,358	TRIM
414	Annis Gardner Whiting Capital Advisors, LLC	$213K	10,048	0	NO CHANGE
415	RBF Capital, LLC	$212K	10,000	−10,000	TRIM
416	One Charles Private Wealth Services, LLC	$212K	10,000	0	NO CHANGE
417	Polymer Capital Management (US) LLC	$209K	9,875	−6,159	TRIM
418	SIGNATUREFD, LLC	$207K	9,805	−211	TRIM
419	SAGE RHINO CAPITAL LLC	$207K	9,804	+9,804	NEW
420	SkyOak Wealth, LLC	$206K	9,758	−33	TRIM
421	MASTERINVEST Kapitalanlage GmbH	$205K	9,711	0	NO CHANGE
422	Mirador Capital Partners LP	$205K	9,698	+9,698	NEW
423	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	$205K	9,687	+973	ADD
424	KING LUTHER CAPITAL MANAGEMENT CORP	$203K	9,612	+9,612	NEW
425	First Heartland Consultants, Inc.	$203K	9,578	−543	TRIM
426	Western Wealth Management, LLC	$202K	9,548	+9,548	NEW
427	PARAGON CAPITAL MANAGEMENT INC	$202K	9,532	0	NO CHANGE
428	Clarity Financial LLC	$201K	9,526	−875,643	TRIM
429	Dynamic Advisor Solutions LLC	$201K	9,489	−768	TRIM
430	EXCHANGE TRADED CONCEPTS, LLC	$168K	7,924	−10,925	TRIM
431	Medallion Wealth Advisors, LLC	$165K	7,793	—	NO PRIOR
432	UMB Bank, n.a.	$165K	7,792	−60	TRIM
433	Parkside Financial Bank & Trust	$140K	6,602	−16	TRIM
434	AMERIFLEX GROUP, INC.	$131K	6,187	+6,187	NEW
435	Owl Creek Wealth Partners LLC	$116K	5,469	—	NO PRIOR
436	TOTH FINANCIAL ADVISORY CORP	$108K	5,100	0	NO CHANGE
437	Ankerstar Wealth, LLC	$108K	4,928	−552	TRIM
438	KBC Group NV	$105K	4,976,006	+1,525,251	ADD
439	FIL Ltd	$98.8K	4,673	+4,673	NEW
440	ASSETMARK, INC	$88.9K	4,201	+803	ADD
441	Clearstead Advisors, LLC	$84.0K	3,974	−2,225	TRIM
442	Transamerica Financial Advisors, LLC	$82.7K	3,775	+1,170	ADD
443	VISION FINANCIAL MARKETS LLC	$81.4K	3,850	+3,400	ADD
444	Raleigh Capital Management Inc.	$80.2K	3,792	−524	TRIM
445	TD Waterhouse Canada Inc.	$77.7K	3,689	+3,689	NEW
446	MONTAG A & ASSOCIATES INC	$71.4K	3,268	−812	TRIM
447	Banque Cantonale Vaudoise	$70.0K	3,305	+3,305	NEW
448	MATHER GROUP, LLC.	$63.3K	2,992	+2,992	NEW
449	SALEM INVESTMENT COUNSELORS INC	$55.1K	2,523	+2,523	NEW
450	Deseret Mutual Benefit Administrators	$52.7K	2,493	+1,170	ADD
451	Arax Advisory Partners	$46.8K	2,186	−817	TRIM
452	Larson Financial Group LLC	$37.5K	1,774	+819	ADD
453	GHP Investment Advisors, Inc.	$37.0K	1,750	0	NO CHANGE
454	Atlantic Union Bankshares Corp	$36.0K	1,701	+17	ADD
455	Wilmington Savings Fund Society, FSB	$32.4K	1,530	0	NO CHANGE
456	Delos Wealth Advisors, LLC	$31.8K	1,503	0	NO CHANGE
457	Altshuler Shaham Ltd	$30.7K	1,452	+391	ADD
458	Smartleaf Asset Management LLC	$30.0K	1,409	+236	ADD
459	MCGUIRE CAPITAL ADVISORS INC	$29.9K	1,412	+41	ADD
460	Quarry LP	$28.8K	1,360	−3,856	TRIM
461	MCF Advisors LLC	$22.7K	1,039	—	NO PRIOR
462	Destiny Wealth Partners, LLC	$20.7K	981	+981	NEW
463	TOMPKINS FINANCIAL CORP	$19.3K	911	0	NO CHANGE
464	West Branch Capital LLC	$18.8K	888	+17	ADD
465	IFG Advisory, LLC	$15.0K	709	−9,001	TRIM
466	Asset Dedication, LLC	$13.9K	655	0	NO CHANGE
467	Crewe Advisors LLC	$13.8K	649	+551	ADD
468	NEW YORK STATE TEACHERS RETIREMENT SYSTEM	$11.6K	548,548	−15,331	TRIM
469	Tacita Capital Inc	$11.5K	543	+543	NEW
470	HM PAYSON & CO	$11.0K	522	+46	ADD
471	EVERMAY WEALTH MANAGEMENT LLC	$10.9K	500	0	NO CHANGE
472	Tradewinds Capital Management, LLC	$10.6K	500	0	NO CHANGE
473	Beaird Harris Wealth Management, LLC	$10.6K	500	0	NO CHANGE
474	Legacy Wealth Managment, LLC/ID	$10.6K	500	0	NO CHANGE
475	True Wealth Design, LLC	$10.1K	477	+54	ADD
476	Truvestments Capital LLC	$9.5K	450	0	NO CHANGE
477	JNBA Financial Advisors	$9.2K	437	0	NO CHANGE
478	Financial Network Wealth Advisors LLC	$9.2K	436	—	NO PRIOR
479	WPG Advisers, LLC	$9.0K	426	+210	ADD
480	N.E.W. Advisory Services LLC	$8.7K	410	+250	ADD
481	SWAN Capital LLC	$8.6K	408	0	NO CHANGE
482	Clearstead Trust, LLC	$8.6K	407	0	NO CHANGE
483	Wealth Enhancement Trust Services, Inc.	$7.7K	362	−181	TRIM
484	MEEDER ASSET MANAGEMENT INC	$7.6K	358	−148	TRIM
485	South Dakota Investment Council	$7.6K	356,984	0	NO CHANGE
486	Key FInancial Inc	$7.4K	351	−22	TRIM
487	Treasurer of the State of North Carolina	$6.4K	302,853	+16,488	ADD
488	Signature Equity Partners, LLC	$6.2K	295	+295	NEW
489	Kemnay Advisory Services Inc.	$6.1K	289	+289	NEW
490	JPL Wealth Management, LLC	$5.6K	264	+264	NEW
491	ALERUS FINANCIAL NA	$5.3K	250	0	NO CHANGE
492	GILPIN WEALTH MANAGEMENT, LLC	$5.3K	250	0	NO CHANGE
493	TOWARZYSTWO FUNDUSZY INWESTYCYJNYCH PZU SA	$5.3K	250	+250	NEW
494	Sachetta, LLC	$5.1K	239	+239	NEW
495	Marquette Asset Management, LLC	$4.7K	221	0	NO CHANGE
496	Retirement Wealth Solutions LLC	$4.4K	209	+29	ADD
497	HHM Wealth Advisors, LLC	$4.2K	200	+200	NEW
498	Bayforest Capital Ltd	$4.2K	198	−2,162	TRIM
499	CENTRAL TRUST Co	$4.1K	196	−8	TRIM
500	Investors Research Corp	$4.0K	187	0	NO CHANGE

Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Congress ↔ notable managers · NLY

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers: 0 — —
Sellers: 0 — —

filed 2026-07-03 → 2026-10-01 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding: 2 Caxton Associates, Gotham Asset Management $1.8M held
Trimming: 0 — $0 held

NEW + ADD vs TRIM + EXIT, by shares · $ = reported value now, not the change · ANNALY CAPITAL MANAGEMENT IN

Merged timeline of congressional filings and notable-manager moves on NLY
Date	Who	Change	Size
2026-05-15	Gotham Asset Management 13F	NEW	+31,502 sh
2026-05-14	Caxton Associates 13F	NEW	+55,013 sh

2 newest rows · every row dates by its filing date: a disclosure's, or the 13F's for the quarter · a 13F row is a quarter-end snapshot, not a trade

6 members of Congress disclosed NLY — the congressional view ↗

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings. A position may have been changed or closed before you ever see it, and is older still by however long ago that quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars with unit_basis carried on every record.

Affiliated managers may report the same position (otherManager), so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice (ARCHITECTURE.md §5.2 / M2-CONTRACT §5).