Who holds ticker verified against the SEC company list on 2026-09-10 — a reviewed name-and-class mapping row, never an inferred symbol. how tickers are mapped ↗

STATE STR SPDR DOW JONES IND · UT SER 1 · quarter ended 2026-03-31 · 5 members disclosed DIA ↗

13F filers reporting this class for the quarter ended 2026-03-31; 1–500 of 982 holders are listed, largest first: 982
sum of the reported values across every holder; NULL values are excluded, never zero-filled: $12.1B
holders whose share count rose or who opened the position (new + add), by shares: 956
holders absent this quarter after holding last quarter — inferred from absence, not a sale record: 0

Holders — quarter ended 2026-03-31

ranked by reported value · Δ shares vs 2025-12-31 · kind by shares

13F holders of DIA ranked by reported value
#	Filer	Reported value	Shares	Δ shares	Change
1	MORGAN STANLEY	$1.7B	3,668,887	+3,668,887	NEW
2	CITADEL ADVISORS LLC	$1.6B	3,346,389	+3,346,389	NEW
3	BANK OF AMERICA CORP /DE/	$1.1B	2,346,491	+2,346,491	NEW
4	LPL Financial LLC	$752M	1,623,835	+1,623,835	NEW
5	WELLS FARGO & COMPANY/MN	$573M	1,236,795	+1,236,795	NEW
6	UBS Group AG	$424M	916,275	+916,275	NEW
7	ROYAL BANK OF CANADA	$373M	804,574	+804,574	NEW
8	BANK OF MONTREAL /CAN/	$282M	608,192	+608,192	NEW
9	Focus Partners Wealth	$268M	577,802	+577,802	NEW
10	RAYMOND JAMES FINANCIAL INC	$239M	516,347	+516,347	NEW
11	CITIGROUP INC	$201M	433,145	+433,145	NEW
12	NISSAY ASSET MANAGEMENT CORP /JAPAN	$181M	391,575	+391,575	NEW
13	Cetera Investment Advisers	$121M	261,569	+261,569	NEW
14	ENVESTNET ASSET MANAGEMENT INC	$115M	247,243	+247,243	NEW
15	Qube Research & Technologies Ltd	$112M	241,967	+241,967	NEW
16	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	$108M	234,166	+234,166	NEW
17	ARKANSAS FINANCIAL GROUP, INC.	$103M	215,773	+215,773	NEW
18	OSAIC HOLDINGS, INC.	$99.9M	215,428	+215,428	NEW
19	MILLENNIUM MANAGEMENT LLC	$96.7M	208,673	+208,673	NEW
20	COMMONWEALTH EQUITY SERVICES, LLC	$96.1M	207,535	+207,535	NEW
21	Berkshire Money Management, Inc.	$95.0M	205,145	+205,145	NEW
22	MIRAE ASSET SECURITIES (USA) INC.	$92.6M	200,000	+200,000	NEW
23	STIFEL FINANCIAL CORP	$88.7M	191,553	+191,553	NEW
24	BANK OF NOVA SCOTIA	$81.6M	176,262	+176,262	NEW
25	Sanctuary Advisors, LLC	$76.5M	165,079	+165,079	NEW
26	TRUIST FINANCIAL CORP	$75.3M	162,465	+162,465	NEW
27	JANE STREET GROUP, LLC	$73.4M	158,391	+158,391	NEW
28	Optiver Holding B.V.	$65.8M	142,128	+142,128	NEW
29	ALKEON CAPITAL MANAGEMENT LLC	$55.4M	119,700	+119,700	NEW
30	Atria Investments, Inc	$53.3M	114,976	+114,976	NEW
31	Private Advisor Group, LLC	$52.7M	113,713	+113,713	NEW
32	Creative Planning	$51.1M	110,251	+110,251	NEW
33	TCP Asset Management, LLC	$49.9M	107,682	+107,682	NEW
34	Heck Capital Advisors, LLC	$48.8M	105,267	+105,267	NEW
35	HighTower Advisors, LLC	$48.3M	104,169	+104,169	NEW
36	FMR LLC	$47.4M	102,290	+102,290	NEW
37	STEPHENS INC /AR/	$43.8M	94,615	+94,615	NEW
38	Rockefeller Capital Management L.P.	$43.3M	93,424	+93,424	NEW
39	Cerity Partners LLC	$43.1M	93,128	+93,128	NEW
40	Mariner, LLC	$39.5M	85,310	+85,310	NEW
41	NewEdge Advisors, LLC	$37.6M	81,087	+81,087	NEW
42	MYDA Advisors LLC	$34.7M	75,000	+75,000	NEW
43	IMC-Chicago, LLC	$30.0M	64,819	+64,819	NEW
44	SteelPeak Wealth, LLC	$29.6M	63,869	+63,869	NEW
45	INTEGRITY ALLIANCE, LLC.	$29.1M	62,831	+62,831	NEW
46	NORTHERN TRUST CORP	$29.0M	62,668	+62,668	NEW
47	Steward Partners Investment Advisory, LLC	$28.8M	62,178	+62,178	NEW
48	Shulman DeMeo Asset Management LLC	$27.8M	60,075	+60,075	NEW
49	CIBC WORLD MARKET INC.	$26.9M	57,990	+57,990	NEW
50	XTX Topco Ltd	$24.6M	53,196	+53,196	NEW
51	Mine & Arao Wealth Creation & Management, LLC.	$24.1M	52,060	+52,060	NEW
52	Johnson Bixby & Associates, LLC	$23.8M	51,398	+51,398	NEW
53	Equitable Holdings, Inc.	$23.6M	49,253	+49,253	NEW
54	Conservest Capital Advisors, Inc.	$22.6M	48,876	+48,876	NEW
55	J.W. COLE ADVISORS, INC.	$21.9M	47,282	+47,282	NEW
56	MML INVESTORS SERVICES, LLC	$21.0M	45,327	+45,327	NEW
57	AMG National Trust Bank	$20.9M	45,225	+45,225	NEW
58	Summit Financial, LLC	$20.9M	44,945	+44,945	NEW
59	BLAIR WILLIAM & CO/IL	$20.6M	44,559	+44,559	NEW
60	Clarity Wealth Advisors, LLC	$20.2M	43,712	+43,712	NEW
61	PINNACLE ASSOCIATES LTD	$20.2M	43,537	+43,537	NEW
62	HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND	$19.9M	43,000	+43,000	NEW
63	Kestra Advisory Services, LLC	$19.5M	42,092	+42,092	NEW
64	Allworth Financial LP	$18.9M	40,744	+40,744	NEW
65	Latko Wealth Management, Ltd.	$18.1M	38,996	+38,996	NEW
66	Nokomis Capital, L.L.C.	$18.0M	38,880	+38,880	NEW
67	Prospera Financial Services Inc	$17.5M	37,660	+37,660	NEW
68	Concurrent Investment Advisors, LLC	$17.2M	37,219	+37,219	NEW
69	TD Waterhouse Canada Inc.	$16.8M	36,037	+36,037	NEW
70	MERCER GLOBAL ADVISORS INC /ADV	$16.8M	38,663	+38,663	NEW
71	SMITHBRIDGE ASSET MANAGEMENT INC/DE	$16.7M	36,146	+36,146	NEW
72	OPPENHEIMER & CO INC	$16.7M	36,041	+36,041	NEW
73	PITTENGER & ANDERSON INC	$16.5M	35,558	+35,558	NEW
74	&PARTNERS	$16.3M	35,294	+35,294	NEW
75	COMMERCE BANK	$16.3M	35,145	+35,145	NEW
76	Beacon Capital Management, LLC	$16.3M	35,102	+35,102	NEW
77	Corient Private Wealth LLC	$16.0M	34,639	+34,639	NEW
78	Baird Financial Group, Inc.	$15.2M	32,900	+32,900	NEW
79	Quantinno Capital Management LP	$15.0M	32,391	+32,391	NEW
80	NATIONAL BANK OF CANADA /FI/	$14.9M	32,136	+32,136	NEW
81	All Terrain Financial Advisors, LLC	$14.6M	31,598	+31,598	NEW
82	Cornerstone Wealth Management, LLC	$14.6M	31,488	+31,488	NEW
83	MKT Advisors LLC	$14.4M	31,015	+31,015	NEW
84	FOUNDATIONS INVESTMENT ADVISORS, LLC	$14.4M	31,011	+31,011	NEW
85	Royal Fund Management, LLC	$14.2M	30,705	+30,705	NEW
86	StoryOne LLC	$14.1M	0	0	NEW
87	Bridgewater Advisors Inc.	$13.9M	28,019	+28,019	NEW
88	J HAGAN CAPITAL, INC.	$13.8M	29,875	+29,875	NEW
89	FIFTH THIRD BANCORP	$13.6M	29,456	+29,456	NEW
90	Capital Management Associates, Inc	$13.4M	29,008	+29,008	NEW
91	Daiwa Securities Group Inc.	$13.4M	28,975	+28,975	NEW
92	AQR CAPITAL MANAGEMENT LLC	$13.2M	28,437	+28,437	NEW
93	Pettinga Financial Advisors LLC	$12.5M	27,032	+27,032	NEW
94	HSBC HOLDINGS PLC	$12.3M	26,574	+26,574	NEW
95	Jacksonville Wealth Management, LLC	$12.0M	25,953	+25,953	NEW
96	WASHBURN CAPITAL MANAGEMENT, INC.	$11.8M	25,536	+25,536	NEW
97	Sound View Wealth Advisors Group, LLC	$11.5M	24,751	+24,751	NEW
98	Federation des caisses Desjardins du Quebec	$11.3M	24,490	+24,490	NEW
99	TWO SIGMA INVESTMENTS, LP	$11.3M	24,400	+24,400	NEW
100	FOCUS Wealth Advisors, LLC	$11.2M	24,166	+24,166	NEW
101	RETIREMENT FINANCIAL SOLUTIONS, LLC	$11.2M	24,106	+24,106	NEW
102	CREDIT AGRICOLE S A	$11.1M	23,862	+23,862	NEW
103	SCHRODER INVESTMENT MANAGEMENT GROUP	$11.0M	24,400	+24,400	NEW
104	Pinnacle Financial Partners, Inc.	$10.9M	23,534	+23,534	NEW
105	J. Goldman & Co LP	$10.9M	23,437	+23,437	NEW
106	BlackRock, Inc.	$10.6M	22,901	+22,901	NEW
107	M&T BANK CORP	$10.5M	22,589	+22,589	NEW
108	SMITH CHAS P & ASSOCIATES PA CPAS	$10.1M	21,839	+21,839	NEW
109	WASHINGTON CAPITAL MANAGEMENT, INC	$10.0M	21,499	+21,499	NEW
110	BALYASNY ASSET MANAGEMENT L.P.	$9.6M	20,807	+20,807	NEW
111	DIVERSIFY WEALTH MANAGEMENT, LLC	$9.5M	19,479	+19,479	NEW
112	Csenge Advisory Group	$9.5M	20,512	+20,512	NEW
113	Beacon Pointe Advisors, LLC	$9.4M	20,362	+20,362	NEW
114	D.A. DAVIDSON & CO.	$9.1M	19,728	+19,728	NEW
115	Merit Financial Group, LLC	$8.7M	18,776	+18,776	NEW
116	Tudor Financial Inc.	$8.7M	18,771	+18,771	NEW
117	GHP Investment Advisors, Inc.	$8.7M	18,682	+18,682	NEW
118	Lido Advisors, LLC	$8.6M	18,593	+18,593	NEW
119	Snowden Capital Advisors LLC	$8.6M	18,442	+18,442	NEW
120	Modern Wealth Management, LLC	$8.5M	18,225	+18,225	NEW
121	DV Trading LLC	$8.3M	17,913	+17,913	NEW
122	Gladstone Institutional Advisory LLC	$8.2M	17,725	+17,725	NEW
123	MONETA GROUP INVESTMENT ADVISORS LLC	$8.2M	17,673	+17,673	NEW
124	Foster Group, Inc.	$8.1M	17,577	+17,577	NEW
125	Oak Harvest Investment Services	$7.9M	17,102	+17,102	NEW
126	CVFG LLC	$7.9M	16,989	+16,989	NEW
127	Sowell Financial Services LLC	$7.8M	16,857	+16,857	NEW
128	1 NORTH WEALTH SERVICES LLC	$7.8M	16,758	+16,758	NEW
129	Capital Wealth Planning, LLC	$7.7M	16,633	+16,633	NEW
130	INDEPENDENT FINANCIAL GROUP, LLC	$7.7M	16,536	—	NO PRIOR
131	KINTRA WEALTH, LLC	$7.4M	15,949	+15,949	NEW
132	Kovack Advisors, Inc.	$7.4M	15,828	+15,828	NEW
133	OLD NATIONAL BANCORP /IN/	$7.3M	15,821	+15,821	NEW
134	Echo45 Advisors LLC	$7.3M	15,683	+15,683	NEW
135	Mountain Hill Investment Partners Corp.	$7.3M	15,676	+15,676	NEW
136	SYKON CAPITAL LLC	$7.1M	15,272	+15,272	NEW
137	U.S. Capital Wealth Advisors, LLC	$7.0M	15,209	+15,209	NEW
138	Summit Wealth Partners, LLC	$7.0M	15,168	+15,168	NEW
139	CHOREO, LLC	$7.0M	15,117	+15,117	NEW
140	Empowered Funds, LLC	$7.0M	15,050	+15,050	NEW
141	GTS SECURITIES LLC	$6.9M	14,852	+14,852	NEW
142	Mechanics Bank Trust Department	$6.7M	14,498	+14,498	NEW
143	Stratos Wealth Partners, LTD.	$6.7M	14,445	+14,445	NEW
144	REGIONS FINANCIAL CORP	$6.6M	14,354	+14,354	NEW
145	Independent Advisor Alliance	$6.6M	14,237	+14,237	NEW
146	JOHNSON INVESTMENT COUNSEL INC	$6.5M	13,996	+13,996	NEW
147	Apollon Wealth Management, LLC	$6.5M	13,935	+13,935	NEW
148	AE Wealth Management LLC	$6.4M	13,911	+13,911	NEW
149	Frank, Rimerman Advisors LLC	$6.3M	13,700	+13,700	NEW
150	Hilltop Holdings Inc.	$6.2M	13,317	+13,317	NEW
151	Guardian Asset Advisors, LLC	$6.1M	13,075	+13,075	NEW
152	EP Wealth Advisors, LLC	$6.0M	12,982	+12,982	NEW
153	Curtis Advisory Group, LLC	$6.0M	12,878	+12,878	NEW
154	INSIGNEO ADVISORY SERVICES, LLC	$5.9M	12,795	+12,795	NEW
155	World Investment Advisors	$5.9M	12,730	+12,730	NEW
156	Composition Wealth, LLC	$5.8M	12,476	+12,476	NEW
157	COWA, LLC	$5.8M	12,471	+12,471	NEW
158	HB Wealth Management, LLC	$5.8M	12,446	+12,446	NEW
159	SUSQUEHANNA INTERNATIONAL GROUP, LLP	$5.8M	12,438	+12,438	NEW
160	MONTAG A & ASSOCIATES INC	$5.7M	12,375	+12,375	NEW
161	Summit Asset Management, LLC	$5.7M	12,270	+12,270	NEW
162	Bay Rivers Group	$5.7M	12,203	+12,203	NEW
163	Mission Creek Capital Partners, Inc.	$5.5M	11,972	+11,972	NEW
164	Polymer Capital Management (HK) LTD	$5.5M	11,850	+11,850	NEW
165	IFG Advisors, LLC	$5.5M	11,785	+11,785	NEW
166	PKS Advisory Services, LLC	$5.2M	11,199	+11,199	NEW
167	NWAM LLC	$5.2M	11,185	+11,185	NEW
168	SCOTIA CAPITAL INC.	$5.2M	11,180	+11,180	NEW
169	Narwhal Capital Management	$5.1M	11,080	+11,080	NEW
170	Cresset Asset Management, LLC	$5.1M	10,980	+10,980	NEW
171	IEQ CAPITAL, LLC	$5.0M	10,854	+10,854	NEW
172	Sigma Planning Corp	$5.0M	10,737	+10,737	NEW
173	Venture Visionary Partners LLC	$4.9M	10,627	+10,627	NEW
174	CWM, LLC	$4.9M	10,527	+10,527	NEW
175	Founders Financial Alliance, LLC	$4.8M	10,380	+10,380	NEW
176	Brookstone Capital Management	$4.8M	10,354	+10,354	NEW
177	Lynch Investment Planning, LLC	$4.7M	10,193	+10,193	NEW
178	Ausdal Financial Partners, Inc.	$4.7M	10,158	+10,158	NEW
179	BROWN ADVISORY INC	$4.7M	10,150	+10,150	NEW
180	Melone Private Wealth, LLC	$4.6M	9,965	+9,965	NEW
181	US BANCORP \DE\	$4.6M	9,915	+9,915	NEW
182	DMKC Advisory Services, LLC	$4.6M	9,828	+9,828	NEW
183	NewEdge Wealth, LLC	$4.5M	9,790	+9,790	NEW
184	FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC.	$4.5M	9,682	+9,682	NEW
185	Fortis Group Advisors, LLC	$4.5M	8,997	+8,997	NEW
186	Capital Wealth Alliance, LLC	$4.4M	9,454	+9,454	NEW
187	EFG International AG	$4.4M	9,408	+9,408	NEW
188	Tortoise Investment Management, LLC	$4.3M	9,367	+9,367	NEW
189	Northern Financial Advisors Inc	$4.3M	9,317	+9,317	NEW
190	Western Wealth Management, LLC	$4.3M	9,209	+9,209	NEW
191	Wealthfront Advisers LLC	$4.3M	9,199	+9,199	NEW
192	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	$4.2M	8,949	+8,949	NEW
193	MAI Capital Management	$4.1M	8,879	+8,879	NEW
194	GFS Advisors, LLC	$4.1M	10,029	+10,029	NEW
195	GRIMES & Co WEALTH MANAGEMENT, LLC	$4.1M	8,844	+8,844	NEW
196	Compound Planning, Inc.	$4.1M	8,797	+8,797	NEW
197	Jefferies Financial Group Inc.	$4.0M	8,721	+8,721	NEW
198	Lewis Asset Management, LLC	$3.9M	8,520	+8,520	NEW
199	ABSOLUTE CAPITAL MANAGEMENT, LLC	$3.9M	8,500	+8,500	NEW
200	CIBC Bancorp USA Inc.	$3.8M	8,303	—	NO PRIOR
201	Fortune 45 LLC	$3.8M	8,264	+8,264	NEW
202	TrueWealth Advisors, LLC	$3.8M	8,228	+8,228	NEW
203	UNITED CAPITAL FINANCIAL ADVISORS, LLC	$3.8M	8,185	+8,185	NEW
204	Wealthspire Advisors, LLC	$3.7M	8,077	+8,077	NEW
205	TWIN FOCUS CAPITAL PARTNERS, LLC	$3.7M	8,022	+8,022	NEW
206	Beta Wealth Group, Inc.	$3.7M	7,984	+7,984	NEW
207	Savant Capital, LLC	$3.7M	7,907	+7,907	NEW
208	Institute for Wealth Management, LLC.	$3.7M	7,881	+7,881	NEW
209	RFG Advisory, LLC	$3.6M	7,738	+7,738	NEW
210	Autumn Glory Partners, LLC	$3.5M	7,588	+7,588	NEW
211	MERIDIAN INVESTMENT COUNSEL INC.	$3.5M	7,568	+7,568	NEW
212	Ashton Thomas Private Wealth, LLC	$3.5M	7,548	+7,548	NEW
213	GUARDIAN WEALTH ADVISORS, LLC / NC	$3.5M	7,484	+7,484	NEW
214	Greenfield Savings Bank	$3.4M	7,427	+7,427	NEW
215	Caldwell Trust Co	$3.4M	7,266	+7,266	NEW
216	OLD MISSION CAPITAL LLC	$3.2M	6,866	+6,866	NEW
217	GWN SECURITIES INC.	$3.2M	6,830	+6,830	NEW
218	Atlas Private Wealth Advisors	$3.2M	6,814	+6,814	NEW
219	Fingerlakes Wealth Management, Inc.	$3.2M	6,813	+6,813	NEW
220	PFG Advisors	$3.1M	6,693	+6,693	NEW
221	Waverly Advisors, LLC	$3.1M	6,669	+6,669	NEW
222	Kingsview Wealth Management, LLC	$3.1M	6,654	+6,654	NEW
223	Pathstone Holdings, LLC	$3.0M	6,568	+6,568	NEW
224	Objective Capital Management, LLC	$3.0M	6,529	+6,529	NEW
225	Callan Family Office, LLC	$3.0M	6,513	+6,513	NEW
226	TWO SIGMA SECURITIES, LLC	$3.0M	6,494	+6,494	NEW
227	VERUS CAPITAL PARTNERS, LLC	$2.9M	6,340	+6,340	NEW
228	MATTERN CAPITAL MANAGEMENT, LLC	$2.9M	6,297	+6,297	NEW
229	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	$2.9M	6,245	+6,245	NEW
230	BigSur Wealth Management LLC	$2.9M	6,169	+6,169	NEW
231	Asset Dedication, LLC	$2.8M	6,132	+6,132	NEW
232	SIG BROKERAGE, LP	$2.8M	6,050	+6,050	NEW
233	Integrated Advisors Network LLC	$2.8M	6,046	+6,046	NEW
234	Edgestream Partners, L.P.	$2.8M	6,027	+6,027	NEW
235	PFG Investments, LLC	$2.8M	6,025	+6,025	NEW
236	Constant Guidance Financial LLC	$2.8M	5,969	+5,969	NEW
237	GREAT VALLEY ADVISOR GROUP, INC.	$2.7M	5,839	+5,839	NEW
238	LOWERY THOMAS, LLC	$2.7M	5,833	+5,833	NEW
239	FIDELIS CAPITAL PARTNERS, LLC	$2.7M	5,803	+5,803	NEW
240	PARAGON CAPITAL MANAGEMENT INC	$2.6M	5,667	+5,667	NEW
241	MLP3, LLC	$2.6M	5,638	+5,638	NEW
242	Hudock, Inc.	$2.5M	5,472	+5,472	NEW
243	ALLIANCEBERNSTEIN L.P.	$2.5M	5,203	+5,203	NEW
244	Cambridge Financial Group, LLC	$2.5M	5,302	+5,302	NEW
245	LEVEL FOUR ADVISORY SERVICES, LLC	$2.4M	5,252	+5,252	NEW
246	ARVEST INVESTMENTS, INC.	$2.4M	5,248	+5,248	NEW
247	DAVENPORT & Co LLC	$2.4M	5,248	+5,248	NEW
248	FSM Wealth Advisors, LLC	$2.4M	5,173	+5,173	NEW
249	Intrepid Financial Planning Group LLC	$2.4M	5,151	+5,151	NEW
250	Essex Financial Services, Inc.	$2.3M	5,072	+5,072	NEW
251	Graves Light Lenhart Wealth, Inc.	$2.3M	5,049	+5,049	NEW
252	StoneX Group Inc.	$2.3M	5,042	+5,042	NEW
253	MCGUIRE CAPITAL ADVISORS INC	$2.3M	5,014	+5,014	NEW
254	SEAMOUNT FINANCIAL GROUP INC	$2.3M	5,004	+5,004	NEW
255	FIRST NATIONAL BANK OF OMAHA	$2.3M	5,034	+5,034	NEW
256	Quadcap Wealth Management, LLC	$2.2M	4,854	+4,854	NEW
257	Empirical Financial Services, LLC d.b.a. Empirical Wealth Management	$2.2M	4,845	+4,845	NEW
258	KEYBANK NATIONAL ASSOCIATION/OH	$2.2M	4,829	+4,829	NEW
259	Leo Wealth, LLC	$2.2M	4,827	+4,827	NEW
260	Advisory Alpha, LLC	$2.2M	4,706	+4,706	NEW
261	BLVD Private Wealth, LLC	$2.2M	4,657	+4,657	NEW
262	FLAGSTAR SECURITIES, INC	$2.2M	4,633	+4,633	NEW
263	Net Worth Advisory Group	$2.1M	4,599	+4,599	NEW
264	SCS Capital Management LLC	$2.1M	4,594	+4,594	NEW
265	Second Half Financial Partners, LLC	$2.1M	4,589	+4,589	NEW
266	SNS Financial Group, LLC	$2.1M	4,565	+4,565	NEW
267	Robertson Stephens Wealth Management, LLC	$2.1M	4,534	+4,534	NEW
268	EVOKE WEALTH, LLC	$2.1M	4,463	+4,463	NEW
269	Secure Asset Management, LLC	$2.1M	4,431	+4,431	NEW
270	Windsor Capital Management, LLC	$2.0M	4,381	+4,381	NEW
271	Arvest Bank Trust Division	$2.0M	4,338	+4,338	NEW
272	Embree Financial Group	$2.0M	4,332	+4,332	NEW
273	MISSION WEALTH MANAGEMENT, LP	$2.0M	4,238	+4,238	NEW
274	Stratos Wealth Advisors, LLC	$1.9M	4,203	+4,203	NEW
275	Bedminster, LLC	$1.9M	4,196	+4,196	NEW
276	Sage Capital Management, LLC	$1.9M	4,174	+4,174	NEW
277	WealthBridge Capital Management, LLC	$1.9M	4,175	+4,175	NEW
278	PATTON ALBERTSON MILLER GROUP, LLC	$1.9M	4,165	+4,165	NEW
279	Apriem Advisors	$1.9M	4,150	+4,150	NEW
280	Jackson Hole Capital Partners, LLC	$1.9M	4,134	+4,134	NEW
281	Connecticut Wealth Management, LLC	$1.9M	4,133	+4,133	NEW
282	Larson Financial Group LLC	$1.9M	4,099	+4,099	NEW
283	Triumph Capital Management	$1.9M	4,069	+4,069	NEW
284	Capital Investment Advisors, LLC	$1.9M	4,062	+4,062	NEW
285	American Wealth Advisors, LLC	$1.9M	4,054	+4,054	NEW
286	Focus Financial Network, Inc.	$1.9M	4,045	+4,045	NEW
287	SNOWWATER INVESTMENT PARTNERS, LLC	$1.9M	4,000	+4,000	NEW
288	Morton Capital Management LLC/CA	$1.8M	3,929	+3,929	NEW
289	Walleye Trading LLC	$1.8M	3,909	+3,909	NEW
290	Grandview Asset Management LLC	$1.8M	3,863	+3,863	NEW
291	WESTBOURNE INVESTMENTS, INC.	$1.8M	3,860	+3,860	NEW
292	Optivise Advisory Services LLC	$1.8M	3,842	+3,842	NEW
293	EVOLVE PRIVATE WEALTH, LLC	$1.8M	3,820	+3,820	NEW
294	Moors & Cabot, Inc.	$1.8M	3,798	+3,798	NEW
295	Kaizen Financial Strategies	$1.8M	3,621	+3,621	NEW
296	Paulson Wealth Management Inc.	$1.7M	3,771	+3,771	NEW
297	Roundview Capital LLC	$1.7M	3,770	+3,770	NEW
298	Gallacher Capital Management LLC	$1.7M	3,763	+3,763	NEW
299	SAXON INTERESTS, INC.	$1.7M	3,741	+3,741	NEW
300	Valmark Advisers, Inc.	$1.7M	3,740	+3,740	NEW
301	RMR Wealth Builders	$1.7M	3,725	+3,725	NEW
302	BENJAMIN EDWARDS INC	$1.7M	3,724	+3,724	NEW
303	W.H. Cornerstone Investments Inc.	$1.7M	3,724	+3,724	NEW
304	Purus Wealth Management, LLC	$1.7M	3,716	+3,716	NEW
305	CAPSTONE INVESTMENT ADVISORS, LLC	$1.7M	3,711	+3,711	NEW
306	Apella Capital, LLC	$1.7M	3,476	+3,476	NEW
307	LaSalle St. Investment Advisors, LLC	$1.7M	3,683	+3,683	NEW
308	HUB Investment Partners, LLC	$1.7M	3,683	+3,683	NEW
309	Vestmark Advisory Solutions, Inc.	$1.7M	3,674	+3,674	NEW
310	B. Riley Wealth Advisors, Inc.	$1.7M	3,760	+3,760	NEW
311	White Knight Strategic Wealth Advisors, LLC	$1.7M	3,645	+3,645	NEW
312	CV Advisors LLC	$1.7M	3,631	+3,631	NEW
313	Sovran Advisors, LLC	$1.7M	3,330	+3,330	NEW
314	Aull & Monroe Investment Management Corp	$1.6M	3,542	+3,542	NEW
315	Onyx Bridge Wealth Group LLC	$1.6M	3,525	+3,525	NEW
316	TOBIAS FINANCIAL ADVISORS, INC.	$1.6M	3,519	+3,519	NEW
317	Heritage Investment Group, Inc.	$1.6M	3,480	+3,480	NEW
318	Y-Intercept (Hong Kong) Ltd	$1.6M	3,467	+3,467	NEW
319	OneDigital Investment Advisors LLC	$1.6M	3,445	+3,445	NEW
320	Sharper & Granite LLC	$1.6M	3,440	+3,440	NEW
321	Fiscal Wisdom Wealth Management, LLC	$1.6M	3,425	+3,425	NEW
322	Auxano Advisors, LLC	$1.6M	3,414	+3,414	NEW
323	Vontobel Holding Ltd.	$1.6M	3,352	+3,352	NEW
324	FLPUTNAM INVESTMENT MANAGEMENT CO	$1.5M	3,343	+3,343	NEW
325	Cambridge Advisors Inc.	$1.5M	3,336	+3,336	NEW
326	Atlantic Union Bankshares Corp	$1.5M	3,335	+3,335	NEW
327	Cerro Pacific Wealth Advisors LLC	$1.5M	3,327	+3,327	NEW
328	MidFirst Bank	$1.5M	3,319	+3,319	NEW
329	KCM INVESTMENT ADVISORS LLC	$1.5M	3,314	+3,314	NEW
330	Resonant Capital Advisors, LLC	$1.5M	3,300	+3,300	NEW
331	FWG Holdings, LLC	$1.5M	3,281	+3,281	NEW
332	TOMPKINS FINANCIAL CORP	$1.5M	3,305	+3,305	NEW
333	LETSON INVESTMENT MANAGEMENT, INC.	$1.5M	3,300	+3,300	NEW
334	Rydar Equities, Inc.	$1.5M	3,297	+3,297	NEW
335	Raab & Moskowitz Asset Management LLC	$1.5M	3,295	+3,295	NEW
336	Focus Partners Advisor Solutions, LLC	$1.5M	3,253	+3,253	NEW
337	Modera Wealth Management, LLC	$1.5M	3,235	+3,235	NEW
338	Northern Capital Management, Inc.	$1.5M	3,234	+3,234	NEW
339	Wealthcare Advisory Partners LLC	$1.5M	3,217	+3,217	NEW
340	Round Rock Advisors LLC	$1.5M	3,188	+3,188	NEW
341	Orion Porfolio Solutions, LLC	$1.5M	3,167	+3,167	NEW
342	XML Financial, LLC	$1.5M	3,164	+3,164	NEW
343	Clear Creek Financial Management, LLC	$1.5M	3,161	+3,161	NEW
344	Gotham Asset Management, LLC	$1.4M	3,088	+3,088	NEW
345	Aberdeen Group plc	$1.4M	3,087	+3,087	NEW
346	Capital Investment Advisory Services, LLC	$1.4M	3,070	+3,070	NEW
347	High Net Worth Advisory Group LLC	$1.4M	3,038	+3,038	NEW
348	Hapanowicz & Associates Financial Services, Inc	$1.4M	3,029	+3,029	NEW
349	Koshinski Asset Management, Inc.	$1.4M	3,015	+3,015	NEW
350	Sovereign Financial Group, Inc.	$1.4M	3,004	+3,004	NEW
351	Kelman-Lazarov, Inc.	$1.4M	2,992	+2,992	NEW
352	UPTICK PARTNERS, LLC	$1.4M	2,971	+2,971	NEW
353	WOODMONT INVESTMENT COUNSEL LLC	$1.4M	2,969	+2,969	NEW
354	CRA Financial Services, LLC	$1.4M	2,963	+2,963	NEW
355	SPRING CAPITAL MANAGEMENT, LLC	$1.4M	2,920	+2,920	NEW
356	Perigon Wealth Management, LLC	$1.3M	2,905	+2,905	NEW
357	Jacobi Capital Management LLC	$1.3M	2,899	+2,899	NEW
358	HANCOCK WHITNEY CORP	$1.3M	2,701	+2,701	NEW
359	Clearstead Advisors, LLC	$1.3M	2,891	+2,891	NEW
360	Aspen Capital Management, LLC	$1.3M	2,850	+2,850	NEW
361	First City Capital Management, Inc.	$1.3M	2,834	+2,834	NEW
362	Dynamic Advisor Solutions LLC	$1.3M	2,833	+2,833	NEW
363	Daybright Advisory Services, Inc.	$1.3M	2,831	+2,831	NEW
364	LAZARD ASSET MANAGEMENT LLC	$1.3M	2,827	+2,827	NEW
365	TD ASSET MANAGEMENT INC	$1.3M	2,816	+2,816	NEW
366	MGO ONE SEVEN LLC	$1.3M	2,810	+2,810	NEW
367	Stonebrook Private Inc.	$1.3M	2,808	+2,808	NEW
368	American Alpha Advisors, LLC	$1.3M	2,801	—	NO PRIOR
369	Chokshi & Queen Wealth Advisors, Inc	$1.3M	2,788	+2,788	NEW
370	FORONJY FINANCIAL LLC	$1.3M	2,782	+2,782	NEW
371	Bannerstone Capital Management, LLC	$1.3M	2,772	—	NO PRIOR
372	Wealth Management Partners, LLC	$1.3M	2,769	+2,769	NEW
373	Elmwood Wealth Management, Inc.	$1.3M	2,726	+2,726	NEW
374	Pinnacle Family Advisors, LLC	$1.3M	2,721	+2,721	NEW
375	NWF Advisory Services Inc.	$1.3M	2,713	+2,713	NEW
376	Acropolis Investment Management, LLC	$1.3M	2,712	+2,712	NEW
377	VestGen Advisors, LLC	$1.3M	2,520	+2,520	NEW
378	Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors	$1.2M	2,690	+2,690	NEW
379	Fortune Financial Advisors, LLC	$1.2M	2,664	+2,664	NEW
380	Eaton Financial Holdings Company, LLC	$1.2M	2,656	+2,656	NEW
381	FLAGSHIP HARBOR ADVISORS, LLC	$1.2M	2,632	+2,632	NEW
382	Chicago Partners Investment Group LLC	$1.2M	2,454	+2,454	NEW
383	Sequoia Financial Advisors, LLC	$1.2M	2,619	+2,619	NEW
384	QTR Family Wealth, LLC	$1.2M	2,479	+2,479	NEW
385	Well Done, LLC	$1.2M	2,594	+2,594	NEW
386	Caprock Group, LLC	$1.2M	2,584	+2,584	NEW
387	Cypress Wealth Services, LLC	$1.2M	2,583	+2,583	NEW
388	Smartleaf Asset Management LLC	$1.2M	2,628	+2,628	NEW
389	WBH ADVISORY INC	$1.2M	2,546	+2,546	NEW
390	CENTRAL TRUST Co	$1.2M	2,543	+2,543	NEW
391	1ST SOURCE BANK	$1.2M	2,541	+2,541	NEW
392	ZWJ INVESTMENT COUNSEL INC	$1.2M	2,517	+2,517	NEW
393	Ewing Morris & Co. Investment Partners Ltd.	$1.2M	2,510	+2,510	NEW
394	Odyssey Capital Advisors, Inc.	$1.2M	2,500	+2,500	NEW
395	Advisor Resource Council	$1.2M	2,491	+2,491	NEW
396	Balboa Wealth Partners	$1.1M	2,481	+2,481	NEW
397	FIRST NATIONAL TRUST CO	$1.1M	2,479	+2,479	NEW
398	Stokes Family Office, LLC	$1.1M	2,476	+2,476	NEW
399	Redwood Family Wealth LLC	$1.1M	2,470	+2,470	NEW
400	JFS WEALTH ADVISORS, LLC	$1.1M	2,463	+2,463	NEW
401	Latitude Advisors, LLC	$1.1M	2,457	+2,457	NEW
402	Financial Alternatives, Inc	$1.1M	2,407	+2,407	NEW
403	Summit Trail Advisors, LLC	$1.1M	2,390	+2,390	NEW
404	Aptus Capital Advisors, LLC	$1.1M	2,371	+2,371	NEW
405	Castle Rock Wealth Management, LLC	$1.1M	2,337	+2,337	NEW
406	Strait & Sound Wealth Management LLC	$1.1M	2,346	+2,346	NEW
407	Envestnet Portfolio Solutions, Inc.	$1.1M	2,287	+2,287	NEW
408	Mill Creek Capital Advisors, LLC	$1.1M	2,275	+2,275	NEW
409	Beacon Bank & Trust	$1.0M	2,236	+2,236	NEW
410	Clear Harbor Asset Management, LLC	$1.0M	2,235	+2,235	NEW
411	BITTERROOT CAPITAL ADVISORS LLC	$1.0M	2,219	+2,219	NEW
412	HBK Sorce Advisory LLC	$1.0M	2,068	+2,068	NEW
413	C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors	$1.0M	2,214	+2,214	NEW
414	Pinnacle Wealth Planning Services, Inc.	$1.0M	2,211	+2,211	NEW
415	Quartz Partners, LLC	$1.0M	2,208	+2,208	NEW
416	Visionary Wealth Advisors	$1.0M	2,196	+2,196	NEW
417	Verdence Capital Advisors LLC	$1.0M	2,191	+2,191	NEW
418	Magnus Financial Group LLC	$1.0M	2,188	+2,188	NEW
419	HOLDERNESS INVESTMENTS CO	$1.0M	2,177	+2,177	NEW
420	Tyche Wealth Partners LLC	$1.0M	2,176	+2,176	NEW
421	ROMANO BROTHERS AND COMPANY	$1.0M	2,174	+2,174	NEW
422	Vise Technologies, Inc.	$999K	2,078	+2,078	NEW
423	EARNED WEALTH ADVISORS, LLC	$997K	2,153	+2,153	NEW
424	NFSG Corp	$983K	2,122	+2,122	NEW
425	Wealth Quarterback LLC	$972K	2,098	+2,098	NEW
426	Arax Advisory Partners	$967K	2,080	+2,080	NEW
427	GABLES CAPITAL MANAGEMENT INC.	$959K	2,071	+2,071	NEW
428	BANTA ASSET MANAGEMENT LP	$951K	2,054	+2,054	NEW
429	Harvest Investment Services, LLC	$951K	2,052	+2,052	NEW
430	Krilogy Financial LLC	$950K	1,956	+1,956	NEW
431	Ground Swell Capital, LLC	$949K	2,049	+2,049	NEW
432	Asset Allocation Strategies LLC	$937K	2,023	+2,023	NEW
433	Widmann Financial Services, Inc.	$932K	2,012	+2,012	NEW
434	Ascentis Independent Advisors	$929K	2,005	+2,005	NEW
435	COLDSTREAM CAPITAL MANAGEMENT INC	$929K	2,005	+2,005	NEW
436	Drexel Morgan & Co.	$926K	2,000	+2,000	NEW
437	Pegasus Asset Management, Inc.	$915K	1,975	+1,975	NEW
438	Alta Wealth Advisors LLC	$910K	1,964	+1,964	NEW
439	Oxinas Partners, LLC	$896K	1,934	+1,934	NEW
440	GODSEY & GIBB, INC	$892K	1,926	+1,926	NEW
441	KANAWHA CAPITAL MANAGEMENT LLC	$887K	1,914	+1,914	NEW
442	Guardian Capital, LLC	$883K	1,906	+1,906	NEW
443	Concord Wealth Partners	$882K	1,904	+1,904	NEW
444	Alesco Advisors, LLC, An ESL Co	$881K	1,903	+1,903	NEW
445	Selective Wealth Management, Inc.	$877K	1,796	+1,796	NEW
446	DUNCKER STREETT & CO INC	$867K	1,873	+1,873	NEW
447	SeaCrest Wealth Management, LLC	$867K	1,872	+1,872	NEW
448	180 WEALTH ADVISORS, LLC	$867K	1,871	+1,871	NEW
449	Soundwatch Capital LLC	$857K	1,850	+1,850	NEW
450	Advanced Asset Management Advisors Inc	$851K	1,837	+1,837	NEW
451	BAILARD, INC.	$848K	1,830	+1,830	NEW
452	LODESTAR PRIVATE ASSET MANAGEMENT LLC	$844K	1,822	+1,822	NEW
453	Global Financial Private Client, LLC	$843K	1,821	+1,821	NEW
454	Soltis Investment Advisors LLC	$823K	1,777	+1,777	NEW
455	Volterra Technologies LP	$820K	1,771	+1,771	NEW
456	Joel Isaacson & Co., LLC	$820K	1,771	+1,771	NEW
457	Massar Capital Management, LP	$819K	1,768	+1,768	NEW
458	Mayflower Financial Advisors, LLC	$817K	1,763	+1,763	NEW
459	FIRST HAWAIIAN BANK	$816K	1,762	+1,762	NEW
460	Founders Capital Management	$815K	1,760	+1,760	NEW
461	Regal Investment Advisors LLC	$815K	1,759	+1,759	NEW
462	Evercore Wealth Management, LLC	$793K	1,712	+1,712	NEW
463	Marex Group Ltd	$793K	1,711	+1,711	NEW
464	NEW ENGLAND ASSET MANAGEMENT INC	$792K	1,710	+1,710	NEW
465	Murphy, Middleton, Hinkle & Parker, Inc.	$790K	1,706	+1,706	NEW
466	Black Diamond Financial, LLC	$787K	1,699	+1,699	NEW
467	Huntleigh Advisors, Inc.	$778K	1,680	+1,680	NEW
468	Argentarii, LLC	$776K	1,676	+1,676	NEW
469	FAGAN ASSOCIATES, INC.	$775K	1,673	+1,673	NEW
470	OMNI 360 Wealth, Inc.	$768K	1,657	+1,657	NEW
471	FRANKLIN RESOURCES INC	$764K	1,649	+1,649	NEW
472	GILPIN WEALTH MANAGEMENT, LLC	$762K	1,646	+1,646	NEW
473	Cassaday & Co Wealth Management LLC	$761K	1,642	+1,642	NEW
474	Glenview Trust Co	$756K	1,632	+1,632	NEW
475	True North Advisors, LLC	$748K	1,616	+1,616	NEW
476	Forvis Mazars Wealth Advisors, LLC	$746K	1,610	+1,610	NEW
477	Milestones Private Investment Advisors LLC	$745K	1,609	+1,609	NEW
478	KG Capital Management	$744K	1,607	+1,607	NEW
479	Financial Futures Ltd Liability Co.	$737K	1,592	+1,592	NEW
480	SHEETS SMITH WEALTH MANAGEMENT	$737K	1,591	+1,591	NEW
481	Centurion Wealth Management LLC	$732K	1,579	+1,579	NEW
482	Everest Financial Group LLC	$729K	1,574	—	NO PRIOR
483	Fogel Capital Management, Inc.	$726K	1,568	+1,568	NEW
484	ARWA LLC	$723K	1,500	+1,500	NEW
485	Financial Planning Hawaii, Inc.	$720K	1,554	+1,554	NEW
486	Marks Group Wealth Management, Inc	$710K	1,532	+1,532	NEW
487	EAGLE ROCK INVESTMENT COMPANY, LLC	$706K	1,525	+1,525	NEW
488	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	$706K	1,524	+1,524	NEW
489	Fourth Dimension Wealth, LLC	$700K	1,512	+1,512	NEW
490	Per Stirling Capital Management, LLC.	$698K	1,506	+1,506	NEW
491	Ballentine Partners, LLC	$696K	1,502	+1,502	NEW
492	Main Street Research LLC	$696K	1,502	+1,502	NEW
493	Sage Capital Advisors,llc	$695K	1,501	+1,501	NEW
494	Roehl & Yi Investment Advisors, LLC	$695K	1,500	+1,500	NEW
495	Sterling Investment Counsel, LLC	$694K	1,499	+1,499	NEW
496	Johnson Financial Group, Inc.	$694K	1,495	+1,495	NEW
497	Mutual Advisors, LLC	$691K	1,492	+1,492	NEW
498	CIM, LLC	$691K	1,492	+1,492	NEW
499	Atlas Legacy Advisors, LLC	$688K	1,486	+1,486	NEW
500	Claro Advisors Inc.	$687K	1,484	+1,484	NEW

Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Congress ↔ notable managers · DIA

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers: 0 — —
Sellers: 0 — —

filed 2026-07-03 → 2026-10-01 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding: 2 Gotham Asset Management, Caxton Associates $1.8M held
Trimming: 0 — $0 held

NEW + ADD vs TRIM + EXIT, by shares · $ = reported value now, not the change · STATE STR SPDR DOW JONES IND

Merged timeline of congressional filings and notable-manager moves on DIA
Date	Who	Change	Size
2026-05-15	Gotham Asset Management 13F	NEW	+3,088 sh
2026-05-14	Caxton Associates 13F	NEW	+764 sh

2 newest rows · every row dates by its filing date: a disclosure's, or the 13F's for the quarter · a 13F row is a quarter-end snapshot, not a trade

5 members of Congress disclosed DIA — the congressional view ↗

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings. A position may have been changed or closed before you ever see it, and is older still by however long ago that quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars with unit_basis carried on every record.

Affiliated managers may report the same position (otherManager), so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice (ARCHITECTURE.md §5.2 / M2-CONTRACT §5).