CAPSTONE INVESTMENT ADVISORS, LLC

$57.4B reported 13(f) long value · latest quarter 2026-03-31 · CIK 1426196 · EDGAR ↗

sum of disclosed values for 2026-03-31; 0 positions carry a NULL value and are excluded from the sum, surfaced here rather than folded away: $57.4B
ALL retained default holdings for this (filer, period), including NULL-value ones: 1,558
positions with no comparable holding in the prior quarter (kind new), 2026-03-31: 403
positions absent from this quarter's filing after being held last quarter (kind exit), 2026-03-31 — inferred from absence, not a sale record: 375

A quarter-end snapshot. Filed up to 45 days later, so this page is not current holdings and never a complete portfolio. what a 13F is — and is not ↓ methodology §13F ↗

Position changes — into 2026-03-31

by shares · Δ value · filing link · how changes are classified §

Position changes into quarter 2026-03-31
position matched across quarters by exact reported CUSIP over a registry gap — producer-reconciled identity, never a name match `identity_reconciled_by_cusip`	the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE `classified_by_value` · EXIT = absent this quarter: disposed, delisted, under confidential treatment, or reported instead by an affiliated manager — the filing does not say which · change not classifiable: value undisclosed on one side of the quarter pair, or neither shares nor value can classify it · NO CHANGE = the share count is identical in both quarters; the value moved only with price, so the row is mark-to-market and never an ADD or a TRIM (NEW / ADD / TRIM / EXIT / NO CHANGE) · NO PRIOR = this filer has no comparable holdings list for the previous quarter on record — a first filing under this registration, or a quarter reported inside an affiliated manager's filing — so the position is not called a new stake	derived by Public Filings from the published aggregate; NULL means the source did not disclose a usable value — never zero	reported unit changed across the pair (SH↔PRN); the share delta is withheld rather than fabricated `shares_unit_mismatch`	Prev value	Curr value	Prev shares	Curr shares
position key `pos:11570` · issuer key `iss:1599` TR UNIT PUT	TRIM	−$3.3B	−4,188,000	$13.3B	$10.0B	19,554,400	15,366,400
position key `pos:11173` · issuer key `iss:995` UNIT SER 1 PUT	ADD	+$6.6B	+11,758,200	$3.1B	$9.7B	5,101,200	16,859,400
position key `pos:11173` · issuer key `iss:995` UNIT SER 1 CALL	ADD	+$4.2B	+7,426,900	$1.4B	$5.6B	2,329,900	9,756,800
position key `pos:14175` · issuer key `iss:95` COM PUT	ADD	+$591M	+3,260,500	$905M	$1.5B	3,920,100	7,180,600
position key `pos:15642` · issuer key `iss:1334` COM PUT	TRIM	−$830M	−3,920,400	$2.3B	$1.4B	12,100,100	8,179,700
position key `pos:11825` · issuer key `iss:1225` COM PUT	ADD	+$551M	+1,941,700	$715M	$1.3B	1,478,900	3,420,600
position key `pos:14175` · issuer key `iss:95` COM	ADD	+$585M	+3,100,042	$616M	$1.2B	2,669,268	5,769,310
position key `pos:11825` · issuer key `iss:1225` COM	ADD	+$677M	+2,051,565	$349M	$1.0B	722,332	2,773,897
position key `pos:10307` · issuer key `iss:1012` CORE S&P500 ETF	TRIM	−$202M	−223,106	$1.2B	$1.0B	1,780,940	1,557,834
position key `pos:13215` · issuer key `iss:144` COM PUT	ADD	+$46.0M	+398,900	$831M	$877M	3,057,900	3,456,800
position key `pos:10357` · issuer key `iss:1786` COM PUT	ADD	−$32.4M	+304,300	$839M	$807M	1,866,600	2,170,900
position key `pos:17086` · issuer key `iss:1145` NOTE 1.500%12/1 PRN	ADD	+$456M	+18,569,000	$296M	$753M	55,778,000	74,347,000
position key `pos:11570` · issuer key `iss:1599` TR UNIT CALL	ADD	−$33.2M	+3,800	$771M	$737M	1,130,000	1,133,800
position key `pos:15642` · issuer key `iss:1334` COM	TRIM	−$899M	−4,562,393	$1.6B	$700M	8,577,701	4,015,308
position key `pos:16720` · issuer key `iss:1962` NOTE 3.000%11/1 PRN	ADD	+$306M	+21,500,000	$271M	$577M	59,000,000	80,500,000
position key `pos:14841` · issuer key `iss:1012` IBOXX INV CP ETF PUT	ADD	+$480M	+4,408,800	$77.1M	$557M	700,000	5,108,800
position key `pos:10357` · issuer key `iss:1786` COM	ADD	+$130M	+540,313	$411M	$541M	913,787	1,454,100
position key `pos:17821` · issuer key `iss:89` CAP STK CL C PUT	TRIM	−$116M	−211,700	$647M	$530M	2,060,800	1,849,100
position key `sid:sec:prov:127f0021d8310eeeecdea8298c5f12e5` · issuer key `cusip6:922908` S&P 500 ETF SHS	ADD	−$9.3M	+25,440	$520M	$511M	829,895	855,335
position key `pos:15142` · issuer key `iss:89` CAP STK CL A PUT	TRIM	−$682M	−2,039,900	$1.2B	$490M	3,743,100	1,703,200
position key `pos:10508` · issuer key `iss:1012` CHINA LG-CAP ETF PUT	ADD	+$189M	+5,678,000	$230M	$420M	6,014,800	11,692,800
position key `pos:15642` · issuer key `iss:1334` COM CALL	TRIM	−$53.2M	−130,000	$471M	$418M	2,524,900	2,394,900
position key `pos:15702` · issuer key `iss:1012` RUSSELL 2000 ETF PUT	TRIM	−$1.4B	−5,540,500	$1.8B	$399M	7,150,500	1,610,000
position key `pos:11570` · issuer key `iss:1599` TR UNIT	ADD	+$269M	+421,644	$117M	$386M	171,680	593,324
position key `pos:10508` · issuer key `iss:1012` CHINA LG-CAP ETF CALL	ADD	+$42.4M	+1,733,500	$318M	$361M	8,316,100	10,049,600
position key `pos:12764` · issuer key `iss:1013` IBOXX HI YD ETF PUT	ADD	+$80.5M	+1,057,800	$275M	$355M	3,409,400	4,467,200
position key `sid:sec:prov:b3a0a6a2c27537b284e1347fab5f8f28` · issuer key `cusip6:81369Y` STATE STREET FIN PUT	TRIM	−$207M	−3,082,200	$559M	$352M	10,206,000	7,123,800
position key `pos:14175` · issuer key `iss:95` COM CALL	ADD	+$55.2M	+378,600	$242M	$297M	1,049,200	1,427,800
position key `sid:sec:prov:b3a0a6a2c27537b284e1347fab5f8f28` · issuer key `cusip6:81369Y` STATE STREET FIN CALL	NEW	+$290M	+5,873,400	$0	$290M	—	5,873,400
position key `pos:11390` · issuer key `iss:720` CL A PUT	TRIM	−$133M	−134,900	$420M	$287M	635,900	501,000
position key `pos:13463` · issuer key `iss:1942` COM SER A	ADD	+$172M	+6,455,000	$108M	$280M	3,750,000	10,205,000
position key `pos:11825` · issuer key `iss:1225` COM CALL	ADD	+$54.8M	+289,200	$223M	$278M	461,000	750,200
position key `pos:13463` · issuer key `iss:1942` COM SER A PUT	ADD	+$146M	+5,496,400	$107M	$253M	3,722,400	9,218,800
position key `pos:13160` · issuer key `iss:1012` MSCI EMG MKT ETF PUT	TRIM	−$157M	−3,033,900	$410M	$253M	7,487,000	4,453,100
position key `pos:13215` · issuer key `iss:144` COM	TRIM	−$28.3M	−38,524	$279M	$250M	1,024,889	986,365
position key `pos:10357` · issuer key `iss:1786` COM CALL	TRIM	−$99.9M	−106,600	$348M	$248M	773,400	666,800
position key `pos:17821` · issuer key `iss:89` CAP STK CL C	TRIM	−$51.6M	−92,304	$292M	$241M	930,913	838,609
position key `pos:12827` · issuer key `iss:323` COM PUT	TRIM	−$164M	−394,200	$393M	$230M	1,135,900	741,700
position key `pos:11841` · issuer key `iss:2300` SHS CLASS A PUT	ADD	+$72.6M	+350,000	$152M	$224M	1,811,000	2,161,000
position key `pos:13215` · issuer key `iss:144` COM CALL	TRIM	−$18.1M	−13,200	$222M	$204M	816,100	802,900
position key `sid:sec:prov:41cf6d25149070cfb96bce55e753ab2c` · issuer key `cusip6:464286` MSCI BRAZIL ETF PUT	ADD	+$61.9M	+848,500	$141M	$203M	4,436,700	5,285,200
position key `pos:14060` · issuer key `iss:47` COM PUT	TRIM	−$369M	−1,674,400	$567M	$198M	2,648,300	973,900
position key `pos:15142` · issuer key `iss:89` CAP STK CL A	TRIM	−$667M	−2,076,300	$864M	$197M	2,760,471	684,171
position key `pos:11390` · issuer key `iss:720` CL A	TRIM	−$129M	−150,023	$323M	$194M	489,095	339,072
position key `pos:15957` · issuer key `iss:632` NOTE 3.875%11/3 PRN	TRIM	+$158M	−8,656,612,000	$29.1M	$187M	8,709,000,000	52,388,000
position key `pos:11390` · issuer key `iss:720` CL A CALL	ADD	+$65.6M	+140,600	$111M	$177M	168,600	309,200
position key `pos:17821` · issuer key `iss:89` CAP STK CL C CALL	TRIM	−$38.4M	−75,700	$195M	$156M	620,800	545,100
position key `pos:14552` · issuer key `iss:711` COM PUT	ADD	+$123M	+660,900	$25.6M	$148M	212,600	873,500
position key `pos:14060` · issuer key `iss:47` COM	TRIM	−$383M	−1,751,707	$528M	$146M	2,467,636	715,929
position key `pos:15221` · issuer key `iss:1228` COM PUT	ADD	+$55.1M	+116,400	$86.1M	$141M	301,700	418,100
position key `pos:15567` · issuer key `iss:1018` SHS BEN INT PUT	ADD	−$34.1M	+120,100	$171M	$137M	3,449,900	3,570,000
position key `pos:17606` · issuer key `iss:988` NOTE 3.500% 6/0 PRN	ADD	+$41.9M	+12,000,000	$92.9M	$135M	22,532,000	34,532,000
position key `sid:sec:prov:9886204f7314eeb6ea4d19d9d7721d16` · issuer key `cusip6:78468R` STATE STREET SPD PUT	TRIM	−$15.6M	−443,200	$148M	$132M	1,170,300	727,100
position key `pos:16072` · issuer key `iss:1370` COM	ADD	+$32.5M	+383,465	$97.6M	$130M	500,718	884,183
position key `pos:18039` · issuer key `iss:1025` COM PUT	ADD	+$26.8M	+120,100	$97.7M	$125M	303,200	423,300
position key `pos:11205` · issuer key `iss:255` CL B NEW PUT	ADD	+$41.6M	+94,200	$75.5M	$117M	150,300	244,500
position key `pos:12827` · issuer key `iss:323` COM	TRIM	−$23.6M	−28,300	$141M	$117M	406,195	377,895
position key `pos:14648` · issuer key `iss:1012` MSCI EAFE ETF CALL	NEW	+$114M	+1,169,200	$0	$114M	—	1,169,200
position key `pos:12445` · issuer key `iss:1405` CL A PUT	ADD	+$40.2M	+355,700	$66.8M	$107M	376,000	731,700
position key `pos:18009` · issuer key `iss:469` NOTE 8/1 PRN	ADD	+$6.9M	+6,193,000	$100M	$107M	85,057,000	91,250,000
position key `pos:11293` · issuer key `iss:311` NOTE 2.500% 3/1 PRN	ADD	+$40.4M	+23,872,000	$57.6M	$98.0M	30,500,000	54,372,000
position key `pos:12827` · issuer key `iss:323` COM CALL	ADD	−$759K	+30,400	$96.2M	$95.4M	277,900	308,300
position key `pos:15863` · issuer key `iss:1123` COM PUT	ADD	+$29.0M	+40,700	$58.7M	$87.7M	54,600	95,300
position key `pos:13599` · issuer key `iss:1035` COM PUT	ADD	+$36.1M	+110,200	$50.8M	$86.9M	245,500	355,700
position key `pos:13502` · issuer key `iss:1236` NOTE 4.000% 5/0 PRN	ADD	+$18.8M	+3,000,000	$62.0M	$80.8M	24,000,000	27,000,000
position key `pos:18143` · issuer key `iss:982` COM PUT	TRIM	−$19.7M	−888,100	$99.5M	$79.8M	2,696,300	1,808,200
position key `pos:14648` · issuer key `iss:1012` MSCI EAFE ETF PUT	ADD	+$74.8M	+769,700	$2.4M	$77.2M	25,000	794,700
position key `pos:15142` · issuer key `iss:89` CAP STK CL A CALL	ADD	+$670K	+22,500	$71.4M	$72.0M	228,000	250,500
position key `pos:15433` · issuer key `iss:1290` COM PUT	TRIM	−$2.7M	−48,200	$74.3M	$71.6M	792,400	744,200
position key `sid:sec:prov:4ee13837c201cea05a3fc8a370f61521` · issuer key `cusip6:81369Y` STATE STREET ENE	TRIM	+$17.7M	−34,108	$53.5M	$71.3M	1,197,568	1,163,460
position key `pos:13490` · issuer key `iss:1939` COM PUT	ADD	+$21.7M	+129,100	$49.3M	$71.0M	442,300	571,400
position key `pos:11717` · issuer key `iss:440` COM PUT	ADD	+$53.6M	+229,300	$17.3M	$71.0M	113,700	343,000
position key `pos:13234` · issuer key `iss:230` COM PUT	ADD	+$14.8M	+428,000	$53.4M	$68.2M	970,500	1,398,500
position key `sid:sec:prov:eb98eb0046d26e5276e337f316cb3993` · issuer key `cusip6:163086` NOTE 2.375%12/1 PRN	ADD	+$11.0M	+8,400,000	$50.2M	$61.2M	33,011,000	41,411,000
position key `pos:13797` · issuer key `iss:1953` COM	NEW	+$59.0M	+849,500	$0	$59.0M	—	849,500
position key `pos:10136` · issuer key `iss:990` COM PUT	TRIM	−$49.7M	−125,300	$106M	$56.5M	358,500	233,200
position key `pos:12848` · issuer key `iss:1921` COM CL A PUT	ADD	−$5.2M	+10,800	$61.0M	$55.9M	174,000	184,800
position key `pos:10391` · issuer key `iss:266` NOTE 1.250% 5/1 PRN	ADD	+$18.7M	+19,243,000	$33.6M	$52.3M	35,000,000	54,243,000
position key `pos:14157` · issuer key `iss:149` COM PUT	TRIM	−$6.6M	−75,200	$57.9M	$51.3M	225,400	150,200
position key `pos:16072` · issuer key `iss:1370` COM PUT	TRIM	−$34.3M	−90,600	$85.6M	$51.3M	439,400	348,800
position key `pos:15994` · issuer key `iss:175` NOTE 2.250% 4/0 PRN	ADD	+$14.4M	+8,909,000	$36.6M	$51.0M	25,750,000	34,659,000
position key `pos:14944` · issuer key `iss:504` NOTE 2.250% 6/1 PRN	ADD	+$11.6M	+11,500,000	$39.4M	$51.0M	41,000,000	52,500,000
position key `pos:15168` · issuer key `iss:456` COM NEW PUT	ADD	+$27.3M	+246,200	$23.5M	$50.8M	201,400	447,600
position key `pos:14804` · issuer key `iss:1525` NOTE 0.250% 3/1 PRN	ADD	+$13.5M	+14,400,000	$36.9M	$50.4M	38,990,000	53,390,000
position key `pos:15702` · issuer key `iss:1012` RUSSELL 2000 ETF CALL	ADD	+$20.2M	+80,400	$30.2M	$50.3M	122,500	202,900
position key `pos:13432` · issuer key `iss:411` COM PUT	TRIM	−$39.6M	−85,900	$89.7M	$50.1M	156,600	70,700
position key `pos:14821` · issuer key `iss:794` COMMON STOCK	TRIM	−$1.3M	−10,828	$51.3M	$50.0M	975,295	964,467
position key `pos:14992` · issuer key `iss:1485` COM PUT	ADD	+$24.1M	+165,800	$24.0M	$48.2M	167,700	333,500
position key `pos:12848` · issuer key `iss:1921` COM CL A CALL	ADD	+$4.4M	+34,500	$43.7M	$48.1M	124,700	159,200
position key `pos:11166` · issuer key `iss:640` COM	NEW	+$47.9M	+235,000	$0	$47.9M	—	235,000
position key `pos:17751` · issuer key `iss:1214` COM PUT	ADD	+$9.7M	+35,700	$38.1M	$47.8M	361,500	397,200
position key `pos:12445` · issuer key `iss:1405` CL A	ADD	+$37.0M	+264,762	$10.0M	$46.9M	56,056	320,818
position key `pos:15008` · issuer key `iss:318` COM PUT	ADD	+$7.7M	+47,400	$38.8M	$46.5M	719,600	767,000
position key `pos:14474` · issuer key `iss:1052` COM	TRIM	−$41.8M	−2,424,172	$87.8M	$45.9M	5,088,765	2,664,593
position key `pos:14206` · issuer key `iss:1193` CL A PUT	TRIM	−$6.9M	−900	$51.8M	$44.9M	90,800	89,900
position key `pos:10455` · issuer key `iss:1091` COM NEW PUT	ADD	+$17.1M	+48,400	$27.2M	$44.2M	158,700	207,100
position key `pos:11688` · issuer key `iss:1955` COM PUT	ADD	+$6.6M	+150,200	$36.9M	$43.5M	395,700	545,900
position key `pos:15626` · issuer key `iss:1529` COM PUT	ADD	+$20.5M	+100,100	$22.3M	$42.7M	121,400	221,500
position key `pos:11938` · issuer key `iss:834` COM PUT	ADD	+$7.3M	+10,200	$34.5M	$41.9M	39,300	49,500
position key `pos:16961` · issuer key `iss:1399` NOTE 1.500% 9/1 PRN	ADD	+$4.5M	+6,200,000	$37.1M	$41.6M	25,000,000	31,200,000

Flags: no row carries a flag.

1–20 of the 100 changes on this page

Mark-to-market only (no share change) · 53

Positions whose share count is identical in both quarters; the value changed with price, not with a decision.

Positions held with no share change into quarter 2026-03-31
position matched across quarters by exact reported CUSIP over a registry gap — producer-reconciled identity, never a name match `identity_reconciled_by_cusip`	the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE `classified_by_value` · EXIT = absent this quarter: disposed, delisted, under confidential treatment, or reported instead by an affiliated manager — the filing does not say which · change not classifiable: value undisclosed on one side of the quarter pair, or neither shares nor value can classify it · NO CHANGE = the share count is identical in both quarters; the value moved only with price, so the row is mark-to-market and never an ADD or a TRIM (NEW / ADD / TRIM / EXIT / NO CHANGE) · NO PRIOR = this filer has no comparable holdings list for the previous quarter on record — a first filing under this registration, or a quarter reported inside an affiliated manager's filing — so the position is not called a new stake	derived by Public Filings from the published aggregate; NULL means the source did not disclose a usable value — never zero	Prev value	Curr value	Prev shares	Curr shares
position key `pos:12034` · issuer key `iss:363` NOTE 2.250% 5/0 PRN	NO CHANGE	+$4.6M	$67.6M	$72.2M	23,604,000	23,604,000
position key `pos:15466` · issuer key `iss:1490` NOTE 1.000% 4/1 PRN	NO CHANGE	+$110K	$53.8M	$54.0M	54,019,000	54,019,000
position key `pos:13570` · issuer key `iss:548` NOTE 4.000%11/1 PRN	NO CHANGE	+$2.0M	$52.0M	$53.9M	8,631,000	8,631,000
position key `pos:12040` · issuer key `iss:1998` NOTE 8.000% 7/1 PRN	NO CHANGE	−$13.9M	$61.1M	$47.2M	23,074,000	23,074,000
position key `pos:11444` · issuer key `iss:749` NOTE 4.000% 5/0 PRN	NO CHANGE	+$1.1M	$16.4M	$17.5M	16,000,000	16,000,000
position key `sid:sec:prov:d56ab0d7d77773d511a97d2af55722be` · issuer key `cusip6:56087F` NOTE 2/1 PRN	NO CHANGE	−$9.8M	$21.5M	$11.7M	10,000,000	10,000,000
position key `pos:13414` · issuer key `iss:548` NOTE 3.500% 7/0 PRN	NO CHANGE	+$194K	$7.1M	$7.3M	5,000,000	5,000,000
position key `pos:10165` · issuer key `iss:1226` NOTE 12/0 PRN	NO CHANGE	+$75.7K	$7.0M	$7.1M	8,500,000	8,500,000
position key `sid:sec:prov:519a527ffbf2ebf53505e7296b2d1376` · issuer key `cusip6:36242H` COM	NO CHANGE	−$220K	$7.3M	$7.1M	262,242	262,242
position key `sid:sec:prov:b5fb87475a6cc894e2b24e3265f767e6` · issuer key `cusip6:92840R` COM	NO CHANGE	−$147K	$6.8M	$6.6M	526,672	526,672
position key `pos:18056` · issuer key `iss:1403` NOTE 2.125% 5/1 PRN	NO CHANGE	−$212K	$5.0M	$4.8M	5,000,000	5,000,000
position key `sid:sec:prov:9ec243716fefc2c71c19f40377b03c67` · issuer key `cusip6:004397` NOTE 3.750% 6/0 PRN	NO CHANGE	+$55	$4.3M	$4.3M	4,500,000	4,500,000
position key `sid:sec:prov:a884e7eb631d42f553166371ddb02241` · issuer key `cusip6:95766R` COM	NO CHANGE	−$60.2K	$4.0M	$3.9M	462,748	462,748
position key `sid:sec:prov:96e8c26648ba8662f5fb0c4a1fb269a3` · issuer key `cusip6:05988J` NOTE 0.500% 4/0 PRN	NO CHANGE	+$86.0K	$3.5M	$3.6M	4,000,000	4,000,000
position key `pos:13892` · issuer key `iss:1286` NOTE 0.250% 1/1 PRN	NO CHANGE	+$78.8K	$3.3M	$3.4M	3,708,000	3,708,000
position key `sid:sec:prov:03b80f46c25a7599a79957285bd29eb2` · issuer key `cusip6:00548F` COM	NO CHANGE	+$689K	$2.5M	$3.2M	113,761	113,761
position key `sid:sec:prov:0efaea8995a80fecd38a0a366dfecd1c` · issuer key `cusip6:18914E` SH BEN INT	NO CHANGE	−$50.5K	$3.2M	$3.1M	560,671	560,671
position key `sid:sec:prov:c3eef7133305b88c9c801f3f0b0a41fe` · issuer key `cusip6:94987C` COM	NO CHANGE	$0	$2.9M	$2.9M	489,310	489,310
position key `pos:16796` · issuer key `iss:1108` NOTE 2.500% 2/0 PRN	NO CHANGE	+$328K	$2.5M	$2.8M	2,500,000	2,500,000
position key `sid:sec:prov:b9ba01663d89ff85607b42deb89aaa99` · issuer key `cusip6:92835W` COM	NO CHANGE	+$118K	$2.3M	$2.5M	370,223	370,223
position key `sid:sec:prov:a5025a13d6c8435feefb070ba7157b03` · issuer key `cusip6:05588W` COM	NO CHANGE	−$26.6K	$2.4M	$2.4M	379,865	379,865
position key `sid:sec:prov:63d67d421bc234ac29c1983fed007125` · issuer key `cusip6:45783Q` NOTE 3.250%10/1 PRN	NO CHANGE	−$11.9K	$2.3M	$2.3M	9,510,000	9,510,000
position key `sid:sec:prov:690ba144fac451f122e4913d75e3c497` · issuer key `cusip6:368802` COM	NO CHANGE	−$9.3K	$2.1M	$2.1M	35,841	35,841
position key `sid:sec:prov:6708c2e0ae7dbc87c369f088fa1fdcfe` · issuer key `cusip6:101507` COM	NO CHANGE	−$161K	$2.1M	$1.9M	111,819	111,819
position key `pos:11472` · issuer key `iss:581` COM PUT	NO CHANGE	+$222K	$1.3M	$1.6M	8,700	8,700
position key `pos:16048` · issuer key `iss:1235` COM CL A	NO CHANGE	−$366K	$1.8M	$1.4M	75,700	75,700
position key `pos:16346` · issuer key `iss:52` NOTE 11/1 PRN	NO CHANGE	+$7.0K	$1.4M	$1.4M	1,400,000	1,400,000
position key `pos:15938` · issuer key `cusip6:92189F` SEMICONDUCTR ETF PUT	NO CHANGE	+$69.8K	$1.1M	$1.2M	3,000	3,000
position key `pos:11122` · issuer key `iss:1684` COM SHS PUT	NO CHANGE	−$514K	$1.6M	$1.1M	7,500	7,500
position key `sid:sec:prov:91d33b2be20a0429db43baf3030c5b86` · issuer key `cusip6:09662E` COM	NO CHANGE	−$30.0K	$1.2M	$1.1M	187,555	187,555
position key `sid:sec:prov:22ec300db1fa279a5f5c010322695db7` · issuer key `cusip6:939653` SH BEN INT	NO CHANGE	−$8.6M	$9.7M	$1.1M	557,487	557,487
position key `pos:17928` · issuer key `iss:1322` COM CALL	NO CHANGE	+$179K	$912K	$1.1M	1,600	1,600
position key `sid:sec:prov:0dd5d45b428fe23eff0f9072a763c6e5` · issuer key `cusip6:36249W` COM	NO CHANGE	+$1.4K	$1.0M	$1.0M	69,157	69,157
position key `sid:sec:prov:842bbdd2485fe3610aacf29a815b3aac` · issuer key `cusip6:18469P` COM	NO CHANGE	+$156K	$852K	$1.0M	19,073	19,073
position key `pos:16620` · issuer key `iss:1142` COM NEW PUT	NO CHANGE	−$104K	$1.1M	$953K	100,000	100,000
position key `sid:sec:prov:2e933e119cb654839c2eebc7de048271` · issuer key `cusip6:289074` COM	NO CHANGE	−$39.1K	$948K	$909K	81,490	81,490
position key `sid:sec:prov:65f535a50d02b16a1bed5e8873b37ec1` · issuer key `cusip6:36246K` SHS	NO CHANGE	−$57.7K	$958K	$900K	99,441	99,441
position key `pos:10449` · issuer key `iss:2012` COM PUT	NO CHANGE	−$449K	$1.2M	$744K	5,300	5,300
position key `pos:14064` · issuer key `iss:2295` COM CALL	NO CHANGE	−$72.7K	$781K	$709K	3,600	3,600
position key `pos:18191` · issuer key `iss:1654` CL A SUB VTG SHS PUT	NO CHANGE	−$224K	$853K	$629K	5,300	5,300
position key `sid:sec:prov:4cd60b606e3ad12449dde44aa9306f5e` · issuer key `cusip6:72200N` COM	NO CHANGE	−$10.7K	$625K	$614K	71,579	71,579
position key `pos:17450` · issuer key `iss:1190` COM CALL	NO CHANGE	+$83.0K	$501K	$584K	5,900	5,900
position key `pos:10513` · issuer key `iss:168` SPONSORED ADS PUT	NO CHANGE	+$113K	$295K	$408K	2,700	2,700
position key `sid:sec:prov:8c0c758a9ddc4ec579f18dcb87426a4c` · issuer key `cusip6:25065A` COMMON SHARES	NO CHANGE	−$39.5K	$412K	$372K	45,894	45,894
position key `pos:15270` · issuer key `iss:439` COM PUT	NO CHANGE	−$1.9K	$353K	$351K	3,200	3,200
position key `pos:14819` · issuer key `iss:262` COM	NO CHANGE	−$136K	$458K	$322K	8,400	8,400
position key `sid:sec:prov:1917583dba480039a51e14699446c668` · issuer key `cusip6:95766Q` COM SH BEN INT	NO CHANGE	−$6.4K	$277K	$271K	33,548	33,548
position key `pos:15867` · issuer key `iss:1984` NOTE 2.500% 6/1 PRN	NO CHANGE	−$9.4K	$254K	$245K	171,000	171,000
position key `pos:17306` · issuer key `iss:801` *W EXP 10/30/202	NO CHANGE	+$37.2K	$132K	$169K	43,778	43,778
position key `sid:sec:prov:bff7e952ee6c68560211bb7dddf4890d` · issuer key `cusip6:156727` COM	NO CHANGE	−$113K	$276K	$163K	25,787	25,787
position key `sid:sec:prov:b9bc3e668b9365795865d2e56c67b68e` · issuer key `cusip6:14147L` COM	NO CHANGE	−$60.9K	$144K	$82.9K	51,190	51,190
position key `sid:sec:prov:7f4328ff25913ded12b4564ac86f376d` · issuer key `cusip6:47100L` COM	NO CHANGE	−$26.7K	$76.5K	$49.8K	15,144	15,144
position key `pos:12066` · issuer key `iss:1464` COM NEW	NO CHANGE	+$4.1K	$27.6K	$31.7K	14,007	14,007

Flags: no row carries a flag.

Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Truncated by Public Filings. Changes compare every position with a security identifier, new and exited included; holdings without one are counted, not compared. methodology §13F ↗

Reported positions — 2026-03-31

1–100 of 945 issuers · $57.4B disclosed value over 1,558 rows · 0 undisclosed-value rows

View

This build carries one quarter for this manager: 2026-03-31. Notable managers carry four published quarters, others two.

This list carries reported issuer names and security identities, without a dated ticker mapping. Symbols are not inferred from names.

a position composed from a base filing plus NEW-HOLDINGS amendments keeps every source row here; the composition's latest filed date is the one shown served from this build's published holdings (derived from the filer's own reported rows); every row resolves to its filing

Share of total reported value, calculated only when the full position list has disclosed values. This is 13F long value, not total assets.

value undisclosed on the filing: retained and counted, excluded from sums, never shown as $0

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INVESCO QQQ TR

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for INVESCO QQQ TR, as it reported them
INVESCO QQQ TR · UNIT SER 1 · PUT CUSIP — src ↗	$9.7B	16,859,400
INVESCO QQQ TR · UNIT SER 1 · CALL CUSIP — src ↗	$5.6B	9,756,800
INVESCO QQQ TR · UNIT SER 1 CUSIP — src ↗	$18.2M	31,488

$15.4B

26,647,688

26.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STATE STR SPDR S&P 500 ETF T

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for STATE STR SPDR S&P 500 ETF T, as it reported them
STATE STR SPDR S&P 500 ETF T · TR UNIT · PUT CUSIP — src ↗	$10.0B	15,366,400
STATE STR SPDR S&P 500 ETF T · TR UNIT · CALL CUSIP — src ↗	$737M	1,133,800
STATE STR SPDR S&P 500 ETF T · TR UNIT CUSIP — src ↗	$386M	593,324

$11.1B

17,093,524

19.4%

—

ISHARES TR

19 positions · 19 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for ISHARES TR, as it reported them
ISHARES TR · CORE S&P500 ETF CUSIP — src ↗	$1.0B	1,557,834
ISHARES TR · IBOXX INV CP ETF · PUT CUSIP — src ↗	$557M	5,108,800
ISHARES TR · CHINA LG-CAP ETF · PUT CUSIP — src ↗	$420M	11,692,800
ISHARES TR · RUSSELL 2000 ETF · PUT CUSIP — src ↗	$399M	1,610,000
ISHARES TR · CHINA LG-CAP ETF · CALL CUSIP — src ↗	$361M	10,049,600
ISHARES TR · MSCI EMG MKT ETF · PUT CUSIP — src ↗	$253M	4,453,100
ISHARES TR · MSCI EAFE ETF · CALL CUSIP — src ↗	$114M	1,169,200
ISHARES TR · MSCI EAFE ETF · PUT CUSIP — src ↗	$77.2M	794,700
ISHARES TR · RUSSELL 2000 ETF · CALL CUSIP — src ↗	$50.3M	202,900
ISHARES TR · MSCI EMG MKT ETF CUSIP — src ↗	$41.4M	728,967
ISHARES TR · CHINA LG-CAP ETF CUSIP — src ↗	$37.6M	1,046,789
ISHARES TR · MSCI EAFE ETF CUSIP — src ↗	$14.6M	149,910
ISHARES TR · 20 YR TR BD ETF · CALL CUSIP — src ↗	$8.7M	100,000
ISHARES TR · MSCI EMG MKT ETF · CALL CUSIP — src ↗	$7.2M	127,100
ISHARES TR · EXPANDED TECH · CALL CUSIP — src ↗	$6.0M	75,000
ISHARES TR · EXPANDED TECH · PUT CUSIP — src ↗	$2.8M	35,000
ISHARES TR · ISHARES BIOTECH · CALL CUSIP — src ↗	$2.5M	14,900
ISHARES TR · EXPANDED TECH CUSIP — src ↗	$2.4M	29,969
ISHARES TR · ISHARES SEMICDTR CUSIP — src ↗	$439K	1,337

ticker not yet mapped

$3.4B

38,947,906

5.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMAZON COM INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for AMAZON COM INC, as it reported them
AMAZON COM INC · COM · PUT CUSIP — src ↗	$1.5B	7,180,600
AMAZON COM INC · COM CUSIP — src ↗	$1.2B	5,769,310
AMAZON COM INC · COM · CALL CUSIP — src ↗	$297M	1,427,800

$3.0B

14,377,710

5.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICROSOFT CORP

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for MICROSOFT CORP, as it reported them
MICROSOFT CORP · COM · PUT CUSIP — src ↗	$1.3B	3,420,600
MICROSOFT CORP · COM CUSIP — src ↗	$1.0B	2,773,897
MICROSOFT CORP · COM · CALL CUSIP — src ↗	$278M	750,200

$2.6B

6,944,697

4.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NVIDIA CORPORATION

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for NVIDIA CORPORATION, as it reported them
NVIDIA CORPORATION · COM · PUT CUSIP — src ↗	$1.4B	8,179,700
NVIDIA CORPORATION · COM CUSIP — src ↗	$700M	4,015,308
NVIDIA CORPORATION · COM · CALL CUSIP — src ↗	$418M	2,394,900

$2.5B

14,589,908

4.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred) verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ALPHABET INC

6 positions · 6 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for ALPHABET INC, as it reported them
ALPHABET INC · CAP STK CL C · PUT CUSIP — src ↗	$530M	1,849,100
ALPHABET INC · CAP STK CL A · PUT CUSIP — src ↗	$490M	1,703,200
ALPHABET INC · CAP STK CL C CUSIP — src ↗	$241M	838,609
ALPHABET INC · CAP STK CL A CUSIP — src ↗	$197M	684,171
ALPHABET INC · CAP STK CL C · CALL CUSIP — src ↗	$156M	545,100
ALPHABET INC · CAP STK CL A · CALL CUSIP — src ↗	$72.0M	250,500

$1.7B

5,870,680

2.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TESLA INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for TESLA INC, as it reported them
TESLA INC · COM · PUT CUSIP — src ↗	$807M	2,170,900
TESLA INC · COM CUSIP — src ↗	$541M	1,454,100
TESLA INC · COM · CALL CUSIP — src ↗	$248M	666,800

$1.6B

4,291,800

2.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLE INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for APPLE INC, as it reported them
APPLE INC · COM · PUT CUSIP — src ↗	$877M	3,456,800
APPLE INC · COM CUSIP — src ↗	$250M	986,365
APPLE INC · COM · CALL CUSIP — src ↗	$204M	802,900

$1.3B

5,246,065

2.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LUMENTUM HLDGS INC

2 positions · 2 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for LUMENTUM HLDGS INC, as it reported them
LUMENTUM HLDGS INC · NOTE 1.500%12/1 CUSIP — src ↗	$753M	74,347,000 PRN
LUMENTUM HLDGS INC · COM CUSIP — src ↗	$615K	875

$753M

—

1.3%

—

SELECT SECTOR SPDR TR

11 positions · 11 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for SELECT SECTOR SPDR TR, as it reported them
SELECT SECTOR SPDR TR · STATE STREET FIN · PUT CUSIP 81369Y605 src ↗	$352M	7,123,800
SELECT SECTOR SPDR TR · STATE STREET FIN · CALL CUSIP 81369Y605 src ↗	$290M	5,873,400
SELECT SECTOR SPDR TR · STATE STREET ENE CUSIP 81369Y506 src ↗	$71.3M	1,163,460
SELECT SECTOR SPDR TR · STATE STREET TEC CUSIP — src ↗	$13.4M	101,046
SELECT SECTOR SPDR TR · STATE STREET CON · PUT CUSIP — src ↗	$6.0M	72,800
SELECT SECTOR SPDR TR · STATE STREET CON CUSIP 81369Y407 src ↗	$1.5M	14,183
SELECT SECTOR SPDR TR · STATE STREET REA CUSIP 81369Y860 src ↗	$911K	22,315
SELECT SECTOR SPDR TR · STATE STREET CON · CALL CUSIP — src ↗	$820K	10,000
SELECT SECTOR SPDR TR · STATE STREET UTI CUSIP — src ↗	$720K	15,684
SELECT SECTOR SPDR TR · STATE STREET COM CUSIP 81369Y852 src ↗	$443K	3,996
SELECT SECTOR SPDR TR · STATE STREET HEA CUSIP 81369Y209 src ↗	$380K	2,595

ticker not yet mapped

$737M

14,403,279

1.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

META PLATFORMS INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for META PLATFORMS INC, as it reported them
META PLATFORMS INC · CL A · PUT CUSIP — src ↗	$287M	501,000
META PLATFORMS INC · CL A CUSIP — src ↗	$194M	339,072
META PLATFORMS INC · CL A · CALL CUSIP — src ↗	$177M	309,200

$658M

1,149,272

1.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WESTERN DIGITAL CORP

4 positions · 4 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for WESTERN DIGITAL CORP, as it reported them
WESTERN DIGITAL CORP · NOTE 3.000%11/1 CUSIP — src ↗	$577M	80,500,000 PRN
WESTERN DIGITAL CORP · COM · PUT CUSIP — src ↗	$12.6M	46,600
WESTERN DIGITAL CORP · COM · CALL CUSIP — src ↗	$2.4M	8,700
WESTERN DIGITAL CORP · COM CUSIP — src ↗	$2.1M	7,825

$594M

—

1.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WARNER BROS DISCOVERY INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for WARNER BROS DISCOVERY INC, as it reported them
WARNER BROS DISCOVERY INC · COM SER A CUSIP — src ↗	$280M	10,205,000
WARNER BROS DISCOVERY INC · COM SER A · PUT CUSIP — src ↗	$253M	9,218,800
WARNER BROS DISCOVERY INC · COM SER A · CALL CUSIP — src ↗	$1.5M	54,400

$535M

19,478,200

0.9%

—

VANGUARD INDEX FDS

2 positions · 2 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for VANGUARD INDEX FDS, as it reported them
VANGUARD INDEX FDS · S&P 500 ETF SHS CUSIP 922908363 src ↗	$511M	855,335
VANGUARD INDEX FDS · VALUE ETF CUSIP — src ↗	$3.2M	16,401

ticker not yet mapped

$514M

871,736

0.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BROADCOM INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for BROADCOM INC, as it reported them
BROADCOM INC · COM · PUT CUSIP — src ↗	$230M	741,700
BROADCOM INC · COM CUSIP — src ↗	$117M	377,895
BROADCOM INC · COM · CALL CUSIP — src ↗	$95.4M	308,300

$442M

1,427,895

0.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ADVANCED MICRO DEVICES INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for ADVANCED MICRO DEVICES INC, as it reported them
ADVANCED MICRO DEVICES INC · COM · PUT CUSIP — src ↗	$198M	973,900
ADVANCED MICRO DEVICES INC · COM CUSIP — src ↗	$146M	715,929
ADVANCED MICRO DEVICES INC · COM · CALL CUSIP — src ↗	$13.7M	67,500

$357M

1,757,329

0.6%

—

ISHARES TR · IBOXX HI YD ETF · PUT CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$355M

4,467,200

0.6%

—

ISHARES INC

6 positions · 6 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for ISHARES INC, as it reported them
ISHARES INC · MSCI BRAZIL ETF · PUT CUSIP 464286400 src ↗	$203M	5,285,200
ISHARES INC · MSCI STH KOR ETF CUSIP 464286772 src ↗	$9.2M	74,678
ISHARES INC · MSCI STH KOR ETF · CALL CUSIP 464286772 src ↗	$5.0M	40,800
ISHARES INC · MSCI STH KOR ETF · PUT CUSIP 464286772 src ↗	$3.5M	28,200
ISHARES INC · MSCI BRAZIL ETF CUSIP 464286400 src ↗	$2.2M	56,247
ISHARES INC · MSCI CHILE ETF · CALL CUSIP 464286640 src ↗	$2.0M	50,000

ticker not yet mapped

$225M

5,535,125

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NEBIUS GROUP N.V. · SHS CLASS A · PUT CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$224M

2,161,000

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ORACLE CORP

4 positions · 4 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for ORACLE CORP, as it reported them
ORACLE CORP · COM CUSIP — src ↗	$130M	884,183
ORACLE CORP · COM · PUT CUSIP — src ↗	$51.3M	348,800
ORACLE CORP · COM · CALL CUSIP — src ↗	$25.2M	171,200
ORACLE CORP · 6.5 DEP CUM SR D CUSIP — src ↗	$9.0M	170,030,000 PRN

$216M

—

0.4%

—

ECHOSTAR CORP · NOTE 3.875%11/3 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$187M

52,388,000 PRN

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICRON TECHNOLOGY INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for MICRON TECHNOLOGY INC, as it reported them
MICRON TECHNOLOGY INC · COM · PUT CUSIP — src ↗	$141M	418,100
MICRON TECHNOLOGY INC · COM · CALL CUSIP — src ↗	$19.1M	56,500
MICRON TECHNOLOGY INC · COM CUSIP — src ↗	$18.0M	53,392

$178M

527,992

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EXXON MOBIL CORP

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for EXXON MOBIL CORP, as it reported them
EXXON MOBIL CORP · COM · PUT CUSIP — src ↗	$148M	873,500
EXXON MOBIL CORP · COM · CALL CUSIP — src ↗	$28.5M	168,100
EXXON MOBIL CORP · COM CUSIP — src ↗	$378K	2,228

$177M

1,043,828

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PALANTIR TECHNOLOGIES INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for PALANTIR TECHNOLOGIES INC, as it reported them
PALANTIR TECHNOLOGIES INC · CL A · PUT CUSIP — src ↗	$107M	731,700
PALANTIR TECHNOLOGIES INC · CL A CUSIP — src ↗	$46.9M	320,818
PALANTIR TECHNOLOGIES INC · CL A · CALL CUSIP — src ↗	$17.4M	119,200

$171M

1,171,718

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JPMORGAN CHASE & CO

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for JPMORGAN CHASE & CO, as it reported them
JPMORGAN CHASE & CO · COM · PUT CUSIP — src ↗	$125M	423,300
JPMORGAN CHASE & CO · COM · CALL CUSIP — src ↗	$28.0M	95,100
JPMORGAN CHASE & CO · COM CUSIP — src ↗	$14.8M	50,444

$167M

568,844

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BERKSHIRE HATHAWAY INC DEL

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for BERKSHIRE HATHAWAY INC DEL, as it reported them
BERKSHIRE HATHAWAY INC DEL · CL B NEW · PUT CUSIP — src ↗	$117M	244,500
BERKSHIRE HATHAWAY INC DEL · CL B NEW · CALL CUSIP — src ↗	$22.3M	46,500
BERKSHIRE HATHAWAY INC DEL · CL B NEW CUSIP — src ↗	$13.0M	27,107

$152M

318,107

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ISHARES BITCOIN TRUST ETF · SHS BEN INT · PUT CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$137M

3,570,000

0.2%

—

INTERDIGITAL INC · NOTE 3.500% 6/0 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$135M

34,532,000 PRN

0.2%

—

SPDR SERIES TRUST · STATE STREET SPD · PUT CUSIP 78468R556
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$132M

727,100

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VISA INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for VISA INC, as it reported them
VISA INC · COM CL A · PUT CUSIP — src ↗	$55.9M	184,800
VISA INC · COM CL A · CALL CUSIP — src ↗	$48.1M	159,200
VISA INC · COM CL A CUSIP — src ↗	$12.4M	41,189

$116M

385,189

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WALMART INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for WALMART INC, as it reported them
WALMART INC · COM · PUT CUSIP — src ↗	$71.0M	571,400
WALMART INC · COM · CALL CUSIP — src ↗	$36.3M	292,400
WALMART INC · COM CUSIP — src ↗	$2.5M	20,345

$110M

884,145

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ELI LILLY & CO

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for ELI LILLY & CO, as it reported them
ELI LILLY & CO · COM · PUT CUSIP — src ↗	$87.7M	95,300
ELI LILLY & CO · COM · CALL CUSIP — src ↗	$16.8M	18,300
ELI LILLY & CO · COM CUSIP — src ↗	$4.7M	5,107

$109M

118,707

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BANK AMERICA CORP

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for BANK AMERICA CORP, as it reported them
BANK AMERICA CORP · COM · PUT CUSIP — src ↗	$68.2M	1,398,500
BANK AMERICA CORP · COM · CALL CUSIP — src ↗	$28.0M	574,000
BANK AMERICA CORP · COM CUSIP — src ↗	$11.8M	242,897

$108M

2,215,397

0.2%

—

CLOUDFLARE INC · NOTE 8/1 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$107M

91,250,000 PRN

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NETFLIX INC.

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for NETFLIX INC., as it reported them
NETFLIX INC. · COM · PUT CUSIP — src ↗	$71.6M	744,200
NETFLIX INC. · COM · CALL CUSIP — src ↗	$25.4M	263,700
NETFLIX INC. · COM CUSIP — src ↗	$9.8M	102,385

$107M

1,110,285

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INTERNATIONAL BUSINESS MACHS

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for INTERNATIONAL BUSINESS MACHS, as it reported them
INTERNATIONAL BUSINESS MACHS · COM · PUT CUSIP — src ↗	$56.5M	233,200
INTERNATIONAL BUSINESS MACHS · COM CUSIP — src ↗	$36.8M	151,717
INTERNATIONAL BUSINESS MACHS · COM · CALL CUSIP — src ↗	$12.9M	53,200

$106M

438,117

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JOHNSON & JOHNSON

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for JOHNSON & JOHNSON, as it reported them
JOHNSON & JOHNSON · COM · PUT CUSIP — src ↗	$86.9M	355,700
JOHNSON & JOHNSON · COM · CALL CUSIP — src ↗	$14.3M	58,500
JOHNSON & JOHNSON · COM CUSIP — src ↗	$1.2M	4,933

$102M

419,133

0.2%

—

BRIDGEBIO PHARMA INC · NOTE 2.500% 3/1 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$98.0M

54,372,000 PRN

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INTEL CORP

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for INTEL CORP, as it reported them
INTEL CORP · COM · PUT CUSIP — src ↗	$79.8M	1,808,200
INTEL CORP · COM CUSIP — src ↗	$9.8M	221,755
INTEL CORP · COM · CALL CUSIP — src ↗	$7.9M	178,500

$97.5M

2,208,455

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

UBER TECHNOLOGIES INC

4 positions · 4 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for UBER TECHNOLOGIES INC, as it reported them
UBER TECHNOLOGIES INC · NOTE 0.875%12/0 CUSIP — src ↗	$39.6M	32,871,000 PRN
UBER TECHNOLOGIES INC · COM · PUT CUSIP — src ↗	$28.1M	391,200
UBER TECHNOLOGIES INC · COM CUSIP — src ↗	$22.3M	310,031
UBER TECHNOLOGIES INC · COM · CALL CUSIP — src ↗	$4.7M	64,900

$94.7M

—

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CHEVRON CORPORATION

2 positions · 2 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for CHEVRON CORPORATION, as it reported them
CHEVRON CORPORATION · COM · PUT CUSIP — src ↗	$71.0M	343,000
CHEVRON CORPORATION · COM · CALL CUSIP — src ↗	$13.0M	62,600

$83.9M

405,600

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COSTCO WHOLESALE CORPORATION

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for COSTCO WHOLESALE CORPORATION, as it reported them
COSTCO WHOLESALE CORPORATION · COM · PUT CUSIP — src ↗	$41.1M	41,200
COSTCO WHOLESALE CORPORATION · COM · CALL CUSIP — src ↗	$40.5M	40,600
COSTCO WHOLESALE CORPORATION · COM CUSIP — src ↗	$1.4M	1,425

$82.9M

83,225

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MASTERCARD INCORPORATED

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for MASTERCARD INCORPORATED, as it reported them
MASTERCARD INCORPORATED · CL A · PUT CUSIP — src ↗	$44.9M	89,900
MASTERCARD INCORPORATED · CL A CUSIP — src ↗	$20.2M	40,342
MASTERCARD INCORPORATED · CL A · CALL CUSIP — src ↗	$15.9M	31,900

$81.0M

162,142

0.1%

—

MIRUM PHARMACEUTICALS INC · NOTE 4.000% 5/0 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$80.8M

27,000,000 PRN

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SALESFORCE INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for SALESFORCE INC, as it reported them
SALESFORCE INC · COM · CALL CUSIP — src ↗	$36.0M	192,900
SALESFORCE INC · COM · PUT CUSIP — src ↗	$33.3M	178,500
SALESFORCE INC · COM CUSIP — src ↗	$3.2M	17,149

$72.5M

388,549

0.1%

—

CNX RES CORP · NOTE 2.250% 5/0 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$72.2M

23,604,000 PRN

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLIED MATLS INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for APPLIED MATLS INC, as it reported them
APPLIED MATLS INC · COM · PUT CUSIP — src ↗	$51.3M	150,200
APPLIED MATLS INC · COM · CALL CUSIP — src ↗	$17.4M	50,800
APPLIED MATLS INC · COM CUSIP — src ↗	$539K	1,576

$69.2M

202,576

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PALO ALTO NETWORKS INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for PALO ALTO NETWORKS INC, as it reported them
PALO ALTO NETWORKS INC · COM · PUT CUSIP — src ↗	$39.4M	245,700
PALO ALTO NETWORKS INC · COM CUSIP — src ↗	$16.6M	103,791
PALO ALTO NETWORKS INC · COM · CALL CUSIP — src ↗	$11.5M	71,700

$67.5M

421,191

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ADOBE INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for ADOBE INC, as it reported them
ADOBE INC · COM · PUT CUSIP — src ↗	$31.4M	129,200
ADOBE INC · COM CUSIP — src ↗	$20.6M	84,715
ADOBE INC · COM · CALL CUSIP — src ↗	$14.1M	57,900

$66.1M

271,815

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CITIGROUP INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for CITIGROUP INC, as it reported them
CITIGROUP INC · COM NEW · PUT CUSIP — src ↗	$50.8M	447,600
CITIGROUP INC · COM NEW · CALL CUSIP — src ↗	$9.6M	84,800
CITIGROUP INC · COM NEW CUSIP — src ↗	$3.8M	33,724

$64.2M

566,124

0.1%

—

SPDR SERIES TRUST

6 positions · 6 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for SPDR SERIES TRUST, as it reported them
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$24.8M	381,043
SPDR SERIES TRUST · STATE STREET SPD · CALL CUSIP — src ↗	$13.9M	213,400
SPDR SERIES TRUST · STATE STREET SPD · PUT CUSIP — src ↗	$12.9M	101,200
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$7.4M	57,915
SPDR SERIES TRUST · STATE STREET SPD · PUT CUSIP — src ↗	$3.9M	59,400
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$874K	8,090

ticker not yet mapped

$63.8M

821,048

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CATERPILLAR INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for CATERPILLAR INC, as it reported them
CATERPILLAR INC · COM · PUT CUSIP — src ↗	$50.1M	70,700
CATERPILLAR INC · COM · CALL CUSIP — src ↗	$12.9M	18,200
CATERPILLAR INC · COM CUSIP — src ↗	$647K	913

$63.6M

89,813

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PROCTER & GAMBLE CO

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for PROCTER & GAMBLE CO, as it reported them
PROCTER & GAMBLE CO · COM · PUT CUSIP — src ↗	$48.2M	333,500
PROCTER & GAMBLE CO · COM · CALL CUSIP — src ↗	$7.7M	53,100
PROCTER & GAMBLE CO · COM CUSIP — src ↗	$7.0M	48,355

$62.8M

434,955

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WELLS FARGO & CO

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for WELLS FARGO & CO, as it reported them
WELLS FARGO & CO · COM · PUT CUSIP — src ↗	$43.5M	545,900
WELLS FARGO & CO · COM CUSIP — src ↗	$9.3M	116,357
WELLS FARGO & CO · COM · CALL CUSIP — src ↗	$9.2M	115,000

$61.9M

777,257

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STRATEGY INC

7 positions · 7 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for STRATEGY INC, as it reported them
STRATEGY INC · NOTE 2.250% 6/1 CUSIP — src ↗	$21.0M	20,500,000 PRN
STRATEGY INC · NOTE 0.625% 3/1 CUSIP — src ↗	$11.5M	10,000,000 PRN
STRATEGY INC · CL A NEW CUSIP — src ↗	$7.9M	63,394
STRATEGY INC · NOTE 12/0 CUSIP — src ↗	$7.1M	8,500,000 PRN
STRATEGY INC · NOTE 3/0 CUSIP — src ↗	$7.0M	7,975,000 PRN
STRATEGY INC · CL A NEW · PUT CUSIP — src ↗	$6.4M	51,100
STRATEGY INC · CL A NEW · CALL CUSIP — src ↗	$599K	4,800

$61.5M

—

0.1%

—

CYTOKINETICS INC

2 positions · 2 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for CYTOKINETICS INC, as it reported them
CYTOKINETICS INC · NOTE 4.000%11/1 CUSIP — src ↗	$53.9M	8,631,000 PRN
CYTOKINETICS INC · NOTE 3.500% 7/0 CUSIP — src ↗	$7.3M	5,000,000 PRN

ticker not yet mapped

$61.2M

13,631,000 PRN

0.1%

—

CHEFS WHSE INC · NOTE 2.375%12/1 CUSIP 163086AE1
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$61.2M

41,411,000 PRN

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BRISTOL-MYERS SQUIBB CO

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for BRISTOL-MYERS SQUIBB CO, as it reported them
BRISTOL-MYERS SQUIBB CO · COM · PUT CUSIP — src ↗	$46.5M	767,000
BRISTOL-MYERS SQUIBB CO · COM · CALL CUSIP — src ↗	$13.5M	222,500
BRISTOL-MYERS SQUIBB CO · COM CUSIP — src ↗	$1.1M	18,442

$61.1M

1,007,942

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WEBSTER FINL CORP · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$59.0M

849,500

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MERCK & CO INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for MERCK & CO INC, as it reported them
MERCK & CO INC · COM · PUT CUSIP — src ↗	$47.8M	397,200
MERCK & CO INC · COM · CALL CUSIP — src ↗	$7.3M	61,000
MERCK & CO INC · COM CUSIP — src ↗	$779K	6,472

$55.9M

464,672

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

RTX CORPORATION

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for RTX CORPORATION, as it reported them
RTX CORPORATION · COM · PUT CUSIP — src ↗	$42.7M	221,500
RTX CORPORATION · COM · CALL CUSIP — src ↗	$7.0M	36,300
RTX CORPORATION · COM CUSIP — src ↗	$6.1M	31,403

$55.8M

289,203

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LAM RESEARCH CORP

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for LAM RESEARCH CORP, as it reported them
LAM RESEARCH CORP · COM NEW · PUT CUSIP — src ↗	$44.2M	207,100
LAM RESEARCH CORP · COM NEW · CALL CUSIP — src ↗	$9.3M	43,500
LAM RESEARCH CORP · COM NEW CUSIP — src ↗	$1.9M	8,990

$55.5M

259,590

0.1%

—

MARA HOLDINGS INC

5 positions · 5 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for MARA HOLDINGS INC, as it reported them
MARA HOLDINGS INC · NOTE 2.125% 9/0 CUSIP 565788AD8 src ↗	$22.4M	26,327,000 PRN
MARA HOLDINGS INC · NOTE 3/0 CUSIP 565788AF3 src ↗	$15.5M	17,500,000 PRN
MARA HOLDINGS INC · NOTE 6/0 CUSIP 565788AH9 src ↗	$9.2M	10,000,000 PRN
MARA HOLDINGS INC · COM · PUT CUSIP 565788106 src ↗	$6.9M	844,000
MARA HOLDINGS INC · COM CUSIP 565788106 src ↗	$1.2M	143,996

ticker not yet mapped

$55.2M

—

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GOLDMAN SACHS GROUP INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for GOLDMAN SACHS GROUP INC, as it reported them
GOLDMAN SACHS GROUP INC · COM · PUT CUSIP — src ↗	$41.9M	49,500
GOLDMAN SACHS GROUP INC · COM · CALL CUSIP — src ↗	$7.1M	8,400
GOLDMAN SACHS GROUP INC · COM CUSIP — src ↗	$5.5M	6,443

$54.4M

64,343

0.1%

—

PROGRESS SOFTWARE CORP · NOTE 1.000% 4/1 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$54.0M

54,019,000 PRN

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ABBVIE INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for ABBVIE INC, as it reported them
ABBVIE INC · COM · PUT CUSIP — src ↗	$39.4M	181,200
ABBVIE INC · COM · CALL CUSIP — src ↗	$12.7M	58,200
ABBVIE INC · COM CUSIP — src ↗	$1.0M	4,761

$53.1M

244,161

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ELECTRONIC ARTS INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for ELECTRONIC ARTS INC, as it reported them
ELECTRONIC ARTS INC · COM CUSIP — src ↗	$47.9M	235,000
ELECTRONIC ARTS INC · COM · PUT CUSIP — src ↗	$3.8M	18,800
ELECTRONIC ARTS INC · COM · CALL CUSIP — src ↗	$714K	3,500

$52.5M

257,300

0.1%

—

BIOMARIN PHARMACEUTICAL INC · NOTE 1.250% 5/1 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$52.3M

54,243,000 PRN

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HOME DEPOT INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for HOME DEPOT INC, as it reported them
HOME DEPOT INC · COM · PUT CUSIP — src ↗	$36.7M	111,700
HOME DEPOT INC · COM · CALL CUSIP — src ↗	$8.8M	26,800
HOME DEPOT INC · COM CUSIP — src ↗	$6.0M	18,365

$51.6M

156,865

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MORGAN STANLEY

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for MORGAN STANLEY, as it reported them
MORGAN STANLEY · COM NEW · PUT CUSIP — src ↗	$33.5M	203,500
MORGAN STANLEY · COM NEW · CALL CUSIP — src ↗	$13.2M	80,000
MORGAN STANLEY · COM NEW CUSIP — src ↗	$4.6M	28,203

$51.3M

311,703

0.1%

—

ASCENDIS PHARMA A/S · NOTE 2.250% 4/0 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$51.0M

34,659,000 PRN

0.1%

—

CONMED CORP · NOTE 2.250% 6/1 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$51.0M

52,500,000 PRN

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LULULEMON ATHLETICA INC

2 positions · 2 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for LULULEMON ATHLETICA INC, as it reported them
LULULEMON ATHLETICA INC · COM · PUT CUSIP — src ↗	$28.8M	188,300
LULULEMON ATHLETICA INC · COM CUSIP — src ↗	$22.1M	144,317

$50.9M

332,617

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

RAPID7 INC

2 positions · 2 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for RAPID7 INC, as it reported them
RAPID7 INC · NOTE 0.250% 3/1 CUSIP — src ↗	$50.4M	53,390,000 PRN
RAPID7 INC · COM CUSIP — src ↗	$59.5K	10,800

$50.5M

—

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GXO LOGISTICS INCORPORATED · COMMON STOCK CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$50.0M

964,467

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GE VERNOVA INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for GE VERNOVA INC, as it reported them
GE VERNOVA INC · COM · PUT CUSIP — src ↗	$38.4M	44,000
GE VERNOVA INC · COM · CALL CUSIP — src ↗	$8.4M	9,600
GE VERNOVA INC · COM CUSIP — src ↗	$3.1M	3,545

$49.9M

57,145

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

KENVUE INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for KENVUE INC, as it reported them
KENVUE INC · COM CUSIP — src ↗	$45.9M	2,664,593
KENVUE INC · COM · PUT CUSIP — src ↗	$3.1M	180,300
KENVUE INC · COM · CALL CUSIP — src ↗	$817K	47,400

$49.9M

2,892,293

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AKAMAI TECHNOLOGIES INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for AKAMAI TECHNOLOGIES INC, as it reported them
AKAMAI TECHNOLOGIES INC · NOTE 1.125% 2/1 CUSIP — src ↗	$30.9M	26,979,000 PRN
AKAMAI TECHNOLOGIES INC · NOTE 0.375% 9/0 CUSIP — src ↗	$16.4M	14,110,000 PRN
AKAMAI TECHNOLOGIES INC · COM · PUT CUSIP — src ↗	$666K	5,800

$47.9M

—

0.1%

—

XERIS BIOPHARMA HOLDINGS INC · NOTE 8.000% 7/1 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$47.2M

23,074,000 PRN

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CISCO SYS INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for CISCO SYS INC, as it reported them
CISCO SYS INC · COM · PUT CUSIP — src ↗	$28.4M	365,600
CISCO SYS INC · COM · CALL CUSIP — src ↗	$18.3M	236,100
CISCO SYS INC · COM CUSIP — src ↗	$290K	3,741

$47.0M

605,441

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SERVICENOW INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for SERVICENOW INC, as it reported them
SERVICENOW INC · COM · PUT CUSIP — src ↗	$27.2M	260,200
SERVICENOW INC · COM CUSIP — src ↗	$9.8M	94,119
SERVICENOW INC · COM · CALL CUSIP — src ↗	$9.0M	86,400

$46.1M

440,719

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

QUALCOMM INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for QUALCOMM INC, as it reported them
QUALCOMM INC · COM · PUT CUSIP — src ↗	$27.6M	214,500
QUALCOMM INC · COM CUSIP — src ↗	$14.8M	115,081
QUALCOMM INC · COM · CALL CUSIP — src ↗	$3.2M	24,700

$45.6M

354,281

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PHILIP MORRIS INTL INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for PHILIP MORRIS INTL INC, as it reported them
PHILIP MORRIS INTL INC · COM · PUT CUSIP — src ↗	$24.7M	149,100
PHILIP MORRIS INTL INC · COM · CALL CUSIP — src ↗	$9.2M	55,800
PHILIP MORRIS INTL INC · COM CUSIP — src ↗	$9.2M	55,613

$43.1M

260,513

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COCA COLA CO

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for COCA COLA CO, as it reported them
COCA COLA CO · COM · PUT CUSIP — src ↗	$32.5M	427,900
COCA COLA CO · COM · CALL CUSIP — src ↗	$6.8M	89,400
COCA COLA CO · COM CUSIP — src ↗	$2.7M	35,569

$42.0M

552,869

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

UNITEDHEALTH GROUP INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for UNITEDHEALTH GROUP INC, as it reported them
UNITEDHEALTH GROUP INC · COM · PUT CUSIP — src ↗	$27.4M	101,100
UNITEDHEALTH GROUP INC · COM · CALL CUSIP — src ↗	$9.9M	36,600
UNITEDHEALTH GROUP INC · COM CUSIP — src ↗	$4.7M	17,459

$42.0M

155,159

0.1%

—

PTC THERAPEUTICS INC · NOTE 1.500% 9/1 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$41.6M

31,200,000 PRN

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GE AEROSPACE

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for GE AEROSPACE, as it reported them
GE AEROSPACE · COM NEW · PUT CUSIP — src ↗	$28.0M	98,600
GE AEROSPACE · COM NEW · CALL CUSIP — src ↗	$11.0M	38,600
GE AEROSPACE · COM NEW CUSIP — src ↗	$2.5M	8,890

$41.5M

146,090

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

FLUOR CORP

2 positions · 2 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for FLUOR CORP, as it reported them
FLUOR CORP · COM CUSIP — src ↗	$22.0M	471,937
FLUOR CORP · NOTE 1.125% 8/1 CUSIP — src ↗	$18.5M	15,000,000 PRN

$40.5M

—

0.1%

—

EVERGY INC · NOTE 4.500%12/1 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$40.5M

30,000,000 PRN

0.1%

—

ALPHATEC HLDGS INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for ALPHATEC HLDGS INC, as it reported them
ALPHATEC HLDGS INC · NOTE 0.750% 8/0 CUSIP 02081GAB8 src ↗	$20.7M	20,904,000 PRN
ALPHATEC HLDGS INC · NOTE 0.750% 3/1 CUSIP 02081GAD4 src ↗	$19.3M	18,800,000 PRN
ALPHATEC HLDGS INC · COM NEW CUSIP — src ↗	$238K	21,881

ticker not yet mapped

$40.3M

—

0.1%

—

BENTLEY SYS INC · NOTE 0.375% 7/0 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$39.7M

41,762,000 PRN

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PEPSICO INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for PEPSICO INC, as it reported them
PEPSICO INC · COM · PUT CUSIP — src ↗	$32.0M	206,100
PEPSICO INC · COM · CALL CUSIP — src ↗	$5.3M	33,900
PEPSICO INC · COM CUSIP — src ↗	$2.0M	12,733

$39.2M

252,733

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BOEING CO

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for BOEING CO, as it reported them
BOEING CO · COM · PUT CUSIP — src ↗	$17.6M	88,400
BOEING CO · COM CUSIP — src ↗	$14.1M	71,006
BOEING CO · COM · CALL CUSIP — src ↗	$7.2M	36,100

$38.9M

195,506

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NEXTERA ENERGY INC

2 positions · 2 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for NEXTERA ENERGY INC, as it reported them
NEXTERA ENERGY INC · COM · PUT CUSIP — src ↗	$32.8M	353,000
NEXTERA ENERGY INC · COM · CALL CUSIP — src ↗	$6.0M	64,800

$38.8M

417,800

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VERIZON COMMUNICATIONS INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for VERIZON COMMUNICATIONS INC, as it reported them
VERIZON COMMUNICATIONS INC · COM · PUT CUSIP — src ↗	$31.2M	621,400
VERIZON COMMUNICATIONS INC · COM · CALL CUSIP — src ↗	$5.7M	114,200
VERIZON COMMUNICATIONS INC · COM CUSIP — src ↗	$968K	19,291

$37.9M

754,891

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

DISNEY WALT CO

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for DISNEY WALT CO, as it reported them
DISNEY WALT CO · COM · PUT CUSIP — src ↗	$19.7M	203,900
DISNEY WALT CO · COM · CALL CUSIP — src ↗	$13.2M	137,400
DISNEY WALT CO · COM CUSIP — src ↗	$4.9M	51,191

$37.8M

392,491

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NIKE INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for NIKE INC, as it reported them
NIKE INC · CL B · CALL CUSIP — src ↗	$22.1M	419,000
NIKE INC · CL B · PUT CUSIP — src ↗	$10.1M	192,000
NIKE INC · CL B CUSIP — src ↗	$4.5M	84,571

$36.7M

695,571

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

FEDEX CORP

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for FEDEX CORP, as it reported them
FEDEX CORP · COM · PUT CUSIP — src ↗	$34.3M	96,300
FEDEX CORP · COM · CALL CUSIP — src ↗	$1.2M	3,400
FEDEX CORP · COM CUSIP — src ↗	$602K	1,690

$36.1M

101,390

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ALCOA CORP · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$36.1M

543,665

0.1%

1–20 of the 100 issuers on this page

Change kind and share change are in Position changes above; Congress overlap is planned.

One line per issuer, largest first; a row with no issuer key stands on its own line. Open a line for its rows as this filer reported them. The list holds every row this filer reported for the quarter. Issuer totals on the holders pages count each manager's own report once; that never removes a row here. how positions are grouped ↗

Book shape

2026-03-31 · concentration · vs tracked median · tick = median

Top-25 concentration: 72.9%below median 80.0%
Concentration index: 737 bpsabove median 446 bps
Positions with value: 1558 / 1558median book 97.5 positions

Concentration uses reported 13F long value, not total assets. The index is withheld when any position lacks a value. Medians are over the 8,748 tracked filers with a 2026-03-31 book; the index median over the 8,662 with a complete book.

holdings whose <value> did not parse — retained and counted, never zero-filled: 0 · share of the period's disclosed value held in the top-N positions; denominator is reported 13F value, not total assets: 72.9% · integer Herfindahl–Hirschman index in basis points over disclosed position values: 737 · QoQ moves: 1,933

Filing history

AVAILABLE QUARTERS

Available filing periods
Period	Source
2026-03-31	EDGAR ↗

PLANNED sector rotation · Congress overlap · signals for this filer

Complete source filings on SEC EDGAR

The complete filing on EDGAR.

The position list above is served from the published Public Filings build, each position as this filer reported it; where the page cannot embed every reported row, the list says how many it leaves out. This block is provenance, not a substitute: the filing itself is the record, and it is one click away. Public Filings decided on 2026-08-01 to serve this list from its published build; filings newer than this build are on EDGAR.

Open CAPSTONE INVESTMENT ADVISORS, LLC's 13F filings on SEC EDGAR ↗

Notes on this data

Reported positions

Quarter-end holdings as filed

Explore the full published position list and its source filing. This record excludes the manager’s cash, shorts and non-13(f) assets.

Share changes

Compare consecutive quarters

Position changes retain the producer’s classification and comparability flags. Share counts and reported values describe different changes.

Coverage

A snapshot, not current holdings

Use the quarter selector to inspect available periods. Unknown values stay unknown and each table states its coverage.

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings. A position may have been changed or closed before you ever see it, and is older still by however long ago that quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars with unit_basis carried on every record.

Affiliated managers may report the same position (otherManager), so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice (ARCHITECTURE.md §5.2 / M2-CONTRACT §5).