Public record / Tickers / UBS

UBS — UBS Group AG†

Both disclosure regimes on one name: who in Congress filed about UBS, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
34
all PTR rows naming UBS
Members · 12m
1
1 buys · 0 sells · by trade date
Latest PTR
07-21
filed 2026-07-21
13F holders
500
top-500 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-10-01 13:54 UTCno price data — a disclosure record, not a chart

Mikie Sherrill · $250K–$500K

SELL · traded 2025-03-07 → filed 2025-03-10. Ranked over every UBS row by the provable lower bound, never a point estimate.

1 member · 1 buys / 0 sells

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

6 rows filed past the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

4 dated disclosures in the window, placed by trade date; magnitudes are the disclosed lower bounds.

Trade date, not filing date — the lag lives in the table below. 4 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING UBS · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning UBS
FiledMemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2026-07-21Alan Armstrong R–OKBUYTraded 03-30 LATE·113d$15K–$50K
2025-05-12Bruce Westerman R–AR-4SELLTraded 04-21 +21d$1K–$15K
2025-04-16Bruce Westerman R–AR-4BUYTraded 03-03 +44d$1K–$15K
2025-03-10Mikie Sherrill D–NJ-11SELL partial · JT (partial sale, jointly owned)Traded 03-07 +3d$250K–$500K
2024-05-15Mikie Sherrill D–NJ-11SELL partial · JT (partial sale, jointly owned)Traded 05-14 +1d$50K–$100K
Each row shows the trade date and the filing date; the gap between them is the disclosure lag.all 34 ↗

Members active in UBS

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-10-01
Members disclosing UBS in the trailing 12 months
MemberRowsNet disclosed flow for this ticker: purchases minus sales, computed as a net range on the disclosed amounts. A lower bound is provable, never a point.Number of committees the member sat on as of their latest trade date in the window, from the cc0-legislators roster snapshot. Context, never an allegation; jurisdiction overlap needs the sector join.
Alan Armstrong R–OK1$15.0K to $50.0K2

1 members in the window · counts of disclosures, not dollars.

Congress ↔ notable managers · UBS

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
1 Alan Armstrong R–OK $15K–$50K
Sellers
0 — —

filed 2026-07-03 → 2026-10-01 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding
0 — $0 held

NEW + ADD vs TRIM + EXIT, by shares · $ = reported value now, not the change · UBS GROUP AG

Merged timeline of congressional filings and notable-manager moves on UBS
DateWhoChangeSize
2026-07-21Alan Armstrong CongressBUY$15K–$50K
2026-05-15Moore Capital Management 13FTRIM−157,503 sh
2026-05-15Gotham Asset Management 13FTRIM−140 sh
2026-05-15Viking Global Investors 13FEXIT−9,128,817 sh

4 newest rows · every row dates by its filing date: a disclosure's, or the 13F's for the quarter · a 13F row is a quarter-end snapshot, not a trade

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

full holders view ↗
Top institutional holders of UBS for quarter 2026-03-31
#FilerValueSecuritiesFlagsSrc
1UBS Group AG$4.2B1
2VANGUARD CAPITAL MANAGEMENT LLC$3.8B1
3MASSACHUSETTS FINANCIAL SERVICES CO /MA/$2.6B1
4Zurcher Kantonalbank (Zurich Cantonalbank)$2.2B1
5FMR LLC$2.1B1
6WELLINGTON MANAGEMENT GROUP LLP$1.9B1
7Cevian Capital II GP LTD$1.9B1
8Pictet Asset Management Holding SA$1.4B1
9DODGE & COX$1.3B1
10DEUTSCHE BANK AG\$1.2B1
11VANGUARD FIDUCIARY TRUST CO$1.1B1
12Capital World Investors$913M1
13Amundi$910M1
14Legal & General Group Plc$895M1
15PZENA INVESTMENT MANAGEMENT LLC$816M1
16ARROWSTREET CAPITAL, LIMITED PARTNERSHIP$728M1
17Vontobel Holding Ltd.$581M1
18VANGUARD ASSET MANAGEMENT, Ltd$550M1
19Nuveen, LLC$432M1
20BANK OF AMERICA CORP /DE/$377M1
21CANADA PENSION PLAN INVESTMENT BOARD$306M1
22MORGAN STANLEY$303M1
23CAISSE DES DEPOTS ET CONSIGNATIONS$299M1
24Qube Research & Technologies Ltd$293M1
25Banque Cantonale Vaudoise$273M1
26Allianz Asset Management GmbH$237M1
27Bank Julius Baer & Co. Ltd, Zurich$236M1
28CITIGROUP INC$228M1
29DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main$224M1
30WCM INVESTMENT MANAGEMENT, LLC$215M1
31Compagnie Lombard Odier SCmA$202M1
32FRANKLIN RESOURCES INC$199M1
33Janus Henderson Group Ltd.$199M1
34M&G Plc$193M1
35AQR CAPITAL MANAGEMENT LLC$181M1
36BNP Paribas Asset Management Holding S.A.$178M1
37NORTHERN TRUST CORP$170M1
38ROYAL BANK OF CANADA$154M1
39BlackRock, Inc.$150M1
40ROYAL LONDON ASSET MANAGEMENT LTD$137M1
41AVIVA PLC$137M1
42LGT Group Foundation$132M1
43SIH Partners, LLLP$121M1
44JANE STREET GROUP, LLC$115M1
45PUBLIC SECTOR PENSION INVESTMENT BOARD$101M1
46TD ASSET MANAGEMENT INC$98.4M1
47Invesco Ltd.$95.0M1
48BANK OF MONTREAL /CAN/$94.6M1
49Korea Investment CORP$87.2M1
50Generali Asset Management SPA SGR$81.6M1
51AMERICAN CENTURY COMPANIES INC$79.0M1
52MOORE CAPITAL MANAGEMENT, LP$78.3M1
53FIL Ltd$64.9M1
54BANQUE PICTET & CIE SA$63.7M1
55Vanguard Investments Australia, Ltd.$61.6M1
56SUSQUEHANNA INTERNATIONAL GROUP, LLP$61.2M1
57ENVESTNET ASSET MANAGEMENT INC$58.7M1
58ABN AMRO Bank N.V.$56.7M1
59Lansforsakringar Fondforvaltning AB (publ)$53.9M1
60BRANDES INVESTMENT PARTNERS, LP$53.5M1
61D. E. Shaw & Co., Inc.$51.5M1
62ASR Vermogensbeheer N.V.$50.4M1
63Crocodile Capital Partners GmbH$49.6M1
64Patient Capital Management, LLC$48.5M1
65MANUFACTURERS LIFE INSURANCE COMPANY, THE$47.5M1
66Vanguard Global Advisers, LLC$47.1M1
67STATE OF WISCONSIN INVESTMENT BOARD$44.5M1
68SEB Asset Management AB$44.3M1
69J. Safra Sarasin Holding AG$41.5M1
70CREDIT AGRICOLE S A$36.4M1
71EFG International AG$34.9M1
72ALLIANCEBERNSTEIN L.P.$28.6M1
73MACKENZIE FINANCIAL CORP$27.5M1
74RENAISSANCE TECHNOLOGIES LLC$26.8M1
75RAYMOND JAMES FINANCIAL INC$26.8M1
76CITADEL ADVISORS LLC$26.5M1
77CHANNING GLOBAL ADVISORS, LLC$26.2M1
78WELLS FARGO & COMPANY/MN$25.5M1
79Haven Global Partners, LLC$25.2M1
80EDMOND DE ROTHSCHILD HOLDING S.A.$25.1M1
81LEVIN CAPITAL STRATEGIES, L.P.$24.8M1
82Systrade AG$24.5M1
83Gemsstock Ltd.$24.2M1
84Quantinno Capital Management LP$24.2M1
85Point72 Asset Management, L.P.$22.7M1
86Fiera Capital Corp$22.3M1
87Zurich Insurance Group Ltd/FI$22.2M1
88STIFEL FINANCIAL CORP$21.9M1
89Mediolanum International Funds Ltd$21.7M1
90CHARLES SCHWAB INVESTMENT MANAGEMENT INC$20.8M1
91Grantham, Mayo, Van Otterloo & Co. LLC$20.4M1
92USS Investment Management Ltd$20.1M1
93Baker Avenue Asset Management, LP$19.9M1
94MILLENNIUM MANAGEMENT LLC$19.7M1
95WORLDQUANT MILLENNIUM ADVISORS LLC$18.7M1
96O'SHAUGHNESSY ASSET MANAGEMENT, LLC$18.1M1
97TWO SIGMA INVESTMENTS, LP$16.1M1
98LGT Fund Management Co Ltd.$16.0M1
99VOYA INVESTMENT MANAGEMENT LLC$15.4M1
100Gator Capital Management, LLC$14.9M1
101Creative Planning$14.8M1
102LAZARD ASSET MANAGEMENT LLC$14.2M1
103Pictet North America Advisors SA$14.1M1
104Maryland State Retirement & Pension System$13.7M1
105Andra AP-fonden$13.6M1
106RBF Capital, LLC$13.3M1
107CIBC WORLD MARKET INC.$13.0M1
108PRUDENTIAL PLC$12.4M1
109Baader Bank Aktiengesellschaft$12.4M1
110PDT Partners, LLC$11.7M1
111LPL Financial LLC$11.7M1
112MetLife Investment Management, LLC$11.5M1
113CONTRAVISORY INVESTMENT MANAGEMENT, INC.$11.4M1
114Assenagon Asset Management S.A.$9.9M1
115CAISSE DE DEPOT ET PLACEMENT DU QUEBEC$9.5M1
116Value Partners Investments Inc.$9.4M1
117Mariner, LLC$8.9M1
118GROUPAMA ASSET MANAGMENT$8.9M1
119Crossmark Global Holdings, Inc.$8.8M1
120Pathstone Holdings, LLC$8.5M1
121Cerity Partners LLC$8.4M1
122INTECH INVESTMENT MANAGEMENT LLC$8.4M1
123Walleye Capital LLC$7.8M1
124Osmosis Investment Management UK Ltd$7.7M1
125Squarepoint Ops LLC$7.6M1
126FIRST TRUST ADVISORS LP$7.2M1
127Vanguard Personalized Indexing Management, LLC$6.9M1
128SEI INVESTMENTS CO$6.9M1
129M&T BANK CORP$6.8M1
130QRG CAPITAL MANAGEMENT, INC.$6.6M1
131ELEVATION POINT WEALTH PARTNERS, LLC$6.5M1
132Laird Norton Wetherby Trust Company, LLC$6.5M1
133TD Waterhouse Canada Inc.$6.1M1
134RITHOLTZ WEALTH MANAGEMENT$6.1M1
135Triasima Portfolio Management inc.$5.8M1
136NLB Skladi, upravljanje premozenja, d.o.o.$5.8M1
137NatWest Group plc$5.8M1
138PEAK6 LLC$5.8M1
139Y-Intercept (Hong Kong) Ltd$5.6M1
140Banco Santander, S.A.$5.6M1
141Alberta Investment Management Corp$5.5M1
142Cetera Investment Advisers$5.4M1
143Callan Family Office, LLC$5.4M1
144HighTower Advisors, LLC$5.4M1
145Vestmark Advisory Solutions, Inc.$5.2M1
146Clearbridge Investments, LLC$5.2M1
147HELIOS CAPITAL MANAGEMENT PTE. LTD$5.2M1
148Gradient Investments LLC$5.0M1
149BALYASNY ASSET MANAGEMENT L.P.$4.8M1
150Orion Porfolio Solutions, LLC$4.6M1
151PLATINUM INVESTMENT MANAGEMENT LTD$4.5M1
152Ensign Peak Advisors, Inc$4.4M1
153US BANCORP \DE\$4.3M1
154Timber Creek Capital Management LLC$4.3M1
155QUADRANT CAPITAL GROUP LLC$4.3M1
156ASSETMARK, INC$4.0M1
157MERCER GLOBAL ADVISORS INC /ADV$3.8M1
158Bank Pictet & Cie (Europe) AG$3.8M1
159MML INVESTORS SERVICES, LLC$3.7M1
160Corient Private Wealth LLC$3.5M1
161Karl Kapital LLC$3.5M1
162CenterBook Partners LP$3.4M1
163Metis Global Partners, LLC$3.3M1
164Independent Advisor Alliance$3.3M1
165Walleye Trading LLC$3.2M1
166Bleakley Financial Group, LLC$3.1M1
167NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$3.1M1
168SIGNATUREFD, LLC$3.1M1
169LANDESBANK BADEN-WUERTTEMBERG$3.1M1
170OLD MISSION CAPITAL LLC$3.0M1
171Ethic Inc.$3.0M1
172GROUP ONE TRADING LLC$2.9M1
173CREDIT INDUSTRIEL ET COMMERCIAL$2.8M1
174Vident Advisory, LLC$2.8M1
175BTC Capital Management, Inc.$2.8M1
176Permanent Capital Management, LP$2.8M1
177CLOVERFIELDS CAPITAL GROUP, LP$2.8M1
178Stamos Capital Partners, L.P.$2.7M1
179Advisors Capital Management, LLC$2.7M1
180Alaethes Wealth, LLC$2.7M1
181IEQ CAPITAL, LLC$2.7M1
182Schonfeld Strategic Advisors LLC$2.7M1
183Banque Transatlantique SA$2.7M1
184CHOREO, LLC$2.7M1
185IMC-Chicago, LLC$2.6M1
186Groupe la Francaise$2.5M1
187Altman Advisors, Inc.$2.5M1
188HSBC HOLDINGS PLC$2.4M1
189Wealth Alliance Advisory Group, LLC$2.4M1
190Jefferies Financial Group Inc.$2.4M1
191Orca Wealth Management, LLC$2.3M1
192TrueMark Investments, LLC$2.3M1
193OPAL CAPITAL LLC$2.3M1
194Vise Technologies, Inc.$2.3M1
195Sequoia Financial Advisors, LLC$2.2M1
196Focus Partners Wealth$2.2M1
197South Shore Capital Advisors$2.2M1
198Bellecapital International Ltd.$2.2M1
199Marex Group Ltd$2.1M1
200Legacy Wealth Asset Management, LLC$2.1M1
201MITCHELL & PAHL PRIVATE WEALTH, LLC$2.0M1
202Rockefeller Capital Management L.P.$2.0M1
203CIM, LLC$2.0M1
204TRUIST FINANCIAL CORP$1.9M1
205NewEdge Advisors, LLC$1.9M1
206WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$1.9M1
207XTX Topco Ltd$1.8M1
208Advisors Asset Management, Inc.$1.8M1
209Clearstead Advisors, LLC$1.8M1
210Allspring Global Investments Holdings, LLC$1.7M1
211COMMONWEALTH EQUITY SERVICES, LLC$1.7M1
212Sanctuary Advisors, LLC$1.7M1
213Compound Planning, Inc.$1.6M1
214Ballentine Partners, LLC$1.5M1
215Havemeyer Place LP$1.5M1
216Aquatic Capital Management LLC$1.5M1
217Baker Ellis Asset Management LLC$1.5M1
218Kathmere Capital Management, LLC$1.4M1
219FACTORY MUTUAL INSURANCE CO$1.4M1
220OSAIC HOLDINGS, INC.$1.4M1
221Atria Investments, Inc$1.4M1
222Caprock Group, LLC$1.3M1
223NATIONAL BANK OF CANADA /FI/$1.3M1
224Morningstar Investment Management LLC$1.3M1
225Snowden Capital Advisors LLC$1.3M1
226Summit Trail Advisors, LLC$1.3M1
227HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND$1.2M1
228Legacy Capital Group California, Inc.$1.2M1
229BAILARD, INC.$1.2M1
230Brooklyn Investment Group$1.1M1
231Evelyn Partners Investment Management LLP$1.1M1
232COLDSTREAM CAPITAL MANAGEMENT INC$1.1M1
233U S GLOBAL INVESTORS INC$1.1M1
234Future Fund LLC$1.1M1
235EVERGREEN CAPITAL MANAGEMENT LLC$1.1M1
236KEYBANK NATIONAL ASSOCIATION/OH$1.1M1
237Private Advisor Group, LLC$1.0M1
238GeoWealth Management, LLC$1.0M1
239FOX RUN MANAGEMENT, L.L.C.$1.0M1
240Henshaw Capital LLC$1.0M1
241Themes Management Co LLC$1.0M1
242&PARTNERS$1000K1
243Checchi Capital Advisers, LLC$960K1
244PINNACLE ASSOCIATES LTD$956K1
245Parallax Volatility Advisers, L.P.$956K1
246GC Wealth Management RIA, LLC$933K1
247Blue Trust, Inc.$932K1
248JFS WEALTH ADVISORS, LLC$922K1
249Qtron Investments LLC$883K1
250CHICAGO TRUST Co NA$873K1
251Solstein Capital, LLC$870K1
252Tower Research Capital LLC (TRC)$869K1
253Intesa Sanpaolo Wealth Management$866K1
254UNITED CAPITAL FINANCIAL ADVISORS, LLC$859K1
255Gryphon Financial Partners LLC$838K1
256Massachusetts Wealth Management$824K1
257KESTRA PRIVATE WEALTH SERVICES, LLC$819K1
258U.S. Capital Wealth Advisors, LLC$779K1
259Rehmann Capital Advisory Group$778K1
260Centennial Bank/AR/$763K1
261FLPUTNAM INVESTMENT MANAGEMENT CO$760K1
262Cresset Asset Management, LLC$753K1
263PERSONAL CFO SOLUTIONS, LLC$751K1
264PDS Planning, Inc$740K1
265Verition Fund Management LLC$716K1
266CenterStar Asset Management, LLC$714K1
267Net Worth Advisory Group$682K1
268Ascent Group, LLC$673K1
269Dorsey & Whitney Trust CO LLC$673K1
270VIKING FUND MANAGEMENT LLC$664K1
271Concurrent Investment Advisors, LLC$664K1
272Impact Capital Partners LLC$664K1
273OneDigital Investment Advisors LLC$659K1
274HB Wealth Management, LLC$650K1
275Savant Capital, LLC$648K1
276SAX WEALTH ADVISORS, LLC$648K1
277Basecamp Wealth Advisors LLC$639K1
278Waverly Advisors, LLC$636K1
279American Trust Investment Advisors, LLC$635K1
280CITIZENS FINANCIAL GROUP INC/RI$634K1
281XY Capital Ltd$631K1
282New Vernon Capital Holdings II LLC$628K1
283Winning Points Advisors, LLC$627K1
284LIBERTY ONE INVESTMENT MANAGEMENT, LLC$620K1
285SAGESPRING WEALTH PARTNERS, LLC$588K1
286Empirical Financial Services, LLC d.b.a. Empirical Wealth Management$586K1
287Fideuram Asset Management (Ireland) dac$581K1
288Sivia Capital Partners, LLC$581K1
289Bridgewater Advisors Inc.$557K1
290SAGE RHINO CAPITAL LLC$557K1
291DAVENPORT & Co LLC$556K1
292Merit Financial Group, LLC$544K1
293swisspartners Advisors Ltd$535K1
294Beacon Pointe Advisors, LLC$528K1
295OPPENHEIMER ASSET MANAGEMENT INC.$519K1
296Pinnacle Wealth Planning Services, Inc.$509K1
297Beverly Hills Private Wealth, LLC$506K1
298Northside Capital Management, LLC$501K1
299Vigil Wealth Management, LLC$496K1
300Centiva Capital, LP$492K1
301Smartleaf Asset Management LLC$487K1
302Spire Wealth Management$479K1
303Aprio Wealth Management, LLC$475K1
304Evelyn Partners Investment Management Services Ltd$473K1
305My Portfolio Guide, LLC$464K1
306OSSIAM$461K1
307Quantum Portfolio Management LLC$458K1
308Seed Wealth Management, Inc.$457K1
309DRIVE WEALTH MANAGEMENT, LLC$451K1
310CWM, LLC$439K1
311MISSION WEALTH MANAGEMENT, LP$435K1
312Steward Partners Investment Advisory, LLC$426K1
313STEPHENS INC /AR/$424K1
314D.A. DAVIDSON & CO.$423K1
315D'Orazio & Associates, Inc.$421K1
316M.E. ALLISON & CO., INC.$413K1
317BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp$408K1
318Indivisible Partners$407K1
319Optas, LLC$398K1
320B. Riley Wealth Advisors, Inc.$396K1
321Pinnacle Financial Partners, Inc.$396K1
322Roundview Capital LLC$393K1
323Credit Capital Investments LLC$391K1
324Wedmont Private Capital$390K1
325DIVERSIFY WEALTH MANAGEMENT, LLC$388K1
326Gallacher Capital Management LLC$382K1
327TRAPHAGEN INVESTMENT ADVISORS LLC$381K1
328Lido Advisors, LLC$380K1
329Avior Wealth Management, LLC$379K1
330COMMERCE BANK$378K1
331Frec Markets, Inc.$364K1
332MATHER GROUP, LLC.$358K1
333Empower Advisory Group, LLC$356K1
334ANCHYRA PARTNERS LLC$355K1
335Allworth Financial LP$355K1
336FIDUCIARY TRUST CO$353K1
337Aaron Wealth Advisors LLC$349K1
338Kingsview Wealth Management, LLC$349K1
339Compton Wealth Advisory Group, LLC$349K1
340FOCUSED ALPHA, LLC$343K1
341Keebeck Wealth Management$343K1
342Five Oceans Advisors$343K1
343BLAIR WILLIAM & CO/IL$336K1
344EJMK Ventures LLC$330K1
345Werba Rubin Papier Wealth Management$330K1
346PUREfi Wealth, LLC$327K1
347BROWN ADVISORY INC$324K1
348Storgate, LLC$322K1
349Perigon Wealth Management, LLC$322K1
350World Investment Advisors$318K1
351CTC Alternative Strategies, Ltd.$315K1
352Investors Research Corp$314K1
353Kestra Advisory Services, LLC$308K1
354EVOKE WEALTH, LLC$305K1
355Envestnet Portfolio Solutions, Inc.$303K1
356EVOLVE PRIVATE WEALTH, LLC$299K1
357Traveka Wealth, LLC$293K1
358Mattson Financial Services, LLC$289K1
359Greenspring Advisors, LLC$286K1
360Westover Capital Advisors, LLC$285K1
361PRINCIPAL SECURITIES, INC.$284K1
362Cromwell Holdings LLC$283K1
363New Republic Capital, LLC$279K1
364NewEdge Wealth, LLC$274K1
365Columbia Asset Management$273K1
366Brown Financial Advisors$273K1
367BTG Pactual Asset Management US LLC$268K1
368MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$268K1
369EP Wealth Advisors, LLC$254K1
370Centurion Wealth Management LLC$254K1
371Wealthspire Advisors, LLC$253K1
372First City Capital Management, Inc.$253K1
373Athena Wealth Management, LLC$245K1
374Hilltop Holdings Inc.$245K1
375ANGELES WEALTH MANAGEMENT, LLC$244K1
376Soltis Investment Advisors LLC$243K1
377Granite Group Advisors, LLC$242K1
378Sunpointe, LLC$240K1
379Gotham Asset Management, LLC$235K1
380111 Capital$231K1
381OneAscent Financial Services LLC$228K1
382SCS Capital Management LLC$228K1
383Integrity Financial Corp /WA$221K1
384a16z Perennial Management, L.P.$221K1
385AIRE ADVISORS, LLC$221K1
386PICTET BANK & TRUST Ltd$220K1
387JACKSON THORNTON WEALTH MANAGEMENT, LLC$219K1
388TOWARZYSTWO FUNDUSZY INWESTYCYJNYCH PZU SA$219K1
389Ashton Thomas Private Wealth, LLC$219K1
390Brucke Financial, Inc.$218K1
391West Family Investments, Inc.$217K1
392Prospera Financial Services Inc$217K1
393FLC Capital Advisors$214K1
394Syverson Strege & Co$209K1
395MONECO ADVISORS, LLC$208K1
396PCM Encore, LLC$206K1
397Glen Eagle Advisors, LLC$206K1
398Texas Capital Bank Wealth Management Services Inc$206K1
399Arax Advisory Partners$206K1
400MQS Management LLC$201K1
401Financial Perspectives, Inc$191K1
402Hilltop National Bank$189K1
403Independence Bank of Kentucky$182K1
404DekaBank Deutsche Girozentrale$165K1
405UMB Bank, n.a.$137K1
406ALLIANZ SE$130K1
407CANADA LIFE ASSURANCE Co$121K1
408ACADIAN ASSET MANAGEMENT LLC$114K1
409Owl Creek Wealth Partners LLC$102K1
410Atlantic Union Bankshares Corp$100K1
411Opal Wealth Advisors, LLC$97.9K1
412Bayforest Capital Ltd$97.8K1
413FIFTH THIRD BANCORP$90.4K1
414Mountain Hill Investment Partners Corp.$78.1K1
415Activest Wealth Management$76.5K1
416MAI Capital Management$65.4K1
417Wilmington Savings Fund Society, FSB$62.1K1
418Parkside Financial Bank & Trust$59.1K1
419NFSG Corp$55.7K1
420Larson Financial Group LLC$45.7K1
421Federation des caisses Desjardins du Quebec$43.6K1
422Key FInancial Inc$38.6K1
423SHP Wealth Management$37.6K1
424True Wealth Design, LLC$35.4K1
425PROSPERITY BANCSHARES INC$34.0K1
426THRIVENT FINANCIAL FOR LUTHERANS$33.1K1
427MidFirst Bank$27.9K1
428Addison Advisors LLC$27.8K1
429WealthCollab, LLC$19.9K1
430GABLES CAPITAL MANAGEMENT INC.$19.5K1
431Lavaca Capital LLC$18.0K1
432SJS Investment Consulting Inc.$17.6K1
433Acumen Wealth Advisors, LLC$16.8K1
434Transamerica Financial Advisors, LLC$16.1K1
435Triumph Capital Management$14.6K1
436Truvestments Capital LLC$13.6K1
437Destiny Wealth Partners, LLC$12.3K1
438SALEM INVESTMENT COUNSELORS INC$10.8K1
439FINANCIAL CONSULATE, INC$9.9K1
440Retirement Wealth Solutions LLC$9.3K1
441MONTAG A & ASSOCIATES INC$9.3K1
442Bell Investment Advisors, Inc$8.8K1
443Pinnacle Bancorp, Inc.$8.6K1
444American Capital Advisory, LLC$7.9K1
445INGALLS & SNYDER LLC$7.6K1
446Frazier Financial Advisors, LLC$7.5K1
447Physician Wealth Advisors, Inc.$7.4K1
448ALBION FINANCIAL GROUP /UT$7.3K1
449Manchester Capital Management LLC$7.3K1
450Abound Wealth Management$7.0K1
451Atlantic Edge Private Wealth Management, LLC$6.8K1
452Signature Equity Partners, LLC$6.3K1
453CVA Family Office, LLC$5.4K1
454Private Wealth Asset Management, LLC$5.3K1
455Harbor Asset Planning, Inc.$5.2K1
456Bravera Wealth$5.1K1
457JPL Wealth Management, LLC$4.8K1
458Godfrey Financial Associates, Inc.$4.6K1
459Cassaday & Co Wealth Management LLC$4.6K1
460First Pacific Financial$4.4K1
461Grove Bank & Trust$4.2K1
462Key Capital Management, INC$4.0K1
463Trifecta Capital Advisors, LLC$3.8K1
464HRT FINANCIAL LP$2.9K1
465Intentional Wealth Strategies, LLC$2.7K1
466GHP Investment Advisors, Inc.$2.6K1
467Burk Holdings LLC$2.3K1
468MBM WEALTH CONSULTANTS, LLC$2.2K1
469FEDERATED HERMES, INC.$2.1K1
470SWAN Capital LLC$1.9K1
471PARK AVENUE SECURITIES LLC$1.8K1
472Dogwood Wealth Management LLC$1.6K1
473Advocate Investing Services LLC$1.6K1
474ARMSTRONG ADVISORY GROUP, INC$1.5K1
475SOUTHERN MICHIGAN BANK & TRUST$1.4K1
476BROWN, LISLE/CUMMINGS, INC.$1.4K1
477Financial Network Wealth Advisors LLC$1.4K1
478Stone House Investment Management, LLC$1.3K1
479Asset Dedication, LLC$1.2K1
480TD Capital Management LLC$1.1K1
481Caitlin John, LLC$1.1K1
482Cambridge Investment Research Advisors, Inc.$8601
483CENTRAL TRUST Co$7821
484Summit Global Investments$5261
485BEACON INVESTMENT ADVISORY SERVICES, INC.$5081
486Kilter Group LLC$3911
487Nvest Wealth Strategies, Inc.$3521
488Midwest Capital Advisors, LLC$1561
489TOTH FINANCIAL ADVISORY CORP$1181
490Smithfield Trust Co$361
491Kingdom Financial Group LLC.$271
492Penserra Capital Management LLC$71
493Avion Wealth$21
494NOMURA ASSET MANAGEMENT CO LTD$01
495VANGUARD GROUP INC— value not disclosed1
496WELCH & FORBES LLC— value not disclosed1
497GLENMEDE TRUST CO NA— value not disclosed1
498SYM FINANCIAL Corp— value not disclosed1
499HARBOUR INVESTMENTS, INC.— value not disclosed1
5001832 Asset Management L.P.— value not disclosed1
Truncated by Public Filings. Every one of the 494 13F filers reporting this share class for the quarter is listed. methodology §13F ↗
§ derived by Public Filings from this build's reviewed ticker-mapping holders list for this share class; that list carries each holder's share count, share change and filed date (the full holders view shows them), but no document links — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)1 buy / 0 sell
Congress net ($ bound)$15.0K to $50.0K
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on UBS

RETAINED WINDOW · ACTIVE HITS
Signal hits naming UBS
KindRuleHits
FIRST FILINGfirst disclosure of this ticker by this member within the corpus — era-scoped: coverage begins 2014-01-03, so an earlier first disclosure cannot be seen and is not claimed against1 hit

Every rule, with its definition →

Planned modules for UBS · financials and macro

Financials — as filed PLANNED

UBS's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: UBS on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

† issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing