Public record / Tickers / HTGC

HTGC — Hercules Capital, Inc.†

Both disclosure regimes on one name: who in Congress filed about HTGC, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
28
all PTR rows naming HTGC
Members · 12m
1
1 buys · 1 sells · by trade date
Latest PTR
02-06
filed 2026-02-06
13F holders
328
top-328 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-10-01 13:54 UTCno price data — a disclosure record, not a chart

Virginia Foxx · $50.0K–$100K

SELL · traded 2026-01-12 → filed 2026-02-06. Ranked over every HTGC row by the provable lower bound, never a point estimate.

1 member · 1 buys / 1 sells

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

7 rows filed past the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

8 dated disclosures in the window, placed by trade date; magnitudes are the disclosed lower bounds.

Trade date, not filing date — the lag lives in the table below. 8 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING HTGC · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning HTGC
FiledMemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2026-02-06Virginia Foxx R–NC-5SELLTraded 01-12 +25d$50K–$100K
2025-12-01Virginia Foxx R–NC-5BUYTraded 11-19 +12d$1K–$15K
2025-10-06Virginia Foxx R–NC-5SELL partial (partial sale)Traded 09-25 +11d$15K–$50K
2025-09-08Virginia Foxx R–NC-5BUYTraded 08-19 +20d$1K–$15K
2025-06-03Virginia Foxx R–NC-5BUYTraded 05-20 +14d$1K–$15K
Each row shows the trade date and the filing date; the gap between them is the disclosure lag.all 28 ↗

Members active in HTGC

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-10-01
Members disclosing HTGC in the trailing 12 months
MemberRowsNet disclosed flow for this ticker: purchases minus sales, computed as a net range on the disclosed amounts. A lower bound is provable, never a point.Number of committees the member sat on as of their latest trade date in the window, from the cc0-legislators roster snapshot. Context, never an allegation; jurisdiction overlap needs the sector join.
Virginia Foxx R–NC-52−$99.0K to −$35.0K3

1 members in the window · counts of disclosures, not dollars.

Congress ↔ notable managers · HTGC

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
0 — —
Sellers
0 — —

filed 2026-07-03 → 2026-10-01 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding
0 — $0 held
Trimming
0 — $0 held

NEW + ADD vs TRIM + EXIT, by shares · $ = reported value now, not the change · HERCULES CAPITAL INC

No moves on either side in the window.

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

full holders view ↗
Top institutional holders of HTGC for quarter 2026-03-31
#FilerValueSecuritiesFlagsSrc
1UBS Group AG$36.8M1
2TWO SIGMA INVESTMENTS, LP$34.3M1
3Qube Research & Technologies Ltd$33.0M1
4LPL Financial LLC$26.5M1
5D. E. Shaw & Co., Inc.$22.9M1
6Legal & General Group Plc$22.1M1
7Muzinich & Co., Inc.$19.9M1
8MORGAN STANLEY$18.7M1
9FRANKLIN RESOURCES INC$16.8M1
10Sumitomo Mitsui Trust Group, Inc.$15.1M1
11MILLENNIUM MANAGEMENT LLC$14.6M1
12TECTONIC ADVISORS LLC$13.2M1
13Advisors Capital Management, LLC$12.6M1
14BlackRock, Inc.$12.6M1
15CITADEL ADVISORS LLC$12.0M1
16Melia Wealth LLC$11.8M1
17ARES MANAGEMENT LLC$11.5M1
18WELLS FARGO & COMPANY/MN$11.1M1
19Gilman Hill Asset Management, LLC$9.1M1
20STIFEL FINANCIAL CORP$7.4M1
21ROYAL BANK OF CANADA$7.3M1
22RAYMOND JAMES FINANCIAL INC$7.0M1
23Trexquant Investment LP$6.9M1
24SUSQUEHANNA INTERNATIONAL GROUP, LLP$6.5M1
25AMERIPRISE FINANCIAL INC$6.5M1
26Engineers Gate Manager LP$5.8M1
27D.A. DAVIDSON & CO.$4.8M1
28Advisors Asset Management, Inc.$4.5M1
29VOLORIDGE INVESTMENT MANAGEMENT, LLC$4.4M1
30FJ Capital Management LLC$4.1M1
31CONFLUENCE INVESTMENT MANAGEMENT LLC$4.0M1
32Cetera Investment Advisers$3.8M1
33BARCLAYS PLC$3.5M1
34BANK OF AMERICA CORP /DE/$3.4M1
35DENALI ADVISORS LLC$3.3M1
36STATE STREET CORP$3.3M1
37COMMONWEALTH EQUITY SERVICES, LLC$3.2M1
38Naviter Wealth, LLC$3.1M1
39ELEVATION POINT WEALTH PARTNERS, LLC$3.0M1
40Cerity Partners LLC$2.9M1
41BLAIR WILLIAM & CO/IL$2.8M1
42FAS Wealth Partners, Inc.$2.7M1
43Taylor Frigon Capital Management LLC$2.3M1
44BALYASNY ASSET MANAGEMENT L.P.$2.2M1
45Apollon Wealth Management, LLC$2.2M1
46Bank of New York Mellon Corp$2.1M1
47SHARPEPOINT LLC$2.1M1
48Rockefeller Capital Management L.P.$2.1M1
49Rare Wolf Capital LLC$1.9M1
50Schonfeld Strategic Advisors LLC$1.9M1
51Significant Wealth Partners LLC$1.8M1
52LAZARD ASSET MANAGEMENT LLC$1.8M1
53Brevan Howard Capital Management LP$1.8M1
54NATIXIS$1.8M1
55PFG Investments, LLC$1.7M1
56CIBC Bancorp USA Inc.$1.6M1
57MATHER GROUP, LLC.$1.6M1
58XTX Topco Ltd$1.6M1
59Lansforsakringar Fondforvaltning AB (publ)$1.6M1
60S&T BANK/PA$1.6M1
61Triad Investment Management$1.5M1
62Private Advisor Group, LLC$1.5M1
63GROUP ONE TRADING LLC$1.5M1
64IHT Wealth Management, LLC$1.5M1
65AE Wealth Management LLC$1.5M1
66OSAIC HOLDINGS, INC.$1.5M1
67Legacy Capital Wealth Partners, LLC$1.5M1
68PENNINGTON PARTNERS & CO., LLC$1.4M1
69INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4M1
70Truvestments Capital LLC$1.4M1
71Jefferies Financial Group Inc.$1.4M1
72NORTHERN TRUST CORP$1.3M1
73INDEPENDENT FINANCIAL GROUP, LLC$1.2M1
74Steward Partners Investment Advisory, LLC$1.2M1
75Triumph Capital Management$1.2M1
76NAPLES GLOBAL ADVISORS, LLC$1.2M1
77Invesco Ltd.$1.2M1
78Lido Advisors, LLC$1.1M1
79Tidal Investments LLC$1.1M1
80&PARTNERS$1.1M1
81RESOLUTE CAPITAL, LLC$1.1M1
82ROMANO BROTHERS AND COMPANY$1.1M1
83WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$1.1M1
84Creative Planning$1.0M1
85Beacon Pointe Advisors, LLC$983K1
86Secure Asset Management, LLC$968K1
87CMH Wealth Management LLC$962K1
88Quantbot Technologies LP$945K1
89IMC-Chicago, LLC$942K1
90HighTower Advisors, LLC$941K1
91TRED AVON FAMILY WEALTH, LLC$941K1
92Kestra Advisory Services, LLC$928K1
93Abundance Wealth Counselors$918K1
94DnB Asset Management AS$883K1
95Cordoba Advisory Partners LLC$866K1
96Essex Financial Services, Inc.$818K1
97Kovack Advisors, Inc.$814K1
98Mariner, LLC$797K1
99Sigma Planning Corp$769K1
100FOUNDATIONS INVESTMENT ADVISORS, LLC$717K1
101MCDONALD PARTNERS LLC$709K1
102Commerce Advisors, LLC$667K1
103Autumn Glory Partners, LLC$665K1
104Mirador Capital Partners LP$660K1
105ENVESTNET ASSET MANAGEMENT INC$656K1
106Focus Partners Wealth$640K1
107SMH CAPITAL ADVISORS INC$607K1
108Corient Private Wealth LLC$602K1
109EAGLE GLOBAL ADVISORS LLC$600K1
110Catalyst Capital Advisors LLC$599K1
111Fieldview Capital Management, LLC$597K1
112Summit Financial, LLC$595K1
113Accel Wealth Management$587K1
114Empowered Funds, LLC$586K1
115Aquatic Capital Management LLC$583K1
116Access Investment Management LLC$564K1
117Dakota Wealth Management$557K1
118US BANCORP \DE\$549K1
119GUGGENHEIM CAPITAL LLC$548K1
120Haven Private, LLC$533K1
121Palogic Value Management, L.P.$514K1
122Virtus Investment Advisers, LLC$512K1
123J.M. Arbour, LLC$497K1
124MQS Management LLC$480K1
125Americana Partners, LLC$476K1
126ProShare Advisors LLC$465K1
127Monument Capital Management$456K1
128FOX RUN MANAGEMENT, L.L.C.$454K1
129Future Financial Wealth Managment LLC$442K1
130Closed-End Fund Advisors, Inc.$441K1
131BigSur Wealth Management LLC$436K1
132First National Bank of Mount Dora, Trust Investment Services$432K1
133TRUIST FINANCIAL CORP$432K1
134Magnetar Financial LLC$427K1
135OPPENHEIMER & CO INC$426K1
136Balboa Wealth Partners$421K1
137CAXTON ASSOCIATES LLP$405K1
138EVERGREEN CAPITAL MANAGEMENT LLC$377K1
139Atom Investors LP$368K1
140ExodusPoint Capital Management, LP$365K1
141Core Wealth Partners LLC$357K1
142Investment Research Partners LLC$356K1
143Concurrent Investment Advisors, LLC$352K1
144MML INVESTORS SERVICES, LLC$351K1
145Accredited Investors Inc.$340K1
146IFC Advisors LLC$336K1
147Principle Wealth Partners LLC$328K1
148DIVERSIFY WEALTH MANAGEMENT, LLC$326K1
149Diversify Advisory Services, LLC$324K1
150Pasadena Private Wealth, LLC$322K1
151Orion Porfolio Solutions, LLC$319K1
152Founders Financial Alliance, LLC$319K1
153Stratos Wealth Partners, LTD.$312K1
154MACKENZIE FINANCIAL CORP$294K1
155FIRST NATIONAL TRUST CO$290K1
156RMR Wealth Builders$289K1
157Pathstone Holdings, LLC$281K1
158Sowell Financial Services LLC$279K1
159Cornerstone Wealth Management, LLC$275K1
160CANTOR FITZGERALD, L. P.$266K1
161CALTON & ASSOCIATES, INC.$250K1
162NewEdge Advisors, LLC$240K1
163Inspire Advisors, LLC$238K1
164GREAT VALLEY ADVISOR GROUP, INC.$231K1
165HB Wealth Management, LLC$226K1
166Allie Family Office LLC$222K1
167Arax Advisory Partners$219K1
168Intrua Financial, LLC$216K1
169UNITED CAPITAL FINANCIAL ADVISORS, LLC$214K1
170Squarepoint Ops LLC$212K1
171Modern Wealth Management, LLC$210K1
172Colonial River Investments, LLC$210K1
173Annex Advisory Services, LLC$207K1
174KFG WEALTH MANAGEMENT, LLC$206K1
175Sand Hill Global Advisors, LLC$204K1
176INVESTED ADVISORS$203K1
177KESTRA PRIVATE WEALTH SERVICES, LLC$193K1
178Chung Wu Investment Group, LLC$192K1
179Hennion & Walsh Asset Management, Inc.$191K1
180FULTON BANK, N.A.$189K1
181Avior Wealth Management, LLC$189K1
182Register Financial Advisors LLC$183K1
183Wealthfront Advisers LLC$183K1
184Strategic Financial Concepts, LLC$179K1
185AIGEN INVESTMENT MANAGEMENT, LP$179K1
186WealthBridge Capital Management, LLC$177K1
187CHOREO, LLC$177K1
188Global Endowment Management, LP$177K1
189Baker Avenue Asset Management, LP$176K1
190Independent Advisor Alliance$174K1
191Universal- Beteiligungs- und Servicegesellschaft mbH$171K1
192Caprock Group, LLC$170K1
193Snowden Capital Advisors LLC$169K1
194Sovereign Financial Group, Inc.$159K1
195Catalina Capital Group, LLC$158K1
196Bridgefront Capital, LLC$158K1
197Sequoia Financial Advisors, LLC$158K1
198PRINCIPAL SECURITIES, INC.$156K1
199Dynamic Technology Lab Private Ltd$155K1
200Brookstone Capital Management$153K1
201SageGuard Financial Group, LLC$152K1
202Left Brain Wealth Management, LLC$151K1
203American Capital Advisory, LLC$148K1
204ARMSTRONG ADVISORY GROUP, INC$142K1
205Hillsdale Investment Management Inc.$127K1
206AREX Capital Management, LP$118K1
207SIGNATUREFD, LLC$112K1
208Annis Gardner Whiting Capital Advisors, LLC$105K1
209Federation des caisses Desjardins du Quebec$104K1
210Anfield Capital Management, LLC$102K1
211AMERIFLEX GROUP, INC.$96.7K1
212CALDWELL SUTTER CAPITAL, INC.$92.1K1
213Union Bancaire Privee, UBP SA$91.6K1
214Allworth Financial LP$91.1K1
215Inspire Investing, LLC$86.5K1
216CHILTON CAPITAL MANAGEMENT LLC$81.2K1
217Key Capital Management, INC$79.4K1
218Geneos Wealth Management Inc.$73.5K1
219MAI Capital Management$65.5K1
220Bayforest Capital Ltd$65.2K1
221Advocate Investing Services LLC$62.6K1
222Blue Trust, Inc.$59.1K1
223Tradewinds Capital Management, LLC$59.1K1
224BROWN, LISLE/CUMMINGS, INC.$56.3K1
225DEUTSCHE BANK AG\$52.0K1
226Security National Bank$51.8K1
227QUADRANT CAPITAL GROUP LLC$50.7K1
228ELEVATION WEALTH PARTNERS, LLC$48.3K1
229VAN ECK ASSOCIATES CORP$46.7K1
230Wilmington Savings Fund Society, FSB$44.3K1
231MTM Investment Management, LLC$42.8K1
232FIFTH THIRD BANCORP$34.8K1
233DELTA ASSET MANAGEMENT LLC/TN$32.8K1
234FINANCIAL CONSULATE, INC$30.2K1
235Optiver Holding B.V.$29.8K1
236IFG Advisory, LLC$29.5K1
237CWM, LLC$29.5K1
238NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$28.7K1
239Burk Holdings LLC$25.8K1
240UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$23.7K1
241Caitlin John, LLC$23.7K1
242SALEM INVESTMENT COUNSELORS INC$22.7K1
243Atlantic Union Bankshares Corp$22.2K1
244HHM Wealth Advisors, LLC$22.2K1
245ASSETMARK, INC$19.0K1
246Spire Wealth Management$17.8K1
247Clearstead Advisors, LLC$17.7K1
248Hilton Head Capital Partners, LLC$16.2K1
249VISION FINANCIAL MARKETS LLC$14.7K1
250NOMURA ASSET MANAGEMENT CO LTD$11.8K1
251Asset Dedication, LLC$11.2K1
252GILPIN WEALTH MANAGEMENT, LLC$10.7K1
253WealthCollab, LLC$9.5K1
254Bank of New Hampshire$8.9K1
255ALERUS FINANCIAL NA$7.6K1
256SJS Investment Consulting Inc.$7.4K1
257HRT FINANCIAL LP$7.3K1
258TD Waterhouse Canada Inc.$6.2K1
259PFS Partners, LLC$6.1K1
260CITIGROUP INC$5.8K1
261MCGUIRE CAPITAL ADVISORS INC$5.1K1
262William B. Walkup & Associates, Inc.$4.4K1
263Signature Resources Capital Management, LLC$4.1K1
264JPL Wealth Management, LLC$3.0K1
265SWAN Capital LLC$2.8K1
266CANADA LIFE ASSURANCE Co$2.7K1
267CENTAURUS FINANCIAL, INC.$1.6K1
268Glen Eagle Advisors, LLC$1.5K1
269DELPHI MANAGEMENT INC /MA/$9901
270Quest 10 Wealth Builders, Inc.$8461
271West Financial Advisors, LLC$8271
272Bank Julius Baer & Co. Ltd, Zurich$6481
273Caitong International Asset Management Co., Ltd$3691
274Summit Global Investments$3571
275Virtu Financial LLC$2861
276WEDBUSH SECURITIES INC$1961
277Avail Investment Partners, LLC$1521
278DANSKE BANK A/S$1331
279Elequin Capital, LP$1331
280State of Alaska, Department of Revenue$1151
281CX Institutional$321
282VALLEY NATIONAL ADVISERS INC$91
283HARBOUR INVESTMENTS, INC.— value not disclosed1
284COMERICA BANK— value not disclosed1
285NISA INVESTMENT ADVISORS, LLC— value not disclosed1
286CREDIT AGRICOLE S A— value not disclosed1
287CIBC Private Wealth Group LLC— value not disclosed1
288GRIMES & Co WEALTH MANAGEMENT, LLC— value not disclosed1
289ALPS ADVISORS INC— value not disclosed1
290Walleye Trading LLC— value not disclosed1
291Hudson Bay Capital Management LP— value not disclosed1
292J.W. COLE ADVISORS, INC.— value not disclosed1
293O'SHAUGHNESSY ASSET MANAGEMENT, LLC— value not disclosed1
294Verition Fund Management LLC— value not disclosed1
295TWO SIGMA ADVISERS, LP— value not disclosed1
296SIMPLEX TRADING, LLC— value not disclosed1
297BNP Paribas Asset Management Holding S.A.— value not disclosed1
298SUMMIT SECURITIES GROUP LLC— value not disclosed1
299Leonteq Securities AG— value not disclosed1
300Chicago Partners Investment Group LLC— value not disclosed1
301JNBA Financial Advisors— value not disclosed1
302Composition Wealth, LLC— value not disclosed1
303JANE STREET GROUP, LLC— value not disclosed1
304Point72 Asset Management, L.P.— value not disclosed1
305Creegan & Nassoura Financial Group, LLC— value not disclosed1
306Cedar Wealth Management, LLC— value not disclosed1
307Investors Research Corp— value not disclosed1
308CreativeOne Wealth, LLC— value not disclosed1
309Global Retirement Partners, LLC— value not disclosed1
310Quantinno Capital Management LP— value not disclosed1
311TWINBEECH CAPITAL LP— value not disclosed1
312Y-Intercept (Hong Kong) Ltd— value not disclosed1
313SteelPeak Wealth, LLC— value not disclosed1
314CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC— value not disclosed1
315OCCUDO QUANTITATIVE STRATEGIES LP— value not disclosed1
316Navalign, LLC— value not disclosed1
317Orion Capital Management LLC— value not disclosed1
318TUCKER ASSET MANAGEMENT LLC— value not disclosed1
319Allspring Global Investments Holdings, LLC— value not disclosed1
320PharVision Advisers, LLC— value not disclosed1
321AXXCESS WEALTH MANAGEMENT, LLC— value not disclosed1
322Quarry LP— value not disclosed1
323TrueMark Investments, LLC— value not disclosed1
324PREVAIL INNOVATIVE WEALTH ADVISORS, LLC— value not disclosed1
325Everstar Asset Management, LLC— value not disclosed1
326SAGE ADVISORS, LLC— value not disclosed1
327Diversified Enterprises, LLC— value not disclosed1
328Clark Wealth Partners— value not disclosed1
Truncated by Public Filings. Every one of the 282 13F filers reporting this share class for the quarter is listed. methodology §13F ↗
§ derived by Public Filings from this build's reviewed ticker-mapping holders list for this share class; that list carries each holder's share count, share change and filed date (the full holders view shows them), but no document links — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)1 buy / 1 sell
Congress net ($ bound)−$99.0K to −$35.0K
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on HTGC

RETAINED WINDOW · ACTIVE HITS

Zero hits on HTGC in the retained window — a computed answer over every rule, not missing coverage.

Every rule, with its definition →

Planned modules for HTGC · financials and macro

Financials — as filed PLANNED

HTGC's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: HTGC on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

† issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing