Public record / Tickers / UPST

UPST — Upstart Holdings, Inc.†

Both disclosure regimes on one name: who in Congress filed about UPST, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
4
all PTR rows naming UPST
Members · 12m
0
0 buys · 0 sells · by trade date
Latest PTR
05-20
filed 2022-05-20
13F holders
320
top-320 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-10-01 13:54 UTCno price data — a disclosure record, not a chart

Thomas R. Suozzi · $15.0K–$50.0K

BUY · traded 2022-05-05 → filed 2022-05-20. Ranked over every UPST row by the provable lower bound, never a point estimate.

No member disclosed UPST in the trailing 12 months

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

Every row filed inside the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

No dated UPST rows fall inside the trailing 24 months by trade date.

Trade date, not filing date — the lag lives in the table below. 0 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING UPST · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning UPST
FiledMemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2022-05-20Thomas R. Suozzi D–NY-3SELLTraded 05-16 +4d$1K–$15K
2022-05-20Thomas R. Suozzi D–NY-3SELLTraded 05-16 +4d$1K–$15K
2022-05-20Thomas R. Suozzi D–NY-3BUYTraded 05-05 +15d$15K–$50K
2022-05-20Thomas R. Suozzi D–NY-3BUYTraded 05-05 +15d$15K–$50K
Each row shows the trade date and the filing date; the gap between them is the disclosure lag.all 4 ↗

Members active in UPST

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-10-01

No member disclosed UPST in the trailing 12 months.

Congress ↔ notable managers · UPST

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
0 — —
Sellers
0 — —

filed 2026-07-03 → 2026-10-01 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding
1 Coatue Management $22.3M held
Trimming
1 Gotham Asset Management $0 held

NEW + ADD vs TRIM + EXIT, by shares · $ = reported value now, not the change · UPSTART HLDGS INC

Merged timeline of congressional filings and notable-manager moves on UPST
DateWhoChangeSize
2026-05-15Coatue Management 13FNEW+870,947 sh
2026-05-15Gotham Asset Management 13FEXIT−5,104 sh

2 newest rows · every row dates by its filing date: a disclosure's, or the 13F's for the quarter · a 13F row is a quarter-end snapshot, not a trade

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

Top institutional holders of UPST for quarter 2026-03-31
#FilerValueSecuritiesFlagsSrc
1BlackRock, Inc.$190M1
2MORGAN STANLEY$102M1
3VANGUARD CAPITAL MANAGEMENT LLC$96.2M1
4VANGUARD PORTFOLIO MANAGEMENT LLC$96.0M1
5STATE STREET CORP$52.7M1
6Clear Street Group Inc.$39.9M1
7Halter Ferguson Financial Inc.$37.6M1
8BARCLAYS PLC$32.6M1
9DIMENSIONAL FUND ADVISORS LP$26.2M1
10UBS Group AG$22.6M1
11COATUE MANAGEMENT LLC$22.3M1
12BALYASNY ASSET MANAGEMENT L.P.$22.3M1
13CITIGROUP INC$20.7M1
14NORTHERN TRUST CORP$19.5M1
15Point72 Asset Management, L.P.$19.4M1
16JANE STREET GROUP, LLC$19.0M1
17MILLENNIUM MANAGEMENT LLC$17.1M1
18CHARLES SCHWAB INVESTMENT MANAGEMENT INC$16.8M1
19CITADEL ADVISORS LLC$16.2M1
20VANGUARD FIDUCIARY TRUST CO$15.3M1
21KADENSA CAPITAL Ltd$15.1M1
22Squarepoint Ops LLC$13.6M1
23BANK OF AMERICA CORP /DE/$13.0M1
24FIRST TRUST ADVISORS LP$9.6M1
25GC Wealth Management RIA, LLC$8.8M1
26Pathstone Holdings, LLC$8.7M1
27SUSQUEHANNA INTERNATIONAL GROUP, LLP$8.4M1
28HSBC HOLDINGS PLC$7.4M1
29D. E. Shaw & Co., Inc.$6.9M1
30PEAK6 LLC$6.2M1
31Trexquant Investment LP$5.8M1
32VOLORIDGE INVESTMENT MANAGEMENT, LLC$5.5M1
33Nuveen, LLC$4.8M1
34Connor, Clark & Lunn Investment Management Ltd.$4.6M1
35UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$4.6M1
36Swiss National Bank$4.4M1
37ALLIANCEBERNSTEIN L.P.$4.4M1
38Qube Research & Technologies Ltd$4.3M1
39WELLS FARGO & COMPANY/MN$4.1M1
40BANK OF NOVA SCOTIA$3.9M1
41Holocene Advisors, LP$3.5M1
42Marex Group Ltd$3.0M1
43MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$2.9M1
44Banco Santander, S.A.$2.8M1
45Invesco Ltd.$2.8M1
46BNP Paribas Asset Management Holding S.A.$2.7M1
47Quantinno Capital Management LP$2.7M1
48LPL Financial LLC$2.6M1
49Man Group plc$2.6M1
50PDT Partners, LLC$2.6M1
51CREDIT AGRICOLE S A$2.5M1
52RAYMOND JAMES FINANCIAL INC$2.4M1
53Divisadero Street Capital Management, LP$2.3M1
54AQR CAPITAL MANAGEMENT LLC$2.2M1
55Bank Julius Baer & Co. Ltd, Zurich$2.2M1
56BANK OF MONTREAL /CAN/$2.1M1
57DEUTSCHE BANK AG\$2.1M1
58NORDEA INVESTMENT MANAGEMENT AB$2.1M1
59VANGUARD ASSET MANAGEMENT, Ltd$2.0M1
60Headlands Technologies LLC$2.0M1
61WINTON GROUP Ltd$1.9M1
62Universal- Beteiligungs- und Servicegesellschaft mbH$1.8M1
63Legal & General Group Plc$1.8M1
64Brevan Howard Capital Management LP$1.8M1
65Private Advisor Group, LLC$1.7M1
66Schonfeld Strategic Advisors LLC$1.7M1
67MML INVESTORS SERVICES, LLC$1.6M1
68SummitTX Capital, L.P.$1.5M1
69Havemeyer Place LP$1.5M1
70IMC-Chicago, LLC$1.4M1
71COMMONWEALTH EQUITY SERVICES, LLC$1.4M1
72Creative Planning$1.4M1
73Engineers Gate Manager LP$1.2M1
74TCI Wealth Advisors, Inc.$1.2M1
75NOMURA HOLDINGS INC$1.2M1
76Manchester Capital Management LLC$1.2M1
77GMT CAPITAL CORP$1.1M1
78Walleye Trading LLC$1.1M1
79MANUFACTURERS LIFE INSURANCE COMPANY, THE$1.1M1
80Composition Wealth, LLC$980K1
81Altshuler Shaham Ltd$970K1
82Mariner, LLC$946K1
83MERCER GLOBAL ADVISORS INC /ADV$944K1
84Jefferies Financial Group Inc.$927K1
85TWO SIGMA INVESTMENTS, LP$923K1
86Odyssean, LLC$920K1
87Zurcher Kantonalbank (Zurich Cantonalbank)$916K1
88Coastal Bridge Advisors, LLC$915K1
89Vanguard Global Advisers, LLC$912K1
90SCS Capital Management LLC$901K1
91Sepio Capital, LP$857K1
92Apollon Wealth Management, LLC$793K1
93Falcon Wealth Planning$772K1
94Caption Management, LLC$770K1
95Rare Wolf Capital LLC$751K1
96REX Advisers, LLC$726K1
97OSAIC HOLDINGS, INC.$708K1
98Intellectus Partners, LLC$699K1
99Centiva Capital, LP$672K1
100Cetera Investment Advisers$668K1
101INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$661K1
102WMG Financial Advisors, LLC$660K1
103Gemmer Asset Management LLC$651K1
104Bridgefront Capital, LLC$642K1
105Vontobel Holding Ltd.$640K1
106Janus Henderson Group Ltd.$634K1
107Jain Global LLC$630K1
108Arizona State Retirement System$617K1
109INTECH INVESTMENT MANAGEMENT LLC$616K1
110BAILARD, INC.$613K1
111Kera Capital Partners, Inc.$589K1
112STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM$548K1
113ENVESTNET ASSET MANAGEMENT INC$546K1
114Vanguard Investments Australia, Ltd.$536K1
115Gator Capital Management, LLC$513K1
116Leonteq Securities AG$500K1
117Kestra Advisory Services, LLC$481K1
118CANADA PENSION PLAN INVESTMENT BOARD$469K1
119Simplicity Wealth,LLC$467K1
120SHELTON CAPITAL MANAGEMENT$462K1
121AIGEN INVESTMENT MANAGEMENT, LP$422K1
122Prospera Financial Services Inc$410K1
123Royal Fund Management, LLC$406K1
124Kercheville Advisors, LLC$385K1
125Vanguard Personalized Indexing Management, LLC$383K1
126VOYA INVESTMENT MANAGEMENT LLC$379K1
127FMR LLC$378K1
128Rockefeller Capital Management L.P.$374K1
129Atom Investors LP$373K1
130Pictet Asset Management Holding SA$373K1
131Integrated Financial Solutions, Inc.$372K1
132PRUDENTIAL FINANCIAL INC$350K1
133SEI INVESTMENTS CO$344K1
134PFG Investments, LLC$331K1
135Graham Capital Management, L.P.$324K1
136ProShare Advisors LLC$320K1
137Phoenix Financial Ltd.$316K1
138Walleye Capital LLC$303K1
139Portman Square Capital LLP$303K1
140Capital Advantage, Inc.$298K1
141Advisors Asset Management, Inc.$295K1
142World Investment Advisors$287K1
143INDEPENDENT FINANCIAL GROUP, LLC$282K1
144US BANCORP \DE\$265K1
145Inspire Advisors, LLC$253K1
146VICTORY CAPITAL MANAGEMENT INC$251K1
147nVerses Capital, LLC$241K1
148Galvin, Gaustad & Stein, LLC$236K1
149OPPENHEIMER ASSET MANAGEMENT INC.$234K1
150AMI ASSET MANAGEMENT CORP$225K1
151Tower Research Capital LLC (TRC)$224K1
152STATE OF WISCONSIN INVESTMENT BOARD$220K1
153Beacon Pointe Advisors, LLC$215K1
154Aquatic Capital Management LLC$214K1
155NLB Skladi, upravljanje premozenja, d.o.o.$211K1
156NFSG Corp$207K1
157XPONANCE LLC$207K1
158Strategic Family Wealth Counselors, L.L.C.$206K1
159EP Wealth Advisors, LLC$202K1
160HUB Investment Partners, LLC$201K1
161Ameritas Investment Partners, Inc.$180K1
162State of Wyoming$177K1
163ROYAL BANK OF CANADA$167K1
164Mitsubishi UFJ Asset Management Co., Ltd.$162K1
165Caitong International Asset Management Co., Ltd$162K1
166Ensign Peak Advisors, Inc$132K1
167FIFTH THIRD BANCORP$127K1
168Federation des caisses Desjardins du Quebec$79.8K1
169CWM, LLC$69.4K1
170Orion Capital Management LLC$69.3K1
171Kemnay Advisory Services Inc.$60.5K1
172Rakuten Securities, Inc.$50.1K1
173Geneos Wealth Management Inc.$47.2K1
174Allworth Financial LP$46.7K1
175Asset Management One Co., Ltd.$46.2K1
176Westside Investment Management, Inc.$40.9K1
177Clearstead Advisors, LLC$38.5K1
178SIGNATUREFD, LLC$37.3K1
179NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$32.1K1
180QUADRANT CAPITAL GROUP LLC$29.1K1
181Larson Financial Group LLC$28.7K1
182Eurizon Capital SGR S.p.A.$26.1K1
183SCHRODER INVESTMENT MANAGEMENT GROUP$18.3K1
184NATIONAL BANK OF CANADA /FI/$15.4K1
185Steward Partners Investment Advisory, LLC$10.5K1
186Y.D. More Investments Ltd$9.5K1
187Mirae Asset Global Investments Co., Ltd.$6.5K1
188Triumph Capital Management$5.4K1
189Smartleaf Asset Management LLC$5.2K1
190Wilmington Savings Fund Society, FSB$5.1K1
191Maxi Investments CY Ltd$5.0K1
192KERR FINANCIAL PLANNING Corp$4.9K1
193Arax Advisory Partners$4.3K1
194Dogwood Wealth Management LLC$4.2K1
195Elequin Capital, LP$4.2K1
196MAI Capital Management$3.5K1
197Frazier Financial Advisors, LLC$2.6K1
198Wealth Enhancement Trust Services, Inc.$2.5K1
199Physician Wealth Advisors, Inc.$2.4K1
200HRT FINANCIAL LP$2.1K1
201ALGERT GLOBAL LLC$2.1K1
202TD Waterhouse Canada Inc.$2.1K1
203Key Capital Management, INC$1.9K1
204Vanguard National Trust Co$1.7K1
205WOLVERINE ASSET MANAGEMENT LLC$1.4K1
206PayPay Securities Corp$1.3K1
207Parkside Financial Bank & Trust$1.3K1
208Prestige Wealth Management Group LLC$1.3K1
209Financial Freedom, LLC$1.3K1
210GSA CAPITAL PARTNERS LLP$1.1K1
211N.E.W. Advisory Services LLC$8721
212Bell Investment Advisors, Inc$7441
213ASSETMARK, INC$6411
214Hilton Head Capital Partners, LLC$6411
215NATIXIS ADVISORS, LLC$6191
216Sawyer & Company, Inc$4361
217SHP Wealth Management$4351
218Retirement Wealth Solutions LLC$3851
219TORONTO DOMINION BANK$3761
220Quaker Wealth Management, LLC$3601
221True Wealth Design, LLC$3341
222JNBA Financial Advisors$2571
223Pinnacle Wealth Planning Services, Inc.$2571
224Asset Dedication, LLC$2061
225SALEM INVESTMENT COUNSELORS INC$1541
226MBM WEALTH CONSULTANTS, LLC$1281
227Signature Equity Partners, LLC$1281
228Investors Research Corp$1031
229Addison Advisors LLC$1031
230Glass Jacobson Investment Advisors llc$1031
231KBC Group NV$901
232ACADIAN ASSET MANAGEMENT LLC$871
233Transamerica Financial Advisors, LLC$511
234WPG Advisers, LLC$511
235GHP Investment Advisors, Inc.$261
236JFS WEALTH ADVISORS, LLC$261
237DiNuzzo Private Wealth, Inc.$261
238Centerpoint Advisors, LLC$21
239Avion Wealth$11
240TRUIST FINANCIAL CORP— value not disclosed1
241VANGUARD GROUP INC— value not disclosed1
242ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/— value not disclosed1
243HARBOUR INVESTMENTS, INC.— value not disclosed1
244Atlantic Union Bankshares Corp— value not disclosed1
245COMERICA BANK— value not disclosed1
246WELLINGTON MANAGEMENT GROUP LLP— value not disclosed1
247OMERS ADMINISTRATION Corp— value not disclosed1
248ALBION FINANCIAL GROUP /UT— value not disclosed1
249CIBC WORLD MARKETS CORP— value not disclosed1
250ZACKS INVESTMENT MANAGEMENT— value not disclosed1
251CSS LLC/IL— value not disclosed1
252PRINCIPAL FINANCIAL GROUP INC— value not disclosed1
253KLCM Advisors, Inc.— value not disclosed1
254LAZARD ASSET MANAGEMENT LLC— value not disclosed1
255ALPINE WOODS CAPITAL INVESTORS, LLC— value not disclosed1
256EVERGREEN CAPITAL MANAGEMENT LLC— value not disclosed1
257CIBC Private Wealth Group LLC— value not disclosed1
258Polar Asset Management Partners Inc.— value not disclosed1
259NORGES BANK— value not disclosed1
260J. Goldman & Co LP— value not disclosed1
261CTC LLC— value not disclosed1
262TWO SIGMA SECURITIES, LLC— value not disclosed1
263Verition Fund Management LLC— value not disclosed1
264TWO SIGMA ADVISERS, LP— value not disclosed1
265Daiwa Securities Group Inc.— value not disclosed1
266State of New Jersey Common Pension Fund D— value not disclosed1
267SIMPLEX TRADING, LLC— value not disclosed1
268Gotham Asset Management, LLC— value not disclosed1
269Carnegie Investment Counsel— value not disclosed1
270Jericho Capital Asset Management L.P.— value not disclosed1
271Dynamic Technology Lab Private Ltd— value not disclosed1
272Twin Tree Management, LP— value not disclosed1
273LANDSCAPE CAPITAL MANAGEMENT, L.L.C.— value not disclosed1
274MIRABELLA FINANCIAL SERVICES LLP— value not disclosed1
275Annex Advisory Services, LLC— value not disclosed1
276BOOTHBAY FUND MANAGEMENT, LLC— value not disclosed1
277VIRTUS ADVISERS, LLC— value not disclosed1
278Interval Partners, LP— value not disclosed1
279Capital Advisors, Ltd. LLC— value not disclosed1
280Sequoia Financial Advisors, LLC— value not disclosed1
281Lighthouse Investment Partners, LLC— value not disclosed1
282Caprock Group, LLC— value not disclosed1
283Merit Financial Group, LLC— value not disclosed1
284WEALTH ENHANCEMENT ADVISORY SERVICES, LLC— value not disclosed1
285Nishkama Capital, LLC— value not disclosed1
286Gerber Kawasaki Wealth & Investment Management— value not disclosed1
287Traynor Capital Management, Inc.— value not disclosed1
288Castle Hook Partners LP— value not disclosed1
289OneDigital Investment Advisors LLC— value not disclosed1
290Stone House Investment Management, LLC— value not disclosed1
291Kohmann Bosshard Financial Services, LLC— value not disclosed1
292Symmetry Partners, LLC— value not disclosed1
293Azora Capital LP— value not disclosed1
294DV Trading LLC— value not disclosed1
295ExodusPoint Capital Management, LP— value not disclosed1
296FOUNDATIONS INVESTMENT ADVISORS, LLC— value not disclosed1
297Global Retirement Partners, LLC— value not disclosed1
298Hidden Lake Asset Management LP— value not disclosed1
299Wealthfront Advisers LLC— value not disclosed1
300INCEPTIONR LLC— value not disclosed1
301XTX Topco Ltd— value not disclosed1
302Optiver Holding B.V.— value not disclosed1
303Vermillion & White Wealth Management Group, LLC— value not disclosed1
304AlphaQuest LLC— value not disclosed1
305SHELTON WEALTH MANAGEMENT, LLC— value not disclosed1
306Synergy Financial Group, LTD— value not disclosed1
307SageView Advisory Group, LLC— value not disclosed1
308Dunhill Financial, LLC— value not disclosed1
309Quarry LP— value not disclosed1
310Perbak Capital Partners LLP— value not disclosed1
311Susquehanna Portfolio Strategies, LLC— value not disclosed1
312Private Wealth Management Group, LLC— value not disclosed1
313KEELER & NADLER FINANCIAL PLANNING & WEALTH MANAGEMENT— value not disclosed1
314Fieldview Capital Management, LLC— value not disclosed1
315Murphy & Mullick Capital Management Corp— value not disclosed1
316Bayforest Capital Ltd— value not disclosed1
317SLT Holdings LLC— value not disclosed1
318PIAR LLC— value not disclosed1
319Keating Financial Advisory Services, Inc.— value not disclosed1
320PCM Encore, LLC— value not disclosed1
Truncated by Public Filings. Every one of the 239 13F filers reporting this share class for the quarter is listed. methodology §13F ↗
§ derived by Public Filings from this build's reviewed ticker-mapping holders list for this share class; that list carries each holder's share count, share change and filed date, which this table does not show, but no document links — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)no rows
Congress net ($ bound)$0
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on UPST

RETAINED WINDOW · ACTIVE HITS

Zero hits on UPST in the retained window — a computed answer over every rule, not missing coverage.

Every rule, with its definition →

Planned modules for UPST · financials and macro

Financials — as filed PLANNED

UPST's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: UPST on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

† issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing