Public record / Tickers / NIO

NIO — NIO Inc.†

Both disclosure regimes on one name: who in Congress filed about NIO, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
10
all PTR rows naming NIO
Members · 12m
0
0 buys · 0 sells · by trade date
Latest PTR
09-23
filed 2021-09-23
13F holders
371
top-371 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-10-01 13:54 UTCno price data — a disclosure record, not a chart

Brian J. Mast · $50.0K–$100K

SELL · traded 2020-07-06 → filed 2020-08-14. Ranked over every NIO row by the provable lower bound, never a point estimate.

No member disclosed NIO in the trailing 12 months

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

5 rows filed past the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

No dated NIO rows fall inside the trailing 24 months by trade date.

Trade date, not filing date — the lag lives in the table below. 0 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING NIO · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning NIO
FiledMemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2021-09-23Thomas R. Suozzi D–NY-3SELLTraded 05-20 LATE·126d$15K–$50K
2021-09-23Thomas R. Suozzi D–NY-3BUYTraded 2020-10-05 LATE·353d$15K–$50K
2021-09-23Thomas R. Suozzi D–NY-3BUYTraded 2020-09-02 LATE·386d$1K–$15K
2021-05-03Pete Sessions R–TX-17BUY SP (spouse-owned)Traded 01-20 LATE·103d$1K–$15K
2020-08-14Brian J. Mast R–FL-21SELLTraded 07-06 +39d$50K–$100K
Each row shows the trade date and the filing date; the gap between them is the disclosure lag.all 10 ↗

Members active in NIO

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-10-01

No member disclosed NIO in the trailing 12 months.

Congress ↔ notable managers · NIO

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
0 — —
Sellers
0 — —

filed 2026-07-03 → 2026-10-01 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding
0 — $0 held
Trimming
0 — $0 held

NEW + ADD vs TRIM + EXIT, by shares · $ = reported value now, not the change · NIO INC

No moves on either side in the window.

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

Top institutional holders of NIO for quarter 2026-03-31
#FilerValueSecuritiesFlagsSrc
1D. E. Shaw & Co., Inc.$231M1
2MORGAN STANLEY$88.8M1
3RENAISSANCE TECHNOLOGIES LLC$87.1M1
4BANK OF AMERICA CORP /DE/$85.8M1
5TWO SIGMA INVESTMENTS, LP$80.4M1
6CITADEL ADVISORS LLC$79.8M1
7UBS Group AG$74.5M1
8BlackRock, Inc.$64.7M1
9Point72 Asset Management, L.P.$40.0M1
10VOLORIDGE INVESTMENT MANAGEMENT, LLC$38.3M1
11Legal & General Group Plc$36.1M1
12JANE STREET GROUP, LLC$33.1M1
13STATE STREET CORP$26.0M1
14Ghisallo Capital Management LLC$24.1M1
15Invesco Ltd.$18.8M1
16MACKENZIE FINANCIAL CORP$16.7M1
17Trexquant Investment LP$13.8M1
18SUSQUEHANNA INTERNATIONAL GROUP, LLP$13.6M1
19OLD MISSION CAPITAL LLC$10.6M1
20NATIXIS$9.8M1
21Quadrature Capital Ltd$9.0M1
22Walleye Trading LLC$8.9M1
23Verition Fund Management LLC$7.7M1
24AMERICAN CENTURY COMPANIES INC$7.2M1
25IMC-Chicago, LLC$7.0M1
26MILLENNIUM MANAGEMENT LLC$6.9M1
27Clear Street Group Inc.$6.4M1
28GROUP ONE TRADING LLC$5.6M1
29Squarepoint Ops LLC$5.5M1
30MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$5.3M1
31AVIVA PLC$5.1M1
32STOREBRAND ASSET MANAGEMENT AS$4.4M1
33Tidal Investments LLC$3.6M1
34Baker Avenue Asset Management, LP$3.3M1
35CITIGROUP INC$3.0M1
36NINE MASTS CAPITAL Ltd$2.9M1
37XY Capital Ltd$2.7M1
38Swedbank AB$2.6M1
39DEUTSCHE BANK AG\$2.5M1
40LPL Financial LLC$2.4M1
41BNP Paribas Asset Management Holding S.A.$2.4M1
42NORTHERN TRUST CORP$2.3M1
43Leonteq Securities AG$2.3M1
44Headlands Technologies LLC$2.3M1
45Mitsubishi UFJ Asset Management Co., Ltd.$2.2M1
46FMR LLC$2.1M1
47Swiss Life Asset Management Ltd$2.1M1
48LMR Partners LLP$2.1M1
49Marex Group Ltd$2.0M1
50WT Asset Management Ltd$1.8M1
51BANK OF MONTREAL /CAN/$1.6M1
52Vontobel Holding Ltd.$1.5M1
53BALYASNY ASSET MANAGEMENT L.P.$1.4M1
54Diametric Capital, LP$1.4M1
55ENVESTNET ASSET MANAGEMENT INC$1.3M1
56HSBC HOLDINGS PLC$1.3M1
57PROFUND ADVISORS LLC$1.2M1
58Alliance Wealth Advisors, LLC$1.2M1
59Caitong International Asset Management Co., Ltd$1.2M1
60Creative Planning$1.2M1
61RAYMOND JAMES FINANCIAL INC$1.1M1
62UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$1.1M1
63Mirae Asset Global Investments Co., Ltd.$1.0M1
64Walleye Capital LLC$937K1
65Engineers Gate Manager LP$901K1
66COMMONWEALTH EQUITY SERVICES, LLC$900K1
67Advisors Asset Management, Inc.$887K1
68Mariner, LLC$879K1
69Vident Advisory, LLC$842K1
70DRW Securities, LLC$808K1
71EDMOND DE ROTHSCHILD HOLDING S.A.$802K1
72WINTON GROUP Ltd$797K1
73Laird Norton Wetherby Trust Company, LLC$789K1
74Brooklyn Investment Group$782K1
75Axim Planning & Wealth$762K1
76QUADRANT CAPITAL GROUP LLC$732K1
77WELLS FARGO & COMPANY/MN$679K1
78Trilogy Capital Inc.$664K1
79ROYAL BANK OF CANADA$605K1
80CenterBook Partners LP$603K1
81Alphadyne Asset Management LP$602K1
82Polymer Capital Management (HK) LTD$590K1
83Vanguard Personalized Indexing Management, LLC$581K1
84DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main$577K1
85OSAIC HOLDINGS, INC.$572K1
86Cetera Investment Advisers$560K1
87Cobblestone Asset Management LLC$556K1
88Federation des caisses Desjardins du Quebec$547K1
89FIRST TRUST ADVISORS LP$544K1
90OPPENHEIMER & CO INC$512K1
91US BANCORP \DE\$509K1
92MACQUARIE GROUP LTD$485K1
93180 WEALTH ADVISORS, LLC$482K1
94Long Corridor Asset Management Ltd$476K1
95Centiva Capital, LP$475K1
96Hoffman, Alan N Investment Management$457K1
97PFG Investments, LLC$446K1
98O'SHAUGHNESSY ASSET MANAGEMENT, LLC$437K1
99Perseverance Asset Management International$435K1
100Sanctuary Advisors, LLC$388K1
101Compound Planning, Inc.$380K1
102Rockefeller Capital Management L.P.$372K1
103PKO Investment Management Joint-Stock Co$362K1
104HighTower Advisors, LLC$359K1
105Focus Partners Wealth$358K1
106Qube Research & Technologies Ltd$356K1
107Calamos Advisors LLC$339K1
108AXQ CAPITAL, LP$338K1
109WCG Wealth Advisors LLC$330K1
110Sequoia Financial Advisors, LLC$310K1
111Private Advisor Group, LLC$309K1
112ALLIANCEBERNSTEIN L.P.$307K1
113TWO SIGMA SECURITIES, LLC$305K1
114Cerity Partners LLC$305K1
115IPG Investment Advisors LLC$299K1
116Ballentine Partners, LLC$294K1
117BOOTHBAY FUND MANAGEMENT, LLC$292K1
118Corient Private Wealth LLC$248K1
119SummitTX Capital, L.P.$247K1
120Crossmark Global Holdings, Inc.$241K1
121SIGNATUREFD, LLC$241K1
122MGO ONE SEVEN LLC$230K1
123High Probability Advisors, LLC$223K1
124FORTRESS PRIVATE LEDGER, LLC$222K1
125Kestra Advisory Services, LLC$213K1
126AZZAD ASSET MANAGEMENT INC /ADV$211K1
127Savant Capital, LLC$211K1
128NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$210K1
129XPONANCE LLC$208K1
130CAPSTONE INVESTMENT ADVISORS, LLC$207K1
131Aerodigm Wealth, LLC$206K1
132PRELUDE CAPITAL MANAGEMENT, LLC$206K1
133ABN AMRO INVESTMENT SOLUTIONS$206K1
134Magnetar Financial LLC$204K1
135Allianz Asset Management GmbH$190K1
136QRG CAPITAL MANAGEMENT, INC.$180K1
137Ausdal Financial Partners, Inc.$180K1
138NATIONAL BANK OF CANADA /FI/$180K1
139Lido Advisors, LLC$177K1
140GUGGENHEIM CAPITAL LLC$176K1
141CIBC WORLD MARKET INC.$174K1
142West Family Investments, Inc.$161K1
143INSIGNEO ADVISORY SERVICES, LLC$158K1
144SteelPeak Wealth, LLC$156K1
145FOX RUN MANAGEMENT, L.L.C.$155K1
146Pathstone Holdings, LLC$155K1
147Focus Partners Advisor Solutions, LLC$152K1
148Prospera Financial Services Inc$152K1
149Shay Capital LLC$151K1
150Berman McAleer LLC$151K1
151Equitable Holdings, Inc.$150K1
152Prosperity Financial Group, Inc.$147K1
153Zurcher Kantonalbank (Zurich Cantonalbank)$146K1
154PANAGORA ASSET MANAGEMENT INC$145K1
155XTX Topco Ltd$144K1
156TD Waterhouse Canada Inc.$144K1
157EFG International AG$141K1
158MCF Advisors LLC$141K1
159GLENMEDE TRUST CO NA$133K1
160Verdad Advisers, LP$129K1
161Orion Porfolio Solutions, LLC$126K1
162TRUIST FINANCIAL CORP$122K1
163PACES FERRY WEALTH ADVISORS, LLC$122K1
164Callan Family Office, LLC$121K1
165VICTORY FINANCIAL GROUP, LLC$121K1
166Quintet Private Bank (Europe) S.A.$121K1
167CWM, LLC$117K1
168Traynor Capital Management, Inc.$115K1
169IEQ CAPITAL, LLC$114K1
170DIMENSIONAL FUND ADVISORS LP$113K1
171PDS Planning, Inc$112K1
172MISSION WEALTH MANAGEMENT, LP$110K1
173FRANKLIN RESOURCES INC$102K1
174Tower Research Capital LLC (TRC)$101K1
175DV Trading LLC$98.8K1
176PharVision Advisers, LLC$98.0K1
177PCM Encore, LLC$96.9K1
178Allspring Global Investments Holdings, LLC$94.9K1
179Modern Wealth Management, LLC$94.8K1
180Compagnie Lombard Odier SCmA$92.8K1
181Tradition Wealth Management, LLC$91.7K1
182OneDigital Investment Advisors LLC$90.8K1
183Wealthspire Advisors, LLC$86.0K1
184Gotham Asset Management, LLC$83.8K1
185Spartan Wealth Advisory Services LLC$82.3K1
186Optas, LLC$81.4K1
187Beacon Pointe Advisors, LLC$81.4K1
188RFG Advisory, LLC$80.7K1
189CHOREO, LLC$79.5K1
190Aspex Management (HK) Ltd$79.2K1
191MERCER GLOBAL ADVISORS INC /ADV$78.9K1
192Empirical Financial Services, LLC d.b.a. Empirical Wealth Management$76.9K1
193Hedeker Wealth, LLC$75.4K1
194Stratos Wealth Partners, LTD.$75.1K1
195WMG Financial Advisors, LLC$73.6K1
196HB Wealth Management, LLC$73.6K1
197GREAT VALLEY ADVISOR GROUP, INC.$73.0K1
198Sava Infond d.o.o.$72.4K1
199BANCO BILBAO VIZCAYA ARGENTARIA, S.A.$70.4K1
200Westfuller Advisors, LLC$70.4K1
201Vise Technologies, Inc.$70.4K1
202Atlantic Union Bankshares Corp$70.3K1
203SEI INVESTMENTS CO$70.2K1
204Clarity Wealth Advisors, LLC$69.3K1
205Allworth Financial LP$68.9K1
206BANK OF NOVA SCOTIA$68.0K1
207StoneCrest Wealth Management, Inc.$67.5K1
208Gladstone Institutional Advisory LLC$67.5K1
209Merit Financial Group, LLC$67.3K1
210Sandbox Financial Partners, LLC$66.9K1
211Koa Wealth Management, LLC$66.3K1
212Onyx Bridge Wealth Group LLC$64.7K1
213VestGen Advisors, LLC$63.9K1
214SIH Partners, LLLP$63.9K1
215Perigon Wealth Management, LLC$63.7K1
216Navis Wealth Advisors, LLC$63.3K1
217MML INVESTORS SERVICES, LLC$63.1K1
218Steward Partners Investment Advisory, LLC$62.7K1
219INDEPENDENT FINANCIAL GROUP, LLC$62.6K1
220SeaCrest Wealth Management, LLC$62.5K1
221Frec Markets, Inc.$62.4K1
222LAUREL OAK WEALTH MANAGEMENT, LLC$62.1K1
223Aberdeen Group plc$60.4K1
224Aries Wealth Management$60.3K1
225Strategies Wealth Advisors, LLC$60.3K1
226Glen Eagle Advisors, LLC$60.3K1
227Pinpoint Asset Management (Singapore) Pte. Ltd.$57.2K1
228MV CAPITAL MANAGEMENT, INC.$50.1K1
229Eurizon Capital SGR S.p.A.$49.0K1
230MAI Capital Management$48.7K1
231NOMURA ASSET MANAGEMENT CO LTD$48.2K1
232NFSG Corp$33.2K1
233INTEGRITY ALLIANCE, LLC.$31.2K1
234Evelyn Partners Investment Management (Europe) Ltd$30.2K1
235Jefferies Financial Group Inc.$24.7K1
236DUNCKER STREETT & CO INC$24.1K1
237Spire Wealth Management$20.5K1
238Global X Japan Co., Ltd.$20.3K1
239BFSG, LLC$18.1K1
240N.E.W. Advisory Services LLC$17.6K1
241Bayforest Capital Ltd$16.1K1
242Center for Financial Planning, Inc.$11.9K1
243ASSETMARK, INC$9.9K1
244HHM Wealth Advisors, LLC$9.7K1
245Glass Jacobson Investment Advisors llc$9.0K1
246FINANCIAL CONSULATE, INC$9.0K1
247Smartleaf Asset Management LLC$8.7K1
248WOLFF WIESE MAGANA LLC$7.6K1
249SHP Wealth Management$7.6K1
250DekaBank Deutsche Girozentrale$7.3K1
251BROWN, LISLE/CUMMINGS, INC.$7.2K1
252Blue Trust, Inc.$7.2K1
253Signature Equity Partners, LLC$6.7K1
254Bell Investment Advisors, Inc$6.6K1
255Larson Financial Group LLC$6.2K1
256ACADIAN ASSET MANAGEMENT LLC$6.2K1
257Quaker Wealth Management, LLC$6.0K1
258Activest Wealth Management$6.0K1
259Sachetta, LLC$6.0K1
260Purpose Unlimited Inc.$6.0K1
261Union Bancaire Privee, UBP SA$5.5K1
262Hamrick Investment Counsel, llc$4.3K1
263Elequin Capital, LP$3.7K1
264HRT FINANCIAL LP$3.5K1
265KBC Group NV$3.5K1
266Medallion Wealth Advisors, LLC$3.3K1
267Geneos Wealth Management Inc.$3.1K1
268UMB Bank, n.a.$3.0K1
269VAN ECK ASSOCIATES CORP$2.9K1
270Pinnacle Wealth Planning Services, Inc.$2.7K1
271MASECO LLP$2.6K1
272Triumph Capital Management$2.4K1
273Parkside Financial Bank & Trust$2.2K1
274Rakuten Securities, Inc.$2.2K1
275Tradewinds Capital Management, LLC$2.2K1
276Pioneer Family Office, LLC$2.1K1
277Acumen Wealth Advisors, LLC$1.8K1
278CENTAURUS FINANCIAL, INC.$1.8K1
279Physician Wealth Advisors, Inc.$1.8K1
280Clayton Financial Group LLC$1.5K1
281STANCE CAPITAL LLC$1.4K1
282Wilmington Savings Fund Society, FSB$1.4K1
283Virtu Financial LLC$1.3K1
284Stone House Investment Management, LLC$1.2K1
285SITTNER & NELSON, LLC$1.2K1
286Cassaday & Co Wealth Management LLC$1.2K1
287Capital Markets Trading UK LLP$1.0K1
288Investors Research Corp$9651
289EASTERN BANK$9411
290Kilter Group LLC$9051
291Clark Wealth Partners$9051
292Darwin Wealth Management, LLC$8141
293Wealth Enhancement Trust Services, Inc.$8141
294Abound Wealth Management$7421
295Costello Asset Management, INC$6031
296Kingdom Financial Group LLC.$6031
297Frazier Financial Advisors, LLC$6031
298FIFTH THIRD BANCORP$4641
299Clearstead Advisors, LLC$4621
300JFS WEALTH ADVISORS, LLC$4531
301Godfrey Financial Associates, Inc.$3321
302EVOLUTION WEALTH MANAGEMENT INC.$3021
303Murphy & Mullick Capital Management Corp$3021
304TORONTO DOMINION BANK$1841
305American Capital Advisory, LLC$1751
306JTC Employer Solutions Trustee Ltd$1651
307Pacifica Partners Inc.$1511
308Scarborough Advisors, LLC$1391
309Financial Perspectives, Inc$1331
310SJS Investment Consulting Inc.$1211
311THRIVENT FINANCIAL FOR LUTHERANS$891
312Harel Insurance Investments & Financial Services Ltd.$401
313Trifecta Capital Advisors, LLC$251
314ALBION FINANCIAL GROUP /UT$131
315Capital Advisors, Ltd. LLC$61
316Centerpoint Advisors, LLC$21
317Financial Connections Group, Inc.$21
318Winthrop Capital Management, LLC$11
319CENTRAL TRUST Co— value not disclosed1
320STIFEL FINANCIAL CORP— value not disclosed1
321HARBOUR INVESTMENTS, INC.— value not disclosed1
322HBK INVESTMENTS L P— value not disclosed1
323CREDIT AGRICOLE S A— value not disclosed1
324COUNTRY TRUST BANK— value not disclosed1
325EVERGREEN CAPITAL MANAGEMENT LLC— value not disclosed1
326Hilltop Holdings Inc.— value not disclosed1
327MARATHON ASSET MANAGEMENT LP— value not disclosed1
328REGIONS FINANCIAL CORP— value not disclosed1
329CIBC Private Wealth Group LLC— value not disclosed1
330Weiss Asset Management LP— value not disclosed1
331TWO SIGMA ADVISERS, LP— value not disclosed1
332Dynamic Technology Lab Private Ltd— value not disclosed1
333EP Wealth Advisors, LLC— value not disclosed1
334Camelot Portfolios, LLC— value not disclosed1
335Tuttle Capital Management, LLC— value not disclosed1
336Arax Advisory Partners— value not disclosed1
337Lighthouse Investment Partners, LLC— value not disclosed1
338Caprock Group, LLC— value not disclosed1
339CMT Capital Markets Trading GmbH— value not disclosed1
340WEALTH ENHANCEMENT ADVISORY SERVICES, LLC— value not disclosed1
341Symmetry Investments LP— value not disclosed1
342Meridian Wealth Management, LLC— value not disclosed1
343Farmers & Merchants Trust Co of Chambersburg PA— value not disclosed1
344Vanguard Capital Wealth Advisors— value not disclosed1
345ExodusPoint Capital Management, LP— value not disclosed1
346Vermillion Wealth Management, Inc.— value not disclosed1
347FOUNDATIONS INVESTMENT ADVISORS, LLC— value not disclosed1
348Global Retirement Partners, LLC— value not disclosed1
349Laurel Wealth Advisors LLC— value not disclosed1
350Y-Intercept (Hong Kong) Ltd— value not disclosed1
351Lloyd Advisory Services, LLC.— value not disclosed1
352Concord Wealth Partners— value not disclosed1
353Navalign, LLC— value not disclosed1
354DV EQUITIES, LLC— value not disclosed1
355Optiver Holding B.V.— value not disclosed1
356TUCKER ASSET MANAGEMENT LLC— value not disclosed1
357Viewpoint Capital Management LLC— value not disclosed1
358SageView Advisory Group, LLC— value not disclosed1
359Strengthening Families & Communities, LLC— value not disclosed1
360Cape Investment Advisory, Inc.— value not disclosed1
361Stephens Consulting, LLC— value not disclosed1
362New England Capital Financial Advisors LLC— value not disclosed1
363Concurrent Investment Advisors, LLC— value not disclosed1
364Trueblood Wealth Management, LLC— value not disclosed1
365Havemeyer Place LP— value not disclosed1
366May Hill Capital, LLC— value not disclosed1
367STONEHAVEN WEALTH & TAX SOLUTIONS, LLC— value not disclosed1
368Exit Wealth Advisors, LLC.— value not disclosed1
369American Wealth Advisors, LLC— value not disclosed1
370Reflection Asset Management— value not disclosed1
371Quattro Advisors LLC— value not disclosed1
Truncated by Public Filings. Every one of the 318 13F filers reporting this share class for the quarter is listed. methodology §13F ↗
§ derived by Public Filings from this build's reviewed ticker-mapping holders list for this share class; that list carries each holder's share count, share change and filed date, which this table does not show, but no document links — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)no rows
Congress net ($ bound)$0
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on NIO

RETAINED WINDOW · ACTIVE HITS

Zero hits on NIO in the retained window — a computed answer over every rule, not missing coverage.

Every rule, with its definition →

Planned modules for NIO · financials and macro

Financials — as filed PLANNED

NIO's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: NIO on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

† issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing