Public record / Tickers / CATY

CATY — CATHAY GENERAL BANCORP†

Both disclosure regimes on one name: who in Congress filed about CATY, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
10
all PTR rows naming CATY
Members · 12m
1
2 buys · 0 sells · by trade date
Latest PTR
04-07
filed 2026-04-07
13F holders
237
top-237 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-10-01 13:54 UTCno price data — a disclosure record, not a chart

Gilbert Ray Cisneros, Jr. · $1.0K–$15.0K

BUY · traded 2026-03-03 → filed 2026-04-07. Ranked over every CATY row by the provable lower bound, never a point estimate.

1 member · 2 buys / 0 sells

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

3 rows filed past the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

3 dated disclosures in the window, placed by trade date; magnitudes are the disclosed lower bounds.

Trade date, not filing date — the lag lives in the table below. 3 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING CATY · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning CATY
FiledMemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2026-04-07Gilbert Ray Cisneros, Jr. D–CA-31BUYTraded 03-03 +35d$1K–$15K
2026-02-13Gilbert Ray Cisneros, Jr. D–CA-31BUYTraded 01-15 +29d$1K–$15K
2025-05-14Josh Gottheimer D–NJ-5SELL partial · JT (partial sale, jointly owned)Traded 04-09 +35d$1K–$15K
2020-11-05Josh Gottheimer D–NJ-5BUY JT (jointly owned)Traded 10-16 +20d$1K–$15K
2020-10-13Josh Gottheimer D–NJ-5SELL partial · JT (partial sale, jointly owned)Traded 09-15 +28d$1K–$15K
Each row shows the trade date and the filing date; the gap between them is the disclosure lag.all 10 ↗

Members active in CATY

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-10-01
Members disclosing CATY in the trailing 12 months
MemberRowsNet disclosed flow for this ticker: purchases minus sales, computed as a net range on the disclosed amounts. A lower bound is provable, never a point.Number of committees the member sat on as of their latest trade date in the window, from the cc0-legislators roster snapshot. Context, never an allegation; jurisdiction overlap needs the sector join.
Gilbert Ray Cisneros, Jr. D–CA-312$2.0K to $30.0K2

1 members in the window · counts of disclosures, not dollars.

Congress ↔ notable managers · CATY

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
0 — —
Sellers
0 — —

filed 2026-07-03 → 2026-10-01 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding
0 — $0 held
Trimming
0 — $0 held

NEW + ADD vs TRIM + EXIT, by shares · $ = reported value now, not the change · CATHAY GEN BANCORP

No moves on either side in the window.

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

Top institutional holders of CATY for quarter 2026-03-31
#FilerValueSecuritiesFlagsSrc
1BlackRock, Inc.$486M1
2VANGUARD PORTFOLIO MANAGEMENT LLC$203M1
3DIMENSIONAL FUND ADVISORS LP$202M1
4STATE STREET CORP$172M1
5VANGUARD CAPITAL MANAGEMENT LLC$144M1
6Invesco Ltd.$84.1M1
7AMERICAN CENTURY COMPANIES INC$80.1M1
8MASSACHUSETTS FINANCIAL SERVICES CO /MA/$45.6M1
9CHARLES SCHWAB INVESTMENT MANAGEMENT INC$45.1M1
10NORTHERN TRUST CORP$40.4M1
11MORGAN STANLEY$30.5M1
12WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC$26.6M1
13Qube Research & Technologies Ltd$23.0M1
14D. E. Shaw & Co., Inc.$22.5M1
15VANGUARD FIDUCIARY TRUST CO$21.4M1
16Nuveen, LLC$20.8M1
17BANK OF AMERICA CORP /DE/$17.5M1
18PRINCIPAL FINANCIAL GROUP INC$16.3M1
19PUBLIC SECTOR PENSION INVESTMENT BOARD$15.3M1
20Edgestream Partners, L.P.$12.7M1
21HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC$12.4M1
22FRANKLIN RESOURCES INC$11.9M1
23MILLENNIUM MANAGEMENT LLC$10.9M1
24VICTORY CAPITAL MANAGEMENT INC$10.7M1
25DENALI ADVISORS LLC$7.9M1
26JANE STREET GROUP, LLC$7.8M1
27Legal & General Group Plc$7.7M1
28NORDEA INVESTMENT MANAGEMENT AB$7.5M1
29TWO SIGMA INVESTMENTS, LP$6.5M1
30Swiss National Bank$6.4M1
31Waverly Advisors, LLC$6.4M1
32FIRST TRUST ADVISORS LP$6.3M1
33UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$6.2M1
34AQR CAPITAL MANAGEMENT LLC$6.1M1
35BALYASNY ASSET MANAGEMENT L.P.$6.0M1
36WELLINGTON MANAGEMENT GROUP LLP$6.0M1
37PRUDENTIAL FINANCIAL INC$5.8M1
38UBS Group AG$5.3M1
39NFJ INVESTMENT GROUP, LLC$5.1M1
40Universal- Beteiligungs- und Servicegesellschaft mbH$4.8M1
41MOODY ALDRICH PARTNERS LLC$4.1M1
42ALLIANCEBERNSTEIN L.P.$3.8M1
43CITADEL ADVISORS LLC$3.6M1
44BARCLAYS PLC$3.0M1
45VANGUARD ASSET MANAGEMENT, Ltd$2.8M1
46NorthCrest Asset Manangement, LLC$2.8M1
47CITIGROUP INC$2.7M1
48DEUTSCHE BANK AG\$2.7M1
49SUSQUEHANNA INTERNATIONAL GROUP, LLP$2.6M1
50Kondo Wealth Advisors, Inc.$2.5M1
51VOYA INVESTMENT MANAGEMENT LLC$2.5M1
52Dana Investment Advisors, Inc.$2.4M1
53Rafferty Asset Management, LLC$2.4M1
54Convergence Investment Partners, LLC$2.2M1
55Mitsubishi UFJ Trust & Banking Corp$2.2M1
56Weiss Asset Management LP$2.2M1
57Y-Intercept (Hong Kong) Ltd$2.2M1
58Brevan Howard Capital Management LP$2.1M1
59Vanguard Global Advisers, LLC$2.1M1
60WILLNER & HELLER, LLC$2.1M1
61Point72 Asset Management, L.P.$2.0M1
62HSBC HOLDINGS PLC$2.0M1
63Quantinno Capital Management LP$2.0M1
64MERCER GLOBAL ADVISORS INC /ADV$1.8M1
65Illinois Municipal Retirement Fund$1.8M1
66SEI INVESTMENTS CO$1.8M1
67PICTON MAHONEY ASSET MANAGEMENT$1.7M1
68Cetera Investment Advisers$1.7M1
69RENAISSANCE TECHNOLOGIES LLC$1.7M1
70LAZARD ASSET MANAGEMENT LLC$1.6M1
71ROYCE & ASSOCIATES LP$1.6M1
72FIFTH THIRD BANCORP$1.6M1
73Iron Gate Global Advisors LLC$1.6M1
74MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$1.5M1
75MANUFACTURERS LIFE INSURANCE COMPANY, THE$1.5M1
76WELLS FARGO & COMPANY/MN$1.5M1
77Citizens Business Bank$1.4M1
78BRIDGEWAY CAPITAL MANAGEMENT, LLC$1.4M1
79OSAIC HOLDINGS, INC.$1.4M1
80Janus Henderson Group Ltd.$1.4M1
81O'SHAUGHNESSY ASSET MANAGEMENT, LLC$1.3M1
82Zurcher Kantonalbank (Zurich Cantonalbank)$1.3M1
83WINTON GROUP Ltd$1.2M1
84Access Investment Management LLC$1.1M1
85NewEdge Wealth, LLC$1.1M1
86NOMURA ASSET MANAGEMENT INTERNATIONAL INC.$1.0M1
87ROYAL BANK OF CANADA$1.0M1
88Pathstone Holdings, LLC$1.0M1
89Fieldview Capital Management, LLC$1.0M1
90INTECH INVESTMENT MANAGEMENT LLC$1.0M1
91STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM$990K1
92Trexquant Investment LP$961K1
93EVOLVE PRIVATE WEALTH, LLC$939K1
94YOUSIF CAPITAL MANAGEMENT, LLC$896K1
95Arizona State Retirement System$885K1
96Man Group plc$875K1
97CHOREO, LLC$864K1
98Graham Capital Management, L.P.$850K1
99Engineers Gate Manager LP$842K1
100FMR LLC$833K1
101COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS$829K1
102Unison Advisors LLC$822K1
103QUADRANT CAPITAL GROUP LLC$776K1
104Creative Planning$773K1
105OREGON PUBLIC EMPLOYEES RETIREMENT FUND$768K1
106SummerHaven Investment Management, LLC$766K1
107Freestone Grove Partners LP$748K1
108Vanguard Investments Australia, Ltd.$737K1
109Snowden Capital Advisors LLC$696K1
110iSAM Funds (UK) Ltd$674K1
111Jain Global LLC$630K1
112Cerity Partners LLC$627K1
113Amundi$614K1
114ENVESTNET ASSET MANAGEMENT INC$595K1
115WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$543K1
116M&T BANK CORP$531K1
117Pictet Asset Management Holding SA$523K1
118ProShare Advisors LLC$503K1
119Maryland State Retirement & Pension System$490K1
120Mariner, LLC$460K1
121ExodusPoint Capital Management, LP$458K1
122FOX RUN MANAGEMENT, L.L.C.$454K1
123LPL Financial LLC$453K1
124COMMERCE BANK$453K1
125COLDSTREAM CAPITAL MANAGEMENT INC$419K1
126NewEdge Advisors, LLC$402K1
127MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC$383K1
128GTS SECURITIES LLC$375K1
129HighTower Advisors, LLC$374K1
130COMMONWEALTH EQUITY SERVICES, LLC$373K1
131Jefferies Financial Group Inc.$371K1
132Vanguard Personalized Indexing Management, LLC$329K1
133CIBC Asset Management Inc$327K1
134Brooklyn Investment Group$321K1
135TWO SIGMA SECURITIES, LLC$320K1
136STATE OF WISCONSIN INVESTMENT BOARD$314K1
137Rockefeller Capital Management L.P.$314K1
138FIDUCIARY TRUST CO$312K1
139XPONANCE LLC$308K1
140BANK OF MONTREAL /CAN/$307K1
141Polymer Capital Management (US) LLC$305K1
142Zhang Financial LLC$299K1
143PROFUND ADVISORS LLC$283K1
144CAXTON ASSOCIATES LLP$273K1
145LIGHTHOUSE FINANCIAL SERVICES INC /ADV$270K1
146Ameritas Investment Partners, Inc.$269K1
147Cambria Investment Management, L.P.$261K1
148RAYMOND JAMES FINANCIAL INC$258K1
149Smartleaf Asset Management LLC$240K1
150Ensign Peak Advisors, Inc$238K1
151CWM, LLC$229K1
152JMN Financial LLC$217K1
153Swiss Life Asset Management Ltd$209K1
154EVERGREEN CAPITAL MANAGEMENT LLC$209K1
155Crossmark Global Holdings, Inc.$202K1
156Tower Research Capital LLC (TRC)$184K1
157US BANCORP \DE\$125K1
158Blue Trust, Inc.$91.2K1
159Pinnacle Wealth Planning Services, Inc.$81.2K1
160ASSETMARK, INC$63.9K1
161Physician Wealth Advisors, Inc.$57.9K1
162BNP Paribas Asset Management Holding S.A.$46.2K1
163NOMURA ASSET MANAGEMENT CO LTD$42.4K1
164SIGNATUREFD, LLC$41.5K1
165Allworth Financial LP$38.5K1
166Salomon & Ludwin, LLC$34.6K1
167UMB Bank, n.a.$21.1K1
168Kemnay Advisory Services Inc.$18.7K1
169Westside Investment Management, Inc.$17.4K1
170Arax Advisory Partners$14.4K1
171Parkside Financial Bank & Trust$12.4K1
172Keating Financial Advisory Services, Inc.$11.8K1
173MAI Capital Management$8.2K1
174Quarry LP$7.9K1
175Bell Investment Advisors, Inc$7.5K1
176Larson Financial Group LLC$7.3K1
177HRT FINANCIAL LP$5.8K1
178CVA Family Office, LLC$5.7K1
179Manchester Capital Management LLC$5.2K1
180MATHER GROUP, LLC.$5.1K1
181Private Wealth Management Group, LLC$3.9K1
182CANADA LIFE ASSURANCE Co$2.7K1
183SIMPLEX TRADING, LLC$2.7K1
184JFS WEALTH ADVISORS, LLC$2.3K1
185THRIVENT FINANCIAL FOR LUTHERANS$2.3K1
186State of Alaska, Department of Revenue$1.8K1
187Rialto Wealth Management, LLC$1.7K1
188Glen Eagle Advisors, LLC$1.3K1
189NATIXIS ADVISORS, LLC$8851
190ALGERT GLOBAL LLC$8591
191Spire Wealth Management$8481
192DiNuzzo Private Wealth, Inc.$7481
193Wall Street Financial Group, Inc.$6981
194Prestige Wealth Management Group LLC$6491
195GILPIN WEALTH MANAGEMENT, LLC$6491
196SJS Investment Consulting Inc.$5991
197Kilter Group LLC$5491
198FINANCIAL CONSULATE, INC$4991
199HFM Investment Advisors, LLC$2991
200Vestcor Inc$2791
201GSA CAPITAL PARTNERS LLP$2411
202GHP Investment Advisors, Inc.$2001
203Ankerstar Wealth, LLC$1991
204Vermillion Wealth Management, Inc.$1501
205KBC Group NV$1091
206ACADIAN ASSET MANAGEMENT LLC$731
207Smithfield Trust Co$141
208VANGUARD GROUP INC— value not disclosed1
209GLENMEDE TRUST CO NA— value not disclosed1
210Brandywine Global Investment Management, LLC— value not disclosed1
211COMERICA BANK— value not disclosed1
212MACKENZIE FINANCIAL CORP— value not disclosed1
213VIRGINIA RETIREMENT SYSTEMS ET Al— value not disclosed1
214Palouse Capital Management, Inc.— value not disclosed1
215CIBC WORLD MARKETS CORP— value not disclosed1
216CIBC Private Wealth Group LLC— value not disclosed1
217NORGES BANK— value not disclosed1
218CIBC WORLD MARKET INC.— value not disclosed1
219EXCHANGE TRADED CONCEPTS, LLC— value not disclosed1
220TWO SIGMA ADVISERS, LP— value not disclosed1
221Assenagon Asset Management S.A.— value not disclosed1
222Mirae Asset Global Investments Co., Ltd.— value not disclosed1
223Headlands Technologies LLC— value not disclosed1
224Squarepoint Ops LLC— value not disclosed1
225IFG Advisory, LLC— value not disclosed1
226Global Retirement Partners, LLC— value not disclosed1
227Farringdon Capital, Ltd.— value not disclosed1
228MQS Management LLC— value not disclosed1
229CBIZ Investment Advisory Services, LLC— value not disclosed1
230Optiver Holding B.V.— value not disclosed1
231AlphaQuest LLC— value not disclosed1
232SageView Advisory Group, LLC— value not disclosed1
233Dunhill Financial, LLC— value not disclosed1
234Abel Hall, LLC— value not disclosed1
235PURE PORTFOLIOS HOLDINGS LLC— value not disclosed1
236AK GLOBAL ASSET MANAGEMENT, LLC— value not disclosed1
237Eurizon Capital SGR S.p.A.— value not disclosed1
Truncated by Public Filings. Every one of the 207 13F filers reporting this share class for the quarter is listed. methodology §13F ↗
§ derived by Public Filings from this build's reviewed ticker-mapping holders list for this share class; that list carries each holder's share count, share change and filed date, which this table does not show, but no document links — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)2 buy / 0 sell
Congress net ($ bound)$2.0K to $30.0K
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on CATY

RETAINED WINDOW · ACTIVE HITS

Zero hits on CATY in the retained window — a computed answer over every rule, not missing coverage.

Every rule, with its definition →

Planned modules for CATY · financials and macro

Financials — as filed PLANNED

CATY's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: CATY on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

† issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing