Public record / Tickers / AI

AI — C3.ai, Inc.†

Both disclosure regimes on one name: who in Congress filed about AI, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
11
all PTR rows naming AI
Members · 12m
0
0 buys · 0 sells · by trade date
Latest PTR
09-05
filed 2023-09-05
13F holders
276
top-276 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-10-01 13:54 UTCno price data — a disclosure record, not a chart

Thomas R. Suozzi · $50.0K–$100K

SELL · traded 2021-05-05 → filed 2021-09-23. Ranked over every AI row by the provable lower bound, never a point estimate.

No member disclosed AI in the trailing 12 months

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

7 rows filed past the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

No dated AI rows fall inside the trailing 24 months by trade date.

Trade date, not filing date — the lag lives in the table below. 0 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING AI · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning AI
FiledMemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2023-09-05Pete Sessions R–TX-17SELL SP (spouse-owned)Traded 09-05 +0d—amount unparsed
2021-09-23Thomas R. Suozzi D–NY-3SELLTraded 06-09 LATE·106d$15K–$50K
2021-09-23Thomas R. Suozzi D–NY-3BUYTraded 06-03 LATE·112d$15K–$50K
2021-09-23Thomas R. Suozzi D–NY-3SELLTraded 05-05 LATE·141d$50K–$100K
2021-09-23Thomas R. Suozzi D–NY-3BUYTraded 04-07 LATE·169d$15K–$50K
Each row shows the trade date and the filing date; the gap between them is the disclosure lag.all 11 ↗

Members active in AI

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-10-01

No member disclosed AI in the trailing 12 months.

Congress ↔ notable managers · AI

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
0 — —
Sellers
0 — —

filed 2026-07-03 → 2026-10-01 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding
1 Caxton Associates $93.7K held
Trimming
0 — $0 held

NEW + ADD vs TRIM + EXIT, by shares · $ = reported value now, not the change · C3 AI INC

Merged timeline of congressional filings and notable-manager moves on AI
DateWhoChangeSize
2026-05-14Caxton Associates 13FNEW+11,125 sh

1 newest rows · every row dates by its filing date: a disclosure's, or the 13F's for the quarter · a 13F row is a quarter-end snapshot, not a trade

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

Top institutional holders of AI for quarter 2026-03-31
#FilerValueSecuritiesFlagsSrc
1BlackRock, Inc.$103M1
2VANGUARD PORTFOLIO MANAGEMENT LLC$71.9M1
3VANGUARD CAPITAL MANAGEMENT LLC$49.2M1
4MORGAN STANLEY$48.2M1
5BANK OF AMERICA CORP /DE/$27.6M1
6STATE STREET CORP$26.5M1
7MILLENNIUM MANAGEMENT LLC$24.0M1
8MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$19.8M1
9UBS Group AG$14.8M1
10TWO SIGMA INVESTMENTS, LP$11.1M1
11FIRST TRUST ADVISORS LP$10.2M1
12DIMENSIONAL FUND ADVISORS LP$8.8M1
13NORTHERN TRUST CORP$8.8M1
14CHARLES SCHWAB INVESTMENT MANAGEMENT INC$8.8M1
15VANGUARD FIDUCIARY TRUST CO$7.3M1
16FEDERATED HERMES, INC.$6.4M1
17JANE STREET GROUP, LLC$6.3M1
18CITADEL ADVISORS LLC$6.1M1
19Edgestream Partners, L.P.$5.5M1
20SUSQUEHANNA INTERNATIONAL GROUP, LLP$4.8M1
21VOLORIDGE INVESTMENT MANAGEMENT, LLC$4.6M1
22Nuveen, LLC$2.9M1
23CITIGROUP INC$2.8M1
24Invesco Ltd.$2.5M1
25JACOBS LEVY EQUITY MANAGEMENT, INC$2.4M1
26Swiss National Bank$2.2M1
27D. E. Shaw & Co., Inc.$2.1M1
28SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC$2.1M1
29UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$2.1M1
30ALLIANCEBERNSTEIN L.P.$2.1M1
31Point72 Asset Management, L.P.$1.9M1
32DOW CHEMICAL CO /DE/$1.9M1
33Tiller Private Wealth, Inc.$1.9M1
34Cerity Partners LLC$1.7M1
35Tidal Investments LLC$1.7M1
36Numerai GP LLC$1.6M1
37WELLS FARGO & COMPANY/MN$1.6M1
38Perigon Wealth Management, LLC$1.5M1
39Atom Investors LP$1.5M1
40ROYAL BANK OF CANADA$1.5M1
41AQR CAPITAL MANAGEMENT LLC$1.5M1
42LPL Financial LLC$1.4M1
43PDT Partners, LLC$1.3M1
44FMR LLC$1.3M1
45Creative Planning$1.3M1
46Schonfeld Strategic Advisors LLC$1.1M1
47Mitsubishi UFJ Asset Management Co., Ltd.$1.1M1
48Brevan Howard Capital Management LP$969K1
49Legal & General Group Plc$966K1
50VANGUARD ASSET MANAGEMENT, Ltd$964K1
51Themes Management Co LLC$959K1
52DEUTSCHE BANK AG\$953K1
53RENAISSANCE TECHNOLOGIES LLC$934K1
54Compagnie Lombard Odier SCmA$926K1
55Quantinno Capital Management LP$920K1
56PEAK6 LLC$914K1
57GROUP ONE TRADING LLC$903K1
58HSBC HOLDINGS PLC$877K1
59IMC-Chicago, LLC$875K1
60Cresset Asset Management, LLC$827K1
61AXQ CAPITAL, LP$747K1
62Cetera Investment Advisers$717K1
63180 WEALTH ADVISORS, LLC$658K1
64Jefferies Financial Group Inc.$594K1
65Zurcher Kantonalbank (Zurich Cantonalbank)$571K1
66Shearwater Capital LLC$566K1
67FORA Capital, LLC$534K1
68Inspire Investing, LLC$515K1
69Vontobel Holding Ltd.$503K1
70Vanguard Global Advisers, LLC$486K1
71VARCOV Co.$474K1
72MANUFACTURERS LIFE INSURANCE COMPANY, THE$472K1
73TRUIST FINANCIAL CORP$442K1
74Janus Henderson Group Ltd.$439K1
75EVERGREEN CAPITAL MANAGEMENT LLC$425K1
76FOX RUN MANAGEMENT, L.L.C.$389K1
77Amundi$383K1
78Optiver Holding B.V.$355K1
79Focus Partners Wealth$354K1
80OSAIC HOLDINGS, INC.$349K1
81Walleye Trading LLC$323K1
82NEW YORK STATE COMMON RETIREMENT FUND$322K1
83HighTower Advisors, LLC$310K1
84INCEPTIONR LLC$306K1
85Arizona State Retirement System$302K1
86INTECH INVESTMENT MANAGEMENT LLC$276K1
87Leonteq Securities AG$272K1
88Kovack Advisors, Inc.$272K1
89KLP KAPITALFORVALTNING AS$248K1
90COMMERCE BANK$245K1
91Verition Fund Management LLC$243K1
92RAYMOND JAMES FINANCIAL INC$243K1
93Baird Financial Group, Inc.$237K1
94Global Assets Advisory, LLC$235K1
95Vanguard Investments Australia, Ltd.$234K1
96XTX Topco Ltd$221K1
97COMMONWEALTH EQUITY SERVICES, LLC$218K1
98IEQ CAPITAL, LLC$203K1
99STIFEL FINANCIAL CORP$199K1
100Allworth Financial LP$198K1
101VOYA INVESTMENT MANAGEMENT LLC$181K1
102Moors & Cabot, Inc.$178K1
103STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM$178K1
104LEVEL FOUR ADVISORY SERVICES, LLC$178K1
105Pictet Asset Management Holding SA$173K1
106PRUDENTIAL FINANCIAL INC$169K1
107Probity Advisors, Inc.$163K1
108ProShare Advisors LLC$157K1
109BANK OF MONTREAL /CAN/$154K1
110Rockefeller Capital Management L.P.$146K1
111Marex Group Ltd$140K1
112Cane Capital Partners, LLC$133K1
113GREAT VALLEY ADVISOR GROUP, INC.$133K1
114HUB Investment Partners, LLC$127K1
115PFG Investments, LLC$126K1
116WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$125K1
117FRANKLIN RESOURCES INC$122K1
118Empirical Financial Services, LLC d.b.a. Empirical Wealth Management$116K1
119Caprock Group, LLC$115K1
120PCM Encore, LLC$115K1
121Kestra Advisory Services, LLC$115K1
122CWM, LLC$113K1
123STATE OF WISCONSIN INVESTMENT BOARD$112K1
124SEI INVESTMENTS CO$103K1
125Scientech Research LLC$103K1
126Ensign Peak Advisors, Inc$103K1
127Mirae Asset Global Investments Co., Ltd.$99.4K1
128AMERICAN CENTURY COMPANIES INC$97.9K1
129XPONANCE LLC$97.2K1
130Forum Financial Management, LP$97.1K1
131Vanguard Personalized Indexing Management, LLC$93.9K1
132Universal- Beteiligungs- und Servicegesellschaft mbH$93.8K1
133CAXTON ASSOCIATES LLP$93.7K1
134Summit Financial, LLC$93.2K1
135MERCER GLOBAL ADVISORS INC /ADV$90.9K1
136MAYPORT, LLC$90.1K1
137Twelve Points Wealth Management LLC$90.0K1
138Cerro Pacific Wealth Advisors LLC$89.5K1
139Tower Research Capital LLC (TRC)$73.3K1
140NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$48.5K1
141Walleye Capital LLC$37.4K1
142Geneos Wealth Management Inc.$36.8K1
143Federation des caisses Desjardins du Quebec$36.4K1
144NFSG Corp$36.2K1
145Intentional Wealth Strategies, LLC$36.2K1
146Steward Partners Investment Advisory, LLC$32.5K1
147Bayforest Capital Ltd$31.4K1
148B. Riley Wealth Advisors, Inc.$29.3K1
149QUADRANT CAPITAL GROUP LLC$25.6K1
150US BANCORP \DE\$21.6K1
151SWAN Capital LLC$17.7K1
152Clearstead Advisors, LLC$17.0K1
153WealthCollab, LLC$16.8K1
154Ameliora Wealth Management Ltd.$16.6K1
155SIGNATUREFD, LLC$16.5K1
156FINANCIAL CONSULATE, INC$16.0K1
157BNP Paribas Asset Management Holding S.A.$14.7K1
158MCGUIRE CAPITAL ADVISORS INC$12.8K1
159NATIONAL BANK OF CANADA /FI/$10.0K1
160Pinnacle Wealth Planning Services, Inc.$9.7K1
161HM PAYSON & CO$7.9K1
162Murphy & Mullick Capital Management Corp$7.0K1
163BROWN, LISLE/CUMMINGS, INC.$6.7K1
164Smartleaf Asset Management LLC$6.3K1
165UMB Bank, n.a.$6.2K1
166FIFTH THIRD BANCORP$5.5K1
167PETERSON WEALTH MANAGEMENT$5.1K1
168Caitong International Asset Management Co., Ltd$4.9K1
169HRT FINANCIAL LP$4.7K1
170MAI Capital Management$4.7K1
171Penserra Capital Management LLC$4.3K1
172Spire Wealth Management$4.2K1
173Larson Financial Group LLC$4.1K1
174ALGERT GLOBAL LLC$4.0K1
175Advocate Investing Services LLC$3.3K1
176CVA Family Office, LLC$2.6K1
177Blue Trust, Inc.$2.2K1
178AMERIFLEX GROUP, INC.$1.7K1
179PHILADELPHIA TRUST CO$1.7K1
180TD Waterhouse Canada Inc.$1.4K1
181Scarborough Advisors, LLC$1.3K1
182Truvestments Capital LLC$1.3K1
183Triumph Capital Management$1.3K1
184N.E.W. Advisory Services LLC$1.2K1
185SALEM INVESTMENT COUNSELORS INC$1.2K1
186GSA CAPITAL PARTNERS LLP$1.1K1
187Altshuler Shaham Ltd$1.1K1
188PayPay Securities Corp$1.1K1
189EASTERN BANK$8421
190TFC Financial Management, Inc.$8421
191Medallion Wealth Advisors, LLC$6991
192BARRETT & COMPANY, INC.$6321
193Pacific Center for Financial Services$5231
194NATIXIS$4381
195Destiny Wealth Partners, LLC$4211
196Bell Investment Advisors, Inc$3461
197SHP Wealth Management$3281
198MONTAG A & ASSOCIATES INC$2531
199ACADIAN ASSET MANAGEMENT LLC$2391
200YANKCOM Partnership$2361
201JNBA Financial Advisors$1691
202Cassaday & Co Wealth Management LLC$1271
203Caitlin John, LLC$841
204Godfrey Financial Associates, Inc.$841
205Networth Advisors, LLC$591
206Transamerica Financial Advisors, LLC$581
207KBC Group NV$301
208Elevated Capital Advisors, LLC$251
209Legacy Wealth Managment, LLC/ID$171
210Measured Wealth Private Client Group, LLC$131
211MCF Advisors LLC$91
212Capital Advisors, Ltd. LLC$01
213VANGUARD GROUP INC— value not disclosed1
214&PARTNERS— value not disclosed1
215MML INVESTORS SERVICES, LLC— value not disclosed1
216HARBOUR INVESTMENTS, INC.— value not disclosed1
217OPPENHEIMER & CO INC— value not disclosed1
218COMERICA BANK— value not disclosed1
219NOMURA HOLDINGS INC— value not disclosed1
220CREDIT AGRICOLE S A— value not disclosed1
221BALYASNY ASSET MANAGEMENT L.P.— value not disclosed1
222CANADA PENSION PLAN INVESTMENT BOARD— value not disclosed1
223CIBC Private Wealth Group LLC— value not disclosed1
224Equitable Holdings, Inc.— value not disclosed1
225NORGES BANK— value not disclosed1
226Rafferty Asset Management, LLC— value not disclosed1
227Laurion Capital Management LP— value not disclosed1
228Parkside Financial Bank & Trust— value not disclosed1
229TWO SIGMA ADVISERS, LP— value not disclosed1
230Voleon Capital Management LP— value not disclosed1
231TCTC Holdings, LLC— value not disclosed1
232Parallax Volatility Advisers, L.P.— value not disclosed1
233SUMMIT SECURITIES GROUP LLC— value not disclosed1
234Virtu Financial LLC— value not disclosed1
235Skandinaviska Enskilda Banken AB (publ)— value not disclosed1
236BOOTHBAY FUND MANAGEMENT, LLC— value not disclosed1
237Private Advisor Group, LLC— value not disclosed1
238JFS WEALTH ADVISORS, LLC— value not disclosed1
239Alpine Global Management, LLC— value not disclosed1
240Focused Wealth Management, Inc— value not disclosed1
241Engineers Gate Manager LP— value not disclosed1
242Bayesian Capital Management, LP— value not disclosed1
243CMT Capital Markets Trading GmbH— value not disclosed1
244Trexquant Investment LP— value not disclosed1
245Squarepoint Ops LLC— value not disclosed1
246EDMOND DE ROTHSCHILD HOLDING S.A.— value not disclosed1
247Centiva Capital, LP— value not disclosed1
248Counterpoint Mutual Funds LLC— value not disclosed1
249DV Trading LLC— value not disclosed1
250Bridgefront Capital, LLC— value not disclosed1
251SeaCrest Wealth Management, LLC— value not disclosed1
252Defiance ETFs, LLC— value not disclosed1
253Global Retirement Partners, LLC— value not disclosed1
254Laurel Wealth Advisors LLC— value not disclosed1
255Robertson Stephens Wealth Management, LLC— value not disclosed1
256KG Capital Management— value not disclosed1
257Avion Wealth— value not disclosed1
258Physician Wealth Advisors, Inc.— value not disclosed1
259Aquatic Capital Management LLC— value not disclosed1
260DV EQUITIES, LLC— value not disclosed1
261EVR Research LP— value not disclosed1
262Naviter Wealth, LLC— value not disclosed1
263TUCKER ASSET MANAGEMENT LLC— value not disclosed1
264AlphaQuest LLC— value not disclosed1
265AXXCESS WEALTH MANAGEMENT, LLC— value not disclosed1
266SageView Advisory Group, LLC— value not disclosed1
267ARMSTRONG ADVISORY GROUP, INC— value not disclosed1
268Dunhill Financial, LLC— value not disclosed1
269Quarry LP— value not disclosed1
2703Chopt Investment Partners, LLC— value not disclosed1
271Abel Hall, LLC— value not disclosed1
272Westfuller Advisors, LLC— value not disclosed1
273Total Wealth Planning & Management, Inc.— value not disclosed1
274HFM Investment Advisors, LLC— value not disclosed1
275Keating Financial Advisory Services, Inc.— value not disclosed1
276Eurizon Capital SGR S.p.A.— value not disclosed1
Truncated by Public Filings. Every one of the 212 13F filers reporting this share class for the quarter is listed. methodology §13F ↗
§ derived by Public Filings from this build's reviewed ticker-mapping holders list for this share class; that list carries each holder's share count, share change and filed date, which this table does not show, but no document links — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)no rows
Congress net ($ bound)$0
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on AI

RETAINED WINDOW · ACTIVE HITS

Zero hits on AI in the retained window — a computed answer over every rule, not missing coverage.

Every rule, with its definition →

Planned modules for AI · financials and macro

Financials — as filed PLANNED

AI's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: AI on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

† issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing