Public record / Tickers / NVAX

NVAX — NOVAVAX INC†

Both disclosure regimes on one name: who in Congress filed about NVAX, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
2
all PTR rows naming NVAX
Members · 12m
0
0 buys · 0 sells · by trade date
Latest PTR
11-05
filed 2020-11-05
13F holders
214
top-214 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-10-01 13:54 UTCno price data — a disclosure record, not a chart

Pat Roberts · $1.0K–$15.0K

SELL · traded 2020-10-13 → filed 2020-11-05. Ranked over every NVAX row by the provable lower bound, never a point estimate.

No member disclosed NVAX in the trailing 12 months

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

Every row filed inside the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

No dated NVAX rows fall inside the trailing 24 months by trade date.

Trade date, not filing date — the lag lives in the table below. 0 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING NVAX · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning NVAX
FiledMemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2020-11-05Pat Roberts R–KSSELL SP (spouse-owned)Traded 10-13 +23d$1K–$15K
2020-08-30Pat Roberts R–KSBUY SP (spouse-owned)Traded 08-17 +13d$1K–$15K
Each row shows the trade date and the filing date; the gap between them is the disclosure lag.all 2 ↗

Members active in NVAX

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-10-01

No member disclosed NVAX in the trailing 12 months.

Congress ↔ notable managers · NVAX

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
0 — —
Sellers
0 — —

filed 2026-07-03 → 2026-10-01 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Trimming
0 — $0 held

NEW + ADD vs TRIM + EXIT, by shares · $ = reported value now, not the change · NOVAVAX INC

Merged timeline of congressional filings and notable-manager moves on NVAX
DateWhoChangeSize
2026-05-15Coatue Management 13FNEW+3,836,986 sh
2026-05-14Caxton Associates 13FNEW+11,088 sh

2 newest rows · every row dates by its filing date: a disclosure's, or the 13F's for the quarter · a 13F row is a quarter-end snapshot, not a trade

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

Top institutional holders of NVAX for quarter 2026-03-31
#FilerValueSecuritiesFlagsSrc
1SHAH CAPITAL MANAGEMENT$121M1
2BlackRock, Inc.$105M1
3STATE STREET CORP$73.0M1
4D. E. Shaw & Co., Inc.$62.8M1
5VANGUARD PORTFOLIO MANAGEMENT LLC$58.2M1
6VANGUARD CAPITAL MANAGEMENT LLC$58.0M1
7Sanofi$56.0M1
8BANK OF AMERICA CORP /DE/$54.0M1
9UBS Group AG$36.4M1
10GEODE CAPITAL MANAGEMENT, LLC$31.7M1
11MILLENNIUM MANAGEMENT LLC$31.4M1
12COATUE MANAGEMENT LLC$31.2M1
13Allianz Asset Management GmbH$15.1M1
14Point72 Asset Management, L.P.$12.4M1
15NORTHERN TRUST CORP$12.3M1
16TSP Capital Management Group, LLC$11.3M1
17CHARLES SCHWAB INVESTMENT MANAGEMENT INC$11.2M1
18CITADEL ADVISORS LLC$9.1M1
19VANGUARD FIDUCIARY TRUST CO$9.0M1
20SUSQUEHANNA INTERNATIONAL GROUP, LLP$6.8M1
21Monaco Asset Management SAM$5.7M1
22Jefferies Financial Group Inc.$5.5M1
23TWO SIGMA INVESTMENTS, LP$5.0M1
24MORGAN STANLEY$4.7M1
25Edgestream Partners, L.P.$4.2M1
26FMR LLC$4.1M1
27RENAISSANCE TECHNOLOGIES LLC$4.0M1
28FIRST TRUST ADVISORS LP$3.3M1
29Assenagon Asset Management S.A.$3.0M1
30GROUP ONE TRADING LLC$2.8M1
31Nuveen, LLC$2.6M1
32Swiss National Bank$2.2M1
33Invesco Ltd.$2.2M1
34UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$2.1M1
35Rafferty Asset Management, LLC$2.0M1
36STATE OF WISCONSIN INVESTMENT BOARD$1.6M1
37Headlands Technologies LLC$1.5M1
38ALPS ADVISORS INC$1.5M1
39MASSACHUSETTS FINANCIAL SERVICES CO /MA/$1.3M1
40Caption Management, LLC$1.2M1
41ALLIANCEBERNSTEIN L.P.$1.1M1
42NewEdge Wealth, LLC$1.1M1
43DEUTSCHE BANK AG\$1.1M1
44Virtus Investment Advisers, LLC$1.0M1
45Legal & General Group Plc$1.0M1
46Voleon Capital Management LP$1.0M1
47CREDIT AGRICOLE S A$977K1
48CANADA PENSION PLAN INVESTMENT BOARD$977K1
49AQR CAPITAL MANAGEMENT LLC$912K1
50JACOBS LEVY EQUITY MANAGEMENT, INC$906K1
51PROFUND ADVISORS LLC$903K1
52BANK OF MONTREAL /CAN/$885K1
53OPPENHEIMER & CO INC$856K1
54Palumbo Wealth Management LLC$750K1
55RAYMOND JAMES FINANCIAL INC$746K1
56NOMURA HOLDINGS INC$740K1
57Schonfeld Strategic Advisors LLC$732K1
58VANGUARD ASSET MANAGEMENT, Ltd$720K1
59MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$714K1
60Bridgefront Capital, LLC$708K1
61MetLife Investment Management, LLC$645K1
62WELLS FARGO & COMPANY/MN$553K1
63Creative Planning$547K1
64MANUFACTURERS LIFE INSURANCE COMPANY, THE$541K1
65JANE STREET GROUP, LLC$522K1
66Vontobel Holding Ltd.$522K1
67Vanguard Global Advisers, LLC$520K1
68BNP Paribas Asset Management Holding S.A.$508K1
69Janus Henderson Group Ltd.$496K1
70WELLINGTON MANAGEMENT GROUP LLP$488K1
71INTECH INVESTMENT MANAGEMENT LLC$469K1
72ExodusPoint Capital Management, LP$464K1
73AXQ CAPITAL, LP$456K1
74COMMONWEALTH EQUITY SERVICES, LLC$454K1
75Aquatic Capital Management LLC$449K1
76Brevan Howard Capital Management LP$428K1
77Zurcher Kantonalbank (Zurich Cantonalbank)$391K1
78OSAIC HOLDINGS, INC.$390K1
79LPL Financial LLC$389K1
80State of New Jersey Common Pension Fund D$384K1
81ProShare Advisors LLC$376K1
82NEW YORK STATE COMMON RETIREMENT FUND$345K1
83HUSSMAN STRATEGIC ADVISORS, INC.$342K1
84CITIGROUP INC$333K1
85Man Group plc$327K1
86Walleye Trading LLC$327K1
87Arizona State Retirement System$309K1
88Walleye Capital LLC$309K1
89Tidal Investments LLC$293K1
90Mitsubishi UFJ Asset Management Co., Ltd.$291K1
91Marex Group Ltd$289K1
92Quantinno Capital Management LP$288K1
93Vanguard Investments Australia, Ltd.$271K1
94STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM$264K1
95Private Advisor Group, LLC$262K1
96VARCOV Co.$260K1
97E Fund Management Co., Ltd.$254K1
98TWINBEECH CAPITAL LP$245K1
99KLP KAPITALFORVALTNING AS$237K1
100Freestone Grove Partners LP$229K1
101INDEPENDENT FINANCIAL GROUP, LLC$229K1
102VOYA INVESTMENT MANAGEMENT LLC$210K1
103Tower Research Capital LLC (TRC)$205K1
104DRW Securities, LLC$192K1
105PRUDENTIAL FINANCIAL INC$190K1
106FARALLON CAPITAL MANAGEMENT, L.L.C.$179K1
107Leonteq Securities AG$178K1
108Pictet Asset Management Holding SA$174K1
109SEI INVESTMENTS CO$164K1
110OXFORD ASSET MANAGEMENT LLP$161K1
111Graham Capital Management, L.P.$157K1
112Stonehage Fleming Financial Services Holdings Ltd$152K1
113HSBC HOLDINGS PLC$149K1
114Abel Hall, LLC$147K1
115TEACHER RETIREMENT SYSTEM OF TEXAS$147K1
116Scientech Research LLC$141K1
117Caitong International Asset Management Co., Ltd$138K1
118LAUREL OAK WEALTH MANAGEMENT, LLC$126K1
119DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main$125K1
120Beirne Wealth Consulting Services, LLC$122K1
121XPONANCE LLC$112K1
122TWO SIGMA SECURITIES, LLC$111K1
123ROYAL BANK OF CANADA$110K1
124US BANCORP \DE\$107K1
125Universal- Beteiligungs- und Servicegesellschaft mbH$105K1
126Atom Investors LP$98.9K1
127Vanguard Personalized Indexing Management, LLC$97.9K1
128DIMENSIONAL FUND ADVISORS LP$96.4K1
129Hudson Bay Capital Management LP$92.5K1
130CIBC Bancorp USA Inc.$92.4K1
131CAXTON ASSOCIATES LLP$90.3K1
132TigerOak Management, L.L.C.$86.6K1
133BANCO BILBAO VIZCAYA ARGENTARIA, S.A.$82.8K1
134PRINCIPAL FINANCIAL GROUP INC$82.5K1
135Ensign Peak Advisors, Inc$76.9K1
136Mirae Asset Global Investments Co., Ltd.$69.2K1
137Bayforest Capital Ltd$64.0K1
138DANSKE BANK A/S$60.2K1
139SIGNATUREFD, LLC$59.1K1
140Rockefeller Capital Management L.P.$45.9K1
141QUADRANT CAPITAL GROUP LLC$43.1K1
142FEDERATED HERMES, INC.$38.7K1
143DUNCKER STREETT & CO INC$34.5K1
144Pinnacle Wealth Planning Services, Inc.$34.2K1
145Optiver Holding B.V.$19.6K1
146NATIONAL BANK OF CANADA /FI/$16.7K1
147CWM, LLC$14.9K1
148Smartleaf Asset Management LLC$13.4K1
149Allworth Financial LP$9.0K1
150Geneos Wealth Management Inc.$8.0K1
151Federation des caisses Desjardins du Quebec$7.8K1
152STANCE CAPITAL LLC$4.1K1
153MARK SHEPTOFF FINANCIAL PLANNING, LLC$4.1K1
154Steward Partners Investment Advisory, LLC$3.5K1
155FINANCIAL CONSULATE, INC$3.2K1
156NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$3.0K1
157FIFTH THIRD BANCORP$2.1K1
158Intentional Wealth Strategies, LLC$2.0K1
159MAI Capital Management$2.0K1
160ASSETMARK, INC$2.0K1
161SITTNER & NELSON, LLC$1.8K1
162Hilltop National Bank$1.7K1
163Larson Financial Group LLC$1.6K1
164Arax Advisory Partners$1.4K1
165GSA CAPITAL PARTNERS LLP$1.3K1
166First Pacific Financial$1.2K1
167ALLIANZ SE$1.1K1
168PayPay Securities Corp$1.0K1
169Banque Transatlantique SA$9851
170Activest Wealth Management$8141
171INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$8021
172Virtu Financial LLC$7911
173Parkside Financial Bank & Trust$6351
174Asset Dedication, LLC$5301
175THRIVENT FINANCIAL FOR LUTHERANS$5101
176BEACON INVESTMENT ADVISORY SERVICES, INC.$4731
177Nvest Wealth Strategies, Inc.$4731
178CALDWELL SUTTER CAPITAL, INC.$4071
179Blue Trust, Inc.$4071
180Stone House Investment Management, LLC$3581
181Caitlin John, LLC$2041
182CANADA LIFE ASSURANCE Co$1521
183True Wealth Design, LLC$741
184MATHER GROUP, LLC.$411
185KBC Group NV$391
186Physician Wealth Advisors, Inc.$331
187VALLEY NATIONAL ADVISERS INC$11
188VANGUARD GROUP INC— value not disclosed1
189HARBOUR INVESTMENTS, INC.— value not disclosed1
190COMERICA BANK— value not disclosed1
191VIRGINIA RETIREMENT SYSTEMS ET Al— value not disclosed1
192JUPITER ASSET MANAGEMENT LTD— value not disclosed1
193BALYASNY ASSET MANAGEMENT L.P.— value not disclosed1
194CIBC Private Wealth Group LLC— value not disclosed1
195ENVESTNET ASSET MANAGEMENT INC— value not disclosed1
196IMC-Chicago, LLC— value not disclosed1
197HRT FINANCIAL LP— value not disclosed1
198Daiwa Securities Group Inc.— value not disclosed1
199Edge Wealth Management LLC— value not disclosed1
200Bayesian Capital Management, LP— value not disclosed1
201Quadrature Capital Ltd— value not disclosed1
202Eversept Partners, LP— value not disclosed1
203Global Retirement Partners, LLC— value not disclosed1
204Prestige Wealth Management Group LLC— value not disclosed1
205XTX Topco Ltd— value not disclosed1
206Skaana Management L.P.— value not disclosed1
207AlphaQuest LLC— value not disclosed1
208MARYLAND CAPITAL ADVISORS INC.— value not disclosed1
209Dunhill Financial, LLC— value not disclosed1
210SHERBROOKE PARK ADVISERS LLC— value not disclosed1
211Pilgrim Partners Asia Pte Ltd— value not disclosed1
212Ashton Thomas Private Wealth, LLC— value not disclosed1
213Aster Capital Management (DIFC) Ltd— value not disclosed1
214Reflection Asset Management— value not disclosed1
Truncated by Public Filings. Every one of the 187 13F filers reporting this share class for the quarter is listed. methodology §13F ↗
§ derived by Public Filings from this build's reviewed ticker-mapping holders list for this share class; that list carries each holder's share count, share change and filed date, which this table does not show, but no document links — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)no rows
Congress net ($ bound)$0
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on NVAX

RETAINED WINDOW · ACTIVE HITS

Zero hits on NVAX in the retained window — a computed answer over every rule, not missing coverage.

Every rule, with its definition →

Planned modules for NVAX · financials and macro

Financials — as filed PLANNED

NVAX's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: NVAX on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

† issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing