Public record / Tickers / PSEC

PSEC — PROSPECT CAPITAL CORP†

Both disclosure regimes on one name: who in Congress filed about PSEC, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
2
all PTR rows naming PSEC
Members · 12m
0
0 buys · 0 sells · by trade date
Latest PTR
09-29
filed 2018-09-29
13F holders
202
top-202 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-10-01 13:54 UTCno price data — a disclosure record, not a chart

Gary J. Palmer · $1.0K–$15.0K

BUY · traded 2018-08-06 → filed 2018-09-29. Ranked over every PSEC row by the provable lower bound, never a point estimate.

No member disclosed PSEC in the trailing 12 months

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

2 rows filed past the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

No dated PSEC rows fall inside the trailing 24 months by trade date.

Trade date, not filing date — the lag lives in the table below. 0 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING PSEC · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning PSEC
FiledMemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2018-09-29Gary J. Palmer R–AL-6BUYTraded 08-06 LATE·54d$1K–$15K
2018-09-29Gary J. Palmer R–AL-6BUY JT (jointly owned)Traded 07-12 LATE·79d$1K–$15K
Each row shows the trade date and the filing date; the gap between them is the disclosure lag.all 2 ↗

Members active in PSEC

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-10-01

No member disclosed PSEC in the trailing 12 months.

Congress ↔ notable managers · PSEC

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
0 — —
Sellers
0 — —

filed 2026-07-03 → 2026-10-01 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding
0 — $0 held
Trimming
1 Caxton Associates $348K held

NEW + ADD vs TRIM + EXIT, by shares · $ = reported value now, not the change · PROSPECT CAP CORP

Merged timeline of congressional filings and notable-manager moves on PSEC
DateWhoChangeSize
2026-05-14Caxton Associates 13FTRIM−576,730 sh

1 newest rows · every row dates by its filing date: a disclosure's, or the 13F's for the quarter · a 13F row is a quarter-end snapshot, not a trade

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

Top institutional holders of PSEC for quarter 2026-03-31
#FilerValueSecuritiesFlagsSrc
1TWO SIGMA INVESTMENTS, LP$41.4M1
2PRIVATE MANAGEMENT GROUP INC$35.3M1
3UBS Group AG$14.3M1
4Legal & General Group Plc$9.5M1
5INDEPENDENT FINANCIAL GROUP, LLC$9.0M1
6MORGAN STANLEY$6.4M1
7Private Advisor Group, LLC$4.5M1
8SUSQUEHANNA INTERNATIONAL GROUP, LLP$4.4M1
9BlackRock, Inc.$4.1M1
10LPL Financial LLC$2.5M1
11COMMONWEALTH EQUITY SERVICES, LLC$2.1M1
12JANE STREET GROUP, LLC$1.5M1
13Tactive Advisors, LLC$1.5M1
14Naviter Wealth, LLC$1.5M1
15RAYMOND JAMES FINANCIAL INC$1.3M1
16Kovack Advisors, Inc.$1.2M1
17SMH CAPITAL ADVISORS INC$1.1M1
18180 WEALTH ADVISORS, LLC$1.0M1
19Squarepoint Ops LLC$1.0M1
20Concorde Asset Management, LLC$956K1
21Virtus Investment Advisers, LLC$882K1
22Cetera Investment Advisers$827K1
23Engineers Gate Manager LP$793K1
24TCFG WEALTH MANAGEMENT, LLC$725K1
25TCFG Investment Advisors, LLC$725K1
26TWO SIGMA SECURITIES, LLC$700K1
27Brevan Howard Capital Management LP$642K1
28BANK OF AMERICA CORP /DE/$635K1
29GatePass Capital, LLC$618K1
30MILLENNIUM MANAGEMENT LLC$579K1
31FAMILY WEALTH PARTNERS, LLC$554K1
32Focus Partners Advisor Solutions, LLC$536K1
33GUGGENHEIM CAPITAL LLC$524K1
34Catalyst Capital Advisors LLC$524K1
35KESTRA PRIVATE WEALTH SERVICES, LLC$523K1
36Claro Advisors Inc.$515K1
37STIFEL FINANCIAL CORP$490K1
38OSAIC HOLDINGS, INC.$481K1
39Creative Planning$476K1
40TRUIST FINANCIAL CORP$402K1
41CAXTON ASSOCIATES LLP$348K1
42INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$328K1
43GROUP ONE TRADING LLC$299K1
44Universal- Beteiligungs- und Servicegesellschaft mbH$276K1
45Spire Wealth Management$268K1
46IMC-Chicago, LLC$264K1
47DRW Securities, LLC$244K1
48WESTWOOD HOLDINGS GROUP INC$243K1
49WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$227K1
50DENALI ADVISORS LLC$221K1
51ROYAL BANK OF CANADA$212K1
52Kestra Advisory Services, LLC$208K1
53BFSG, LLC$190K1
54Kathmere Capital Management, LLC$181K1
55Cresset Asset Management, LLC$181K1
56ProShare Advisors LLC$181K1
57M&T BANK CORP$181K1
58Vident Advisory, LLC$178K1
59Permanens Capital L.P.$176K1
60EVERGREEN CAPITAL MANAGEMENT LLC$175K1
61Headlands Technologies LLC$172K1
62Clear Harbor Asset Management, LLC$171K1
63AREX Capital Management, LP$170K1
64Lido Advisors, LLC$167K1
65Garden State Investment Advisory Services LLC$152K1
66Prospera Financial Services Inc$151K1
67AXQ CAPITAL, LP$148K1
68XML Financial, LLC$136K1
69Wealthfront Advisers LLC$135K1
70BLAIR WILLIAM & CO/IL$120K1
71HUNTINGTON NATIONAL BANK$113K1
72WELLS FARGO & COMPANY/MN$111K1
73Csenge Advisory Group$111K1
74Ethos Financial Group, LLC$105K1
75Strategies Wealth Advisors, LLC$100K1
76BARRETT & COMPANY, INC.$100K1
77Sowell Financial Services LLC$99.3K1
78Tower Research Capital LLC (TRC)$96.1K1
79Sigma Planning Corp$95.4K1
80Garner Asset Management Corp$93.6K1
81Mariner, LLC$92.8K1
82ExodusPoint Capital Management, LP$89.5K1
83Cherry Creek Investment Advisors, Inc.$82.8K1
84WMG Financial Advisors, LLC$73.0K1
85World Investment Advisors$71.0K1
86Massar Capital Management, LP$70.7K1
87Arta Finance Wealth Management LLC$70.3K1
88Modera Wealth Management, LLC$68.7K1
89Apella Capital, LLC$68.1K1
90US BANCORP \DE\$66.3K1
91Allworth Financial LP$65.9K1
92GREAT VALLEY ADVISOR GROUP, INC.$62.6K1
93MERCER GLOBAL ADVISORS INC /ADV$57.0K1
94Next Level Private LLC$55.0K1
95Regal Investment Advisors LLC$54.3K1
96MAYPORT, LLC$53.7K1
97FOUNDATIONS INVESTMENT ADVISORS, LLC$53.5K1
98Cravens & Co Advisors, LLC$52.2K1
99Kingsview Wealth Management, LLC$51.9K1
100Samalin Investment Counsel, LLC$51.0K1
101HUB Investment Partners, LLC$50.3K1
102Spartan Wealth Advisory Services LLC$49.6K1
103CWM, LLC$49.0K1
104PFG Investments, LLC$48.7K1
105LEVEL FOUR ADVISORY SERVICES, LLC$47.4K1
106J.W. COLE ADVISORS, INC.$46.4K1
107STEPHENS INC /AR/$45.5K1
108Modern Wealth Management, LLC$43.0K1
109MAI Capital Management$42.6K1
110Sculati Wealth Management, LLC$42.5K1
111Onyx Bridge Wealth Group LLC$41.4K1
112Significant Wealth Partners LLC$40.5K1
113SILVERLAKE WEALTH MANAGEMENT LLC$40.4K1
114First National Bank of Mount Dora, Trust Investment Services$39.9K1
115Inspire Advisors, LLC$39.9K1
116OPPENHEIMER & CO INC$38.2K1
117Schonfeld Strategic Advisors LLC$36.9K1
118HighTower Advisors, LLC$36.4K1
119Berkeley Capital Partners, LLC$35.0K1
120Concurrent Investment Advisors, LLC$34.8K1
121AIGEN INVESTMENT MANAGEMENT, LP$34.6K1
122MML INVESTORS SERVICES, LLC$33.1K1
123Wealthcare Advisory Partners LLC$32.9K1
124NOMURA ASSET MANAGEMENT CO LTD$32.9K1
125MONETA GROUP INVESTMENT ADVISORS LLC$32.0K1
126CITADEL ADVISORS LLC$31.9K1
127Navalign, LLC$30.1K1
128Independent Advisor Alliance$29.7K1
129Caitong International Asset Management Co., Ltd$28.5K1
130Ausdal Financial Partners, Inc.$28.4K1
131Stratos Wealth Partners, LTD.$28.3K1
132ENVESTNET ASSET MANAGEMENT INC$28.1K1
133SIGNATUREFD, LLC$26.9K1
134Traynor Capital Management, Inc.$26.8K1
135Flagship Capital Management Inc.$26.1K1
136AMERIFLEX GROUP, INC.$25.7K1
137FIFTH THIRD BANCORP$21.5K1
138CNB Bank$19.6K1
139NFSG Corp$18.7K1
140Axiom Investment Management LLC$16.7K1
141HHM Wealth Advisors, LLC$14.0K1
142Founders Capital Management$13.1K1
143Atlantic Union Bankshares Corp$9.9K1
144Legacy Wealth Managment, LLC/ID$9.5K1
145Crewe Advisors LLC$9.2K1
146Activest Wealth Management$8.6K1
147FINANCIAL CONSULATE, INC$8.1K1
148NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$7.6K1
149Larson Financial Group LLC$7.5K1
150Steward Partners Investment Advisory, LLC$7.2K1
151Cypress Capital Management LLC (WY)$5.6K1
152Geneos Wealth Management Inc.$3.9K1
153GABLES CAPITAL MANAGEMENT INC.$3.1K1
154West Branch Capital LLC$2.8K1
155NATIXIS$2.6K1
156Rockefeller Capital Management L.P.$2.5K1
157Triumph Capital Management$2.0K1
158Sunrise Financial Services, LLC$1.6K1
159CANADA LIFE ASSURANCE Co$9941
160Hilltop National Bank$9921
161American Capital Advisory, LLC$5331
162ASSETMARK, INC$3841
163Heritage Wealth Advisors$2611
164Summit Global Investments$1961
165CITIGROUP INC$991
166Parvin Asset Management, LLC$781
167State of Alaska, Department of Revenue$481
168BARCLAYS PLC$441
169Capital Advisors, Ltd. LLC$321
170Annis Gardner Whiting Capital Advisors, LLC$141
171Avion Wealth$131
172Blue Trust, Inc.$31
173Smithfield Trust Co$01
174NORTHERN TRUST CORP— value not disclosed1
175HARBOUR INVESTMENTS, INC.— value not disclosed1
176CALTON & ASSOCIATES, INC.— value not disclosed1
177COMERICA BANK— value not disclosed1
178CIBC Private Wealth Group LLC— value not disclosed1
179Cadence Bank— value not disclosed1
180GSA CAPITAL PARTNERS LLP— value not disclosed1
181Verition Fund Management LLC— value not disclosed1
182EXCHANGE TRADED CONCEPTS, LLC— value not disclosed1
183TWO SIGMA ADVISERS, LP— value not disclosed1
184Ground Swell Capital, LLC— value not disclosed1
185BOOTHBAY FUND MANAGEMENT, LLC— value not disclosed1
186Alpine Global Management, LLC— value not disclosed1
187Point72 Asset Management, L.P.— value not disclosed1
188NewEdge Advisors, LLC— value not disclosed1
189WealthPLAN Partners, LLC— value not disclosed1
190QUADRANT CAPITAL GROUP LLC— value not disclosed1
191Qube Research & Technologies Ltd— value not disclosed1
192Global Retirement Partners, LLC— value not disclosed1
193KG Capital Management— value not disclosed1
194XTX Topco Ltd— value not disclosed1
195West Financial Advisors, LLC— value not disclosed1
196RPO LLC— value not disclosed1
197CATALYST FINANCIAL PARTNERS LLC— value not disclosed1
198Cape Investment Advisory, Inc.— value not disclosed1
199FWG Investments, LLC.— value not disclosed1
200IMG Wealth Management, Inc.— value not disclosed1
201LeClair Wealth Partners LLC— value not disclosed1
202BRIAN LOW FINANCIAL GROUP, LLC— value not disclosed1
Truncated by Public Filings. Every one of the 173 13F filers reporting this share class for the quarter is listed. methodology §13F ↗
§ derived by Public Filings from this build's reviewed ticker-mapping holders list for this share class; that list carries each holder's share count, share change and filed date, which this table does not show, but no document links — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)no rows
Congress net ($ bound)$0
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on PSEC

RETAINED WINDOW · ACTIVE HITS

Zero hits on PSEC in the retained window — a computed answer over every rule, not missing coverage.

Every rule, with its definition →

Planned modules for PSEC · financials and macro

Financials — as filed PLANNED

PSEC's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: PSEC on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

† issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing