Public record / Tickers / NMFC

NMFC — New Mountain Finance Corp†

Both disclosure regimes on one name: who in Congress filed about NMFC, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
2
all PTR rows naming NMFC
Members · 12m
0
0 buys · 0 sells · by trade date
Latest PTR
05-05
filed 2015-05-05
13F holders
141
top-141 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-10-01 13:54 UTCno price data — a disclosure record, not a chart

Alan S. Lowenthal · $1.0K–$15.0K

SELL · traded 2014-05-16 → filed 2015-05-05. Ranked over every NMFC row by the provable lower bound, never a point estimate.

No member disclosed NMFC in the trailing 12 months

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

1 row filed past the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

No dated NMFC rows fall inside the trailing 24 months by trade date.

Trade date, not filing date — the lag lives in the table below. 0 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING NMFC · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning NMFC
FiledMemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2015-05-05Alan S. Lowenthal D–CA-47SELL SP (spouse-owned)Traded 2014-05-16 LATE·354d$1K–$15K
2014-05-31Alan S. Lowenthal D–CA-47SELL SP (spouse-owned)Traded 05-16 +15d$1K–$15K
Each row shows the trade date and the filing date; the gap between them is the disclosure lag.all 2 ↗

Members active in NMFC

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-10-01

No member disclosed NMFC in the trailing 12 months.

Congress ↔ notable managers · NMFC

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
0 — —
Sellers
0 — —

filed 2026-07-03 → 2026-10-01 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding
0 — $0 held
Trimming
0 — $0 held

NEW + ADD vs TRIM + EXIT, by shares · $ = reported value now, not the change · NEW MTN FIN CORP

No moves on either side in the window.

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

Top institutional holders of NMFC for quarter 2026-03-31
#FilerValueSecuritiesFlagsSrc
1Invesco Ltd.$16.6M1
2UBS Group AG$16.2M1
3DIMENSION CAPITAL MANAGEMENT LLC$9.0M1
4Cerity Partners LLC$6.8M1
5Corient Private Wealth LLC$6.8M1
6National Philanthropic Trust$6.6M1
7Muzinich & Co., Inc.$6.6M1
8TWO SIGMA INVESTMENTS, LP$6.5M1
9Legal & General Group Plc$6.1M1
10MORGAN STANLEY$5.7M1
11Pathstone Holdings, LLC$5.1M1
12Hennion & Walsh Asset Management, Inc.$4.0M1
13OSAIC HOLDINGS, INC.$3.5M1
14HighTower Advisors, LLC$3.3M1
15BlackRock, Inc.$2.7M1
16D. E. Shaw & Co., Inc.$2.7M1
17Universal- Beteiligungs- und Servicegesellschaft mbH$2.7M1
18Focus Partners Wealth$2.6M1
19Tranquility Partners, LLC$2.5M1
20WELLS FARGO & COMPANY/MN$2.4M1
21XTX Topco Ltd$2.3M1
22BANK OF AMERICA CORP /DE/$1.5M1
23Advisors Asset Management, Inc.$1.3M1
24Mill Creek Capital Advisors, LLC$1.2M1
25Cerberus Capital Management, L.P.$1.1M1
26BALYASNY ASSET MANAGEMENT L.P.$1.1M1
27Naviter Wealth, LLC$1.0M1
28STATE STREET CORP$987K1
29VARCOV Co.$971K1
30LPL Financial LLC$963K1
31Trexquant Investment LP$892K1
32HB Wealth Management, LLC$768K1
33NOMURA ASSET MANAGEMENT INTERNATIONAL INC.$740K1
34Virtus Investment Advisers, LLC$694K1
35MILLENNIUM MANAGEMENT LLC$631K1
36DENALI ADVISORS LLC$604K1
37ExodusPoint Capital Management, LP$555K1
38COMMONWEALTH EQUITY SERVICES, LLC$508K1
39PALISADE CAPITAL MANAGEMENT, LP$490K1
40CAXTON ASSOCIATES LLP$453K1
41Mutual Advisors, LLC$448K1
42ROYAL BANK OF CANADA$414K1
43Spire Wealth Management$354K1
44Almitas Capital LLC$349K1
45Cetera Investment Advisers$342K1
46Nordwand Advisors, LLC$324K1
47Colter Lewis Investment Partners LLC$303K1
48CITADEL ADVISORS LLC$269K1
49MACKENZIE FINANCIAL CORP$260K1
50INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$249K1
51MIRABELLA FINANCIAL SERVICES LLP$245K1
52NORTHERN TRUST CORP$237K1
53OPPENHEIMER & CO INC$237K1
54Y-Intercept (Hong Kong) Ltd$236K1
55NewEdge Wealth, LLC$236K1
56Sanctuary Advisors, LLC$235K1
57Next Capital Management LLC$230K1
58MQS Management LLC$224K1
59&PARTNERS$211K1
60ENVESTNET ASSET MANAGEMENT INC$211K1
61STIFEL FINANCIAL CORP$197K1
62JANE STREET GROUP, LLC$194K1
63Navis Wealth Advisors, LLC$194K1
64North Ground Capital$194K1
65CenterStar Asset Management, LLC$189K1
66Advyzon Investment Management, LLC$176K1
67Closed-End Fund Advisors, Inc.$176K1
68Empower Advisory Group, LLC$172K1
69Lido Advisors, LLC$167K1
70Equitable Holdings, Inc.$164K1
71First Affirmative Financial Network$159K1
72Qube Research & Technologies Ltd$159K1
73Brevan Howard Capital Management LP$158K1
74nVerses Capital, LLC$154K1
75PFG Investments, LLC$153K1
76Apella Capital, LLC$149K1
77Fund Advisors of America Inc/FL$147K1
78ProShare Advisors LLC$143K1
79SUSQUEHANNA INTERNATIONAL GROUP, LLP$137K1
80Glenview Trust Co$136K1
81CALTON & ASSOCIATES, INC.$128K1
82SANDERS MORRIS HARRIS LLC$127K1
83RAYMOND JAMES FINANCIAL INC$124K1
84Genesee Capital Advisors, LLC$123K1
85Creative Planning$111K1
86WEALTHEDGE INVESTMENT ADVISORS, LLC$98.6K1
87Catalyst Capital Advisors LLC$93.1K1
88Sowell Financial Services LLC$89.1K1
89Joel Isaacson & Co., LLC$82.4K1
90Rockefeller Capital Management L.P.$81.5K1
91AE Wealth Management LLC$81.1K1
92BROWN ADVISORY INC$77.6K1
93Verity & Verity, LLC$77.6K1
94State of Wyoming$71.0K1
95Wilmington Savings Fund Society, FSB$46.6K1
96Steward Partners Investment Advisory, LLC$42.1K1
97Union Bancaire Privee, UBP SA$39.6K1
98MTM Investment Management, LLC$27.9K1
99Geneos Wealth Management Inc.$12.1K1
100FIFTH THIRD BANCORP$8.5K1
101NATIXIS$4.3K1
102CHELSEA COUNSEL CO$2.6K1
103Larson Financial Group LLC$2.1K1
104UMB Bank, n.a.$1.7K1
105CWM, LLC$1.7K1
106Community Financial Services Group, LLC$1.5K1
107CANADA LIFE ASSURANCE Co$7711
108Allworth Financial LP$7351
109Caitong International Asset Management Co., Ltd$5901
110CITIGROUP INC$391
111State of Alaska, Department of Revenue$371
112FRANKLIN RESOURCES INC— value not disclosed1
113HARBOUR INVESTMENTS, INC.— value not disclosed1
114MERCER GLOBAL ADVISORS INC /ADV— value not disclosed1
115COMERICA BANK— value not disclosed1
116MAI Capital Management— value not disclosed1
117CONDOR CAPITAL MANAGEMENT— value not disclosed1
118NOMURA HOLDINGS INC— value not disclosed1
119CIBC Private Wealth Group LLC— value not disclosed1
120RIVERNORTH CAPITAL MANAGEMENT, LLC— value not disclosed1
121TWO SIGMA SECURITIES, LLC— value not disclosed1
122Verition Fund Management LLC— value not disclosed1
123TWO SIGMA ADVISERS, LP— value not disclosed1
124SIMPLEX TRADING, LLC— value not disclosed1
125BNP Paribas Asset Management Holding S.A.— value not disclosed1
126Tower Research Capital LLC (TRC)— value not disclosed1
127FOX RUN MANAGEMENT, L.L.C.— value not disclosed1
128Alpha Cubed Investments, LLC— value not disclosed1
129Truffle Hound Capital, LLC— value not disclosed1
130Squarepoint Ops LLC— value not disclosed1
131Quadrature Capital Ltd— value not disclosed1
132Schonfeld Strategic Advisors LLC— value not disclosed1
133Inspire Investing, LLC— value not disclosed1
134Aquatic Capital Management LLC— value not disclosed1
135Kestra Advisory Services, LLC— value not disclosed1
136NFSG Corp— value not disclosed1
137FOURPATH CAPITAL MANAGEMENT, LLC— value not disclosed1
138PharVision Advisers, LLC— value not disclosed1
139Quarry LP— value not disclosed1
140TrueMark Investments, LLC— value not disclosed1
141WealthCollab, LLC— value not disclosed1
Truncated by Public Filings. Every one of the 111 13F filers reporting this share class for the quarter is listed. methodology §13F ↗
§ derived by Public Filings from this build's reviewed ticker-mapping holders list for this share class; that list carries each holder's share count, share change and filed date, which this table does not show, but no document links — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)no rows
Congress net ($ bound)$0
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on NMFC

RETAINED WINDOW · ACTIVE HITS

Zero hits on NMFC in the retained window — a computed answer over every rule, not missing coverage.

Every rule, with its definition →

Planned modules for NMFC · financials and macro

Financials — as filed PLANNED

NMFC's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: NMFC on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

† issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing