Public record / Tickers / PNNT

PNNT — PENNANTPARK INVESTMENT CORP†

Both disclosure regimes on one name: who in Congress filed about PNNT, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
3
all PTR rows naming PNNT
Members · 12m
0
0 buys · 0 sells · by trade date
Latest PTR
10-08
filed 2014-10-08
13F holders
107
top-107 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-10-01 13:54 UTCno price data — a disclosure record, not a chart

Virginia Foxx · $50.0K–$100K

SELL · traded 2014-09-19 → filed 2014-10-08. Ranked over every PNNT row by the provable lower bound, never a point estimate.

No member disclosed PNNT in the trailing 12 months

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

Every row filed inside the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

No dated PNNT rows fall inside the trailing 24 months by trade date.

Trade date, not filing date — the lag lives in the table below. 0 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING PNNT · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning PNNT
FiledMemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2014-10-08Virginia Foxx R–NC-5SELL JT (jointly owned)Traded 09-19 +19d$50K–$100K
2014-08-07Virginia Foxx R–NC-5BUY JT (jointly owned)Traded 07-02 +36d$1K–$15K
2014-05-07Virginia Foxx R–NC-5BUY JT (jointly owned)Traded 04-02 +35d$1K–$15K
Each row shows the trade date and the filing date; the gap between them is the disclosure lag.all 3 ↗

Members active in PNNT

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-10-01

No member disclosed PNNT in the trailing 12 months.

Congress ↔ notable managers · PNNT

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
0 — —
Sellers
0 — —

filed 2026-07-03 → 2026-10-01 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding
0 — $0 held
Trimming
0 — $0 held

NEW + ADD vs TRIM + EXIT, by shares · $ = reported value now, not the change · PENNANTPARK INVT CORP

No moves on either side in the window.

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

Top institutional holders of PNNT for quarter 2026-03-31
#FilerValueSecuritiesFlagsSrc
1Invesco Ltd.$8.2M1
2TWO SIGMA INVESTMENTS, LP$7.5M1
3MORGAN STANLEY$4.9M1
4Legal & General Group Plc$2.3M1
5Advisors Asset Management, Inc.$2.2M1
6BlackRock, Inc.$1.7M1
7Universal- Beteiligungs- und Servicegesellschaft mbH$1.6M1
8NewEdge Wealth, LLC$1.4M1
9Lido Advisors, LLC$1.1M1
10Truvestments Capital LLC$996K1
11Virtus Investment Advisers, LLC$743K1
12AlphaCentric Advisors LLC$700K1
13GatePass Capital, LLC$620K1
14MANGROVE PARTNERS IM, LLC$566K1
15MILLENNIUM MANAGEMENT LLC$529K1
16UBS Group AG$490K1
17Kovack Advisors, Inc.$451K1
18Sterneck Capital Management, LLC$348K1
19Gallagher Capital Advisors, LLC$318K1
20DENALI ADVISORS LLC$318K1
21Dynamic Technology Lab Private Ltd$310K1
22RAYMOND JAMES FINANCIAL INC$301K1
23Garner Asset Management Corp$300K1
24XTX Topco Ltd$294K1
25Founders Financial Alliance, LLC$278K1
26OXFORD ASSET MANAGEMENT LLP$274K1
27Freestone Capital Holdings, LLC$238K1
28BANK OF AMERICA CORP /DE/$229K1
29OSAIC HOLDINGS, INC.$229K1
30SUSQUEHANNA INTERNATIONAL GROUP, LLP$211K1
31COMMONWEALTH EQUITY SERVICES, LLC$211K1
32Arax Advisory Partners$197K1
33WELLS FARGO & COMPANY/MN$189K1
34CAXTON ASSOCIATES LLP$187K1
35Essex Financial Services, Inc.$183K1
36Ethos Financial Group, LLC$162K1
37LPL Financial LLC$141K1
38SIGNATUREFD, LLC$129K1
39INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$124K1
40JANE STREET GROUP, LLC$123K1
41FOUNDATIONS INVESTMENT ADVISORS, LLC$122K1
42US BANCORP \DE\$119K1
43Creative Planning$110K1
44HighTower Advisors, LLC$109K1
45Cresset Asset Management, LLC$89.9K1
46REGIONS FINANCIAL CORP$89.8K1
47First Affirmative Financial Network$87.5K1
48Tower Research Capital LLC (TRC)$86.0K1
49NORTHERN TRUST CORP$81.7K1
50TWO SIGMA SECURITIES, LLC$80.0K1
51Disciplined Investments, LLC$76.3K1
52Miller Financial Services LLC$70.7K1
53Brookstone Capital Management$64.8K1
54MERIDIAN INVESTMENT COUNSEL INC.$63.8K1
55Baird Financial Group, Inc.$61.6K1
56Mariner, LLC$59.7K1
57ROYAL BANK OF CANADA$59.0K1
58NorthRock Partners, LLC$53.0K1
59Prosperity Financial Group, Inc.$51.6K1
60ENVESTNET ASSET MANAGEMENT INC$48.4K1
61Cetera Investment Advisers$48.3K1
62Allworth Financial LP$46.6K1
63Advisory Alpha, LLC$46.2K1
64Apollon Wealth Management, LLC$46.1K1
65QUADRANT CAPITAL GROUP LLC$9.3K1
66GROUP ONE TRADING LLC$9.3K1
67Steward Partners Investment Advisory, LLC$6.5K1
68NorthAvenue LLC$3.3K1
69Larson Financial Group LLC$2.9K1
70West Financial Advisors, LLC$1.8K1
71Key FInancial Inc$1.7K1
72Caitong International Asset Management Co., Ltd$6561
73THRIVENT FINANCIAL FOR LUTHERANS$3481
74CANADA LIFE ASSURANCE Co$3211
75Abound Wealth Management$1771
76PIN OAK INVESTMENT ADVISORS INC$131
77State of Alaska, Department of Revenue$121
78HARBOUR INVESTMENTS, INC.— value not disclosed1
79CRAWFORD INVESTMENT COUNSEL INC— value not disclosed1
80NATIONAL BANK OF CANADA /FI/— value not disclosed1
81D. E. Shaw & Co., Inc.— value not disclosed1
82NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO— value not disclosed1
83NOMURA HOLDINGS INC— value not disclosed1
84EVERGREEN CAPITAL MANAGEMENT LLC— value not disclosed1
85CIBC Private Wealth Group LLC— value not disclosed1
86Advisors Capital Management, LLC— value not disclosed1
87CITADEL ADVISORS LLC— value not disclosed1
88Verition Fund Management LLC— value not disclosed1
89TWO SIGMA ADVISERS, LP— value not disclosed1
90SIMPLEX TRADING, LLC— value not disclosed1
91Brevan Howard Capital Management LP— value not disclosed1
92FOX RUN MANAGEMENT, L.L.C.— value not disclosed1
93Private Advisor Group, LLC— value not disclosed1
94Roble, Belko & Company, Inc— value not disclosed1
95Squarepoint Ops LLC— value not disclosed1
96Cedar Wealth Management, LLC— value not disclosed1
97Abbot Financial Management, Inc.— value not disclosed1
98DV Trading LLC— value not disclosed1
99Rockefeller Capital Management L.P.— value not disclosed1
100Global Retirement Partners, LLC— value not disclosed1
101Texas Capital Bank Wealth Management Services Inc— value not disclosed1
102Aquatic Capital Management LLC— value not disclosed1
103Kestra Advisory Services, LLC— value not disclosed1
104Blue Trust, Inc.— value not disclosed1
105Hennion & Walsh Asset Management, Inc.— value not disclosed1
106Dunhill Financial, LLC— value not disclosed1
107Closed-End Fund Advisors, Inc.— value not disclosed1
Truncated by Public Filings. Every one of the 77 13F filers reporting this share class for the quarter is listed. methodology §13F ↗
§ derived by Public Filings from this build's reviewed ticker-mapping holders list for this share class; that list carries each holder's share count, share change and filed date, which this table does not show, but no document links — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)no rows
Congress net ($ bound)$0
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on PNNT

RETAINED WINDOW · ACTIVE HITS

Zero hits on PNNT in the retained window — a computed answer over every rule, not missing coverage.

Every rule, with its definition →

Planned modules for PNNT · financials and macro

Financials — as filed PLANNED

PNNT's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: PNNT on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

† issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing