NorthRock Partners, LLC

$6.2B reported 13(f) long value · latest quarter 2026-03-31 · CIK 1632097 · EDGAR ↗

sum of disclosed values for 2026-03-31; 0 positions carry a NULL value and are excluded from the sum, surfaced here rather than folded away: $6.2B
ALL retained default holdings for this (filer, period), including NULL-value ones: 678
positions with no comparable holding in the prior quarter (kind new), 2026-03-31: 110
positions absent from this quarter's filing after being held last quarter (kind exit), 2026-03-31 — inferred from absence, not a sale record: 51

A quarter-end snapshot. Filed up to 45 days later, so this page is not current holdings and never a complete portfolio. what a 13F is — and is not ↓ methodology §13F ↗

Position changes — into 2026-03-31

by shares · Δ value · filing link · how changes are classified §

Position changes into quarter 2026-03-31
position matched across quarters by exact reported CUSIP over a registry gap — producer-reconciled identity, never a name match `identity_reconciled_by_cusip`	the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE `classified_by_value` · EXIT = absent this quarter: disposed, delisted, under confidential treatment, or reported instead by an affiliated manager — the filing does not say which · change not classifiable: value undisclosed on one side of the quarter pair, or neither shares nor value can classify it · NO CHANGE = the share count is identical in both quarters; the value moved only with price, so the row is mark-to-market and never an ADD or a TRIM (NEW / ADD / TRIM / EXIT / NO CHANGE) · NO PRIOR = this filer has no comparable holdings list for the previous quarter on record — a first filing under this registration, or a quarter reported inside an affiliated manager's filing — so the position is not called a new stake	derived by Public Filings from the published aggregate; NULL means the source did not disclose a usable value — never zero	reported unit changed across the pair (SH↔PRN); the share delta is withheld rather than fabricated `shares_unit_mismatch`	Prev value	Curr value	Prev shares	Curr shares
position key `sid:sec:prov:5a598625d369c85cf388412d5159335b` · issuer key `cusip6:46654Q` MORTGAGE BACKED	ADD	+$33.8M	+672,967	$463M	$497M	9,072,433	9,745,400
position key `sid:sec:prov:127f0021d8310eeeecdea8298c5f12e5` · issuer key `cusip6:922908` S&P 500 ETF SHS	ADD	+$4.0M	+34,062	$348M	$352M	554,355	588,417
position key `pos:14221` · issuer key `iss:1602` STATE STREET SPD	ADD	+$13.2M	+355,073	$306M	$319M	3,809,436	4,164,509
position key `sid:sec:prov:5c0159d8e365eac662fab857eba96ecb` · issuer key `cusip6:92206C` SHORT TERM TREAS	ADD	+$7.0M	+135,541	$278M	$285M	4,732,147	4,867,688
position key `pos:12962` · issuer key `iss:1602` STATE STREET SPD	ADD	+$8.6M	+169,114	$251M	$259M	4,417,191	4,586,305
position key `sid:sec:prov:e38118ea8b169e3aaee9194c66190079` · issuer key `cusip6:46436E` 0-3 MNTH TREASRY	ADD	+$23.1M	+223,483	$203M	$226M	2,019,427	2,242,910
position key `pos:11173` · issuer key `iss:995` UNIT SER 1	ADD	−$5.7M	+14,320	$231M	$225M	375,518	389,838
position key `pos:12580` · issuer key `iss:1602` STATE STREET SPD	ADD	−$8.7M	+99,203	$224M	$215M	2,095,412	2,194,615
position key `pos:13215` · issuer key `iss:144` COM	ADD	−$2.3M	+43,158	$199M	$196M	730,854	774,012
position key `pos:11570` · issuer key `iss:1599` TR UNIT	TRIM	−$12.5M	−5,098	$198M	$185M	289,992	284,894
position key `pos:16688` · issuer key `iss:1013` GLB INFRASTR ETF	ADD	+$90.2M	+1,224,062	$88.7M	$179M	1,444,781	2,668,843
position key `sid:sec:prov:d27f2c722aeaa22848f78d13de53539a` · issuer key `cusip6:46434V` HDG MSCI EAFE	ADD	+$18.5M	+361,968	$112M	$131M	2,712,794	3,074,762
position key `pos:10894` · issuer key `iss:1602` STATE STREET SPD	ADD	+$4.1M	+40,077	$110M	$114M	1,303,671	1,343,748
position key `pos:12858` · issuer key `iss:1012` RUS 1000 ETF	TRIM	−$5.2M	−504	$112M	$106M	298,766	298,262
position key `pos:13139` · issuer key `iss:1602` STATE STREET SPD	ADD	+$6.5M	+28,549	$97.5M	$104M	1,054,792	1,083,341
position key `sid:sec:prov:ef912dff846ec8e01a7c18bd575e3523` · issuer key `cusip6:46641Q` ULTRA SHT MUNCPL	ADD	+$15.7M	+307,333	$60.3M	$76.0M	1,184,016	1,491,349
position key `pos:15174` · issuer key `iss:1602` STATE STREET SPD	ADD	+$4.4M	+16,239	$71.1M	$75.5M	781,673	797,912
position key `sid:sec:prov:244b3c1c191b7c444e1cb51126c3a381` · issuer key `cusip6:518416` HARTFORD US EQTY	TRIM	−$2.0M	−64,675	$77.3M	$75.3M	1,339,244	1,274,569
position key `pos:16063` · issuer key `iss:1012` RUS MID CAP ETF	TRIM	−$394K	−11,153	$69.2M	$68.8M	718,922	707,769
position key `pos:14648` · issuer key `iss:1012` MSCI EAFE ETF	ADD	+$834K	+856	$65.6M	$66.4M	682,820	683,676
position key `pos:13905` · issuer key `iss:1016` CORE MSCI EMKT	ADD	+$8.8M	+95,960	$57.1M	$66.0M	849,669	945,629
position key `pos:17209` · issuer key `iss:1602` STATE STREET SPD	ADD	+$3.7M	+21,854	$62.2M	$65.9M	660,442	682,296
position key `pos:15642` · issuer key `iss:1334` COM	ADD	−$1.4M	+14,359	$60.2M	$58.8M	322,653	337,012
position key `pos:11825` · issuer key `iss:1225` COM	ADD	−$13.7M	+8,603	$71.9M	$58.2M	148,675	157,278
position key `sid:sec:prov:df074602715c1ffe206222b8ce0c038f` · issuer key `cusip6:46434V` CORE UNIVRSL USD	ADD	+$960K	+29,586	$54.1M	$55.1M	1,162,266	1,191,852
position key `sid:sec:prov:dc437b658d2d4d14c03971f472e7916a` · issuer key `cusip6:78463X` STATE STREET SPD	TRIM	+$10.2K	−2,184	$52.7M	$52.8M	1,126,823	1,124,639
position key `pos:16327` · issuer key `iss:1012` 7-10 YR TRSY BD	ADD	+$10.8M	+115,889	$39.3M	$50.0M	408,193	524,082
position key `pos:11567` · issuer key `cusip6:33740F` FT VEST LADDERED	ADD	+$7.4M	+236,376	$40.9M	$48.3M	1,192,856	1,429,232
position key `pos:15702` · issuer key `iss:1012` RUSSELL 2000 ETF	ADD	+$560K	+845	$46.9M	$47.5M	190,506	191,351
position key `sid:sec:prov:3e8440a4e05faf828ae027dc10359b61` · issuer key `cusip6:92206C` MTG-BKD SECS ETF	TRIM	−$153K	−598	$45.1M	$44.9M	957,676	957,078
position key `pos:14874` · issuer key `iss:1013` MBS ETF	ADD	+$877K	+10,529	$43.4M	$44.3M	455,861	466,390
position key `pos:11528` · issuer key `iss:1012` RUS 1000 GRW ETF	ADD	−$5.9M	+286,493	$47.1M	$41.1M	99,437	385,930
position key `pos:14033` · issuer key `iss:1012` CORE S&P SCP ETF	TRIM	+$803K	−2,763	$33.4M	$34.2M	277,566	274,803
position key `pos:13906` · issuer key `iss:1012` S&P 500 VAL ETF	TRIM	−$1.8M	−7,618	$34.7M	$32.9M	163,462	155,844
position key `pos:13453` · issuer key `iss:1602` STATE STREET SPD	ADD	+$273K	+16,386	$31.5M	$31.7M	1,091,131	1,107,517
position key `sid:sec:prov:2f05af3bf68f274c04e45368580c5d31` · issuer key `cusip6:00039J` TAX AWARE INTERM	TRIM	−$925K	−30,266	$32.4M	$31.4M	1,272,801	1,242,535
position key `pos:14737` · issuer key `iss:1012` CORE US AGGBD ET	ADD	+$431K	+6,206	$30.3M	$30.8M	303,725	309,931
position key `pos:14012` · issuer key `cusip6:921946` INTL HIGH ETF	TRIM	+$278K	−12,149	$30.2M	$30.5M	335,693	323,544
position key `pos:17409` · issuer key `cusip6:921943` VAN FTSE DEV MKT	TRIM	+$711K	−507	$28.9M	$29.6M	461,848	461,341
position key `pos:14585` · issuer key `iss:1246` CL A	TRIM	+$1.7M	−5,570	$27.9M	$29.5M	518,150	512,580
position key `pos:15198` · issuer key `iss:1445` COM	TRIM	+$124K	−4,801	$28.9M	$29.0M	180,219	175,418
position key `pos:13824` · issuer key `iss:1633` US AGGREGATE B	ADD	+$362K	+23,243	$27.7M	$28.1M	1,185,787	1,209,030
position key `pos:14175` · issuer key `iss:95` COM	ADD	+$853K	+16,366	$26.2M	$27.0M	113,315	129,681
position key `pos:13208` · issuer key `cusip6:46138G` NASDAQ 100 ETF	ADD	−$573K	+4,538	$27.3M	$26.7M	107,902	112,440
position key `pos:15386` · issuer key `iss:286` DYNAMIC EQTY ACT	ADD	−$887K	+21,114	$27.6M	$26.7M	1,076,818	1,097,932
position key `pos:11683` · issuer key `iss:1491` COM	TRIM	−$4.0M	−83	$30.6M	$26.6M	134,285	134,202
position key `pos:12944` · issuer key `cusip6:922908` TOTAL STK MKT	TRIM	−$1.9M	−2,098	$27.9M	$26.0M	83,144	81,046
position key `pos:11275` · issuer key `iss:286` ISHARES US EQUIT	TRIM	−$9.7M	−141,311	$34.8M	$25.1M	573,058	431,747
position key `pos:14992` · issuer key `iss:1485` COM	ADD	+$344K	+1,103	$23.4M	$23.7M	163,324	164,427
position key `sid:sec:prov:3810be70acbc4a9e01193709ab22fd3e` · issuer key `cusip6:46429B` 0-5 YR TIPS ETF	ADD	+$1.1M	+8,252	$22.5M	$23.6M	219,624	227,876
position key `sid:sec:prov:2727b63284f6235da134480881be8949` · issuer key `cusip6:922042` FTSE EMR MKT ETF	TRIM	−$423K	−10,224	$24.0M	$23.5M	445,838	435,614
position key `sid:sec:prov:4252b4f3709914f645284b0206172232` · issuer key `cusip6:78468R` STATE STREET SPD	TRIM	−$1.1M	−12,165	$21.6M	$20.6M	236,491	224,326
position key `pos:11205` · issuer key `iss:255` CL B NEW	ADD	−$807K	+358	$21.0M	$20.2M	41,725	42,083
position key `pos:15142` · issuer key `iss:89` CAP STK CL A	ADD	−$1.0M	+2,227	$20.6M	$19.5M	65,751	67,978
position key `pos:10307` · issuer key `iss:1012` CORE S&P500 ETF	ADD	−$653K	+365	$19.2M	$18.6M	28,087	28,452
position key `pos:10357` · issuer key `iss:1786` COM	ADD	−$1.1M	+5,879	$19.1M	$18.0M	42,511	48,390
position key `pos:11638` · issuer key `iss:280` ISHARES FLEXIBLE	ADD	+$16.0K	+5,782	$17.9M	$17.9M	338,397	344,179
position key `pos:17821` · issuer key `iss:89` CAP STK CL C	TRIM	−$1.7M	−206	$19.5M	$17.8M	62,290	62,084
position key `pos:10892` · issuer key `cusip6:81369Y` STATE STREET TEC	ADD	−$250K	+8,567	$18.1M	$17.8M	125,435	134,002
position key `pos:18039` · issuer key `iss:1025` COM	ADD	+$2.1M	+11,791	$15.7M	$17.8M	48,619	60,410
position key `pos:16666` · issuer key `iss:1013` EAFE GRWTH ETF	ADD	+$10.9M	+99,315	$6.4M	$17.3M	56,325	155,640
position key `pos:10164` · issuer key `iss:1000` S&P500 QUALITY	TRIM	−$3.7M	−49,409	$20.5M	$16.9M	273,638	224,229
position key `sid:sec:prov:b01efafd9c52181221003a3f82558332` · issuer key `cusip6:46429B` US TREAS BD ETF	ADD	+$11.7M	+511,942	$3.8M	$15.5M	165,640	677,582
position key `sid:sec:prov:57ca25e81d0e6e1a2e81d2252c83645c` · issuer key `cusip6:46432F` MSCI USA MMENTM	ADD	+$537K	+4,717	$14.4M	$15.0M	57,712	62,429
position key `pos:15499` · issuer key `iss:23` COM	ADD	−$509K	+888	$14.6M	$14.1M	63,868	64,756
position key `pos:17797` · issuer key `iss:286` ISHARES A I INNO	ADD	+$1.8M	+59,564	$11.8M	$13.6M	354,467	414,031
position key `sid:sec:prov:0642809ea123953125be984c495918ab` · issuer key `cusip6:92206C` LONG TERM TREAS	ADD	+$273K	+6,798	$13.0M	$13.3M	233,126	239,924
position key `pos:15015` · issuer key `iss:92` COM	TRIM	+$1.3M	−6,111	$11.8M	$13.1M	204,382	198,271
position key `pos:17231` · issuer key `cusip6:922908` SMALL CP ETF	TRIM	−$1.2M	−5,377	$13.9M	$12.7M	54,025	48,648
position key `sid:sec:prov:3a69ff5ca4f41bbce8dbd9c569fbb075` · issuer key `cusip6:92206C` SHRT TRM CORP BD	ADD	+$752K	+10,335	$11.7M	$12.4M	146,493	156,828
position key `pos:18016` · issuer key `iss:1012` RUS MD CP GR ETF	TRIM	−$893K	−738	$12.4M	$11.5M	90,582	89,844
position key `sid:sec:prov:b3a0a6a2c27537b284e1347fab5f8f28` · issuer key `cusip6:81369Y` STATE STREET FIN	ADD	−$1.2M	+937	$12.6M	$11.4M	229,936	230,873
position key `pos:11793` · issuer key `iss:1013` US AER DEF ETF	ADD	+$4.4M	+19,515	$6.8M	$11.2M	31,580	51,095
position key `pos:12827` · issuer key `iss:323` COM	ADD	+$1.8M	+9,103	$9.3M	$11.1M	26,824	35,927
position key `sid:sec:prov:b2b2b5e2252fe481444d19c0b88c1212` · issuer key `cusip6:233051` XTRACK USD HIGH	TRIM	−$303K	−2,675	$11.3M	$11.0M	307,711	305,036
position key `pos:11390` · issuer key `iss:720` CL A	ADD	−$209K	+2,222	$11.1M	$10.9M	16,828	19,050
position key `pos:16249` · issuer key `cusip6:921908` DIV APP ETF	TRIM	−$616K	−1,738	$11.3M	$10.7M	51,399	49,661
position key `pos:18077` · issuer key `iss:1053` COM	ADD	−$581K	+3,468	$11.2M	$10.6M	400,469	403,937
position key `pos:10953` · issuer key `iss:1013` ISHS 5-10YR INVT	ADD	+$160K	+5,375	$10.3M	$10.4M	190,872	196,247
position key `pos:11230` · issuer key `iss:1633` US LRG CAP ETF	TRIM	−$1.1M	−22,782	$11.5M	$10.3M	425,946	403,164
position key `pos:14552` · issuer key `iss:711` COM	ADD	+$4.3M	+11,147	$6.0M	$10.3M	49,565	60,712
position key `pos:10156` · issuer key `iss:1861` CL B	TRIM	−$339K	−2,563	$10.6M	$10.3M	107,102	104,539
position key `pos:12641` · issuer key `iss:286` DISCIPLINED VOLA	TRIM	−$498K	−17,530	$10.6M	$10.1M	426,717	409,187
position key `pos:17700` · issuer key `iss:1012` RUS 1000 VAL ETF	ADD	+$376K	+1,044	$9.6M	$10.0M	45,783	46,827
position key `sid:sec:prov:efecb32bb577807f0d7dfd77d5f0f1ba` · issuer key `cusip6:92203J` TOTAL INT BD ETF	ADD	+$307K	+7,494	$9.5M	$9.8M	197,322	204,816
position key `sid:sec:prov:63fa5c7c9852af95fc89e071b88157c3` · issuer key `cusip6:922908` REAL ESTATE ETF	ADD	+$72.8K	+564	$9.6M	$9.7M	108,817	109,381
position key `sid:sec:prov:b488cb5faaba6d66a8a9fd5a3f84f4af` · issuer key `cusip6:46435G` ESG AWR MSCI USA	TRIM	−$664K	−1,020	$10.2M	$9.6M	68,699	67,679
position key `sid:sec:prov:e52d593d6378ef29f0758ce9ed226582` · issuer key `cusip6:46138G` INVESCO PHLX SM	TRIM	+$469K	−2,791	$9.0M	$9.5M	161,837	159,046
position key `pos:12848` · issuer key `iss:1921` COM CL A	ADD	+$130K	+4,585	$9.1M	$9.2M	25,906	30,491
position key `pos:11717` · issuer key `iss:440` COM	ADD	+$2.5M	+381	$6.7M	$9.1M	43,802	44,183
position key `sid:sec:prov:e10fb4f0bf62f2cd6470d7f399584bca` · issuer key `cusip6:92204A` INF TECH ETF	ADD	−$589K	+87,055	$9.3M	$8.7M	12,274	99,329
position key `pos:13599` · issuer key `iss:1035` COM	ADD	+$1.8M	+2,440	$6.7M	$8.5M	32,513	34,953
position key `pos:18043` · issuer key `cusip6:46434V` CORE DIV GRWTH	ADD	+$5.1M	+71,717	$3.4M	$8.4M	48,678	120,395
position key `pos:13746` · issuer key `iss:1012` S&P 500 GRWT ETF	ADD	+$186K	+7,400	$7.9M	$8.1M	64,154	71,554
position key `sid:sec:prov:e2a500f67d9f3a733fe3f8cfa1dbc235` · issuer key `cusip6:46435G` INVESTMENT GRADE	TRIM	−$922K	−17,885	$8.8M	$7.9M	193,093	175,208
position key `pos:12030` · issuer key `iss:525` COM	ADD	+$1.5M	+505	$6.2M	$7.6M	7,155	7,660
position key `sid:sec:prov:59d710f05f9f670ca799bb7ce6dd04cf` · issuer key `cusip6:46434V` CORE MSCI EURO	TRIM	−$902K	−11,638	$8.4M	$7.5M	118,183	106,545
position key `pos:13490` · issuer key `iss:1939` COM	ADD	+$3.0M	+19,568	$4.4M	$7.3M	39,254	58,822
position key `pos:11209` · issuer key `cusip6:922908` GROWTH ETF	ADD	−$66.1K	+84,775	$7.3M	$7.3M	15,027	99,802
position key `pos:12549` · issuer key `iss:1013` EAFE VALUE ETF	ADD	+$319K	+462	$6.9M	$7.2M	96,916	97,378

Flags: no row carries a flag.

1–20 of the 100 changes on this page

Mark-to-market only (no share change) · 36

Positions whose share count is identical in both quarters; the value changed with price, not with a decision.

Positions held with no share change into quarter 2026-03-31
position matched across quarters by exact reported CUSIP over a registry gap — producer-reconciled identity, never a name match `identity_reconciled_by_cusip`	the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE `classified_by_value` · EXIT = absent this quarter: disposed, delisted, under confidential treatment, or reported instead by an affiliated manager — the filing does not say which · change not classifiable: value undisclosed on one side of the quarter pair, or neither shares nor value can classify it · NO CHANGE = the share count is identical in both quarters; the value moved only with price, so the row is mark-to-market and never an ADD or a TRIM (NEW / ADD / TRIM / EXIT / NO CHANGE) · NO PRIOR = this filer has no comparable holdings list for the previous quarter on record — a first filing under this registration, or a quarter reported inside an affiliated manager's filing — so the position is not called a new stake	derived by Public Filings from the published aggregate; NULL means the source did not disclose a usable value — never zero	Prev value	Curr value	Prev shares	Curr shares
position key `sid:sec:prov:365ed936e5e9529653cac956d30ecf93` · issuer key `cusip6:25434V` US CORE EQUITY 2	NO CHANGE	−$82.0K	$4.4M	$4.4M	112,300	112,300
position key `pos:11683` · issuer key `iss:1491` COM PUT	NO CHANGE	−$389K	$3.0M	$2.6M	13,200	13,200
position key `pos:11533` · issuer key `iss:1645` CL A	NO CHANGE	−$382K	$2.7M	$2.3M	180,000	180,000
position key `sid:sec:prov:15b122a1959cdc720dffb69686bc9994` · issuer key `cusip6:433313` CL A	NO CHANGE	−$310K	$1.8M	$1.5M	39,231	39,231
position key `sid:sec:prov:55cec447802de2fc1c827161c7690c56` · issuer key `cusip6:25461A` DLY NVDA BULL 2X	NO CHANGE	−$307K	$1.7M	$1.4M	14,400	14,400
position key `pos:16180` · issuer key `iss:1012` US HLTHCARE ETF	NO CHANGE	−$58.7K	$1.1M	$1.0M	16,975	16,975
position key `sid:sec:prov:1e6f07bffab058d990fc818109d271bc` · issuer key `cusip6:25434V` US MKTWIDE VALUE	NO CHANGE	+$33.8K	$843K	$877K	18,092	18,092
position key `pos:11404` · issuer key `iss:1150` COM	NO CHANGE	−$12.3K	$855K	$842K	10,897	10,897
position key `sid:sec:prov:a1dbe4b0ff0a06b91f737b25fcffc2ea` · issuer key `cusip6:65406E` COM	NO CHANGE	+$124K	$549K	$673K	4,530	4,530
position key `pos:15811` · issuer key `iss:1000` BUYBACK ACHIEV	NO CHANGE	−$15.4K	$672K	$656K	5,000	5,000
position key `sid:sec:prov:a3f668ddd140d4fd2bd9749f5188e5a9` · issuer key `cusip6:33939L` STOXX GLOBR INF	NO CHANGE	+$34.0K	$598K	$632K	9,879	9,879
position key `pos:11678` · issuer key `cusip6:233377` COM NEW	NO CHANGE	+$133K	$486K	$619K	4,427	4,427
position key `sid:sec:prov:ec5c59752514fd965214f6dbddd12a12` · issuer key `cusip6:058934` SPONSORED ADS	NO CHANGE	−$70.3K	$632K	$562K	34,998	34,998
position key `pos:11817` · issuer key `iss:1982` EUROPE HEDGED EQ	NO CHANGE	−$6.8K	$472K	$466K	8,902	8,902
position key `sid:sec:prov:ed86b2db3e03b786c79f298d91634c8e` · issuer key `cusip6:05961W` SPON ADR B	NO CHANGE	−$76.7K	$541K	$464K	6,000	6,000
position key `pos:12338` · issuer key `iss:1000` LARGE CAP GROWTH	NO CHANGE	−$4.0K	$430K	$426K	3,380	3,380
position key `pos:10891` · issuer key `iss:353` CL A SUB VTG	NO CHANGE	−$79.2K	$381K	$302K	4,127	4,127
position key `sid:sec:prov:be75af0056554524224123e99ef018fb` · issuer key `cusip6:025072` US EQT ETF	NO CHANGE	−$1.6K	$302K	$301K	2,705	2,705
position key `pos:10334` · issuer key `iss:1000` S&P 500 GARP ETF	NO CHANGE	−$17.2K	$314K	$297K	2,758	2,758
position key `sid:sec:prov:9d6f69703d0869f1058aa251cb336ac9` · issuer key `cusip6:46138E` CALIF AMT MUN	NO CHANGE	−$3.5K	$291K	$287K	12,026	12,026
position key `sid:sec:prov:526321eeb365af073d1ad56b3a025c7f` · issuer key `cusip6:19761L` DIVERSIFID FXD	NO CHANGE	−$4.2K	$283K	$278K	15,400	15,400
position key `pos:13638` · issuer key `iss:1380` COM	NO CHANGE	+$39.4K	$230K	$269K	1,826	1,826
position key `pos:11469` · issuer key `iss:1602` STATE STREET SPD	NO CHANGE	+$1.4K	$266K	$267K	4,100	4,100
position key `sid:sec:prov:b408c85a86bb31819e9c5c6f360eb7a1` · issuer key `cusip6:040919` SHS BEN INT	NO CHANGE	−$77.7K	$344K	$267K	11,860	11,860
position key `pos:18026` · issuer key `iss:1602` STATE STREET SPD	NO CHANGE	+$6.6K	$254K	$260K	2,842	2,842
position key `sid:sec:prov:1eb9531d63c831f60db3863dbfe0d493` · issuer key `cusip6:46434V` GLOBAL EQUITY	NO CHANGE	−$2.9K	$228K	$225K	4,326	4,326
position key `sid:sec:prov:b965dd2c9f3194bb720eb10650750f8f` · issuer key `cusip6:376546` COM	NO CHANGE	+$2.4K	$143K	$146K	10,262	10,262
position key `sid:sec:prov:b3eac0049a05318940034d59e570785c` · issuer key `cusip6:746228` COM NEW	NO CHANGE	−$10.2K	$121K	$111K	11,000	11,000
position key `pos:17467` · issuer key `iss:1751` SPONSORED ADS CALL	NO CHANGE	+$10.2K	$91.2K	$101K	300	300
position key `sid:sec:prov:0ab9f07ec452c2b55c6ae5926daa3c90` · issuer key `cusip6:98212N` COM	NO CHANGE	−$52.4K	$148K	$96.0K	62,344	62,344
position key `pos:11205` · issuer key `iss:255` CL B NEW CALL	NO CHANGE	−$4.7K	$101K	$95.8K	200	200
position key `sid:sec:prov:d1063f52517bfc72e42d76eab256e99f` · issuer key `cusip6:37892C` COM	NO CHANGE	−$60.7K	$137K	$76.4K	148,121	148,121
position key `sid:sec:prov:3afd4ea41b27296586109d67bc50fc4d` · issuer key `cusip6:42727E` COM	NO CHANGE	+$4.1K	$42.3K	$46.4K	34,139	34,139
position key `pos:13980` · issuer key `iss:1561` COM CL A CALL	NO CHANGE	−$14.0K	$59.1K	$45.2K	3,000	3,000
position key `pos:16095` · issuer key `iss:151` COM CL A CALL	NO CHANGE	−$27.6K	$67.4K	$39.8K	100	100
position key `pos:11024` · issuer key `iss:1014` ISHARES CALL	NO CHANGE	+$744	$12.9K	$13.6K	200	200

Flags: no row carries a flag.

Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Truncated by Public Filings. Changes compare every position with a security identifier, new and exited included; holdings without one are counted, not compared. methodology §13F ↗

Reported positions — 2026-03-31

1–100 of 445 issuers · $6.2B disclosed value over 678 rows · 0 undisclosed-value rows

View

This build carries one quarter for this manager: 2026-03-31. Notable managers carry four published quarters, others two.

This list carries reported issuer names and security identities, without a dated ticker mapping. Symbols are not inferred from names.

a position composed from a base filing plus NEW-HOLDINGS amendments keeps every source row here; the composition's latest filed date is the one shown served from this build's published holdings (derived from the filer's own reported rows); every row resolves to its filing

Share of total reported value, calculated only when the full position list has disclosed values. This is 13F long value, not total assets.

value undisclosed on the filing: retained and counted, excluded from sums, never shown as $0

—

SPDR SERIES TRUST

16 positions · 16 reported rows

Rows NorthRock Partners, LLC reported for SPDR SERIES TRUST, as it reported them
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$319M	4,164,509
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$259M	4,586,305
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$215M	2,194,615
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$114M	1,343,748
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$104M	1,083,341
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$75.5M	797,912
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$65.9M	682,296
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$31.7M	1,107,517
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$5.6M	192,498
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$4.3M	29,528
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$1.8M	23,093
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$1.2M	4,892
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$395K	11,780
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$267K	4,100
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$260K	2,842
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$218K	3,686

ticker not yet mapped

$1.2B

16,232,662

19.3%

—

ISHARES TR

39 positions · 39 reported rows

Rows NorthRock Partners, LLC reported for ISHARES TR, as it reported them
ISHARES TR · RUS 1000 ETF CUSIP — src ↗	$106M	298,262
ISHARES TR · RUS MID CAP ETF CUSIP — src ↗	$68.8M	707,769
ISHARES TR · MSCI EAFE ETF CUSIP — src ↗	$66.4M	683,676
ISHARES TR · 7-10 YR TRSY BD CUSIP — src ↗	$50.0M	524,082
ISHARES TR · RUSSELL 2000 ETF CUSIP — src ↗	$47.5M	191,351
ISHARES TR · RUS 1000 GRW ETF CUSIP — src ↗	$41.1M	385,930
ISHARES TR · CORE S&P SCP ETF CUSIP — src ↗	$34.2M	274,803
ISHARES TR · S&P 500 VAL ETF CUSIP — src ↗	$32.9M	155,844
ISHARES TR · CORE US AGGBD ET CUSIP — src ↗	$30.8M	309,931
ISHARES TR · CORE S&P500 ETF CUSIP — src ↗	$18.6M	28,452
ISHARES TR · RUS MD CP GR ETF CUSIP — src ↗	$11.5M	89,844
ISHARES TR · RUS 1000 VAL ETF CUSIP — src ↗	$10.0M	46,827
ISHARES TR · S&P 500 GRWT ETF CUSIP — src ↗	$8.1M	71,554
ISHARES TR · CORE S&P MCP ETF CUSIP — src ↗	$2.7M	39,875
ISHARES TR · U.S. TECH ETF CUSIP — src ↗	$2.7M	14,651
ISHARES TR · DOW JONES US ETF CUSIP — src ↗	$2.6M	16,498
ISHARES TR · S&P SML 600 GWT CUSIP — src ↗	$2.6M	17,811
ISHARES TR · SELECT DIVID ETF CUSIP — src ↗	$2.2M	14,753
ISHARES TR · EXPANDED TECH CUSIP — src ↗	$1.8M	22,183
ISHARES TR · S&P 100 ETF CUSIP — src ↗	$1.8M	5,554
ISHARES TR · CORE S&P TTL STK CUSIP — src ↗	$1.6M	11,277
ISHARES TR · U.S. REAL ES ETF CUSIP — src ↗	$1.5M	16,100
ISHARES TR · MSCI EMG MKT ETF CUSIP — src ↗	$1.3M	22,586
ISHARES TR · RUS MDCP VAL ETF CUSIP — src ↗	$1.1M	7,403
ISHARES TR · US HLTHCARE ETF CUSIP — src ↗	$1.0M	16,975
ISHARES TR · RUS 2000 VAL ETF CUSIP — src ↗	$993K	5,236
ISHARES TR · RUS 2000 GRW ETF CUSIP — src ↗	$889K	2,832
ISHARES TR · EXPND TEC SC ETF CUSIP — src ↗	$457K	3,852
ISHARES TR · U.S. FINLS ETF CUSIP — src ↗	$422K	3,587
ISHARES TR · RUSSELL 3000 ETF CUSIP — src ↗	$413K	1,114
ISHARES TR · U.S. BAS MTL ETF CUSIP — src ↗	$364K	2,068
ISHARES TR · 1 3 YR TREAS BD CUSIP — src ↗	$350K	4,243
ISHARES TR · SP SMCP600VL ETF CUSIP — src ↗	$315K	2,655
ISHARES TR · IBOXX INV CP ETF CUSIP — src ↗	$279K	2,560
ISHARES TR · S&P MC 400VL ETF CUSIP — src ↗	$232K	1,747
ISHARES TR · CORE S&P US VLU CUSIP — src ↗	$216K	2,113
ISHARES TR · ISHARES BIOTECH CUSIP — src ↗	$216K	1,278
ISHARES TR · S&P MC 400GR ETF CUSIP — src ↗	$200K	1,989
ISHARES TR · RUSSELL 2000 ETF · CALL CUSIP — src ↗	$49.6K	200

ticker not yet mapped

$554M

4,009,465

8.9%

—

J P MORGAN EXCHANGE TRADED F · MORTGAGE BACKED CUSIP 46654Q575
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$497M

9,745,400

8.0%

—

VANGUARD INDEX FDS

13 positions · 13 reported rows

Rows NorthRock Partners, LLC reported for VANGUARD INDEX FDS, as it reported them
VANGUARD INDEX FDS · S&P 500 ETF SHS CUSIP 922908363 src ↗	$352M	588,417
VANGUARD INDEX FDS · TOTAL STK MKT CUSIP — src ↗	$26.0M	81,046
VANGUARD INDEX FDS · SMALL CP ETF CUSIP — src ↗	$12.7M	48,648
VANGUARD INDEX FDS · REAL ESTATE ETF CUSIP 922908553 src ↗	$9.7M	109,381
VANGUARD INDEX FDS · GROWTH ETF CUSIP — src ↗	$7.3M	99,802
VANGUARD INDEX FDS · EXTEND MKT ETF CUSIP — src ↗	$4.3M	21,097
VANGUARD INDEX FDS · VALUE ETF CUSIP — src ↗	$2.5M	12,994
VANGUARD INDEX FDS · SM CP VAL ETF CUSIP — src ↗	$2.5M	11,437
VANGUARD INDEX FDS · MID CAP ETF CUSIP — src ↗	$2.1M	29,370
VANGUARD INDEX FDS · LARGE CAP ETF CUSIP — src ↗	$1.1M	3,676
VANGUARD INDEX FDS · MCAP GR IDXVIP CUSIP 922908538 src ↗	$701K	2,722
VANGUARD INDEX FDS · SML CP GRW ETF CUSIP 922908595 src ↗	$593K	1,961
VANGUARD INDEX FDS · MCAP VL IDXVIP CUSIP 922908512 src ↗	$547K	2,968

ticker not yet mapped

$422M

1,013,519

6.8%

—

VANGUARD SCOTTSDALE FDS

9 positions · 9 reported rows

Rows NorthRock Partners, LLC reported for VANGUARD SCOTTSDALE FDS, as it reported them
VANGUARD SCOTTSDALE FDS · SHORT TERM TREAS CUSIP 92206C102 src ↗	$285M	4,867,688
VANGUARD SCOTTSDALE FDS · MTG-BKD SECS ETF CUSIP 92206C771 src ↗	$44.9M	957,078
VANGUARD SCOTTSDALE FDS · LONG TERM TREAS CUSIP 92206C847 src ↗	$13.3M	239,924
VANGUARD SCOTTSDALE FDS · SHRT TRM CORP BD CUSIP 92206C409 src ↗	$12.4M	156,828
VANGUARD SCOTTSDALE FDS · INT-TERM CORP CUSIP — src ↗	$6.8M	82,660
VANGUARD SCOTTSDALE FDS · INTER TERM TREAS CUSIP 92206C706 src ↗	$1.6M	26,476
VANGUARD SCOTTSDALE FDS · VNG RUS1000VAL CUSIP 92206C714 src ↗	$1.2M	13,028
VANGUARD SCOTTSDALE FDS · LG-TERM COR BD CUSIP 92206C813 src ↗	$829K	11,100
VANGUARD SCOTTSDALE FDS · VNG RUS1000GRW CUSIP 92206C680 src ↗	$293K	2,671

ticker not yet mapped

$366M

6,357,453

5.9%

—

ISHARES TR

18 positions · 18 reported rows

Rows NorthRock Partners, LLC reported for ISHARES TR, as it reported them
ISHARES TR · GLB INFRASTR ETF CUSIP — src ↗	$179M	2,668,843
ISHARES TR · MBS ETF CUSIP — src ↗	$44.3M	466,390
ISHARES TR · EAFE GRWTH ETF CUSIP — src ↗	$17.3M	155,640
ISHARES TR · US AER DEF ETF CUSIP — src ↗	$11.2M	51,095
ISHARES TR · ISHS 5-10YR INVT CUSIP — src ↗	$10.4M	196,247
ISHARES TR · EAFE VALUE ETF CUSIP — src ↗	$7.2M	97,378
ISHARES TR · ESG OPTIMIZED CUSIP — src ↗	$3.6M	27,246
ISHARES TR · 10-20 YR TRS ETF CUSIP — src ↗	$1.5M	15,371
ISHARES TR · ESG MSCI KLD 400 CUSIP — src ↗	$1.4M	11,434
ISHARES TR · USD INV GRDE ETF CUSIP — src ↗	$1.0M	20,182
ISHARES TR · INTL TREA BD ETF CUSIP — src ↗	$964K	23,487
ISHARES TR · U.S. MED DVC ETF CUSIP — src ↗	$613K	11,499
ISHARES TR · TRUST ISHARE 0-1 CUSIP — src ↗	$593K	5,375
ISHARES TR · NATIONAL MUN ETF CUSIP — src ↗	$549K	5,174
ISHARES TR · JPMORGAN USD EMG CUSIP — src ↗	$478K	5,092
ISHARES TR · INTL SEL DIV ETF CUSIP — src ↗	$304K	7,145
ISHARES TR · 3 7 YR TREAS BD CUSIP — src ↗	$255K	2,148
ISHARES TR · EAFE SML CP ETF CUSIP — src ↗	$237K	3,027

ticker not yet mapped

$281M

3,772,773

4.5%

—

ISHARES TR

6 positions · 6 reported rows

Rows NorthRock Partners, LLC reported for ISHARES TR, as it reported them
ISHARES TR · 0-3 MNTH TREASRY CUSIP 46436E718 src ↗	$226M	2,242,910
ISHARES TR · US TECH BRKTHR CUSIP 46436E502 src ↗	$5.3M	94,890
ISHARES TR · ESG SELECT SCRE CUSIP 46436E569 src ↗	$2.3M	47,274
ISHARES TR · ESG EAFE ETF CUSIP 46436E759 src ↗	$2.3M	30,772
ISHARES TR · ESG SELECT SCRE CUSIP 46436E551 src ↗	$863K	19,020
ISHARES TR · ESG SELECT SCREE CUSIP 46436E544 src ↗	$320K	7,352

ticker not yet mapped

$237M

2,442,218

3.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INVESCO QQQ TR · UNIT SER 1 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$225M

389,838

3.6%

—

ISHARES TR

7 positions · 7 reported rows

Rows NorthRock Partners, LLC reported for ISHARES TR, as it reported them
ISHARES TR · HDG MSCI EAFE CUSIP 46434V803 src ↗	$131M	3,074,762
ISHARES TR · CORE UNIVRSL USD CUSIP 46434V613 src ↗	$55.1M	1,191,852
ISHARES TR · CORE DIV GRWTH CUSIP — src ↗	$8.4M	120,395
ISHARES TR · CORE MSCI EURO CUSIP 46434V738 src ↗	$7.5M	106,545
ISHARES TR · MSCI INTL QUALTY CUSIP 46434V456 src ↗	$559K	12,098
ISHARES TR · U S EQUITY FACTR CUSIP 46434V282 src ↗	$344K	5,218
ISHARES TR · GLOBAL EQUITY CUSIP 46434V316 src ↗	$225K	4,326

ticker not yet mapped

$203M

4,515,196

3.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLE INC

2 positions · 2 reported rows

Rows NorthRock Partners, LLC reported for APPLE INC, as it reported them
APPLE INC · COM CUSIP — src ↗	$196M	774,012
APPLE INC · COM · PUT CUSIP — src ↗	$1.3M	5,000

$198M

779,012

3.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STATE STR SPDR S&P 500 ETF T

3 positions · 3 reported rows

Rows NorthRock Partners, LLC reported for STATE STR SPDR S&P 500 ETF T, as it reported them
STATE STR SPDR S&P 500 ETF T · TR UNIT CUSIP — src ↗	$185M	284,894
STATE STR SPDR S&P 500 ETF T · TR UNIT · CALL CUSIP — src ↗	$260K	400
STATE STR SPDR S&P 500 ETF T · TR UNIT · PUT CUSIP — src ↗	$65.0K	100

$186M

285,394

3.0%

—

J P MORGAN EXCHANGE TRADED F

4 positions · 4 reported rows

Rows NorthRock Partners, LLC reported for J P MORGAN EXCHANGE TRADED F, as it reported them
J P MORGAN EXCHANGE TRADED F · ULTRA SHT MUNCPL CUSIP 46641Q654 src ↗	$76.0M	1,491,349
J P MORGAN EXCHANGE TRADED F · INCOME ETF CUSIP 46641Q159 src ↗	$699K	15,180
J P MORGAN EXCHANGE TRADED F · DIV RTN INT EQ CUSIP 46641Q209 src ↗	$307K	4,306
J P MORGAN EXCHANGE TRADED F · ULTRA SHRT ETF CUSIP 46641Q837 src ↗	$238K	4,695

ticker not yet mapped

$77.3M

1,515,530

1.2%

—

BLACKROCK ETF TRUST

5 positions · 5 reported rows

Rows NorthRock Partners, LLC reported for BLACKROCK ETF TRUST, as it reported them
BLACKROCK ETF TRUST · DYNAMIC EQTY ACT CUSIP — src ↗	$26.7M	1,097,932
BLACKROCK ETF TRUST · ISHARES US EQUIT CUSIP — src ↗	$25.1M	431,747
BLACKROCK ETF TRUST · ISHARES A I INNO CUSIP — src ↗	$13.6M	414,031
BLACKROCK ETF TRUST · DISCIPLINED VOLA CUSIP — src ↗	$10.1M	409,187
BLACKROCK ETF TRUST · ISHARES US LARG CUSIP — src ↗	$433K	14,046

ticker not yet mapped

$76.0M

2,366,943

1.2%

—

ISHARES INC

4 positions · 4 reported rows

Rows NorthRock Partners, LLC reported for ISHARES INC, as it reported them
ISHARES INC · CORE MSCI EMKT CUSIP — src ↗	$66.0M	945,629
ISHARES INC · MSCI EMRG CHN CUSIP — src ↗	$5.9M	75,044
ISHARES INC · MSCI JAPAN ETF CUSIP — src ↗	$2.5M	29,215
ISHARES INC · ESG AWR MSCI EM CUSIP — src ↗	$1.6M	35,826

ticker not yet mapped

$76.0M

1,085,714

1.2%

—

LATTICE STRATEGIES TR

2 positions · 2 reported rows

Rows NorthRock Partners, LLC reported for LATTICE STRATEGIES TR, as it reported them
LATTICE STRATEGIES TR · HARTFORD US EQTY CUSIP 518416409 src ↗	$75.3M	1,274,569
LATTICE STRATEGIES TR · HARTFORD MLT ETF CUSIP 518416102 src ↗	$226K	5,730

ticker not yet mapped

$75.5M

1,280,299

1.2%

—

SCHWAB STRATEGIC TR

19 positions · 19 reported rows

Rows NorthRock Partners, LLC reported for SCHWAB STRATEGIC TR, as it reported them
SCHWAB STRATEGIC TR · US AGGREGATE B CUSIP — src ↗	$28.1M	1,209,030
SCHWAB STRATEGIC TR · US LRG CAP ETF CUSIP — src ↗	$10.3M	403,164
SCHWAB STRATEGIC TR · 1000 INDEX ETF CUSIP — src ↗	$5.5M	175,317
SCHWAB STRATEGIC TR · SHT TM US TRES CUSIP — src ↗	$3.7M	153,276
SCHWAB STRATEGIC TR · US MID-CAP ETF CUSIP — src ↗	$3.5M	111,965
SCHWAB STRATEGIC TR · INTL EQTY ETF CUSIP — src ↗	$2.2M	90,907
SCHWAB STRATEGIC TR · LONG TERM US CUSIP — src ↗	$1.5M	49,130
SCHWAB STRATEGIC TR · US SML CAP ETF CUSIP — src ↗	$1.4M	47,361
SCHWAB STRATEGIC TR · FUNDAMENTAL INTL CUSIP — src ↗	$1.2M	24,133
SCHWAB STRATEGIC TR · US LCAP GR ETF CUSIP — src ↗	$992K	34,059
SCHWAB STRATEGIC TR · US BRD MKT ETF CUSIP — src ↗	$835K	33,258
SCHWAB STRATEGIC TR · INT-TRM U.S TRES CUSIP — src ↗	$670K	26,877
SCHWAB STRATEGIC TR · US LCAP VA ETF CUSIP — src ↗	$553K	18,134
SCHWAB STRATEGIC TR · EMRG MKTEQ ETF CUSIP — src ↗	$537K	16,285
SCHWAB STRATEGIC TR · US DIVIDEND EQ CUSIP — src ↗	$525K	17,098
SCHWAB STRATEGIC TR · FUNDAMENTAL US L CUSIP — src ↗	$428K	15,371
SCHWAB STRATEGIC TR · FUNDAMENTAL US S CUSIP — src ↗	$355K	10,960
SCHWAB STRATEGIC TR · FUNDAMENTAL EMER CUSIP — src ↗	$247K	6,448
SCHWAB STRATEGIC TR · 5 10YR CORP BD CUSIP — src ↗	$211K	9,316

ticker not yet mapped

$62.8M

2,452,089

1.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICROSOFT CORP

2 positions · 2 reported rows

Rows NorthRock Partners, LLC reported for MICROSOFT CORP, as it reported them
MICROSOFT CORP · COM CUSIP — src ↗	$58.2M	157,278
MICROSOFT CORP · COM · CALL CUSIP — src ↗	$740K	2,000

$59.0M

159,278

1.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NVIDIA CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$58.8M

337,012

0.9%

—

SPDR INDEX SHS FDS

3 positions · 3 reported rows

Rows NorthRock Partners, LLC reported for SPDR INDEX SHS FDS, as it reported them
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X509 src ↗	$52.8M	1,124,639
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X434 src ↗	$2.7M	29,217
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X541 src ↗	$200K	2,684

ticker not yet mapped

$55.7M

1,156,540

0.9%

—

SELECT SECTOR SPDR TR

10 positions · 10 reported rows

Rows NorthRock Partners, LLC reported for SELECT SECTOR SPDR TR, as it reported them
SELECT SECTOR SPDR TR · STATE STREET TEC CUSIP — src ↗	$17.8M	134,002
SELECT SECTOR SPDR TR · STATE STREET FIN CUSIP 81369Y605 src ↗	$11.4M	230,873
SELECT SECTOR SPDR TR · STATE STREET IND CUSIP 81369Y704 src ↗	$6.5M	40,424
SELECT SECTOR SPDR TR · STATE STREET HEA CUSIP 81369Y209 src ↗	$5.7M	38,690
SELECT SECTOR SPDR TR · STATE STREET ENE CUSIP 81369Y506 src ↗	$4.7M	76,026
SELECT SECTOR SPDR TR · STATE STREET CON CUSIP 81369Y407 src ↗	$3.3M	30,147
SELECT SECTOR SPDR TR · STATE STREET COM CUSIP 81369Y852 src ↗	$3.1M	28,203
SELECT SECTOR SPDR TR · STATE STREET CON CUSIP — src ↗	$411K	5,014
SELECT SECTOR SPDR TR · STATE STREET REA CUSIP 81369Y860 src ↗	$228K	5,595
SELECT SECTOR SPDR TR · STATE STREET FIN · PUT CUSIP 81369Y605 src ↗	$24.7K	500

ticker not yet mapped

$53.2M

589,474

0.9%

—

ISHARES TR

7 positions · 7 reported rows

Rows NorthRock Partners, LLC reported for ISHARES TR, as it reported them
ISHARES TR · 0-5 YR TIPS ETF CUSIP 46429B747 src ↗	$23.6M	227,876
ISHARES TR · US TREAS BD ETF CUSIP 46429B267 src ↗	$15.5M	677,582
ISHARES TR · A RATE CP BD ETF CUSIP 46429B291 src ↗	$3.3M	69,682
ISHARES TR · FLTG RATE NT ETF CUSIP 46429B655 src ↗	$3.1M	60,803
ISHARES TR · MSCI USA MIN VOL CUSIP 46429B697 src ↗	$2.8M	30,132
ISHARES TR · CORE HIGH DV ETF CUSIP 46429B663 src ↗	$862K	31,764
ISHARES TR · MSCI EAFE MIN VL CUSIP 46429B689 src ↗	$228K	2,499

ticker not yet mapped

$49.4M

1,100,338

0.8%

—

FIRST TR EXCHNG TRADED FD VI · FT VEST LADDERED CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$48.3M

1,429,232

0.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred) verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ALPHABET INC

3 positions · 3 reported rows

Rows NorthRock Partners, LLC reported for ALPHABET INC, as it reported them
ALPHABET INC · CAP STK CL A CUSIP — src ↗	$19.5M	67,978
ALPHABET INC · CAP STK CL C CUSIP — src ↗	$17.8M	62,084
ALPHABET INC · CAP STK CL A · CALL CUSIP — src ↗	$28.8K	100

$37.4M

130,162

0.6%

—

INVESCO EXCH TRADED FD TR II

2 positions · 2 reported rows

Rows NorthRock Partners, LLC reported for INVESCO EXCH TRADED FD TR II, as it reported them
INVESCO EXCH TRADED FD TR II · NASDAQ 100 ETF CUSIP — src ↗	$26.7M	112,440
INVESCO EXCH TRADED FD TR II · INVESCO PHLX SM CUSIP 46138G615 src ↗	$9.5M	159,046

ticker not yet mapped

$36.2M

271,486

0.6%

—

VANGUARD WHITEHALL FDS

2 positions · 2 reported rows

Rows NorthRock Partners, LLC reported for VANGUARD WHITEHALL FDS, as it reported them
VANGUARD WHITEHALL FDS · INTL HIGH ETF CUSIP — src ↗	$30.5M	323,544
VANGUARD WHITEHALL FDS · HIGH DIV YLD CUSIP — src ↗	$1.1M	7,098

ticker not yet mapped

$31.5M

330,642

0.5%

—

AB ACTIVE ETFS INC · TAX AWARE INTERM CUSIP 00039J889
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$31.4M

1,242,535

0.5%

—

VANGUARD TAX-MANAGED FDS · VAN FTSE DEV MKT CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$29.6M

461,341

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MONDELEZ INTL INC · CL A CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$29.5M

512,580

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PROGRESSIVE CORP

2 positions · 2 reported rows

Rows NorthRock Partners, LLC reported for PROGRESSIVE CORP, as it reported them
PROGRESSIVE CORP · COM CUSIP — src ↗	$26.6M	134,202
PROGRESSIVE CORP · COM · PUT CUSIP — src ↗	$2.6M	13,200

$29.2M

147,402

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PHILIP MORRIS INTL INC · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$29.0M

175,418

0.5%

—

ISHARES TR

8 positions · 8 reported rows

Rows NorthRock Partners, LLC reported for ISHARES TR, as it reported them
ISHARES TR · ESG AWR MSCI USA CUSIP 46435G425 src ↗	$9.6M	67,679
ISHARES TR · INVESTMENT GRADE CUSIP 46435G219 src ↗	$7.9M	175,208
ISHARES TR · ESG AW MSCI EAFE CUSIP 46435G516 src ↗	$6.0M	62,593
ISHARES TR · ESG AWRE 1 5 YR CUSIP 46435G243 src ↗	$2.6M	103,191
ISHARES TR · CONV BD ETF CUSIP 46435G102 src ↗	$1.0M	10,110
ISHARES TR · FALN ANGLS USD CUSIP 46435G474 src ↗	$832K	31,126
ISHARES TR · CORE MSCI INTL CUSIP 46435G326 src ↗	$266K	3,181
ISHARES TR · MSCI UK ETF NEW CUSIP 46435G334 src ↗	$260K	5,707

ticker not yet mapped

$28.4M

458,795

0.5%

—

SPDR SERIES TRUST

7 positions · 7 reported rows

Rows NorthRock Partners, LLC reported for SPDR SERIES TRUST, as it reported them
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R663 src ↗	$20.6M	224,326
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$3.4M	71,374
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R887 src ↗	$1.5M	10,812
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R812 src ↗	$1.2M	6,777
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R788 src ↗	$622K	13,671
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R770 src ↗	$476K	3,961
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R796 src ↗	$383K	7,222

ticker not yet mapped

$28.1M

338,143

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMAZON COM INC · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$27.0M

129,681

0.4%

BERKSHIRE HATHAWAY INC DEL

3 positions · 3 reported rows

Rows NorthRock Partners, LLC reported for BERKSHIRE HATHAWAY INC DEL, as it reported them
BERKSHIRE HATHAWAY INC DEL · CL B NEW CUSIP — src ↗	$20.2M	42,083
BERKSHIRE HATHAWAY INC DEL · CL A CUSIP — src ↗	$6.5M	9
BERKSHIRE HATHAWAY INC DEL · CL B NEW · CALL CUSIP — src ↗	$95.8K	200

$26.7M

42,292

0.4%

—

ISHARES TR

5 positions · 5 reported rows

Rows NorthRock Partners, LLC reported for ISHARES TR, as it reported them
ISHARES TR · MSCI USA MMENTM CUSIP 46432F396 src ↗	$15.0M	62,429
ISHARES TR · CORE MSCI EAFE CUSIP 46432F842 src ↗	$4.6M	51,195
ISHARES TR · MSCI USA QLT FCT CUSIP 46432F339 src ↗	$3.4M	17,585
ISHARES TR · MSCI USA VALUE CUSIP 46432F388 src ↗	$2.6M	18,375
ISHARES TR · CORE MSCI TOTAL CUSIP 46432F834 src ↗	$1.0M	11,663

ticker not yet mapped

$26.6M

161,247

0.4%

—

INVESCO EXCHANGE TRADED FD T

11 positions · 11 reported rows

Rows NorthRock Partners, LLC reported for INVESCO EXCHANGE TRADED FD T, as it reported them
INVESCO EXCHANGE TRADED FD T · S&P500 QUALITY CUSIP — src ↗	$16.9M	224,229
INVESCO EXCHANGE TRADED FD T · S&P500 EQL WGT CUSIP — src ↗	$5.5M	28,809
INVESCO EXCHANGE TRADED FD T · BUYBACK ACHIEV CUSIP — src ↗	$656K	5,000
INVESCO EXCHANGE TRADED FD T · LARGE CAP GROWTH CUSIP — src ↗	$426K	3,380
INVESCO EXCHANGE TRADED FD T · WATER RES ETF CUSIP — src ↗	$391K	5,847
INVESCO EXCHANGE TRADED FD T · S&P500 EQL TEC CUSIP — src ↗	$383K	8,467
INVESCO EXCHANGE TRADED FD T · S&P 500 GARP ETF CUSIP — src ↗	$297K	2,758
INVESCO EXCHANGE TRADED FD T · S&P MDCP MOMNTUM CUSIP — src ↗	$294K	2,029
INVESCO EXCHANGE TRADED FD T · S&P 500 TOP 50 CUSIP — src ↗	$223K	4,084
INVESCO EXCHANGE TRADED FD T · RAFI US 1000 ETF CUSIP — src ↗	$214K	4,501
INVESCO EXCHANGE TRADED FD T · INTL DIVI ACHI CUSIP — src ↗	$214K	9,609

ticker not yet mapped

$25.5M

298,713

0.4%

—

VANGUARD INTL EQUITY INDEX F

3 positions · 3 reported rows

Rows NorthRock Partners, LLC reported for VANGUARD INTL EQUITY INDEX F, as it reported them
VANGUARD INTL EQUITY INDEX F · FTSE EMR MKT ETF CUSIP 922042858 src ↗	$23.5M	435,614
VANGUARD INTL EQUITY INDEX F · FTSE EUROPE ETF CUSIP 922042874 src ↗	$1.1M	13,134
VANGUARD INTL EQUITY INDEX F · ALLWRLD EX US CUSIP — src ↗	$826K	11,003

ticker not yet mapped

$25.5M

459,751

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PROCTER & GAMBLE CO · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$23.7M

164,427

0.4%

—

ISHARES TR

6 positions · 6 reported rows

Rows NorthRock Partners, LLC reported for ISHARES TR, as it reported them
ISHARES TR · ESG AWARE MSCI CUSIP 46435U663 src ↗	$6.5M	138,397
ISHARES TR · FUTURE AI & TECH CUSIP 46435U556 src ↗	$6.0M	128,549
ISHARES TR · ESG AWR US AGRGT CUSIP 46435U549 src ↗	$4.4M	91,601
ISHARES TR · SYSTEMATIC BD ET CUSIP 46435U796 src ↗	$3.8M	42,829
ISHARES TR · CYBERSECURITY CUSIP 46435U135 src ↗	$2.1M	47,260
ISHARES TR · CORE DIVID ETF CUSIP 46435U861 src ↗	$1.0M	18,572

ticker not yet mapped

$23.7M

467,208

0.4%

—

BLACKROCK ETF TRUST II

2 positions · 2 reported rows

Rows NorthRock Partners, LLC reported for BLACKROCK ETF TRUST II, as it reported them
BLACKROCK ETF TRUST II · ISHARES FLEXIBLE CUSIP — src ↗	$17.9M	344,179
BLACKROCK ETF TRUST II · ISHARES AAA CLO CUSIP — src ↗	$2.9M	56,642

ticker not yet mapped

$20.8M

400,821

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TESLA INC

2 positions · 2 reported rows

Rows NorthRock Partners, LLC reported for TESLA INC, as it reported them
TESLA INC · COM CUSIP — src ↗	$18.0M	48,390
TESLA INC · COM · CALL CUSIP — src ↗	$112K	300

$18.1M

48,690

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JPMORGAN CHASE & CO · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$17.8M

60,410

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ABBVIE INC · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$14.1M

64,756

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ALTRIA GROUP INC · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$13.1M

198,271

0.2%

—

DBX ETF TR

2 positions · 2 reported rows

Rows NorthRock Partners, LLC reported for DBX ETF TR, as it reported them
DBX ETF TR · XTRACK USD HIGH CUSIP 233051432 src ↗	$11.0M	305,036
DBX ETF TR · XTRACKRS S&P 500 CUSIP 233051143 src ↗	$1.4M	23,208

ticker not yet mapped

$12.4M

328,244

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BROADCOM INC · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$11.1M

35,927

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

META PLATFORMS INC · CL A CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$10.9M

19,050

0.2%

—

VANGUARD SPECIALIZED FUNDS · DIV APP ETF CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$10.7M

49,661

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

KEURIG DR PEPPER INC · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$10.6M

403,937

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EXXON MOBIL CORP · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$10.3M

60,712

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

UNITED PARCEL SVCS INC · CL B CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$10.3M

104,539

0.2%

—

VANGUARD CHARLOTTE FDS · TOTAL INT BD ETF CUSIP 92203J407
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$9.8M

204,816

0.2%

—

VANGUARD WORLD FD

3 positions · 3 reported rows

Rows NorthRock Partners, LLC reported for VANGUARD WORLD FD, as it reported them
VANGUARD WORLD FD · INF TECH ETF CUSIP 92204A702 src ↗	$8.7M	99,329
VANGUARD WORLD FD · CONSUM DIS ETF CUSIP 92204A108 src ↗	$553K	1,539
VANGUARD WORLD FD · CONSUM STP ETF CUSIP 92204A207 src ↗	$524K	2,334

ticker not yet mapped

$9.7M

103,202

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VISA INC · COM CL A CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$9.2M

30,491

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CHEVRON CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$9.1M

44,183

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JOHNSON & JOHNSON · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$8.5M

34,953

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COSTCO WHOLESALE CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$7.6M

7,660

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WALMART INC · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$7.3M

58,822

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CATERPILLAR INC · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$7.1M

10,086

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MCDONALDS CORP · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$7.1M

22,807

0.1%

—

DIMENSIONAL ETF TRUST

5 positions · 5 reported rows

Rows NorthRock Partners, LLC reported for DIMENSIONAL ETF TRUST, as it reported them
DIMENSIONAL ETF TRUST · US CORE EQUITY 2 CUSIP 25434V708 src ↗	$4.4M	112,300
DIMENSIONAL ETF TRUST · US MKTWIDE VALUE CUSIP 25434V724 src ↗	$877K	18,092
DIMENSIONAL ETF TRUST · US EQUITY MARKET CUSIP 25434V401 src ↗	$873K	12,315
DIMENSIONAL ETF TRUST · US TARGETED VLU CUSIP 25434V609 src ↗	$327K	5,233
DIMENSIONAL ETF TRUST · US SMALL CAP ETF CUSIP 25434V500 src ↗	$324K	4,548

ticker not yet mapped

$6.8M

152,488

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HAWKINS INC · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$6.7M

43,827

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ELI LILLY & CO · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$6.6M

7,201

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMERIPRISE FINL INC · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$6.6M

14,871

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PEPSICO INC

2 positions · 2 reported rows

Rows NorthRock Partners, LLC reported for PEPSICO INC, as it reported them
PEPSICO INC · COM CUSIP — src ↗	$5.7M	36,577
PEPSICO INC · COM · PUT CUSIP — src ↗	$31.1K	200

$5.7M

36,777

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NETFLIX INC. · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$5.5M

57,568

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ORACLE CORP · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$5.2M

35,419

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

KRAFT HEINZ CO · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$5.2M

229,271

0.1%

—

PROSHARES TR · ULTRAPRO QQQ CUSIP 74347X831
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$5.1M

122,144

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WELLS FARGO & CO · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$5.0M

62,961

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LOCKHEED MARTIN CORP · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$4.8M

7,975

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PALANTIR TECHNOLOGIES INC · CL A CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$4.5M

31,098

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STRYKER CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$4.3M

12,985

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INTERNATIONAL BUSINESS MACHS · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$4.2M

17,298

0.1%

—

WISDOMTREE TR

2 positions · 2 reported rows

Rows NorthRock Partners, LLC reported for WISDOMTREE TR, as it reported them
WISDOMTREE TR · JAPN HEDGE EQT CUSIP — src ↗	$3.9M	24,576
WISDOMTREE TR · US MIDCAP DIVID CUSIP — src ↗	$294K	5,586

ticker not yet mapped

$4.2M

30,162

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMERICAN EXPRESS CO · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$4.2M

13,797

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ISHARES GOLD TR · ISHARES NEW CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$4.1M

46,777

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MERCK & CO INC · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$4.1M

34,262

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CORNING INC · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$4.0M

29,321

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TAIWAN SEMICONDUCTOR MANUFAC

2 positions · 2 reported rows

Rows NorthRock Partners, LLC reported for TAIWAN SEMICONDUCTOR MANUFAC, as it reported them
TAIWAN SEMICONDUCTOR MANUFAC · SPONSORED ADS CUSIP — src ↗	$3.9M	11,468
TAIWAN SEMICONDUCTOR MANUFAC · SPONSORED ADS · CALL CUSIP — src ↗	$101K	300

$4.0M

11,768

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CISCO SYS INC · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$4.0M

51,081

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ABBOTT LABORATORIES · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$3.9M

37,785

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ADVANCED MICRO DEVICES INC · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$3.8M

18,737

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VEEVA SYS INC · CL A COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$3.8M

21,441

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BOEING CO

2 positions · 2 reported rows

Rows NorthRock Partners, LLC reported for BOEING CO, as it reported them
BOEING CO · COM CUSIP — src ↗	$3.7M	18,538
BOEING CO · COM · PUT CUSIP — src ↗	$19.9K	100

$3.7M

18,638

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BANK AMERICA CORP · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$3.6M

74,588

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HOME DEPOT INC · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$3.6M

10,995

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

RTX CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$3.5M

18,340

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TARGET CORP · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$3.3M

27,428

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COCA COLA CO · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$3.2M

42,441

0.1%

—

GLOBAL X FDS

2 positions · 2 reported rows

Rows NorthRock Partners, LLC reported for GLOBAL X FDS, as it reported them
GLOBAL X FDS · US INFR DEV ETF CUSIP 37954Y673 src ↗	$2.9M	58,015
GLOBAL X FDS · GLOBAL X URANIUM CUSIP 37954Y871 src ↗	$206K	4,262

ticker not yet mapped

$3.2M

62,277

0.1%

—

WISDOMTREE TR · FLOATNG RAT TREA CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$3.1M

61,409

0.0%

—

VANECK ETF TRUST

2 positions · 2 reported rows

Rows NorthRock Partners, LLC reported for VANECK ETF TRUST, as it reported them
VANECK ETF TRUST · SEMICONDUCTR ETF CUSIP — src ↗	$2.6M	6,889
VANECK ETF TRUST · JUNIOR GOLD MINE CUSIP 92189F791 src ↗	$352K	2,933

ticker not yet mapped

$3.0M

9,822

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SPDR GOLD TR · GOLD SHS CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$3.0M

6,864

0.0%

—

INVESCO EXCH TRADED FD TR II

4 positions · 4 reported rows

Rows NorthRock Partners, LLC reported for INVESCO EXCH TRADED FD TR II, as it reported them
INVESCO EXCH TRADED FD TR II · NATL AMT MUNI CUSIP — src ↗	$1.0M	45,153
INVESCO EXCH TRADED FD TR II · S&P500 LOW VOL CUSIP 46138E354 src ↗	$925K	12,646
INVESCO EXCH TRADED FD TR II · S&P GBL WATER CUSIP 46138E263 src ↗	$573K	8,966
INVESCO EXCH TRADED FD TR II · CALIF AMT MUN CUSIP 46138E206 src ↗	$287K	12,026

ticker not yet mapped

$2.8M

78,791

0.0%

—

VANGUARD BD INDEX FDS

2 positions · 2 reported rows

Rows NorthRock Partners, LLC reported for VANGUARD BD INDEX FDS, as it reported them
VANGUARD BD INDEX FDS · TOTAL BND MRKT CUSIP — src ↗	$2.5M	34,121
VANGUARD BD INDEX FDS · INTERMED TERM CUSIP 921937819 src ↗	$284K	3,676

ticker not yet mapped

$2.8M

37,797

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GE VERNOVA INC · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$2.7M

3,129

0.0%

—

EA SERIES TRUST · MARKETDESK FOCUS CUSIP 02072L417
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$2.7M

101,840

0.0%

—

NEW YORK LIFE INVESTMENTS ET

2 positions · 2 reported rows

Rows NorthRock Partners, LLC reported for NEW YORK LIFE INVESTMENTS ET, as it reported them
NEW YORK LIFE INVESTMENTS ET · NYLI FTSE INTERN CUSIP 45409B560 src ↗	$2.3M	68,582
NEW YORK LIFE INVESTMENTS ET · NYLI HEDGE MULTI CUSIP 45409B107 src ↗	$344K	10,076

ticker not yet mapped

$2.6M

78,658

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BLACKROCK INC · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$2.6M

2,743

0.0%

1–20 of the 100 issuers on this page

Change kind and share change are in Position changes above; Congress overlap is planned.

One line per issuer, largest first; a row with no issuer key stands on its own line. Open a line for its rows as this filer reported them. The list holds every row this filer reported for the quarter. Issuer totals on the holders pages count each manager's own report once; that never removes a row here. how positions are grouped ↗

Book shape

2026-03-31 · concentration · vs tracked median · tick = median

Top-25 concentration: 65.4%below median 80.0%
Concentration index: 262 bpsbelow median 446 bps
Positions with value: 678 / 678median book 97.5 positions

Concentration uses reported 13F long value, not total assets. The index is withheld when any position lacks a value. Medians are over the 8,748 tracked filers with a 2026-03-31 book; the index median over the 8,662 with a complete book.

holdings whose <value> did not parse — retained and counted, never zero-filled: 0 · share of the period's disclosed value held in the top-N positions; denominator is reported 13F value, not total assets: 65.4% · integer Herfindahl–Hirschman index in basis points over disclosed position values: 262 · QoQ moves: 729

Filing history

AVAILABLE QUARTERS

Available filing periods
Period	Source
2026-03-31	EDGAR ↗

PLANNED sector rotation · Congress overlap · signals for this filer

Complete source filings on SEC EDGAR

The complete filing on EDGAR.

The position list above is served from the published Public Filings build, each position as this filer reported it; where the page cannot embed every reported row, the list says how many it leaves out. This block is provenance, not a substitute: the filing itself is the record, and it is one click away. Public Filings decided on 2026-08-01 to serve this list from its published build; filings newer than this build are on EDGAR.

Open NorthRock Partners, LLC's 13F filings on SEC EDGAR ↗

Notes on this data

Reported positions

Quarter-end holdings as filed

Explore the full published position list and its source filing. This record excludes the manager’s cash, shorts and non-13(f) assets.

Share changes

Compare consecutive quarters

Position changes retain the producer’s classification and comparability flags. Share counts and reported values describe different changes.

Coverage

A snapshot, not current holdings

Use the quarter selector to inspect available periods. Unknown values stay unknown and each table states its coverage.

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings. A position may have been changed or closed before you ever see it, and is older still by however long ago that quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars with unit_basis carried on every record.

Affiliated managers may report the same position (otherManager), so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice (ARCHITECTURE.md §5.2 / M2-CONTRACT §5).