Tom Malinowski

Democrat — D–NJ-7 · U.S. House · serving since 2019 · member ID M001203

Disclosures: 402; 10 filings · 3 paper · retained
Purchases minus sales over the trailing 12 months, summed from the statutory ranges on each filing — an interval, not an estimate of value.: —; purchases − sales · an interval
Distinct tickers: 88; across every disclosed row
Late filings: 362; filed past the 45-day window

Flows from periodic transaction reports · House Clerk + Senate eFD · Amounts are statutory ranges; totals on this page are therefore ranges too. Amount ranges ↗ · every row retains its receipt

Disclosed flow by quarter

bar = [min, max] of bucket sums · flow range = sum of statutory bucket bounds — an interval, not an estimate of value; derived by Public Filings from the disclosed ranges

No disclosed purchases or sales were traded in the chart window, 25Q1–26Q4 (2025-01-01 through 2026-10-01, the build date). Most recent disclosed trade: 2021-05-26 — the full history is in the tables below. 7 rows have no parseable trade date.

gaps are gaps — no interpolation · y from $0 · no midpoints — bar spans the disclosed bounds · 7 rows with no parseable trade date excluded · source: House Clerk + Senate eFD

Net disclosed flow by ticker

PTRs are flows, not holdings — this table nets disclosed flow intervals; it is NOT a portfolio and cannot become one without the member's annual FD report · 7 rows disclose no ticker and are outside this tableALL DISCLOSED HISTORY · net range

Net disclosed flow by ticker for Tom Malinowski
Net	Ticker	The issuer as the ticker's newest trade names it, without the parts that repeat the row: a trailing “(TICKER)” that is the row's ticker, the stock code “[ST]” when it is the row's type (“Stocks (including ADRs)” in the House Clerk's list of asset type codes), and a trailing “Common Stock” or “Ordinary Shares”. No code is shown as words here, since the row nets every trade in the ticker. A name that differs from the filing in any other way is a button: its note gives the text as filed and its code. The filing itself is the exact record.	net disclosed flow = sum of purchase bucket bounds minus sum of sale bucket bounds, as a net range `net = [pL−sU, pU−sL]`. A side with no rows has summed zero — a fact, not an absence. A row with any wholly-undisclosed amount on either side is not rankable and sits in the labeled bucket below the ranked rows, never coerced to zero	Buys	Sells	net disclosed flow = sum of purchase bucket bounds minus sum of sale bucket bounds, as a net range `net = [pL−sU, pU−sL]`. A side with no rows has summed zero — a fact, not an absence. A row with any wholly-undisclosed amount on either side is not rankable and sits in the labeled bucket below the ranked rows, never coerced to zero·§	Last traded
NET BUY	PCRX	Pacira BioSciences, Inc.	Purchases $66K–$290K; sales —	10	0	$66.0K to $290K net accumulation	2021-05-06
NET BUY	GIS	As filed: general Mills, Inc. (gIS) [ST]	Purchases $50K–$100K; sales —	1	0	$50.0K to $100K net accumulation≈	2020-03-11
NET BUY	YEXT	Yext, Inc.	Purchases $54K–$285K; sales $1K–$15K	12	1	$39.0K to $284K net accumulation≈	2020-12-08
NET BUY	ANIK	Anika Therapeutics Inc.	Purchases $68K–$195K; sales $3K–$45K	5	3	$23.0K to $192K net accumulation≈	2020-03-02
NET BUY	CMLFU	As filed: CM life Sciences, Inc. - unit (CMlFu) [ST]	Purchases $19K–$110K; sales —	5	0	$19.0K to $110K net accumulation≈	2021-03-08
NET BUY	PCPL	As filed: CC Neuberger Principal Holdings I Class A Ordinary Shares (PCPl) [ST]	Purchases $18K–$95K; sales —	4	0	$18.0K to $95.0K net accumulation≈	2021-01-28
NET BUY	CMLF	As filed: CM life Sciences, Inc. - Class A (CMlF) [ST]	Purchases $17K–$80K; sales —	3	0	$17.0K to $80.0K net accumulation≈	2020-10-14
NET BUY	BLFS	As filed: Biolife Solutions, Inc. (BlFS) [ST]	Purchases $16K–$65K; sales —	2	0	$16.0K to $65.0K net accumulation≈	2020-07-07
NET BUY	CMLTU	As filed: CM life Sciences III Inc. - unit (CMlTu) [ST]	Purchases $15K–$50K; sales —	1	0	$15.0K to $50.0K net accumulation≈	2021-04-09
NET BUY	NVGS	As filed: Navigator Holdings ltd. Ordinary Shares (NVgS) [ST]	Purchases $6K–$90K; sales —	6	0	$6.0K to $90.0K net accumulation≈	2020-12-14
NET BUY	CNF	CNFinance Holdings limited American Depositary Shares, each representing twenty	Purchases $5K–$75K; sales —	5	0	$5.0K to $75.0K net accumulation≈	2021-01-06
NET BUY	NEWR	New Relic, Inc.	Purchases $4K–$60K; sales —	4	0	$4.0K to $60.0K net accumulation≈	2020-03-02
NET BUY	PROF	As filed: Profound Medical Corp. - common stock (PROF) [ST]	Purchases $4K–$60K; sales —	4	0	$4.0K to $60.0K net accumulation≈	2020-07-21
NET BUY	TCO	Taubman Centers, Inc.	Purchases $2K–$30K; sales —	2	0	$2.0K to $30.0K net accumulation≈	2020-02-12
NET BUY	TFFP	TFF Pharmaceuticals, Inc.	Purchases $2K–$30K; sales —	2	0	$2.0K to $30.0K net accumulation≈	2020-06-11
NET BUY	BLFSD	As filed: Biolife Solutions Inc. NEW (BlFSD) [ST]	Purchases $1K–$15K; sales —	1	0	$1.0K to $15.0K net accumulation≈	2020-06-19
NET BUY	ETWO.W	E2open Parent Holdings, Inc. Warrants	Purchases $1K–$15K; sales —	1	0	$1.0K to $15.0K net accumulation≈	2021-04-01
NET BUY	NVIGF	As filed: Navigator Holdings ltd. Ordinary Shares (NVIgF) [ST]	Purchases $1K–$15K; sales —	1	0	$1.0K to $15.0K net accumulation≈	2020-06-03
NET BUY	PCPL.U	As filed: CC Neuberger Principal Holdings I units, each consisting of one Class A ordinary share and one-fourth of one Redeemable Warrant (PCPl.u) [ST]	Purchases $1K–$15K; sales —	1	0	$1.0K to $15.0K net accumulation≈	2021-01-05
NET BUY	QUMU	As filed: Qumu Corporation (QuMu) [ST]	Purchases $1K–$15K; sales —	1	0	$1.0K to $15.0K net accumulation≈	2021-01-29
± net range spans zero	AI	C3.ai, Inc. Class A	Purchases $15K–$50K; sales $1K–$15K	1	1	$0 to $49.0K≈	2021-03-04
± net range spans zero	KIM	Kimco Realty Corporation	Purchases $15K–$50K; sales $1K–$15K	1	1	$0 to $49.0K≈	2020-03-16
± net range spans zero	CELC	As filed: Celcuity Inc. (CElC) [ST]	Purchases $3K–$45K; sales $1K–$15K	3	1	−$12.0K to $44.0K≈	2021-05-26
± net range spans zero	LL	As filed: lumber liquidators Holdings, Inc (ll) [ST]	Purchases $17K–$80K; sales $2K–$30K	3	2	−$13.0K to $78.0K≈	2021-05-07
± net range spans zero	APEN	Apollo Endosurgery, Inc.	Purchases $2K–$30K; sales $1K–$15K	2	1	−$13.0K to $29.0K≈	2020-10-30
± net range spans zero	DMTK	DermTech, Inc.	Purchases $2K–$30K; sales $1K–$15K	2	1	−$13.0K to $29.0K≈	2021-01-27
± net range spans zero	SPG	As filed: Simon Property group, Inc. (SPg) [ST]	Purchases $2K–$30K; sales $1K–$15K	2	1	−$13.0K to $29.0K≈	2020-03-25
± net range spans zero	VIOT	Viomi Technology Co., ltd - American Depositary Shares	Purchases $2K–$30K; sales $1K–$15K	2	1	−$13.0K to $29.0K≈	2019-04-08
FLAT the net range spans zero	WPX	WPX Energy, Inc.	Purchases $1K–$15K; sales $1K–$15K	1	1	−$14.0K to $14.0K≈	2020-09-30
± net range spans zero	TDC	Teradata Corporation	Purchases $65K–$150K; sales $17K–$80K	2	3	−$15.0K to $133K≈	2021-04-26
± net range spans zero	BRBR	BellRing Brands, Inc. Class A	Purchases $30K–$100K; sales $3K–$45K	2	3	−$15.0K to $97.0K≈	2019-12-17
± net range spans zero	CL	As filed: Colgate-Palmolive Company (Cl) [ST]	Purchases $15K–$50K; sales $2K–$30K	1	2	−$15.0K to $48.0K≈	2020-03-10
NET SELL	AOSL	As filed: Alpha and Omega Semiconductor limited - Common Shares (AOSl) [ST]	Purchases —; sales $1K–$15K	0	1	−$15.0K to −$1.0K net disposal≈	2021-02-16
NET SELL	POEFF	Pan Orient Energy Corp	Purchases —; sales $1K–$15K	0	1	−$15.0K to −$1.0K net disposal≈	2020-04-22
± net range spans zero	MSTR	MicroStrategy Incorporated - Class A	Purchases $2K–$30K; sales $2K–$30K	2	2	−$28.0K to $28.0K≈	2019-08-16
± net range spans zero	TRHC	Tabula Rasa HealthCare, Inc.	Purchases $2K–$30K; sales $2K–$30K	2	2	−$28.0K to $28.0K≈	2019-11-13
± net range spans zero	TLND	As filed: Talend S.A. - American Depositary Shares (TlND) [ST]	Purchases $15K–$50K; sales $3K–$45K	1	3	−$30.0K to $47.0K≈	2020-03-19
NET SELL	CEMI	Chembio Diagnostics, Inc.	Purchases —; sales $2K–$30K	0	2	−$30.0K to −$2.0K net disposal≈	2020-03-24
NET SELL	NCLH	As filed: Norwegian Cruise line Holdings ltd. Ordinary Shares (NClH) [ST]	Purchases —; sales $2K–$30K	0	2	−$30.0K to −$2.0K net disposal≈	2019-02-04
± net range spans zero	FRT	Federal Realty Investment Trust	Purchases $31K–$115K; sales $16K–$65K	3	2	−$34.0K to $99.0K≈	2020-03-25
± net range spans zero	DOMO	Domo, Inc. - Class B	Purchases $30K–$100K; sales $16K–$65K	2	2	−$35.0K to $84.0K≈	2019-03-20
± net range spans zero	CCL	As filed: Carnival Corporation (CCl) [ST]	Purchases $15K–$50K; sales $15K–$50K	1	1	−$35.0K to $35.0K≈	2019-02-04
± net range spans zero	HRL	As filed: Hormel Foods Corporation (HRl) [ST]	Purchases $15K–$50K; sales $15K–$50K	1	1	−$35.0K to $35.0K≈	2020-03-03
± net range spans zero	IRBT	iRobot Corporation	Purchases $15K–$50K; sales $15K–$50K	1	1	−$35.0K to $35.0K≈	2019-09-26
± net range spans zero	PLNT	As filed: Planet Fitness, Inc. (PlNT) [ST]	Purchases $15K–$50K; sales $15K–$50K	1	1	−$35.0K to $35.0K≈	2020-10-20
± net range spans zero	RACE	Ferrari N.V. Common Shares	Purchases $15K–$50K; sales $15K–$50K	1	1	−$35.0K to $35.0K≈	2020-10-20
± net range spans zero	SKT	Tanger Factory Outlet Centers, Inc.	Purchases $15K–$50K; sales $15K–$50K	1	1	−$35.0K to $35.0K≈	2019-06-04
± net range spans zero	TPR	Tapestry, Inc.	Purchases $15K–$50K; sales $15K–$50K	1	1	−$35.0K to $35.0K≈	2020-02-27
± net range spans zero	PSIX	Power Solutions International, Inc.	Purchases $6K–$90K; sales $15K–$50K	6	1	−$44.0K to $75.0K≈	2020-11-20
NET SELL	ONTO	Onto Innovation Inc.	Purchases —; sales $3K–$45K	0	3	−$45.0K to −$3.0K net disposal≈	2020-05-01
± net range spans zero	CSLT	As filed: Castlight Health, Inc. Class B (CSlT) [ST]	Purchases $12K–$180K; sales $4K–$60K	12	4	−$48.0K to $176K≈	2020-11-13
± net range spans zero	PLAY	As filed: Dave & Buster's Entertainment, Inc. (PlAY) [ST]	Purchases $16K–$65K; sales $16K–$65K	2	2	−$49.0K to $49.0K≈	2019-08-09
± net range spans zero	MAC	Macerich Company	Purchases $1K–$15K; sales $15K–$50K	1	1	−$49.0K to $0≈	2019-05-31
± net range spans zero	PEP	Pepsico, Inc.	Purchases $1K–$15K; sales $15K–$50K	1	1	−$49.0K to $0≈	2020-03-03
± net range spans zero	SU	As filed: Suncor Energy Inc. (Su) [ST]	Purchases $1K–$15K; sales $15K–$50K	1	1	−$49.0K to $0≈	2020-03-19
± net range spans zero	EGHT	As filed: 8x8 Inc (EgHT) [ST]	Purchases $15K–$50K; sales $16K–$65K	1	2	−$50.0K to $34.0K≈	2020-03-10
NET SELL	AMBR	Amber Road, Inc.	Purchases —; sales $15K–$50K	0	1	−$50.0K to −$15.0K net disposal≈	2019-05-15
NET SELL	HNST	The Honest Company, Inc.	Purchases —; sales $15K–$50K	0	1	−$50.0K to −$15.0K net disposal≈	2021-05-11
NET SELL	MDXG	As filed: MiMedx group, Inc (MDXg) [ST]	Purchases —; sales $15K–$50K	0	1	−$50.0K to −$15.0K net disposal≈	2019-05-30
NET SELL	TLT	As filed: iShares 20+ Year Treasury Bond ETF (TlT) [ST]	Purchases —; sales $15K–$50K	0	1	−$50.0K to −$15.0K net disposal≈	2020-06-01
± net range spans zero	REG	As filed: Regency Centers Corporation (REg) [ST]	Purchases $45K–$150K; sales $30K–$100K	3	2	−$55.0K to $120K≈	2020-03-25
± net range spans zero	SJM	J.M. Smucker Company	Purchases $15K–$50K; sales $17K–$80K	1	3	−$65.0K to $33.0K≈	2020-03-20
NET SELL	HOLX	As filed: Hologic, Inc. (HOlX) [ST]	Purchases —; sales $16K–$65K	0	2	−$65.0K to −$16.0K net disposal≈	2021-03-12
± net range spans zero	EPD	Enterprise Products Partners l.P.	Purchases $31K–$115K; sales $30K–$100K	3	2	−$69.0K to $85.0K≈	2020-11-17
± net range spans zero	MRK	Merck & Company, Inc.	Purchases $30K–$100K; sales $30K–$100K	2	2	−$70.0K to $70.0K≈	2020-11-06
± net range spans zero	POOL	As filed: Pool Corporation (POOl) [ST]	Purchases $30K–$100K; sales $30K–$100K	2	2	−$70.0K to $70.0K≈	2019-10-17
± net range spans zero	ZUO	As filed: Zuora, Inc. Class A (ZuO) [ST]	Purchases $37K–$205K; sales $19K–$110K	9	5	−$73.0K to $186K≈	2020-03-18
NET SELL	VIVO	Meridian Bioscience Inc.	Purchases —; sales $5K–$75K	0	5	−$75.0K to −$5.0K net disposal≈	2021-02-23
NET SELL	APPAD	Heron Therapeutics, Inc.	Purchases —; sales $17K–$80K	0	3	−$80.0K to −$17.0K net disposal≈	2021-05-18
± net range spans zero	BL	As filed: Blackline, Inc. (Bl) [ST]	Purchases $33K–$145K; sales $31K–$115K	5	3	−$82.0K to $114K≈	2021-02-17
± net range spans zero	TSLA	As filed: Tesla, Inc. (TSlA) [ST]	Purchases $31K–$115K; sales $31K–$115K	3	3	−$84.0K to $84.0K≈	2019-05-07
± net range spans zero	QSR	Restaurant Brands International Inc. Common Shares	Purchases $17K–$80K; sales $31K–$115K	3	3	−$98.0K to $49.0K≈	2019-10-30
± net range spans zero	POST	Post Holdings, Inc.	Purchases $30K–$100K; sales $32K–$130K	2	4	−$100K to $68.0K≈	2020-03-10
± net range spans zero	FIVN	Five9, Inc.	Purchases $3K–$45K; sales $19K–$110K	3	5	−$107K to $26.0K≈	2021-02-26
± net range spans zero	QDEL	As filed: Quidel Corporation (QDEl) [ST]	Purchases $15K–$50K; sales $32K–$130K	1	4	−$115K to $18.0K≈	2021-05-11
NET SELL	FSLY	As filed: Fastly, Inc. Class A (FSlY) [ST]	Purchases —; sales $31K–$115K	0	3	−$115K to −$31.0K net disposal≈	2021-01-25
± net range spans zero	FLXN	As filed: Flexion Therapeutics, Inc. (FlXN) [ST]	Purchases $18K–$95K; sales $22K–$155K	4	8	−$137K to $73.0K≈	2020-05-12
± net range spans zero	K	Kellogg Company	Purchases $30K–$100K; sales $47K–$180K	2	5	−$150K to $53.0K≈	2020-03-03
NET SELL	INST	Instructure Holdings, Inc.	Purchases —; sales $45K–$150K	0	3	−$150K to −$45.0K net disposal≈	2020-01-06
± net range spans zero	PTON	Peloton Interactive, Inc.	Purchases $61K–$215K; sales $61K–$215K	5	5	−$154K to $154K≈	2021-05-11
± net range spans zero	CDNA	CareDx, Inc.	Purchases $20K–$125K; sales $35K–$175K	6	7	−$155K to $90.0K≈	2021-03-02
± net range spans zero	DASH	DoorDash, Inc. Class A	Purchases $30K–$100K; sales $36K–$190K	2	8	−$160K to $64.0K≈	2021-05-18
NET SELL	OSUR	As filed: OraSure Technologies, Inc. (OSuR) [ST]	Purchases —; sales $47K–$180K	0	5	−$180K to −$47.0K net disposal≈	2021-02-23
NET SELL	RHT	Red Hat, Inc.	Purchases —; sales $100K–$200K	0	2	−$200K to −$100K net disposal≈	2019-01-04
± net range spans zero	AMRC	Ameresco, Inc. Class A	Purchases $18K–$95K; sales $51K–$240K	4	9	−$222K to $44.0K≈	2021-05-26
± net range spans zero	EVBG	As filed: Everbridge, Inc. (EVBg) [ST]	Purchases $30K–$100K; sales $53K–$270K	2	11	−$240K to $47.0K≈	2021-03-12
± net range spans zero	EQIX	Equinix, Inc.	Purchases $5K–$75K; sales $63K–$245K	5	7	−$240K to $12.0K≈	2020-04-01
NET SELL	GFN	As filed: general Finance Corporation (gFN) [ST]	Purchases $1K–$15K; sales $106K–$340K	1	7	−$339K to −$91.0K net disposal≈	2021-04-21

1–20 of 88 tickers

Trading profile

VS HOUSE MEDIAN · TICK = MEDIAN · 298 MEMBERS

median days between trade date and filing date, over rows that disclose both: +441dslower than chamber — median +28d
machine-readable transaction rows per distinct source filing: 57far above median — median 3.2
rows whose disclosed bracket tops out at $15,000: 62%larger lots — median 69%
purchases as a share of all disclosed rows — a count of disclosures, not of dollars: 50%≈ chamber — median 47%
rows with no spouse (SP), dependent-child (DC) or joint (JT) owner code: 100%mostly self-owned — median 97%

distinct default-view filings for this member, including paper (needs-OCR) filings that carry zero machine-readable rows: 10 · transactions: 402 · sum of statutory bucket bounds over the trailing 12 months — an interval, not an estimate of value: — · median days between trade date and filing date, over rows that disclose both: +441d · rows filed past the STOCK Act's 45-day window: 362

Medians are per member across the 298 House members with disclosed rows in this build — one observation each, so a high-volume filer does not become the chamber. Statistics describe the filing record, never intent.

Sector mix

taxonomy v1 · SIC as of 2026-10-01

Disclosed transactions by issuer sector
Sector	Trades	Flow range
Manufacturing	98	$854K–$3.3M
Services	75	$502K–$2.2M
Finance, Insurance, and Real Estate	41	$279K–$1.2M
Transportation, Communications, Electric, Gas, and Sanitary Services	20	$104K–$510K
Construction	13	$69K–$335K
Retail Trade	11	$95K–$375K
Wholesale Trade	4	$60K–$200K
ticker not resolved to an issuer coverage	133	$736K–$3.4M
no ticker disclosed coverage	7	not disclosed

Sector comes from SEC EDGAR SIC codes through the site's own taxonomy; rows without a sector are listed as coverage, never folded into a sector.

All disclosed transactions

402 rows · filed date desc · as of 2026-10-01 13:54 UTC

All disclosed transactions for Tom Malinowski
Kind	Ticker	The asset as filed, without the parts that repeat the row: a trailing “(TICKER)” that is the row's ticker, the stock code “[ST]” when it is the row's type (“Stocks (including ADRs)” in the House Clerk's list of asset type codes), and a trailing “Common Stock” or “Ordinary Shares”. Any other code is shown as its words from that list; a code not on it keeps its brackets. A name that differs from the filing in any other way is a button: its note gives the text as filed. The filing itself is the exact record.	Filings under this member include transactions by spouse (SP), dependent children (DC), and joint accounts (JT) — the STOCK Act does not distinguish who directed a trade. Owner codes ↗	Range	Traded → Filed	Source
BUY	AMRC	Ameresco, Inc. Class A	—	$15K–$50K	Traded 2021-03-09 → Filed 2021-08-26 LATE·170d	PTR ↗
BUY	PCPL	As filed: CC Neuberger Principal Holdings I Class A Ordinary Shares (PCPl) [ST]	—	$1K–$15K	Traded 2021-01-28 → Filed 2021-08-26 LATE·210d	PTR ↗
BUY	PCRX	Pacira BioSciences, Inc.	—	$1K–$15K	Traded 2021-01-25 → Filed 2021-08-26 LATE·213d	PTR ↗
BUY	DASH	DoorDash, Inc. Class A	—	$15K–$50K	Traded 2021-01-15 → Filed 2021-08-26 LATE·223d	PTR ↗
SELL	BL	As filed: Blackline, Inc. (Bl) [ST]	partial (partial sale)	$15K–$50K	Traded 2021-01-15 → Filed 2021-08-26 LATE·223d	PTR ↗
SELL	CDNA	CareDx, Inc.	partial (partial sale)	$1K–$15K	Traded 2021-01-11 → Filed 2021-08-26 LATE·227d	PTR ↗
BUY	DMTK	DermTech, Inc.	—	$1K–$15K	Traded 2021-01-11 → Filed 2021-08-26 LATE·227d	PTR ↗
SELL	AMRC	Ameresco, Inc. Class A	partial (partial sale)	$15K–$50K	Traded 2021-01-08 → Filed 2021-08-26 LATE·230d	PTR ↗
SELL	CDNA	CareDx, Inc.	partial (partial sale)	$1K–$15K	Traded 2021-01-08 → Filed 2021-08-26 LATE·230d	PTR ↗
SELL	AMRC	Ameresco, Inc. Class A	partial (partial sale)	$1K–$15K	Traded 2021-01-07 → Filed 2021-08-26 LATE·231d	PTR ↗
BUY	CNF	CNFinance Holdings limited American Depositary Shares, each representing twenty	—	$1K–$15K	Traded 2021-01-06 → Filed 2021-08-26 LATE·232d	PTR ↗
SELL	CDNA	CareDx, Inc.	partial (partial sale)	$15K–$50K	Traded 2021-01-06 → Filed 2021-08-26 LATE·232d	PTR ↗
BUY	PCPL.U	As filed: CC Neuberger Principal Holdings I units, each consisting of one Class A ordinary share and one-fourth of one Redeemable Warrant (PCPl.u) [ST]	—	$1K–$15K	Traded 2021-01-05 → Filed 2021-08-26 LATE·233d	PTR ↗
BUY	CNF	CNFinance Holdings limited American Depositary Shares, each representing twenty	—	$1K–$15K	Traded 2021-01-04 → Filed 2021-08-26 LATE·234d	PTR ↗
SELL	APPAD	Heron Therapeutics, Inc.	partial (partial sale)	$1K–$15K	Traded 2020-12-30 → Filed 2021-08-26 LATE·239d	PTR ↗
BUY	CNF	CNFinance Holdings limited American Depositary Shares, each representing twenty	—	$1K–$15K	Traded 2020-12-30 → Filed 2021-08-26 LATE·239d	PTR ↗
BUY	CDNA	CareDx, Inc.	—	$1K–$15K	Traded 2020-12-29 → Filed 2021-08-26 LATE·240d	PTR ↗
BUY	AMRC	Ameresco, Inc. Class A	—	$1K–$15K	Traded 2020-12-29 → Filed 2021-08-26 LATE·240d	PTR ↗
BUY	CDNA	CareDx, Inc.	—	$1K–$15K	Traded 2020-12-23 → Filed 2021-08-26 LATE·246d	PTR ↗
SELL	DASH	DoorDash, Inc. Class A	partial (partial sale)	$1K–$15K	Traded 2020-12-22 → Filed 2021-08-26 LATE·247d	PTR ↗
BUY	PCPL	As filed: CC Neuberger Principal Holdings I Class A Ordinary Shares (PCPl) [ST]	—	$1K–$15K	Traded 2020-12-21 → Filed 2021-08-26 LATE·248d	PTR ↗
BUY	AMRC	Ameresco, Inc. Class A	—	$1K–$15K	Traded 2020-12-18 → Filed 2021-08-26 LATE·251d	PTR ↗
BUY	YEXT	Yext, Inc.	—	$1K–$15K	Traded 2020-12-08 → Filed 2021-08-26 LATE·261d	PTR ↗
BUY	CDNA	CareDx, Inc.	—	$1K–$15K	Traded 2020-12-07 → Filed 2021-08-26 LATE·262d	PTR ↗
BUY	GFN	As filed: general Finance Corporation (gFN) [ST]	—	$1K–$15K	Traded 2020-12-03 → Filed 2021-08-26 LATE·266d	PTR ↗
SELL	GFN	As filed: general Finance Corporation (gFN) [ST]	—	$1K–$15K	Traded 2020-12-02 → Filed 2021-08-26 LATE·267d	PTR ↗
SELL	GFN	As filed: general Finance Corporation (gFN) [ST]	—	$1K–$15K	Traded 2020-11-30 → Filed 2021-08-26 LATE·269d	PTR ↗
SELL	GFN	As filed: general Finance Corporation (gFN) [ST]	—	$1K–$15K	Traded 2020-11-20 → Filed 2021-08-26 LATE·279d	PTR ↗
BUY	CDNA	CareDx, Inc.	—	$1K–$15K	Traded 2020-11-16 → Filed 2021-08-26 LATE·283d	PTR ↗
BUY	CSLT	As filed: Castlight Health, Inc. Class B (CSlT) [ST]	—	$1K–$15K	Traded 2020-11-13 → Filed 2021-08-26 LATE·286d	PTR ↗
BUY	CSLT	As filed: Castlight Health, Inc. Class B (CSlT) [ST]	—	$1K–$15K	Traded 2020-11-13 → Filed 2021-08-26 LATE·286d	PTR ↗
SELL	AMRC	Ameresco, Inc. Class A	partial (partial sale)	$1K–$15K	Traded 2020-11-10 → Filed 2021-08-26 LATE·289d	PTR ↗
BUY	AMRC	Ameresco, Inc. Class A	—	$1K–$15K	Traded 2020-11-10 → Filed 2021-08-26 LATE·289d	PTR ↗
BUY	APEN	Apollo Endosurgery, Inc.	—	$1K–$15K	Traded 2020-10-30 → Filed 2021-08-26 LATE·300d	PTR ↗
BUY	CMLFU	As filed: CM life Sciences, Inc. - unit (CMlFu) [ST]	—	$1K–$15K	Traded 2020-10-16 → Filed 2021-08-26 LATE·314d	PTR ↗
SELL	AMRC	Ameresco, Inc. Class A	partial (partial sale)	$1K–$15K	Traded 2020-10-16 → Filed 2021-08-26 LATE·314d	PTR ↗
BUY	CMLFU	As filed: CM life Sciences, Inc. - unit (CMlFu) [ST]	—	$1K–$15K	Traded 2020-10-15 → Filed 2021-08-26 LATE·315d	PTR ↗
BUY	CMLF	As filed: CM life Sciences, Inc. - Class A (CMlF) [ST]	—	$1K–$15K	Traded 2020-10-14 → Filed 2021-08-26 LATE·316d	PTR ↗
SELL	CDNA	CareDx, Inc.	partial (partial sale)	$1K–$15K	Traded 2020-10-09 → Filed 2021-08-26 LATE·321d	PTR ↗
SELL	OSUR	As filed: OraSure Technologies, Inc. (OSuR) [ST]	partial (partial sale)	$1K–$15K	Traded 2020-10-08 → Filed 2021-08-26 LATE·322d	PTR ↗
SELL	VIVO	Meridian Bioscience Inc.	partial (partial sale)	$1K–$15K	Traded 2020-09-16 → Filed 2021-08-26 LATE·344d	PTR ↗
BUY	MRK	Merck & Company, Inc.	—	$15K–$50K	Traded 2020-08-26 → Filed 2021-08-26 LATE·365d	PTR ↗
SELL	CSLT	As filed: Castlight Health, Inc. Class B (CSlT) [ST]	—	$1K–$15K	Traded 2020-07-27 → Filed 2021-08-26 LATE·395d	PTR ↗
BUY	CELC	As filed: Celcuity Inc. (CElC) [ST]	—	$1K–$15K	Traded 2020-06-23 → Filed 2021-08-26 LATE·429d	PTR ↗
BUY	CELC	As filed: Celcuity Inc. (CElC) [ST]	—	$1K–$15K	Traded 2020-06-22 → Filed 2021-08-26 LATE·430d	PTR ↗
BUY	BLFSD	As filed: Biolife Solutions Inc. NEW (BlFSD) [ST]	—	$1K–$15K	Traded 2020-06-19 → Filed 2021-08-26 LATE·433d	PTR ↗
BUY	TFFP	TFF Pharmaceuticals, Inc.	—	$1K–$15K	Traded 2020-06-11 → Filed 2021-08-26 LATE·441d	PTR ↗
BUY	NVIGF	As filed: Navigator Holdings ltd. Ordinary Shares (NVIgF) [ST]	—	$1K–$15K	Traded 2020-06-03 → Filed 2021-08-26 LATE·449d	PTR ↗
SELL	FLXN	As filed: Flexion Therapeutics, Inc. (FlXN) [ST]	—	$1K–$15K	Traded 2020-05-12 → Filed 2021-08-26 LATE·471d	PTR ↗
SELL	FLXN	As filed: Flexion Therapeutics, Inc. (FlXN) [ST]	—	$1K–$15K	Traded 2020-05-11 → Filed 2021-08-26 LATE·472d	PTR ↗

Each row is the latest version of its filing: an amendment replaces the original it supersedes, and the original stays in the published record. · what's excluded ↗

Filing history

SOURCE REPORTS · FILED ↓

Filing history
Filed	Rows	Receipt
2021-08-26	138	PTR ↗
2021-07-09	68	PTR ↗
2021-06-23	9	PTR ↗
2021-06-12	10	PTR ↗
2021-04-10	10	PTR ↗
2021-03-06	11	PTR ↗
2021-03-05	156	PTR ↗

Signals

window 2026-07-03 → 2026-10-01

No signals for this member in the retained window — a computed answer over the rules on /signals, not an absence of coverage.

Paper filings — not machine-readable

These filings were submitted on paper. They are retained and counted — they appear in filing totals with zero transaction rows — but their contents are not yet machine-readable, and Public Filings does not hand-transcribe. The archived document is already the record.

Paper filings needing OCR for this member
Filed	Status	Src
2022-07-01	paper filing — needs OCR retained and counted; zero machine-readable rows	PTR ↗
2022-07-01	paper filing — needs OCR retained and counted; zero machine-readable rows	PTR ↗
2022-07-01	paper filing — needs OCR retained and counted; zero machine-readable rows	PTR ↗

PLANNED annual holdings · 13F overlap

Recent disclosures and committee context

Largest recent disclosures

trailing 90d · lower bound

No rankable disclosures in the trailing 90 days.

Committees · jurisdiction overlap

membership snapshot 2026-10-01 · jurisdiction mapping v1

No committee memberships on record in the snapshot.

No disclosed trades fall inside this member's committee jurisdictions as of their trade dates · 262 trades predate the membership snapshot's validity window and are unanswerable, not cleared.

A jurisdiction overlap is context, not an accusation: it establishes and implies no legal, ethical, or causal conflict. It states only that the issuer's sector falls within a committee this member sat on as of the trade date, per the sources and mapping versions shown.

Additional disclosure analysis

Most-disclosed tickers

trailing 24m

No tickers disclosed in the trailing 24 months.

Disclosed transactions

402 reported transactions

Amounts are the ranges in the filing. Purchases and sales are disclosures, not a statement of current holdings.

Reporting window

Published 2026-10-01

Trade date and filing date are retained separately. Late and unparseable records stay identified in the data.

Holdings coverage

Annual holdings are not in this view

Periodic transaction reports do not establish a portfolio. Annual holdings and reconciliation require annual financial-disclosure records.