UHLMANN PRICE SECURITIES, LLC

$1.5B reported 13(f) long value · latest quarter 2026-06-30 · CIK 1035344 · EDGAR ↗

sum of disclosed values for 2026-03-31; 0 positions carry a NULL value and are excluded from the sum, surfaced here rather than folded away: $1.5B
ALL retained default holdings for this (filer, period), including NULL-value ones: 254
positions with no comparable holding in the prior quarter (kind new), 2026-03-31: 67
positions absent from this quarter's filing after being held last quarter (kind exit), 2026-03-31 — inferred from absence, not a sale record: 10

A quarter-end snapshot. Filed up to 45 days later, so this page is not current holdings and never a complete portfolio. what a 13F is — and is not ↓ methodology §13F ↗

Position changes — into 2026-03-31

by shares · Δ value · filing link · how changes are classified §

Position changes into quarter 2026-03-31
position matched across quarters by exact reported CUSIP over a registry gap — producer-reconciled identity, never a name match `identity_reconciled_by_cusip`	the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE `classified_by_value` · EXIT = absent this quarter: disposed, delisted, under confidential treatment, or reported instead by an affiliated manager — the filing does not say which · change not classifiable: value undisclosed on one side of the quarter pair, or neither shares nor value can classify it · NO CHANGE = the share count is identical in both quarters; the value moved only with price, so the row is mark-to-market and never an ADD or a TRIM (NEW / ADD / TRIM / EXIT / NO CHANGE) · NO PRIOR = this filer has no comparable holdings list for the previous quarter on record — a first filing under this registration, or a quarter reported inside an affiliated manager's filing — so the position is not called a new stake	derived by Public Filings from the published aggregate; NULL means the source did not disclose a usable value — never zero	reported unit changed across the pair (SH↔PRN); the share delta is withheld rather than fabricated `shares_unit_mismatch`	Prev value	Curr value	Prev shares	Curr shares
position key `pos:18187` · issuer key `iss:1040` COM NEW	ADD	+$1.2B	+780,699	$454K	$1.2B	373	781,072
position key `pos:10189` · issuer key `iss:1983` FLOATNG RAT TREA	TRIM	−$1.4M	−26,885	$23.6M	$22.2M	465,255	438,370
position key `pos:13215` · issuer key `iss:144` COM	ADD	+$7.1M	+29,104	$4.0M	$11.0M	14,613	43,717
position key `pos:13738` · issuer key `iss:1698` COM	NEW	+$10.1M	+107,523	$0	$10.1M	—	107,523
position key `pos:11944` · issuer key `iss:454` COM	ADD	+$4.4M	+54,328	$1.5M	$5.9M	19,320	73,648
position key `pos:11938` · issuer key `iss:834` COM	ADD	+$1.6M	+2,062	$3.9M	$5.5M	4,426	6,488
position key `pos:17821` · issuer key `iss:89` CAP STK CL C	ADD	+$1.4M	+6,049	$3.9M	$5.3M	12,463	18,512
position key `pos:15622` · issuer key `iss:282` COM	ADD	−$982K	+5,057	$6.2M	$5.2M	39,932	44,989
position key `pos:13832` · issuer key `iss:996` COM	ADD	−$1.7M	+1,221	$6.5M	$4.8M	9,787	11,008
position key `sid:sec:prov:127f0021d8310eeeecdea8298c5f12e5` · issuer key `cusip6:922908` S&P 500 ETF SHS	NEW	+$4.7M	+7,786	$0	$4.7M	—	7,786
position key `pos:18039` · issuer key `iss:1025` COM	ADD	+$5.7K	+1,394	$4.5M	$4.5M	13,934	15,328
position key `pos:15863` · issuer key `iss:1123` COM	NEW	+$4.2M	+4,701	$0	$4.2M	—	4,701
position key `pos:11825` · issuer key `iss:1225` COM	ADD	+$2.3M	+7,082	$1.5M	$3.8M	3,019	10,101
position key `pos:15642` · issuer key `iss:1334` COM	ADD	+$2.9M	+16,679	$543K	$3.4M	2,913	19,592
position key `pos:11570` · issuer key `iss:1599` TR UNIT	ADD	+$3.1M	+4,692	$303K	$3.4M	445	5,137
position key `pos:11205` · issuer key `iss:255` CL B NEW	ADD	+$1.4M	+3,076	$1.9M	$3.3M	3,845	6,921
position key `pos:13599` · issuer key `iss:1035` COM	ADD	+$2.2M	+8,301	$1.1M	$3.3M	5,545	13,846
position key `pos:15485` · issuer key `iss:903` COM	NEW	+$3.2M	+14,938	$0	$3.2M	—	14,938
position key `pos:12696` · issuer key `iss:1845` COM	ADD	+$209K	+7,652	$2.9M	$3.1M	35,237	42,889
position key `pos:13490` · issuer key `iss:1939` COM	ADD	+$2.2M	+17,104	$663K	$2.8M	5,947	23,051
position key `pos:11849` · issuer key `iss:104` COM	NEW	+$2.8M	+9,296	$0	$2.8M	—	9,296
position key `pos:15499` · issuer key `iss:23` COM	ADD	+$1.5M	+7,523	$1.2M	$2.7M	5,352	12,875
position key `sid:sec:prov:418863cb525919ed0dab487b64ee0535` · issuer key `cusip6:64129H` COM	ADD	+$540K	+6,804	$2.0M	$2.5M	233,098	239,902
position key `pos:14737` · issuer key `iss:1012` CORE US AGGBD ET	NEW	+$2.5M	+24,927	$0	$2.5M	—	24,927
position key `sid:sec:prov:4ab97268646b09eb68f8bf0a18e5fb46` · issuer key `cusip6:592835` COM	ADD	+$125K	+2,013	$2.1M	$2.2M	105,141	107,154
position key `pos:11173` · issuer key `iss:995` UNIT SER 1	ADD	−$102K	+67	$2.3M	$2.2M	3,795	3,862
position key `pos:15142` · issuer key `iss:89` CAP STK CL A	ADD	+$287K	+1,524	$1.9M	$2.2M	6,122	7,646
position key `pos:10493` · issuer key `iss:471` COM	ADD	+$1.4M	+17,937	$737K	$2.1M	10,549	28,486
position key `pos:16131` · issuer key `iss:1632` COM	ADD	+$825K	+9,427	$1.3M	$2.1M	12,990	22,417
position key `pos:16347` · issuer key `iss:1759` COM	ADD	+$421K	+155	$1.7M	$2.1M	17,173	17,328
position key `pos:18143` · issuer key `iss:982` COM	ADD	+$1.9M	+41,286	$229K	$2.1M	6,217	47,503
position key `pos:17905` · issuer key `iss:1981` US LARGECAP DIVD	ADD	+$36.0K	+78	$2.0M	$2.1M	23,216	23,294
position key `pos:15270` · issuer key `iss:439` COM	TRIM	−$82.0K	−645	$2.2M	$2.1M	19,556	18,911
position key `pos:17250` · issuer key `iss:54` COM	TRIM	+$128K	−1,174	$1.9M	$2.0M	10,935	9,761
position key `pos:10136` · issuer key `iss:990` COM	ADD	+$484K	+3,125	$1.5M	$2.0M	4,976	8,101
position key `pos:18191` · issuer key `iss:1654` CL A SUB VTG SHS	TRIM	−$709K	−196	$2.6M	$1.9M	16,199	16,003
position key `pos:17173` · issuer key `iss:1138` COM	NEW	+$1.9M	+3,106	$0	$1.9M	—	3,106
position key `sid:sec:prov:03b80f46c25a7599a79957285bd29eb2` · issuer key `cusip6:00548F` COM	ADD	+$435K	+1,216	$1.4M	$1.9M	66,180	67,396
position key `pos:14552` · issuer key `iss:711` COM	ADD	+$1.5M	+8,584	$243K	$1.8M	2,021	10,605
position key `pos:16460` · issuer key `iss:441` CL A	ADD	−$195K	+5,850	$1.9M	$1.7M	58,415	64,265
position key `pos:14175` · issuer key `iss:95` COM	ADD	+$778K	+4,191	$930K	$1.7M	4,030	8,221
position key `pos:17751` · issuer key `iss:1214` COM	ADD	+$1.2M	+9,724	$435K	$1.6M	4,137	13,861
position key `sid:sec:prov:95218db613c9d6f619867d9c3b2765a1` · issuer key `cusip6:890930` ELECTRIFICATION	TRIM	+$83.8K	−1,345	$1.5M	$1.6M	75,500	74,155
position key `sid:sec:prov:6708c2e0ae7dbc87c369f088fa1fdcfe` · issuer key `cusip6:101507` COM	ADD	+$42.6K	+4,652	$1.6M	$1.6M	85,047	89,699
position key `pos:10455` · issuer key `iss:1091` COM NEW	NEW	+$1.6M	+6,538	$0	$1.6M	—	6,538
position key `pos:11609` · issuer key `iss:1447` COM	ADD	+$1.1M	+4,883	$464K	$1.6M	3,598	8,481
position key `pos:17095` · issuer key `iss:588` COM	ADD	+$156K	+3,755	$1.4M	$1.5M	11,869	15,624
position key `pos:14445` · issuer key `iss:1983` PRIVATE CREDIT	NEW	+$1.4M	+98,698	$0	$1.4M	—	98,698
position key `pos:14002` · issuer key `iss:1199` COM	ADD	−$315K	+9,825	$1.7M	$1.4M	86,190	96,015
position key `pos:15922` · issuer key `iss:1981` US HIGH DIVIDEND	TRIM	+$86.3K	−50	$1.3M	$1.3M	12,370	12,320
position key `pos:12445` · issuer key `iss:1405` CL A	ADD	−$219K	+388	$1.6M	$1.3M	8,799	9,187
position key `pos:14992` · issuer key `iss:1485` COM	NEW	+$1.3M	+9,245	$0	$1.3M	—	9,245
position key `pos:11676` · issuer key `iss:679` SH BEN INT	NEW	+$1.3M	+21,451	$0	$1.3M	—	21,451
position key `sid:sec:prov:b2b9b1275842299e13768224135ca709` · issuer key `cusip6:87911K` SH BEN INT	ADD	−$10.8K	+1,719	$1.3M	$1.3M	76,138	77,857
position key `pos:13868` · issuer key `iss:410` COM	ADD	+$361K	+312	$888K	$1.2M	15,124	15,436
position key `pos:14801` · issuer key `iss:1422` COM	ADD	−$232K	+2,008	$1.4M	$1.2M	24,575	26,583
position key `pos:13754` · issuer key `iss:468` COM	NEW	+$1.2M	+11,485	$0	$1.2M	—	11,485
position key `pos:14282` · issuer key `iss:1417` COM	ADD	−$162K	+784	$1.3M	$1.1M	11,654	12,438
position key `pos:12546` · issuer key `iss:1013` US HOME CONS ETF	NEW	+$1.1M	+12,505	$0	$1.1M	—	12,505
position key `pos:17423` · issuer key `iss:1982` US QTLY DIV GRT	ADD	−$17.5K	+32	$1.1M	$1.1M	12,780	12,812
position key `pos:11461` · issuer key `iss:102` COM	NEW	+$1.1M	+8,721	$0	$1.1M	—	8,721
position key `pos:13340` · issuer key `iss:666` COM	TRIM	+$56.5K	−3,173	$979K	$1.0M	30,536	27,363
position key `pos:17724` · issuer key `iss:576` COM	TRIM	+$214K	−186	$794K	$1.0M	5,280	5,094
position key `pos:11182` · issuer key `iss:347` COM	TRIM	+$16.7K	−359	$979K	$996K	3,900	3,541
position key `sid:sec:prov:0992367e567612123edfc4f6f6da9b9d` · issuer key `cusip6:780915` COM	ADD	+$98.5K	+2,069	$890K	$988K	85,331	87,400
position key `pos:10790` · issuer key `iss:1444` COM	ADD	+$618K	+21,201	$359K	$976K	14,401	35,602
position key `pos:16012` · issuer key `iss:1713` COM	ADD	+$60.5K	+24	$913K	$973K	10,839	10,863
position key `sid:sec:prov:58efed45bb6267776f77c3a3479342e3` · issuer key `cusip6:14019W` SHS CREATION UNI	ADD	+$5.2K	+239	$950K	$955K	32,161	32,400
position key `pos:15825` · issuer key `iss:1456` CL A	ADD	−$16.3K	+14,300	$955K	$939K	36,895	51,195
position key `pos:15008` · issuer key `iss:318` COM	ADD	+$614K	+10,036	$313K	$927K	5,805	15,841
position key `pos:15198` · issuer key `iss:1445` COM	ADD	+$724K	+4,391	$201K	$925K	1,251	5,642
position key `pos:17928` · issuer key `iss:1322` COM	TRIM	+$149K	−3	$762K	$911K	1,338	1,335
position key `sid:sec:prov:152ebecefa7629866ef4a55e72576d77` · issuer key `cusip6:00183L` CL A NEW	ADD	+$519K	+101,774	$379K	$898K	29,325	131,099
position key `pos:15626` · issuer key `iss:1529` COM	NEW	+$895K	+4,614	$0	$895K	—	4,614
position key `sid:sec:prov:f65c29561f54f08295887b9fa5b6293a` · issuer key `cusip6:14020Y` US MULTI-SECTOR	ADD	+$136K	+5,380	$739K	$875K	26,767	32,147
position key `sid:sec:prov:8b4b6b1f1d26b91aa3f7718480359a3d` · issuer key `cusip6:67061T` SH BEN INT	ADD	+$67.0K	+5,809	$804K	$871K	86,329	92,138
position key `pos:10935` · issuer key `iss:1902` COM	NEW	+$837K	+16,465	$0	$837K	—	16,465
position key `pos:12449` · issuer key `iss:621` COM	TRIM	+$221K	−65	$611K	$832K	5,817	5,752
position key `pos:12366` · issuer key `iss:22` COM	ADD	+$336K	+4,058	$476K	$813K	3,802	7,860
position key `pos:10986` · issuer key `cusip6:922908` VALUE ETF	ADD	+$24.9K	+17	$785K	$810K	4,112	4,129
position key `sid:sec:prov:ec2c663c8f80edfad666a4d807f7c64b` · issuer key `cusip6:14020X` SHS CREATION UNI	ADD	−$26.4K	+122	$822K	$796K	23,734	23,856
position key `pos:16441` · issuer key `iss:16` COM	ADD	+$530K	+16,931	$248K	$778K	9,972	26,903
position key `sid:sec:prov:2e933e119cb654839c2eebc7de048271` · issuer key `cusip6:289074` COM	ADD	−$21.3K	+1,000	$788K	$766K	67,718	68,718
position key `pos:15035` · issuer key `iss:505` COM	NEW	+$760K	+5,872	$0	$760K	—	5,872
position key `sid:sec:prov:f5e9d333a4d250bc076cff9f7ad8a131` · issuer key `cusip6:14020Y` MUNICIPAL HIGH I	ADD	+$99.5K	+4,092	$657K	$756K	25,782	29,874
position key `pos:10517` · issuer key `iss:1304` COM	TRIM	−$60.7K	−226	$810K	$749K	218,619	218,393
position key `sid:sec:prov:d6bafc1dd81d97eb0230d9f3069e0d08` · issuer key `cusip6:006212` COM	ADD	−$34.2K	+630	$783K	$749K	33,565	34,195
position key `pos:11213` · issuer key `iss:1227` COM	TRIM	−$95.1K	−1,652	$829K	$734K	13,016	11,364
position key `pos:14157` · issuer key `iss:149` COM	ADD	+$226K	+162	$502K	$728K	1,953	2,115
position key `pos:15442` · issuer key `iss:356` COM	TRIM	−$70.0K	−455	$789K	$719K	2,891	2,436
position key `sid:sec:prov:811eb9802849429acb629d1847098b2d` · issuer key `cusip6:14021D` SHS	TRIM	−$19.2K	−1	$738K	$719K	20,900	20,899
position key `sid:sec:prov:bf8919fd0533a1886f7583f69194231e` · issuer key `cusip6:500767` CSI CHI INTERNET	TRIM	−$150K	−255	$868K	$717K	25,487	25,232
position key `pos:16439` · issuer key `iss:520` COM	NEW	+$710K	+5,000	$0	$710K	—	5,000
position key `pos:10715` · issuer key `iss:916` COM	ADD	+$156K	+540	$531K	$686K	1,543	2,083
position key `pos:15663` · issuer key `iss:1715` COM	ADD	+$40.6K	+4	$640K	$680K	3,776	3,780
position key `pos:12367` · issuer key `iss:1627` COM STK	TRIM	+$156K	−398	$520K	$675K	13,545	13,147
position key `pos:11024` · issuer key `iss:1014` ISHARES	TRIM	−$170K	−4,288	$845K	$675K	13,121	8,833
position key `pos:12576` · issuer key `iss:622` COM	ADD	+$111K	+88	$562K	$673K	10,489	10,577
position key `pos:11150` · issuer key `iss:1887` COM	TRIM	+$206K	−126	$457K	$664K	2,813	2,687
position key `pos:11348` · issuer key `iss:1981` US MIDCAP DIVID	ADD	+$14.4K	+52	$636K	$650K	12,324	12,376

Flags: no row carries a flag.

1–20 of the 100 changes on this page

Mark-to-market only (no share change) · 7

Positions whose share count is identical in both quarters; the value changed with price, not with a decision.

Positions held with no share change into quarter 2026-03-31
position matched across quarters by exact reported CUSIP over a registry gap — producer-reconciled identity, never a name match `identity_reconciled_by_cusip`	the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE `classified_by_value` · EXIT = absent this quarter: disposed, delisted, under confidential treatment, or reported instead by an affiliated manager — the filing does not say which · change not classifiable: value undisclosed on one side of the quarter pair, or neither shares nor value can classify it · NO CHANGE = the share count is identical in both quarters; the value moved only with price, so the row is mark-to-market and never an ADD or a TRIM (NEW / ADD / TRIM / EXIT / NO CHANGE) · NO PRIOR = this filer has no comparable holdings list for the previous quarter on record — a first filing under this registration, or a quarter reported inside an affiliated manager's filing — so the position is not called a new stake	derived by Public Filings from the published aggregate; NULL means the source did not disclose a usable value — never zero	Prev value	Curr value	Prev shares	Curr shares
position key `pos:12665` · issuer key `iss:1026` COM	NO CHANGE	+$90.3K	$547K	$638K	2,400	2,400
position key `sid:sec:prov:ee174825972643417ccefbf9178b04f3` · issuer key `cusip6:404609` COM	NO CHANGE	−$269K	$799K	$529K	40,681	40,681
position key `pos:11572` · issuer key `iss:1968` COM	NO CHANGE	+$40.5K	$353K	$393K	3,000	3,000
position key `pos:11897` · issuer key `iss:2010` CL A	NO CHANGE	−$25.1K	$415K	$390K	3,300	3,300
position key `pos:11901` · issuer key `iss:1012` SELECT DIVID ETF	NO CHANGE	+$17.2K	$237K	$254K	1,680	1,680
position key `pos:10892` · issuer key `cusip6:81369Y` STATE STREET TEC	NO CHANGE	−$21.1K	$274K	$253K	1,903	1,903
position key `sid:sec:prov:0d003418ee60e3375a0b60ea1abf459c` · issuer key `cusip6:00768Y` PURE US CANNABIS	NO CHANGE	−$62.1K	$250K	$188K	53,055	53,055

Flags: no row carries a flag.

Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Truncated by Public Filings. Changes compare every position with a security identifier, new and exited included; holdings without one are counted, not compared. methodology §13F ↗

Reported positions — 2026-03-31

1–100 of 238 issuers · $1.5B disclosed value over 254 rows · 0 undisclosed-value rows

View

This build carries one quarter for this manager: 2026-03-31. Notable managers carry four published quarters, others two.

This list carries reported issuer names and security identities, without a dated ticker mapping. Symbols are not inferred from names.

a position composed from a base filing plus NEW-HOLDINGS amendments keeps every source row here; the composition's latest filed date is the one shown served from this build's published holdings (derived from the filer's own reported rows); every row resolves to its filing

Share of total reported value, calculated only when the full position list has disclosed values. This is 13F long value, not total assets.

value undisclosed on the filing: retained and counted, excluded from sums, never shown as $0

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

KLA CORP · COM NEW CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$1.2B

781,072

82.1%

—

WISDOMTREE TR

2 positions · 2 reported rows

Rows UHLMANN PRICE SECURITIES, LLC reported for WISDOMTREE TR, as it reported them
WISDOMTREE TR · FLOATNG RAT TREA CUSIP — src ↗	$22.2M	438,370
WISDOMTREE TR · PRIVATE CREDIT CUSIP — src ↗	$1.4M	98,698

ticker not yet mapped

$23.6M

537,068

1.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLE INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$11.0M

43,717

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SOUTHERN CO · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$10.1M

107,523

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred) verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ALPHABET INC

2 positions · 2 reported rows

Rows UHLMANN PRICE SECURITIES, LLC reported for ALPHABET INC, as it reported them
ALPHABET INC · CAP STK CL C CUSIP — src ↗	$5.3M	18,512
ALPHABET INC · CAP STK CL A CUSIP — src ↗	$2.2M	7,646

$7.5M

26,158

0.5%

—

VANGUARD INDEX FDS

4 positions · 4 reported rows

Rows UHLMANN PRICE SECURITIES, LLC reported for VANGUARD INDEX FDS, as it reported them
VANGUARD INDEX FDS · S&P 500 ETF SHS CUSIP 922908363 src ↗	$4.7M	7,786
VANGUARD INDEX FDS · VALUE ETF CUSIP — src ↗	$810K	4,129
VANGUARD INDEX FDS · GROWTH ETF CUSIP — src ↗	$399K	908
VANGUARD INDEX FDS · SM CP VAL ETF CUSIP — src ↗	$338K	1,554

ticker not yet mapped

$6.2M

14,377

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CISCO SYS INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$5.9M

73,648

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GOLDMAN SACHS GROUP INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$5.5M

6,488

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BLACKSTONE INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$5.2M

44,989

0.3%

—

WISDOMTREE TR

5 positions · 5 reported rows

Rows UHLMANN PRICE SECURITIES, LLC reported for WISDOMTREE TR, as it reported them
WISDOMTREE TR · US LARGECAP DIVD CUSIP — src ↗	$2.1M	23,294
WISDOMTREE TR · US HIGH DIVIDEND CUSIP — src ↗	$1.3M	12,320
WISDOMTREE TR · US MIDCAP DIVID CUSIP — src ↗	$650K	12,376
WISDOMTREE TR · US SMALLCAP DIVD CUSIP — src ↗	$545K	15,161
WISDOMTREE TR · US SMALLCAP FUND CUSIP — src ↗	$305K	5,250

ticker not yet mapped

$4.9M

68,401

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INTUIT · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$4.8M

11,008

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JPMORGAN CHASE & CO · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$4.5M

15,328

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ELI LILLY & CO · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$4.2M

4,701

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICROSOFT CORP · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$3.8M

10,101

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NVIDIA CORPORATION · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$3.4M

19,592

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STATE STR SPDR S&P 500 ETF T · TR UNIT CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$3.4M

5,137

0.2%

—

ISHARES TR

3 positions · 3 reported rows

Rows UHLMANN PRICE SECURITIES, LLC reported for ISHARES TR, as it reported them
ISHARES TR · CORE US AGGBD ET CUSIP — src ↗	$2.5M	24,927
ISHARES TR · GLOBAL TECH ETF CUSIP — src ↗	$614K	6,000
ISHARES TR · SELECT DIVID ETF CUSIP — src ↗	$254K	1,680

ticker not yet mapped

$3.3M

32,607

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BERKSHIRE HATHAWAY INC DEL · CL B NEW CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$3.3M

6,921

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JOHNSON & JOHNSON · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$3.3M

13,846

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HERSHEY CO · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$3.2M

14,938

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

UBER TECHNOLOGIES INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$3.1M

42,889

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WALMART INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$2.8M

23,051

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMERICAN EXPRESS CO · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$2.8M

9,296

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ABBVIE INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$2.7M

12,875

0.2%

—

NEUBERGER ENGY INFRSTR & INC · COM CUSIP 64129H104
2026-03-31 filed 2026-04-16 +16d

src ↗

ticker not yet mapped

$2.5M

239,902

0.2%

—

CAPITAL GRP FIXED INCM ETF T

4 positions · 4 reported rows

Rows UHLMANN PRICE SECURITIES, LLC reported for CAPITAL GRP FIXED INCM ETF T, as it reported them
CAPITAL GRP FIXED INCM ETF T · US MULTI-SECTOR CUSIP 14020Y300 src ↗	$875K	32,147
CAPITAL GRP FIXED INCM ETF T · MUNICIPAL HIGH I CUSIP 14020Y805 src ↗	$756K	29,874
CAPITAL GRP FIXED INCM ETF T · SHORT DURATION M CUSIP 14020Y607 src ↗	$483K	18,393
CAPITAL GRP FIXED INCM ETF T · CORE PLUS INCM CUSIP 14020Y102 src ↗	$240K	10,758

ticker not yet mapped

$2.4M

91,172

0.2%

—

MEXICO FD INC · COM CUSIP 592835102
2026-03-31 filed 2026-04-16 +16d

src ↗

ticker not yet mapped

$2.2M

107,154

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INVESCO QQQ TR · UNIT SER 1 CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$2.2M

3,862

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COCA COLA CO · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$2.1M

28,486

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SCHWAB CHARLES CORP · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$2.1M

22,417

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TARGET CORP · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$2.1M

17,328

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INTEL CORP · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$2.1M

47,503

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EXPAND ENERGY CORPORATION · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$2.1M

18,911

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AGNICO EAGLE MINES LTD · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$2.0M

9,761

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INTERNATIONAL BUSINESS MACHS · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$2.0M

8,101

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SHOPIFY INC · CL A SUB VTG SHS CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$1.9M

16,003

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LOCKHEED MARTIN CORP · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$1.9M

3,106

0.1%

—

ADAM NAT RES FD INC · COM CUSIP 00548F105
2026-03-31 filed 2026-04-16 +16d

src ↗

ticker not yet mapped

$1.9M

67,396

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EXXON MOBIL CORP · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$1.8M

10,605

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CHEWY INC · CL A CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$1.7M

64,265

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMAZON COM INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$1.7M

8,221

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MERCK & CO INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$1.6M

13,861

0.1%

—

TORTOISE CAPITAL SERIES TRUS · ELECTRIFICATION CUSIP 890930100
2026-03-31 filed 2026-04-16 +16d

src ↗

ticker not yet mapped

$1.6M

74,155

0.1%

—

SRH TOTAL RETURN FUND INC · COM CUSIP 101507101
2026-03-31 filed 2026-04-16 +16d

src ↗

ticker not yet mapped

$1.6M

89,699

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LAM RESEARCH CORP · COM NEW CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$1.6M

6,538

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PHILLIPS 66 · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$1.6M

8,481

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

DISNEY WALT CO · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$1.5M

15,624

0.1%

—

WISDOMTREE TR

2 positions · 2 reported rows

Rows UHLMANN PRICE SECURITIES, LLC reported for WISDOMTREE TR, as it reported them
WISDOMTREE TR · US QTLY DIV GRT CUSIP — src ↗	$1.1M	12,812
WISDOMTREE TR · INTL QULTY DIV CUSIP — src ↗	$369K	9,188

ticker not yet mapped

$1.5M

22,000

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MATTEL INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$1.4M

96,015

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PALANTIR TECHNOLOGIES INC · CL A CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$1.3M

9,187

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PROCTER & GAMBLE CO · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$1.3M

9,245

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EQUITY RESIDENTIAL · SH BEN INT CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$1.3M

21,451

0.1%

—

ABRDN LIFE SCIENCES INVESTOR · SH BEN INT CUSIP 87911K100
2026-03-31 filed 2026-04-16 +16d

src ↗

ticker not yet mapped

$1.3M

77,857

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CAVA GROUP INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$1.2M

15,436

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PAYPAL HLDGS INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$1.2M

26,583

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CLOROX CO DEL · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$1.2M

11,485

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PAYCHEX INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$1.1M

12,438

0.1%

—

ISHARES TR · US HOME CONS ETF CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

ticker not yet mapped

$1.1M

12,505

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMERICAN ELEC PWR CO INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$1.1M

8,721

0.1%

verified against the SEC company list on 2026-09-11 — a reviewed mapping row for this filed issuer name and class (never inferred)

ENTERPRISE PRODS PARTNERS L · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$1.0M

27,363

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

DIAMONDBACK ENERGY INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$1.0M

5,094

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CBOE GLOBAL MKTS INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$996K

3,541

0.1%

—

ROYCE MICRO-CAP TR INC · COM CUSIP 780915104
2026-03-31 filed 2026-04-16 +16d

src ↗

ticker not yet mapped

$988K

87,400

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PFIZER INC

2 positions · 2 reported rows

Rows UHLMANN PRICE SECURITIES, LLC reported for PFIZER INC, as it reported them
PFIZER INC · COM CUSIP — src ↗	$976K	35,602
PFIZER INC · COM · CALL CUSIP — src ↗	$4.3K	16

$980K

35,618

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STARBUCKS CORP · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$973K

10,863

0.1%

—

CAPITAL GROUP INTL FOCUS EQT · SHS CREATION UNI CUSIP 14019W109
2026-03-31 filed 2026-04-16 +16d

src ↗

ticker not yet mapped

$955K

32,400

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PINTEREST INC · CL A CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$939K

51,195

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BRISTOL-MYERS SQUIBB CO · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$927K

15,841

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PHILIP MORRIS INTL INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$925K

5,642

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NORTHROP GRUMMAN CORP · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$911K

1,335

0.1%

—

ANGI INC · CL A NEW CUSIP 00183L201
2026-03-31 filed 2026-04-16 +16d

src ↗

ticker not yet mapped

$898K

131,099

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

RTX CORPORATION · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$895K

4,614

0.1%

—

NUVEEN SELECT MAT MUN FD · SH BEN INT CUSIP 67061T101
2026-03-31 filed 2026-04-16 +16d

src ↗

ticker not yet mapped

$871K

92,138

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VERIZON COMMUNICATIONS INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$837K

16,465

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EOG RES INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$832K

5,752

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ABBOTT LABORATORIES · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$813K

7,860

0.1%

—

CAPITAL GROUP GBL GROWTH EQT · SHS CREATION UNI CUSIP 14020X104
2026-03-31 filed 2026-04-16 +16d

src ↗

ticker not yet mapped

$796K

23,856

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AT&T INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$778K

26,903

0.1%

—

ELLSWORTH GROWTH & INCOME FD · COM CUSIP 289074106
2026-03-31 filed 2026-04-16 +16d

src ↗

ticker not yet mapped

$766K

68,718

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CONOCOPHILLIPS · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$760K

5,872

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NEWELL BRANDS INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$749K

218,393

0.1%

—

ADAMS DIVERSIFIED EQUITY FD · COM CUSIP 006212104
2026-03-31 filed 2026-04-16 +16d

src ↗

ticker not yet mapped

$749K

34,195

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICROCHIP TECHNOLOGY INC. · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$734K

11,364

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLIED MATLS INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$728K

2,115

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CME GROUP INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$719K

2,436

0.0%

—

CAPITAL GROUP CORE BALANCED · SHS CUSIP 14021D107
2026-03-31 filed 2026-04-16 +16d

src ↗

ticker not yet mapped

$719K

20,899

0.0%

—

KRANESHARES TRUST · CSI CHI INTERNET CUSIP 500767306
2026-03-31 filed 2026-04-16 +16d

src ↗

ticker not yet mapped

$717K

25,232

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CORNING INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$710K

5,000

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HOME DEPOT INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$686K

2,083

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STEEL DYNAMICS INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$680K

3,780

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SLB LIMITED · COM STK CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$675K

13,147

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ISHARES SILVER TR · ISHARES CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$675K

8,833

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EQT CORP · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$673K

10,577

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VALERO ENERGY CORP · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$664K

2,687

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMERICAN EAGLE OUTFITTERS IN · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$649K

38,871

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

DUKE ENERGY CORP NEW · COM NEW CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$644K

5,056

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JABIL INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$638K

2,400

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VENTAS INC · COM CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$629K

7,659

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MEDTRONIC PLC · SHS CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

$626K

7,232

0.0%

—

SPDR SERIES TRUST · STATE STREET SPD CUSIP —
2026-03-31 filed 2026-04-16 +16d

src ↗

ticker not yet mapped

$626K

4,288

0.0%

1–20 of the 100 issuers on this page

Change kind and share change are in Position changes above; Congress overlap is planned.

One line per issuer, largest first; a row with no issuer key stands on its own line. Open a line for its rows as this filer reported them. The list holds every row this filer reported for the quarter. Issuer totals on the holders pages count each manager's own report once; that never removes a row here. how positions are grouped ↗

Book shape

2026-03-31 · concentration · vs tracked median · tick = median

Top-25 concentration: 90.4%above median 80.0%
Concentration index: 6,753 bpsabove median 446 bps
Positions with value: 254 / 254median book 97.5 positions

Concentration uses reported 13F long value, not total assets. The index is withheld when any position lacks a value. Medians are over the 8,748 tracked filers with a 2026-03-31 book; the index median over the 8,662 with a complete book.

holdings whose <value> did not parse — retained and counted, never zero-filled: 0 · share of the period's disclosed value held in the top-N positions; denominator is reported 13F value, not total assets: 90.4% · integer Herfindahl–Hirschman index in basis points over disclosed position values: 6,753 · QoQ moves: 264

Filing history

AVAILABLE QUARTERS

Available filing periods
Period	Source
2026-03-31	EDGAR ↗
2026-06-30	EDGAR ↗

PLANNED sector rotation · Congress overlap · signals for this filer

Complete source filings on SEC EDGAR

The complete filing on EDGAR.

The position list above is served from the published Public Filings build, each position as this filer reported it; where the page cannot embed every reported row, the list says how many it leaves out. This block is provenance, not a substitute: the filing itself is the record, and it is one click away. Public Filings decided on 2026-08-01 to serve this list from its published build; filings newer than this build are on EDGAR.

Open UHLMANN PRICE SECURITIES, LLC's 13F filings on SEC EDGAR ↗

Notes on this data

Reported positions

Quarter-end holdings as filed

Explore the full published position list and its source filing. This record excludes the manager’s cash, shorts and non-13(f) assets.

Share changes

Compare consecutive quarters

Position changes retain the producer’s classification and comparability flags. Share counts and reported values describe different changes.

Coverage

A snapshot, not current holdings

Use the quarter selector to inspect available periods. Unknown values stay unknown and each table states its coverage.

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings. A position may have been changed or closed before you ever see it, and is older still by however long ago that quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars with unit_basis carried on every record.

Affiliated managers may report the same position (otherManager), so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice (ARCHITECTURE.md §5.2 / M2-CONTRACT §5).