Nancy Pelosi

Democrat — D–CA-11 · U.S. House · serving since 1987 · member ID P000197
Disclosures
227
66 filings · 1 paper · retained
Purchases minus sales over the trailing 12 months, summed from the statutory ranges on each filing — an interval, not an estimate of value.
−$61.9M to $15.5M
purchases − sales · an interval
Distinct tickers
45
across every disclosed row
Late filings
10
filed past the 45-day window
Flows from periodic transaction reports · House Clerk + Senate eFD · Amounts are statutory ranges; totals on this page are therefore ranges too. Amount ranges ↗ · every row retains its receipt

Disclosed flow by quarter

bar = [min, max] of bucket sums · flow range = sum of statutory bucket bounds — an interval, not an estimate of value; derived by Public Filings from the disclosed ranges
25Q1
25Q2
25Q3
25Q4
26Q1
26Q2
26Q3
26Q4
gaps are gaps — no interpolation · y from $0 · no midpoints — bar spans the disclosed bounds · 1 exchange/unparsed-side rows excluded · source: House Clerk + Senate eFD

Disclosed flow by quarter. 25Q1: purchases $1.3M–$2.6M, no sales; 25Q2: purchases $1M–$5M, sales $15K–$50K; 25Q3: no purchases, no sales; 25Q4: purchases $700K–$1.5M, sales $14.4M–$70.8M; 26Q1: purchases $2.4M–$7.9M, no sales; 26Q2: purchases $1.5M–$6M, no sales; 26Q3: purchases $4.3M–$14.5M, no sales; 26Q4: no purchases, no sales

Net disclosed flow by ticker

PTRs are flows, not holdings — this table nets disclosed flow intervals; it is NOT a portfolio and cannot become one without the member's annual FD report · 19 rows disclose no ticker and are outside this tableALL DISCLOSED HISTORY · net range
Net disclosed flow by ticker for Nancy Pelosi
NetTickerThe issuer as the ticker's newest trade names it, without the parts that repeat the row: a trailing “(TICKER)” that is the row's ticker, the stock code “[ST]” when it is the row's type (“Stocks (including ADRs)” in the House Clerk's list of asset type codes), and a trailing “Common Stock” or “Ordinary Shares”. No code is shown as words here, since the row nets every trade in the ticker. A name that differs from the filing in any other way is a button: its note gives the text as filed and its code. The filing itself is the exact record.net disclosed flow = sum of purchase bucket bounds minus sum of sale bucket bounds, as a net range net = [pL−sU, pU−sL]. A side with no rows has summed zero — a fact, not an absence. A row with any wholly-undisclosed amount on either side is not rankable and sits in the labeled bucket below the ranked rows, never coerced to zeroBuysSellsnet disclosed flow = sum of purchase bucket bounds minus sum of sale bucket bounds, as a net range net = [pL−sU, pU−sL]. A side with no rows has summed zero — a fact, not an absence. A row with any wholly-undisclosed amount on either side is not rankable and sits in the labeled bucket below the ranked rows, never coerced to zero·§Last traded
NET BUYABAs filed: AllianceBernstein Holding L.P. Units (AB) [AB] · type code AB: Asset-Backed SecuritiesPurchases $4.5M–$12M; sales —90$4.5M to $12.0M net accumulation2026-01-16
NET BUYBEAs filed: Bloom Energy Corporation Class A Common Stock (BE) [OP] · type code OP: OptionsPurchases $3M–$12M; sales —40$3.0M to $12.0M net accumulation≈2026-07-28
NET BUYAVGOBroadcom Inc.Purchases $2M–$10M; sales —20$2.0M to $10.0M net accumulation≈2025-06-20
NET BUYINTCIntel CorporationPurchases $1.8M–$6.5M; sales —30$1.8M to $6.5M net accumulation≈2026-07-24
NET BUYPANWPalo Alto Networks, Inc.Purchases $1.6M–$6.3M; sales —30$1.6M to $6.3M net accumulation≈2024-12-20
NET BUYGOOGAlphabet Inc. - Class C Capital StockPurchases $1.5M–$6M; sales —20$1.5M to $6.0M net accumulation≈2022-09-16
NET BUYPYPLPayPal Holdings, Inc.Purchases $2.3M–$4.5M; sales $750K–$1.5M53$750K to $3.8M net accumulation≈2025-12-30
NET BUYAXPAmerican Express CompanyPurchases $600K–$1.3M; sales —30$600K to $1.3M net accumulation≈2022-01-21
NET BUYVSTVistra Corp.Purchases $600K–$1.3M; sales —20$600K to $1.3M net accumulation≈2026-01-16
NET BUYHTZHertz global Holdings, IncPurchases $545K–$1.3M; sales —100$545K to $1.3M net accumulation≈2015-07-16
NET BUYCRWDCrowdStrike Holdings, Inc. - Class APurchases $500K–$1M; sales —10$500K to $1.0M net accumulation≈2020-09-03
NET BUYUBERAs filed: Uber Technologies, Inc. Common Stock (UBER) [OP] · type code OP: OptionsPurchases $500K–$1M; sales —10$500K to $1.0M net accumulation≈2026-05-29
NET BUYNFLXNetflix, Inc.Purchases $1.4M–$5.8M; sales $500K–$1M32$350K to $5.3M net accumulation≈2022-12-30
NET BUYDBXDropbox, Inc. - Class aPurchases $250K–$500K; sales —10$250K to $500K net accumulation≈2018-03-27
NET BUYTAs filed: aT&T Inc. (T) [sT]Purchases $250K–$500K; sales —10$250K to $500K net accumulation≈2018-10-24
NET BUYMUAs filed: Micron Technology, Inc. (MU) [OP] · type code OP: OptionsPurchases $250K–$500K; sales $15K–$50K11$200K to $485K net accumulation≈2022-09-16
NET BUYSUNEAs filed: sunEdison, Inc. (suNE)Purchases $100K–$250K; sales —10$100K to $250K net accumulation≈2014-10-24
NET BUYTEMTempus AI, Inc. - Class APurchases $100K–$200K; sales —20$100K to $200K net accumulation≈2026-01-16
NET BUYSQAs filed: square, Inc. Class a (sQ)Purchases $16K–$65K; sales —20$16.0K to $65.0K net accumulation2017-01-20
± net range spans zeroTSLATesla, Inc.Purchases $1.5M–$6M; sales $750K–$1.5M22$0 to $5.3M≈2024-06-24
FLAT the net range spans zeroVSNTVersant Media Group, Inc. - Class APurchases —; sales —00$0≈2026-01-02
FLAT the net range spans zeroWBDWarner Bros. Discovery, Inc. - Series APurchases —; sales —00$0≈2022-04-11
NET SELLBCORAs filed: Blucora, Inc. (BCoR)Purchases —; sales $1K–$15K01−$15.0K to −$1.0K net disposal2014-10-23
NET SELLBRCMBroadcom Corporation - Class aPurchases —; sales $1K–$15K01−$15.0K to −$1.0K net disposal≈2014-10-23
NET SELLELXAs filed: Emulex Corporation (ElX)Purchases —; sales $1K–$15K01−$15.0K to −$1.0K net disposal≈2014-10-23
NET SELLENTREntropic Communications, Inc.Purchases —; sales $1K–$15K01−$15.0K to −$1.0K net disposal≈2014-10-23
NET SELLBFETAs filed: BF Enterprises Common stock New (BFET) [sT]Purchases —; sales $2K–$30K02−$30.0K to −$2.0K net disposal≈2019-02-07
NET SELLAAAs filed: alcoa Inc. (aa)Purchases —; sales $15K–$50K01−$50.0K to −$15.0K net disposal≈2014-10-23
NET SELLDOWAs filed: Dow Chemical Company (DoW)Purchases —; sales $15K–$50K01−$50.0K to −$15.0K net disposal≈2014-10-23
NET SELLSFLYAs filed: shutterfly, Inc. (sFlY)Purchases —; sales $15K–$50K01−$50.0K to −$15.0K net disposal≈2014-10-23
± net range spans zeroWORKSlack Technologies, Inc. Class APurchases $250K–$500K; sales $250K–$500K11−$250K to $250K≈2021-07-22
NET SELLIBKRInteractive Brokers group, Inc. - Class aPurchases —; sales $100K–$250K01−$250K to −$100K net disposal≈2020-05-08
NET SELLMORNAs filed: Morningstar, Inc. (MoRN) [ST]Purchases —; sales $100K–$250K01−$250K to −$100K net disposal≈2020-05-08
NET SELLRHIRobert Half International Inc.Purchases —; sales $100K–$250K01−$250K to −$100K net disposal≈2014-09-22
NET SELLMGRCAs filed: Mcgrath RentCorp (MgRC)Purchases —; sales $300K–$600K02−$600K to −$300K net disposal2016-07-21
± net range spans zeroMSFTMicrosoft CorporationPurchases $3.7M–$13.4M; sales $1M–$5M81−$1.4M to $12.4M≈2024-07-26
± net range spans zeroAMZNAmazon.com, Inc.Purchases $4.4M–$14.8M; sales $2M–$7M85−$2.7M to $12.8M≈2026-01-16
± net range spans zeroGOOGLAlphabet Inc. - Class APurchases $2.5M–$8M; sales $2.5M–$8M54−$5.5M to $5.5M≈2026-01-16
± net range spans zeroNVDANVIDIA CorporationPurchases $6.9M–$28.8M; sales $3.1M–$15.3M114−$8.4M to $25.7M≈2026-01-16
NET SELLFBFacebook, Inc. - Class APurchases $650K–$1.4M; sales $2M–$10M42−$9.4M to −$650K net disposal≈2020-08-07
NET SELLVVisa Inc.Purchases —; sales $5.2M–$16.6M015−$16.6M to −$5.2M net disposal≈2024-07-01
NET SELLAAPLAs filed: Apple Inc. - Common Stock (AAPL) [OP] · type code OP: OptionsPurchases $7.2M–$20.5M; sales $21.8M–$97.8M1817−$90.6M to −$1.3M net disposal≈2025-12-30
— no direction: the net range is open and reaches across zeroDISWalt Disney CompanyPurchases $3.2M–$12.5M; sales Over $1.5M93at most $11.0M≈2025-12-30
— no direction: the net range is open and reaches across zeroCRMAs filed: Salesforce, Inc. (CRM) [OP] · type code OP: OptionsPurchases $1.8M–$6.6M; sales Over $50K52at most $6.6M≈2022-12-20
— no direction: the net range is open and reaches across zeroRBLXAs filed: Roblox Corporation Class A (RBLX) [OP] · type code OP: OptionsPurchases $250K–$500K; sales Over $100K12at most $400K≈2023-01-20

1–20 of 45 tickers

Trading profile

VS HOUSE MEDIAN · TICK = MEDIAN · 298 MEMBERS
median days between trade date and filing date, over rows that disclose both
+26dfaster than chamber — median +28d
machine-readable transaction rows per distinct source filing
3.5above median — median 3.2
rows whose disclosed bracket tops out at $15,000
4%larger lots — median 69%
purchases as a share of all disclosed rows — a count of disclosures, not of dollars
63%above median — median 47%
rows with no spouse (SP), dependent-child (DC) or joint (JT) owner code
10%family accounts — median 97%

distinct default-view filings for this member, including paper (needs-OCR) filings that carry zero machine-readable rows: 66 · transactions: 227 · sum of statutory bucket bounds over the trailing 12 months — an interval, not an estimate of value: Over $23.2M · median days between trade date and filing date, over rows that disclose both: +26d · rows filed past the STOCK Act's 45-day window: 10

Medians are per member across the 298 House members with disclosed rows in this build — one observation each, so a high-volume filer does not become the chamber. Statistics describe the filing record, never intent.

Sector mix

taxonomy v1 · SIC as of 2026-10-01
Disclosed transactions by issuer sector
SectorTradesFlow range
Services88Over $30.3M
Manufacturing70$49.8M–$205.2M
Finance, Insurance, and Real Estate14$5.3M–$13.8M
Retail Trade13$6.4M–$21.8M
Transportation, Communications, Electric, Gas, and Sanitary Services5Over $900K
Construction1$100K–$250K
no ticker disclosed coverage19$5.5M–$17.2M
ticker not resolved to an issuer coverage17$3.2M–$12.6M
Sector comes from SEC EDGAR SIC codes through the site's own taxonomy; rows without a sector are listed as coverage, never folded into a sector.

All disclosed transactions

227 rows · filed date desc · as of 2026-10-01 13:54 UTC
All disclosed transactions for Nancy Pelosi
KindTickerThe asset as filed, without the parts that repeat the row: a trailing “(TICKER)” that is the row's ticker, the stock code “[ST]” when it is the row's type (“Stocks (including ADRs)” in the House Clerk's list of asset type codes), and a trailing “Common Stock” or “Ordinary Shares”. Any other code is shown as its words from that list; a code not on it keeps its brackets. A name that differs from the filing in any other way is a button: its note gives the text as filed. The filing itself is the exact record.Filings under this member include transactions by spouse (SP), dependent children (DC), and joint accounts (JT) — the STOCK Act does not distinguish who directed a trade. Owner codes ↗RangeAmount rangeTraded → FiledSource
BUYBEAs filed: Bloom Energy Corporation Class A Common Stock (BE) [OP]SP (spouse-owned)$500K–$1MTraded → Filed +24d
BUYBEBloom Energy Corporation Class ASP (spouse-owned)$500K–$1MTraded → Filed +24d
BUY—As filed: REOF XXV, LLC [AB]SP (spouse-owned)$500K–$1Mno tickerTraded → Filed +25d
BUYINTCIntel CorporationSP (spouse-owned)$500K–$1MTraded → Filed +28d
BUYBEBloom Energy Corporation Class ASP (spouse-owned)$1M–$5MTraded → Filed +28d
BUYINTCAs filed: Intel Corporation - Common Stock (INTC) [OP]SP (spouse-owned)$250K–$500KTraded → Filed +28d
BUYBEAs filed: Bloom Energy Corporation Class A Common Stock (BE) [OP]SP (spouse-owned)$1M–$5MTraded → Filed +28d
BUYINTCAs filed: Intel Corporation - Common Stock (INTC) [OP]SP (spouse-owned)$1M–$5MTraded → Filed +25d
BUYUBERAs filed: Uber Technologies, Inc. Common Stock (UBER) [OP]SP (spouse-owned)$500K–$1MTraded → Filed +25d
BUYVSTVistra Corp.SP (spouse-owned)$100K–$250KTraded → Filed +7d
BUYAMZNAmazon.com, Inc.SP (spouse-owned)$500K–$1MTraded → Filed +7d
BUYGOOGLAlphabet Inc. - Class ASP (spouse-owned)$500K–$1MTraded → Filed +7d
BUYNVDANVIDIA CorporationSP (spouse-owned)$250K–$500KTraded → Filed +7d
BUYABAs filed: AllianceBernstein Holding L.P. Units (AB) [AB]SP (spouse-owned)$1M–$5MTraded → Filed +7d
BUYTEMTempus AI, Inc. - Class ASP (spouse-owned)$50K–$100KTraded → Filed +7d
EXCHANGEVSNTVersant Media Group, Inc. - Class ASP (spouse-owned)—amount unparsedTraded → Filed +21d
BUYAMZNAs filed: Amazon.com, Inc. - Common Stock (AMZN) [OP]SP (spouse-owned)$100K–$250KTraded → Filed +24d
BUYAAPLAs filed: Apple Inc. - Common Stock (AAPL) [OP]SP (spouse-owned)$250K–$500KTraded → Filed +24d
SELLDISWalt Disney CompanySP (spouse-owned)$1M–$5MTraded → Filed +24d
SELLGOOGLAlphabet Inc. - Class Apartial · SP (partial sale, spouse-owned)$1M–$5MTraded → Filed +24d
SELLAAPLApple Inc.partial · SP (partial sale, spouse-owned)$5M–$25MTraded → Filed +24d
SELLPYPLPayPal Holdings, Inc.SP (spouse-owned)$250K–$500KTraded → Filed +24d
BUYGOOGLAs filed: Alphabet Inc. - Class A Common Stock (GOOGL) [OP]SP (spouse-owned)$250K–$500KTraded → Filed +24d
BUYNVDAAs filed: NVIDIA Corporation - Common Stock (NVDA) [OP]SP (spouse-owned)$100K–$250KTraded → Filed +24d
SELLAMZNAmazon.com, Inc.partial · SP (partial sale, spouse-owned)$1M–$5MTraded → Filed +30d
SELLNVDANVIDIA Corporationpartial · SP (partial sale, spouse-owned)$1M–$5MTraded → Filed +30d
SELLAAPLApple Inc.partial · SP (partial sale, spouse-owned)$5M–$25MTraded → Filed +30d
SELLAAPLApple Inc.partial · SP (partial sale, spouse-owned)$100K–$250KTraded → Filed +2d
SELL—As filed: Matthews International Mutual Fund [OT]SP (spouse-owned)$15K–$50Kno tickerTraded → Filed +19d
BUYAVGOBroadcom Inc.SP (spouse-owned)$1M–$5MTraded → Filed +19d
BUYNVDAAs filed: NVIDIA Corporation - Common Stock (NVDA) [OP]SP (spouse-owned)$250K–$500KTraded → Filed +3d
BUYGOOGLAs filed: Alphabet Inc. - Class A Common Stock (GOOGL) [OP]SP (spouse-owned)$250K–$500KTraded → Filed +3d
BUYTEMAs filed: Tempus AI, Inc. - Class A Common Stock (TEM) [OP]SP (spouse-owned)$50K–$100KTraded → Filed +3d
BUYVSTAs filed: Vistra Corp. Common Stock (VST) [OP]SP (spouse-owned)$500K–$1MTraded → Filed +3d
BUYAMZNAs filed: Amazon.com, Inc. - Common Stock (AMZN) [OP]SP (spouse-owned)$250K–$500KTraded → Filed +3d
SELLAAPLApple Inc.partial · SP (partial sale, spouse-owned)$5M–$25MTraded → Filed +17d
SELLNVDANVIDIA Corporationpartial · SP (partial sale, spouse-owned)$1M–$5MTraded → Filed +17d
BUYPANWPalo Alto Networks, Inc.SP (spouse-owned)$1M–$5MTraded → Filed +28d
BUYNVDANVIDIA CorporationSP (spouse-owned)$500K–$1MTraded → Filed +28d
BUY—As filed: REOF XXVI, LLC [AB]SP (spouse-owned)$250K–$500Kno tickerTraded → Filed +29d
BUYNVDANVIDIA CorporationSP (spouse-owned)$1M–$5MTraded → Filed +4d
SELLMSFTMicrosoft Corporationpartial · SP (partial sale, spouse-owned)$1M–$5MTraded → Filed +4d
SELLVVisa Inc.partial · SP (partial sale, spouse-owned)$500K–$1MTraded → Filed +1d
BUYNVDANVIDIA CorporationSP (spouse-owned)$1M–$5MTraded → Filed +6d
SELLTSLATesla, Inc.SP (spouse-owned)$250K–$500KTraded → Filed +8d
BUYAVGOAs filed: Broadcom Inc. - Common Stock (AVGO) [OP]SP (spouse-owned)$1M–$5MTraded → Filed +8d
BUY—As filed: Forge Investments, LLC [AB]SP (spouse-owned)$1M–$5Mno tickerTraded → Filed +17d
BUYPANWAs filed: Palo Alto Networks, Inc. (PANW) [OP]SP (spouse-owned)$100K–$250KTraded → Filed +2d
BUYPANWAs filed: Palo Alto Networks, Inc. (PANW) [OP]SP (spouse-owned)$500K–$1MTraded → Filed +11d
BUYNVDAAs filed: NVIDIA Corporation (NVDA) [OP]SP (spouse-owned)$1M–$5MTraded → Filed +29d
Each row is the latest version of its filing: an amendment replaces the original it supersedes, and the original stays in the published record. · what's excluded ↗
1–50 of 227 transactions

Filing history

SOURCE REPORTS · FILED ↓
Filing history
FiledRowsReceipt
2026-08-217
2026-06-232
2026-01-2318
2025-10-241
2025-07-092
2025-01-179
2024-09-111
2024-07-302
2024-07-024
2024-03-211
2024-02-232
2023-12-211
2023-06-222
2023-06-061
2023-04-062
2023-01-251
2023-01-1213
2022-11-301
2022-10-144
2022-09-091
2022-07-261
2022-07-143
2022-06-034
2022-05-031
2022-03-211
2022-03-045
2022-02-285
2022-01-122
2021-12-297
2021-08-204
2021-07-024
2021-04-096
2021-03-092
2021-01-214
2020-12-102
2020-10-041
2020-09-031
2020-07-209
2020-06-099
2020-04-015
2020-03-031
2020-02-115
2019-09-191
2019-09-183
2019-08-134
2019-07-112
2019-03-111
2018-11-083
2018-10-253
2018-09-063
2018-04-161
2018-02-262
2018-01-105
2017-07-202
2017-02-143
2017-02-062
2016-08-172
2016-05-242
2016-02-172
2016-02-023
2015-07-282
2015-07-076
2015-01-123
2014-12-175
2014-11-0510

1–12 of 65 filings

Signals for this member
TickerWhatKindFiledSizeSrc
BESpouse: Purchase of Bloom Energy Corporation Class Aamount lower bound ≥ $250K — the disclosed lower bound, never the upper2026-08-21$500K–$1.0M
—Spouse: Purchase of REOF XXV, LLC · Asset-Backed Securitiesamount lower bound ≥ $250K — the disclosed lower bound, never the upper2026-08-21$500K–$1.0M
INTCSpouse: Purchase of Intel Corporationamount lower bound ≥ $250K — the disclosed lower bound, never the upper2026-08-21$500K–$1.0M
INTCSpouse: Purchase of Intel Corporation · Optionsamount lower bound ≥ $250K — the disclosed lower bound, never the upper2026-08-21$250K–$500K
BESpouse: Purchase of Bloom Energy Corporation Class A · Optionsamount lower bound ≥ $250K — the disclosed lower bound, never the upper2026-08-21$500K–$1.0M
BESpouse: Purchase of Bloom Energy Corporation Class A · Optionsamount lower bound ≥ $250K — the disclosed lower bound, never the upper2026-08-21$1.0M–$5.0M
BESpouse: Purchase of Bloom Energy Corporation Class Aamount lower bound ≥ $250K — the disclosed lower bound, never the upper2026-08-21$1.0M–$5.0M
BESpouse: Purchase of Bloom Energy Corporation Class Afirst disclosure of this ticker by this member within the corpus — era-scoped: coverage begins 2014-01-03, so an earlier first disclosure cannot be seen and is not claimed against2026-08-21$1.0M–$5.0M
Filed dates lag the trades
How this is computed

PTRs are filed up to 45 days after the trade (later when late) — at read time the position may have changed or closed; a signal describes a disclosure, never a current holding.

Paper filings — not machine-readable

These filings were submitted on paper. They are retained and counted — they appear in filing totals with zero transaction rows — but their contents are not yet machine-readable, and Public Filings does not hand-transcribe. The archived document is already the record.

Paper filings needing OCR for this member
FiledStatusSrc
2014-04-16paper filing — needs OCR retained and counted; zero machine-readable rows

PLANNED annual holdings · 13F overlap

Recent disclosures and committee context

Largest recent disclosures

trailing 90d · lower bound
Largest recent disclosures for Nancy Pelosi
FiledAssetSideAmountSrc
2026-08-21BEBUY$1M–$5M
2026-08-21BEBUY$1M–$5M
2026-08-21BEBUY$500K–$1M
2026-08-21BEBUY$500K–$1M
2026-08-21As filed: REOF XXV, LLC [AB] · asset type as filed: ABBUY$500K–$1M
Ranked by the disclosed lower bound, over the trailing 90 days by filed date.

Committees · jurisdiction overlap

membership snapshot 2026-10-01 · jurisdiction mapping v1

No committee memberships on record in the snapshot.

No disclosed trades fall inside this member's committee jurisdictions as of their trade dates · 158 trades predate the membership snapshot's validity window and are unanswerable, not cleared.

A jurisdiction overlap is context, not an accusation: it establishes and implies no legal, ethical, or causal conflict. It states only that the issuer's sector falls within a committee this member sat on as of the trade date, per the sources and mapping versions shown.
Additional disclosure analysis

Most-disclosed tickers

trailing 24m
Most-disclosed tickers, trailing 24 months
TickerTradesflow range = sum of statutory bucket bounds — an interval, not an estimate of value; derived by Public Filings from the disclosed ranges·§Last
NVDA6$3.1M–$12.3M§2026-01
AAPL5$15.4M–$75.8M§2025-12
AMZN4$1.9M–$6.8M§2026-01
BE4$3M–$12M§2026-07
GOOGL4$2M–$7M§2026-01
INTC3$1.8M–$6.5M§2026-07

227 reported transactions

Amounts are the ranges in the filing. Purchases and sales are disclosures, not a statement of current holdings.

Published 2026-10-01

Trade date and filing date are retained separately. Late and unparseable records stay identified in the data.

Annual holdings are not in this view

Periodic transaction reports do not establish a portfolio. Annual holdings and reconciliation require annual financial-disclosure records.