171 reported transactions
Amounts are the ranges in the filing. Purchases and sales are disclosures, not a statement of current holdings.
Disclosed flow by quarter. 25Q1: no purchases, sales $50K–$100K; 25Q2: no purchases, no sales; 25Q3: no purchases, no sales; 25Q4: no purchases, no sales; 26Q1: no purchases, no sales; 26Q2: no purchases, no sales; 26Q3: no purchases, no sales; 26Q4: no purchases, no sales
| Net | Ticker | The issuer as the ticker's newest trade names it, without the parts that repeat the row: a trailing “(TICKER)” that is the row's ticker, the stock code “[ST]” when it is the row's type (“Stocks (including ADRs)” in the House Clerk's list of asset type codes), and a trailing “Common Stock” or “Ordinary Shares”. No code is shown as words here, since the row nets every trade in the ticker. A name that differs from the filing in any other way is a button: its note gives the text as filed and its code. The filing itself is the exact record. | net disclosed flow = sum of purchase bucket bounds minus sum of sale bucket bounds, as a net range net = [pL−sU, pU−sL]. A side with no rows has summed zero — a fact, not an absence. A row with any wholly-undisclosed amount on either side is not rankable and sits in the labeled bucket below the ranked rows, never coerced to zero | Buys | Sells | net disclosed flow = sum of purchase bucket bounds minus sum of sale bucket bounds, as a net range net = [pL−sU, pU−sL]. A side with no rows has summed zero — a fact, not an absence. A row with any wholly-undisclosed amount on either side is not rankable and sits in the labeled bucket below the ranked rows, never coerced to zero·§ | Last traded |
|---|---|---|---|---|---|---|---|
| NET BUY | FSTFX | As filed: Fidelity Limited Term Municipal Inc. (fstfx) [Ab] · type code Ab: Asset-Backed Securities | Purchases $215K–$550K; sales — | 3 | 0 | $215K to $550K net accumulation | 2019-03-22 |
| NET BUY | VCSH | Vanguard Short-Term Corporate Bond ETF | Purchases $145K–$400K; sales $1K–$15K | 4 | 1 | $130K to $399K net accumulation≈ | 2022-07-14 |
| NET BUY | MAIPX | As filed: MAI Managed Volatility Fund (maipx) [Ab] · type code Ab: Asset-Backed Securities | Purchases $151K–$365K; sales $50K–$100K | 3 | 1 | $51.0K to $315K net accumulation≈ | 2018-12-14 |
| NET BUY | VONE | Vanguard Russell 1000 ETF | Purchases $50K–$100K; sales — | 1 | 0 | $50.0K to $100K net accumulation≈ | 2020-03-26 |
| NET BUY | KBE | As filed: SPDR S&P bank ETF (KbE) [ST] | Purchases $34K–$160K; sales — | 6 | 0 | $34.0K to $160K net accumulation≈ | 2020-06-08 |
| NET BUY | VEA | Vanguard FTSE Developed Markets ETF | Purchases $32K–$130K; sales — | 4 | 0 | $32.0K to $130K net accumulation≈ | 2019-06-21 |
| NET BUY | FIKMX | As filed: Fidelity Advisor Real Estate Income Z (fikmx) [Ab] · type code Ab: Asset-Backed Securities | Purchases $31K–$115K; sales — | 3 | 0 | $31.0K to $115K net accumulation≈ | 2019-12-31 |
| NET BUY | SPY | SPDR S&P 500 | Purchases $20K–$125K; sales — | 6 | 0 | $20.0K to $125K net accumulation≈ | 2020-06-08 |
| NET BUY | IJH | iShares Core S&P Mid-Cap ETF | Purchases $16K–$65K; sales — | 2 | 0 | $16.0K to $65.0K net accumulation≈ | 2019-07-24 |
| NET BUY | IJR | iShares Core S&P Small-Cap ETF | Purchases $16K–$65K; sales — | 2 | 0 | $16.0K to $65.0K net accumulation≈ | 2019-07-24 |
| NET BUY | IWF | iShares Russell 1000 Growth ETF | Purchases $115K–$300K; sales $30K–$100K | 2 | 2 | $15.0K to $270K net accumulation≈ | 2023-06-19 |
| NET BUY | HAINX | As filed: Harbor International (hainx) [Ab] · type code Ab: Asset-Backed Securities | Purchases $15K–$50K; sales — | 1 | 0 | $15.0K to $50.0K net accumulation≈ | 2018-12-11 |
| NET BUY | ODVYX | As filed: oppenheimer Developing Markets (odvyx) [Ab] · type code Ab: Asset-Backed Securities | Purchases $15K–$50K; sales — | 1 | 0 | $15.0K to $50.0K net accumulation≈ | 2018-03-29 |
| NET BUY | MLPI | UbS Ag ETN | Purchases $3K–$45K; sales — | 3 | 0 | $3.0K to $45.0K net accumulation≈ | 2017-03-17 |
| NET BUY | NKE | Nike, Inc. | Purchases $3K–$45K; sales — | 3 | 0 | $3.0K to $45.0K net accumulation≈ | 2018-03-29 |
| NET BUY | AMZN | Amazon.com, Inc. | Purchases $2K–$30K; sales — | 2 | 0 | $2.0K to $30.0K net accumulation≈ | 2017-07-03 |
| NET BUY | DBEF | As filed: Xtrackers MSCI EAFE Hedged Equity ETF (DbEF) [ST] | Purchases $2K–$30K; sales — | 2 | 0 | $2.0K to $30.0K net accumulation≈ | 2017-01-05 |
| NET BUY | KMI | Kinder Morgan, Inc. | Purchases $2K–$30K; sales — | 2 | 0 | $2.0K to $30.0K net accumulation≈ | 2017-07-03 |
| NET BUY | UPS | United Parcel Service, Inc. | Purchases $2K–$30K; sales — | 2 | 0 | $2.0K to $30.0K net accumulation≈ | 2017-07-03 |
| NET BUY | VWNAX | As filed: Vanguard/Windsor II Admiral (vwnax) [Ab] · type code Ab: Asset-Backed Securities | Purchases $2K–$30K; sales — | 2 | 0 | $2.0K to $30.0K net accumulation≈ | 2018-12-18 |
| NET BUY | IVE | iShares S&P 500 Value ETF | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2019-12-31 |
| NET BUY | IWN | iShares Russell 2000 Value ETF | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2019-12-31 |
| NET BUY | PPA | Invesco Aerospace & Defense ETF | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2022-05-19 |
| NET BUY | UNH | UnitedHealth group Incorporated | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2018-03-29 |
| NET BUY | VGT | As filed: Vanguard Information Tech ETF (VgT) [ST] | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2019-01-10 |
| FLAT the net range spans zero | QIHU | As filed: Qihoo 360 Technology Co. Ltd. American Depositary Shares, every 2 of which representing three Class A ordinary Shares (QIHU) | Purchases —; sales — | 0 | 0 | $0 | 2016-07-18 |
| ± net range spans zero | PAVE | Global X Funds Global X U.S. Infrastructure Development ETF | Purchases $2K–$30K; sales $1K–$15K | 2 | 1 | −$13.0K to $29.0K≈ | 2022-05-19 |
| ± net range spans zero | PKB | As filed: Invesco Dynamic building & Construction ETF (PKb) [ST] | Purchases $35K–$175K; sales $15K–$50K | 7 | 1 | −$15.0K to $160K≈ | 2018-12-11 |
| NET SELL | C | Citigroup, Inc. | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2023-06-22 |
| NET SELL | DISCA | Discovery, Inc. - Series A | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2018-03-29 |
| NET SELL | MRK | Merck & Company, Inc. | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2018-03-29 |
| NET SELL | NRE | NorthStar Realty Europe Corp. | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2016-05-23 |
| NET SELL | NRF | NorthStar Realty Finance Corp. | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2016-05-23 |
| NET SELL | RYH | guggenheim S&P 500 Equal Weight Healthcare ETF | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2017-03-17 |
| NET SELL | TRP | TC Energy Corporation | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2023-06-23 |
| NET SELL | WLL | Whiting Petroleum Corporation | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2017-06-28 |
| ± net range spans zero | AMJ | JPMorgan Chase Capital XVI JP Morgan Alerian MLP ETN | Purchases $1K–$15K; sales $2K–$30K | 1 | 2 | −$29.0K to $13.0K≈ | 2021-09-14 |
| NET SELL | DVMT | Dell Technologies Inc. Class V | Purchases —; sales $2K–$30K | 0 | 2 | −$30.0K to −$2.0K net disposal≈ | 2017-07-03 |
| NET SELL | IBB | As filed: iShares Nasdaq biotechnology Index Fund (Ibb) [ST] | Purchases —; sales $2K–$30K | 0 | 2 | −$30.0K to −$2.0K net disposal≈ | 2017-02-23 |
| NET SELL | OXY | As filed: occidental Petroleum Corporation (oXY) [ST] | Purchases —; sales $2K–$30K | 0 | 2 | −$30.0K to −$2.0K net disposal≈ | 2017-07-03 |
| ± net range spans zero | IVV | iShares Core S&P 500 ETF | Purchases $16K–$65K; sales $15K–$50K | 2 | 1 | −$34.0K to $50.0K≈ | 2020-06-26 |
| ± net range spans zero | BLK | BlackRock, Inc. | Purchases $15K–$50K; sales $15K–$50K | 1 | 1 | −$35.0K to $35.0K≈ | 2023-06-30 |
| ± net range spans zero | IEFA | iShares Core MSCI EAFE ETF | Purchases $15K–$50K; sales $15K–$50K | 1 | 1 | −$35.0K to $35.0K≈ | 2020-06-26 |
| ± net range spans zero | XBI | SPDR Series Trust SPDR S&P Biotech ETF | Purchases $2K–$30K; sales $15K–$50K | 2 | 1 | −$48.0K to $15.0K≈ | 2023-06-30 |
| NET SELL | BA | Boeing Company | Purchases —; sales $15K–$50K | 0 | 1 | −$50.0K to −$15.0K net disposal≈ | 2023-06-19 |
| NET SELL | FFRHX | As filed: Fidelity FL High Income (ffrhx) [Ab] · type code Ab: Asset-Backed Securities | Purchases —; sales $15K–$50K | 0 | 1 | −$50.0K to −$15.0K net disposal≈ | 2019-05-30 |
| NET SELL | IWO | As filed: iShares Russell 2000 growth ETF (IWo) [ST] | Purchases —; sales $15K–$50K | 0 | 1 | −$50.0K to −$15.0K net disposal≈ | 2018-12-11 |
| NET SELL | PCY | Invesco Emerging Markets Sovereign Debt ETF | Purchases —; sales $15K–$50K | 0 | 1 | −$50.0K to −$15.0K net disposal≈ | 2018-12-11 |
| ± net range spans zero | MDY | SPDR MidCap Trust Series I | Purchases $2K–$30K; sales $17K–$80K | 2 | 3 | −$78.0K to $13.0K≈ | 2021-09-14 |
| ± net range spans zero | QQQ | Invesco QQQ Trust, Series 1 | Purchases $66K–$165K; sales $54K–$160K | 3 | 5 | −$94.0K to $111K≈ | 2019-01-10 |
| NET SELL | GE | As filed: general Electric Company (gE) [ST] | Purchases —; sales $30K–$100K | 0 | 2 | −$100K to −$30.0K net disposal≈ | 2017-07-03 |
| NET SELL | MET | MetLife, Inc. | Purchases —; sales $30K–$100K | 0 | 2 | −$100K to −$30.0K net disposal≈ | 2017-07-03 |
| NET SELL | EFA | iShares MSCI EAFE ETF | Purchases $1K–$15K; sales $32K–$130K | 1 | 4 | −$129K to −$17.0K net disposal≈ | 2018-03-29 |
| ± net range spans zero | GBDC | Golub Capital BDC, Inc. - Closed End Fund | Purchases $31K–$115K; sales $46K–$165K | 3 | 4 | −$134K to $69.0K≈ | 2023-06-30 |
| NET SELL | JNK | SPDR bloomberg barclays High Yield bond ETF | Purchases —; sales $65K–$150K | 0 | 2 | −$150K to −$65.0K net disposal≈ | 2018-12-11 |
| NET SELL | FFHRX | As filed: Fidelity FL Rt High Income (ffhrx) [Ab] · type code Ab: Asset-Backed Securities | Purchases —; sales $100K–$250K | 0 | 1 | −$250K to −$100K net disposal≈ | 2019-03-22 |
| ± net range spans zero | IWM | iShares Russell 2000 ETF | Purchases $65K–$150K; sales $119K–$360K | 2 | 6 | −$295K to $31.0K≈ | 2020-12-09 |
1–20 of 57 tickers
distinct default-view filings for this member, including paper (needs-OCR) filings that carry zero machine-readable rows: 20 · transactions: 171 · sum of statutory bucket bounds over the trailing 12 months — an interval, not an estimate of value: — · median days between trade date and filing date, over rows that disclose both: +373d · rows filed past the STOCK Act's 45-day window: 148
Medians are per member across the 298 House members with disclosed rows in this build — one observation each, so a high-volume filer does not become the chamber. Statistics describe the filing record, never intent.
| Sector | Trades | Flow range |
|---|---|---|
| Manufacturing | 7 | $49K–$210K |
| Finance, Insurance, and Real Estate | 6 | $62K–$230K |
| Transportation, Communications, Electric, Gas, and Sanitary Services | 5 | $5K–$75K |
| Mining | 2 | $2K–$30K |
| Retail Trade | 2 | $2K–$30K |
| ticker not resolved to an issuer coverage | 106 | $1.6M–$5M |
| no ticker disclosed coverage | 25 | Over $1.1M |
| issuer has no SIC on record coverage | 18 | $116K–$515K |
| Kind | Ticker | The asset as filed, without the parts that repeat the row: a trailing “(TICKER)” that is the row's ticker, the stock code “[ST]” when it is the row's type (“Stocks (including ADRs)” in the House Clerk's list of asset type codes), and a trailing “Common Stock” or “Ordinary Shares”. Any other code is shown as its words from that list; a code not on it keeps its brackets. A name that differs from the filing in any other way is a button: its note gives the text as filed. The filing itself is the exact record. | Filings under this member include transactions by spouse (SP), dependent children (DC), and joint accounts (JT) — the STOCK Act does not distinguish who directed a trade. Owner codes ↗ | Range | Amount range | Traded → Filed | Source |
|---|---|---|---|---|---|---|---|
| SELL | — | As filed: MAI Managed [PS] | partial (partial sale) | $50K–$100K | no ticker | Traded → Filed +28d | |
| SELL | — | As filed: MAI Managed Income Fund [HN] | partial (partial sale) | $50K–$100K | no ticker | Traded → Filed +29d | |
| SELL | XBI | SPDR Series Trust SPDR S&P Biotech ETF | — | $15K–$50K | Traded → Filed LATE·403d | ||
| SELL | GBDC | Golub Capital BDC, Inc. - Closed End Fund | partial (partial sale) | $1K–$15K | Traded → Filed LATE·403d | ||
| SELL | BLK | BlackRock, Inc. | — | $15K–$50K | Traded → Filed LATE·403d | ||
| SELL | TRP | TC Energy Corporation | — | $1K–$15K | Traded → Filed LATE·410d | ||
| SELL | C | Citigroup, Inc. | — | $1K–$15K | Traded → Filed LATE·411d | ||
| SELL | IWF | iShares Russell 1000 Growth ETF | partial (partial sale) | $15K–$50K | Traded → Filed LATE·414d | ||
| SELL | IWF | iShares Russell 1000 Growth ETF | partial (partial sale) | $15K–$50K | Traded → Filed LATE·414d | ||
| SELL | BA | Boeing Company | — | $15K–$50K | Traded → Filed LATE·414d | ||
| SELL | GBDC | Golub Capital BDC, Inc. - Closed End Fund | partial (partial sale) | $15K–$50K | Traded → Filed LATE·414d | ||
| SELL | GBDC | Golub Capital BDC, Inc. | — | $15K–$50K | Traded → Filed LATE·754d | ||
| BUY | VCSH | Vanguard Short-Term Corporate Bond ETF | — | $15K–$50K | Traded → Filed LATE·754d | ||
| SELL | GBDC | Golub Capital BDC, Inc. | — | $15K–$50K | Traded → Filed LATE·756d | ||
| SELL | PAVE | Global X Funds Global X U.S. Infrastructure Development ETF | — | $1K–$15K | Traded → Filed +21d | ||
| BUY | PPA | Invesco Aerospace & Defense ETF | — | $1K–$15K | Traded → Filed +21d | ||
| SELL | VCSH | Vanguard Short-Term Corporate Bond ETF | — | $1K–$15K | Traded → Filed +23d | ||
| SELL | AMJ | JPMorgan Chase Capital XVI JP Morgan Alerian MLP ETN | — | $1K–$15K | Traded → Filed +16d | ||
| BUY | MDY | SPDR MidCap Trust Series I | — | $1K–$15K | Traded → Filed +16d | ||
| BUY | PAVE | global X Funds global X U.S. Infrastructure Development ETF | — | $1K–$15K | Traded → Filed LATE·228d | ||
| BUY | PAVE | global X Funds global X U.S. Infrastructure Development ETF | — | $1K–$15K | Traded → Filed LATE·230d | ||
| SELL | IWM | iShares Russell 2000 ETF | — | $1K–$15K | Traded → Filed LATE·230d | ||
| SELL | IWM | iShares Russell 2000 ETF | — | $1K–$15K | Traded → Filed LATE·237d | ||
| SELL | — | As filed: FIDELITY LIMITED TERM MUNI INCOME FUND [gS] | — | $15K–$50K | no ticker | Traded → Filed LATE·390d | |
| SELL | IVV | iShares Core S&P 500 ETF | — | $15K–$50K | Traded → Filed LATE·396d | ||
| SELL | IWM | iShares Russell 2000 ETF | — | $15K–$50K | Traded → Filed LATE·396d | ||
| SELL | IEFA | iShares Core MSCI EAFE ETF | — | $15K–$50K | Traded → Filed LATE·396d | ||
| BUY | KBE | As filed: SPDR S&P bank ETF (KbE) [ST] | — | $1K–$15K | Traded → Filed LATE·414d | ||
| BUY | SPY | SPDR S&P 500 | — | $1K–$15K | Traded → Filed LATE·414d | ||
| BUY | VONE | Vanguard Russell 1000 ETF | — | $50K–$100K | Traded → Filed LATE·488d | ||
| BUY | SPY | SPDR S&P 500 | — | $1K–$15K | Traded → Filed LATE·503d | ||
| BUY | GBDC | As filed: golub Capital bDC, Inc. (gbDC) [ST] | — | $1K–$15K | Traded → Filed LATE·518d | ||
| SELL | — | As filed: Fidelity Advisor Real Eastate Income Z FIKMX [OT] | — | $15K–$50K | no ticker | Traded → Filed LATE·559d | |
| SELL | — | As filed: FIDELITY LIMITED TERM MUNI INCOME FUND [OT] | — | $1K–$15K | no ticker | Traded → Filed LATE·559d | |
| BUY | IVE | iShares S&P 500 Value ETF | — | $1K–$15K | Traded → Filed LATE·212d | ||
| BUY | FIKMX | As filed: Fidelity Advisor Real Estate Income Z (fikmx) [Ab] | — | $1K–$15K | Traded → Filed LATE·212d | ||
| BUY | IWN | iShares Russell 2000 Value ETF | — | $1K–$15K | Traded → Filed LATE·212d | ||
| BUY | FIKMX | As filed: Fidelity Advisor Real Estate Income Z (fikmx) [Ab] | — | $15K–$50K | Traded → Filed LATE·304d | ||
| BUY | FIKMX | As filed: Fidelity Advisor Real Estate income Z (fikmx) [Ab] | — | $15K–$50K | Traded → Filed LATE·304d | ||
| BUY | MDY | SPDR MidCap Trust Series I | — | $1K–$15K | Traded → Filed LATE·314d | ||
| BUY | IVV | iShares Core S&P 500 ETF | — | $15K–$50K | Traded → Filed LATE·372d | ||
| BUY | IJR | iShares Core S&P Small-Cap ETF | — | $1K–$15K | Traded → Filed LATE·372d | ||
| BUY | IJH | iShares Core S&P Mid-Cap ETF | — | $1K–$15K | Traded → Filed LATE·372d | ||
| SELL | AMJ | JPMorgan Chase Capital XVI JP Morgan Alerian MLP ETN | — | $1K–$15K | Traded → Filed LATE·388d | ||
| BUY | SPY | SPDR S&P 500 | — | $1K–$15K | Traded → Filed LATE·405d | ||
| BUY | VEA | Vanguard FTSE Developed Markets ETF | — | $1K–$15K | Traded → Filed LATE·405d | ||
| SELL | FFRHX | As filed: Fidelity FL High Income (ffrhx) [Ab] | — | $15K–$50K | Traded → Filed LATE·427d | ||
| BUY | GBDC | As filed: golub Capital bDC, Inc. (gbDC) [ST] | — | $15K–$50K | Traded → Filed LATE·427d | ||
| BUY | — | As filed: buckeye OH Cent Loc Sch Dist. [CS] | — | $50K–$100K | no ticker | Traded → Filed LATE·484d | |
| BUY | — | As filed: bessemer AL gO bd. [CS] | — | $50K–$100K | no ticker | Traded → Filed LATE·485d |
| Filed | Rows | Receipt |
|---|---|---|
| 2025-02-07 | 1 | |
| 2024-12-18 | 1 | |
| 2024-08-06 | 12 | |
| 2022-06-09 | 2 | |
| 2022-06-09 | 1 | |
| 2021-09-30 | 2 | |
| 2021-07-27 | 15 | |
| 2020-07-30 | 29 | |
| 2019-05-08 | 65 | |
| 2017-07-26 | 43 |
No signals for this member in the retained window — a computed answer over the rules on /signals, not an absence of coverage.
These filings were submitted on paper. They are retained and counted — they appear in filing totals with zero transaction rows — but their contents are not yet machine-readable, and Public Filings does not hand-transcribe. The archived document is already the record.
| Filed | Status | Src |
|---|---|---|
| 2016-06-24 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2016-03-07 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2016-02-05 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2016-02-01 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2015-04-14 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2015-03-06 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2015-02-11 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2015-02-11 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2014-12-02 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2014-11-13 | paper filing — needs OCR retained and counted; zero machine-readable rows |
PLANNED annual holdings · 13F overlap
No rankable disclosures in the trailing 90 days.
Serves on: House Committee on Appropriations · House Committee on Homeland Security
No disclosed trades fall inside this member's committee jurisdictions as of their trade dates · 22 trades predate the membership snapshot's validity window and are unanswerable, not cleared.
No tickers disclosed in the trailing 24 months.
Amounts are the ranges in the filing. Purchases and sales are disclosures, not a statement of current holdings.
Trade date and filing date are retained separately. Late and unparseable records stay identified in the data.
Periodic transaction reports do not establish a portfolio. Annual holdings and reconciliation require annual financial-disclosure records.