Disclosed transactions
1,531 reported transactions
Amounts are the ranges in the filing. Purchases and sales are disclosures, not a statement of current holdings.
Thomas R. Carper
Democrat — D–DE · U.S. Senate · serving since 1983 · member ID C000174
- Disclosures
- 1,531
- 150 filings · 21 paper · retained
- Purchases minus sales over the trailing 12 months, summed from the statutory ranges on each filing — an interval, not an estimate of value.
- —
- purchases − sales · an interval
- Distinct tickers
- 285
- across every disclosed row
- Late filings
- 404
- filed past the 45-day window
Flows from periodic transaction reports · House Clerk + Senate eFD · Amounts are statutory ranges; totals on this page are therefore ranges too. Amount ranges ↗ · every row retains its receipt
Disclosed flow by quarter
bar = [min, max] of bucket sums · flow range = sum of statutory bucket bounds — an interval, not an estimate of value; derived by Public Filings from the disclosed rangesNo disclosed purchases or sales were traded in the chart window, 25Q1–26Q4 (2025-01-01 through 2026-10-01, the build date). Most recent disclosed trade: 2024-12-13 — the full history is in the tables below.
gaps are gaps — no interpolation · y from $0 · no midpoints — bar spans the disclosed bounds · source: House Clerk + Senate eFD
Net disclosed flow by ticker
PTRs are flows, not holdings — this table nets disclosed flow intervals; it is NOT a portfolio and cannot become one without the member's annual FD report · 748 rows disclose no ticker and are outside this tableALL DISCLOSED HISTORY · net range| Net | Ticker | The issuer as the ticker's newest trade names it, without the parts that repeat the row: a trailing “(TICKER)” that is the row's ticker, the stock code “[ST]” when it is the row's type (“Stocks (including ADRs)” in the House Clerk's list of asset type codes), and a trailing “Common Stock” or “Ordinary Shares”. No code is shown as words here, since the row nets every trade in the ticker. A name that differs from the filing in any other way is a button: its note gives the text as filed and its code. The filing itself is the exact record. | net disclosed flow = sum of purchase bucket bounds minus sum of sale bucket bounds, as a net range net = [pL−sU, pU−sL]. A side with no rows has summed zero — a fact, not an absence. A row with any wholly-undisclosed amount on either side is not rankable and sits in the labeled bucket below the ranked rows, never coerced to zero | Buys | Sells | net disclosed flow = sum of purchase bucket bounds minus sum of sale bucket bounds, as a net range net = [pL−sU, pU−sL]. A side with no rows has summed zero — a fact, not an absence. A row with any wholly-undisclosed amount on either side is not rankable and sits in the labeled bucket below the ranked rows, never coerced to zero·§ | Last traded |
|---|---|---|---|---|---|---|---|
| NET BUY | ICLN | Global Clean Energy Ishares ETF | Purchases $50K–$100K; sales — | 1 | 0 | $50.0K to $100K net accumulation | 2024-03-05 |
| NET BUY | XCAPX | ACAP Strategic Fund | Purchases $31K–$115K; sales — | 3 | 0 | $31.0K to $115K net accumulation≈ | 2021-01-29 |
| NET BUY | XCEM | Columbia EM Core Ex-China ETF | Purchases $17K–$80K; sales — | 3 | 0 | $17.0K to $80.0K net accumulation≈ | 2023-12-18 |
| NET BUY | IGHG | ProShares Investment Grade-Interest Rate Hedged | Purchases $16K–$65K; sales — | 2 | 0 | $16.0K to $65.0K net accumulation≈ | 2023-02-15 |
| NET BUY | SBPYX | Clearbridge Small Cap Growth Fd Cl I | Purchases $16K–$65K; sales — | 2 | 0 | $16.0K to $65.0K net accumulation≈ | 2023-12-18 |
| NET BUY | ATOAX | Aberdeen Ultra Short Municipal Income Fund Class A | Purchases $15K–$50K; sales — | 1 | 0 | $15.0K to $50.0K net accumulation≈ | 2020-09-22 |
| NET BUY | PNQI | Invesco NASDAQ Internet ETF | Purchases $4K–$60K; sales — | 4 | 0 | $4.0K to $60.0K net accumulation≈ | 2020-04-14 |
| NET BUY | BMY | Bristol-Myers Squibb Company | Purchases $3K–$45K; sales — | 3 | 0 | $3.0K to $45.0K net accumulation≈ | 2022-01-18 |
| NET BUY | GLPI | Gaming and Leisure Properties, Inc. | Purchases $3K–$45K; sales — | 3 | 0 | $3.0K to $45.0K net accumulation≈ | 2023-12-11 |
| NET BUY | ITA | iShares U.S. Aerospace & Defense ETF | Purchases $3K–$45K; sales — | 3 | 0 | $3.0K to $45.0K net accumulation≈ | 2022-01-31 |
| NET BUY | PTNQ | Pacer Trendpilot 100 ETF | Purchases $3K–$45K; sales — | 3 | 0 | $3.0K to $45.0K net accumulation≈ | 2022-01-18 |
| NET BUY | AMT | American Tower Corporation (REIT) | Purchases $2K–$30K; sales — | 2 | 0 | $2.0K to $30.0K net accumulation≈ | 2023-01-11 |
| NET BUY | BSM | Black Stone Minerals, L.P. Common units representi | Purchases $2K–$30K; sales — | 2 | 0 | $2.0K to $30.0K net accumulation≈ | 2023-02-21 |
| NET BUY | CME | CME Group Inc | Purchases $2K–$30K; sales — | 2 | 0 | $2.0K to $30.0K net accumulation≈ | 2024-01-17 |
| NET BUY | FLNG | Flex Lng Ltd | Purchases $2K–$30K; sales — | 2 | 0 | $2.0K to $30.0K net accumulation≈ | 2023-12-11 |
| NET BUY | FPI | Farmland Partners Inc. | Purchases $2K–$30K; sales — | 2 | 0 | $2.0K to $30.0K net accumulation≈ | 2023-02-21 |
| NET BUY | IWD | iShares Russell 1000 Value ETF | Purchases $2K–$30K; sales — | 2 | 0 | $2.0K to $30.0K net accumulation≈ | 2023-02-15 |
| NET BUY | PTLC | Pacer Trendpilot US Large Cap ETF | Purchases $2K–$30K; sales — | 2 | 0 | $2.0K to $30.0K net accumulation≈ | 2020-11-20 |
| NET BUY | RTN | Raytheon Company | Purchases $2K–$30K; sales — | 2 | 0 | $2.0K to $30.0K net accumulation≈ | 2020-04-02 |
| NET BUY | SI | Silvergate Capital Corporation Class A Common Stoc | Purchases $2K–$30K; sales — | 2 | 0 | $2.0K to $30.0K net accumulation≈ | 2022-01-31 |
| NET BUY | V | Visa Inc. | Purchases $2K–$30K; sales — | 2 | 0 | $2.0K to $30.0K net accumulation≈ | 2022-01-18 |
| NET BUY | VEA | Vanguard FTSE Developed Markets ETF | Purchases $2K–$30K; sales — | 2 | 0 | $2.0K to $30.0K net accumulation≈ | 2024-05-16 |
| NET BUY | ACIW | ACI Worldwide, Inc. | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2020-11-20 |
| NET BUY | AES | The Aes Corp | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2024-01-17 |
| NET BUY | ALTM | Arcadium Lithium Plc | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2024-03-21 |
| NET BUY | ARNA | Arena Pharmaceuticals, Inc. | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2020-11-20 |
| NET BUY | ATVI | Activision Blizzard, Inc. | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2020-11-20 |
| NET BUY | BHP | BHP Group Limited American Depositary Shares (Each | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2023-01-11 |
| NET BUY | BMN | BlackRock 2037 Municipal Target Term Trust Common | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2022-10-27 |
| NET BUY | CALF | Pacer US Small Cap Cash Cows 100 ETF | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2024-05-15 |
| NET BUY | COWZ | Pacer US Cash Cows 100 Index | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2024-05-16 |
| NET BUY | CVG | Convergys Corporation (NYSE) | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2015-06-24 |
| NET BUY | CWEN | Clearway Energy, Inc. | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2021-04-05 |
| NET BUY | D | Dominion Energy Inc | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2024-03-28 |
| NET BUY | DELL | Dell Technologies Inc | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2024-01-02 |
| NET BUY | DHR | Danaher Corporation | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2017-08-31 |
| NET BUY | EELV | S&P Emerging Markets Low Vol Invesco ETF | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2022-08-10 |
| NET BUY | EMR | Emerson Electric Company | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2024-05-09 |
| NET BUY | ENB | Enbridge Inc | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2024-04-11 |
| NET BUY | ERIC | Telefonaktiebolaget LM Ericsson (publ) | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2020-11-20 |
| NET BUY | FMC | FMC Corp | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2023-12-11 |
| NET BUY | GMAB | Genmab A/S | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2020-11-20 |
| NET BUY | GSIMX | Goldman Sachs Gqg Partners International Opportu | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2022-08-10 |
| NET BUY | GSSC | GS Activebeta U.S. Small Cap Equity ETF | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2022-08-10 |
| NET BUY | HRL | Hormel Foods Corporation | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2017-08-31 |
| NET BUY | HRS | Harris Corporation | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2017-08-31 |
| NET BUY | ICOW | Pacer Developed Markets International Cash | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2024-05-16 |
| NET BUY | JNJ | Johnson & Johnson | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2022-01-18 |
| NET BUY | JPM | JPMorgan Chase & Co. | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2020-03-24 |
| NET BUY | KMB | Kimberly-Clark Corp | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2023-12-11 |
| NET BUY | LITE | Lumentum Holdings Inc. | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2021-11-26 |
| NET BUY | MGM | MGM Resorts International | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2023-01-04 |
| NET BUY | NEE | Nextera Energy | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2023-08-29 |
| NET BUY | NPK | National Presto Industries, Inc. | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2017-08-31 |
| NET BUY | NTAP | NetApp, Inc. | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2020-12-30 |
| NET BUY | NTI | Northern Tier Energy LP (NYSE) | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2014-06-25 |
| NET BUY | NTR | Nutrien Ltd | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2024-03-28 |
| NET BUY | NVO | Novo Nordisk A/S | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2020-04-02 |
| NET BUY | NVS | Novartis AG | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2023-04-26 |
| NET BUY | NWL | Newell Brands Inc. | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2017-08-31 |
| NET BUY | NWN | Northwest Natural Gas Company (NYSE) | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2015-07-21 |
| NET BUY | OXY | Occidental Petroleum Corp | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2024-05-09 |
| NET BUY | PAAS | Pan American Silver Corp. | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2020-11-20 |
| NET BUY | PAGS | PagSeguro Digital Ltd. | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2020-11-20 |
| NET BUY | PEP | PepsiCo, Inc. | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2020-04-02 |
| NET BUY | PFE | Pfizer Inc. | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2020-07-09 |
| NET BUY | RAI | Reynolds American Inc. | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2016-11-17 |
| NET BUY | RAMP | LiveRamp Holdings, Inc. | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2021-06-29 |
| NET BUY | RHI | Robert Half International Inc. | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2017-08-31 |
| NET BUY | RIG | Transocean Ltd. (NYSE) | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2014-02-27 |
| NET BUY | ROK | Rockwell Automation Inc | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2023-08-22 |
| NET BUY | RVNC | Revance Therapeutics, Inc. | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2023-10-04 |
| NET BUY | SAND | Sandstorm Gold Ltd. Ordinary Shares (Canada) | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2023-01-11 |
| NET BUY | SE | Spectra Energy Corp. | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2016-03-31 |
| NET BUY | SJR | Shaw Communications, Inc. (NYSE) | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2014-02-21 |
| NET BUY | SNOW | Snowflake Inc. Class A | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2021-10-22 |
| NET BUY | SNPS | Synopsys, Inc. | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2020-11-20 |
| NET BUY | SPY | SPDR S&P 500 ETF Trust | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2020-03-23 |
| NET BUY | TSLA | Tesla, Inc. | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2020-12-30 |
| NET BUY | TT | Trane Technologies plc | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2023-06-20 |
| NET BUY | VHT | Vanguard Health Care ETF | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2023-02-15 |
| NET BUY | VIG | Vanguard Div Appreciation ETF | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2024-05-16 |
| NET BUY | WM | Waste Management, Inc. | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2023-02-21 |
| FLAT the net range spans zero | -- LGI | LOR Lazard World Dividend and Income Fund (Exchanged) Lazard Global Total Return and Income Fund, Inc. (Received) | Purchases —; sales — | 0 | 0 | $0 | 2019-12-05 |
| FLAT the net range spans zero | -- RTX | UTX (Exchanged) Raytheon Technologies Corporation Common Stock (Received) | Purchases —; sales — | 0 | 0 | $0≈ | 2020-04-03 |
| FLAT the net range spans zero | -- TAC | TRSWF - TransAlta Renewables Inc (Exchanged) Transalta Corp (Received) | Purchases —; sales — | 0 | 0 | $0≈ | 2023-12-21 |
| FLAT the net range spans zero | DD IFF | DuPont de Nemours, Inc. (Exchanged) International Flavors & Fragrances Inc. (Received) | Purchases —; sales — | 0 | 0 | $0≈ | 2021-02-05 |
| ± net range spans zero | ABYIX | Abbey Capital Futures Strategy Fund- Class I Sha | Purchases $4K–$60K; sales $1K–$15K | 4 | 1 | −$11.0K to $59.0K≈ | 2023-02-15 |
| ± net range spans zero | PTMC | Pacer Trendpilot US Mid Cap ETF | Purchases $4K–$60K; sales $1K–$15K | 4 | 1 | −$11.0K to $59.0K≈ | 2022-01-31 |
| ± net range spans zero | GLW | Corning Incorporated | Purchases $3K–$45K; sales $1K–$15K | 3 | 1 | −$12.0K to $44.0K≈ | 2022-01-18 |
| ± net range spans zero | SQM | Sociedad Quimica Y Minera S.A. ADR | Purchases $3K–$45K; sales $1K–$15K | 3 | 1 | −$12.0K to $44.0K≈ | 2024-03-13 |
| ± net range spans zero | VZ | Verizon Communications Inc | Purchases $3K–$45K; sales $1K–$15K | 3 | 1 | −$12.0K to $44.0K≈ | 2023-07-10 |
| ± net range spans zero | ABT | Abbott Laboratories | Purchases $2K–$30K; sales $1K–$15K | 2 | 1 | −$13.0K to $29.0K≈ | 2024-01-17 |
| ± net range spans zero | AY | Atlantica Yield Plc | Purchases $2K–$30K; sales $1K–$15K | 2 | 1 | −$13.0K to $29.0K≈ | 2024-12-13 |
| ± net range spans zero | BAH | Booz Allen Hamilton Holding Corp | Purchases $2K–$30K; sales $1K–$15K | 2 | 1 | −$13.0K to $29.0K≈ | 2023-08-15 |
| ± net range spans zero | DLR | Digital Realty Trust, Inc. | Purchases $2K–$30K; sales $1K–$15K | 2 | 1 | −$13.0K to $29.0K≈ | 2023-01-11 |
| ± net range spans zero | HBI | Hanesbrands Inc. | Purchases $2K–$30K; sales $1K–$15K | 2 | 1 | −$13.0K to $29.0K≈ | 2020-11-20 |
| ± net range spans zero | HQL | TeklaLife Sciences Investors | Purchases $2K–$30K; sales $1K–$15K | 2 | 1 | −$13.0K to $29.0K≈ | 2022-10-04 |
| ± net range spans zero | JCI | Johnson Controls International plc Ordinary Share | Purchases $2K–$30K; sales $1K–$15K | 2 | 1 | −$13.0K to $29.0K≈ | 2022-05-16 |
| ± net range spans zero | LMRK | Landmark Infrastructure Partners LP - Common Units | Purchases $2K–$30K; sales $1K–$15K | 2 | 1 | −$13.0K to $29.0K≈ | 2021-08-23 |
| ± net range spans zero | MANT | ManTech International Corporation | Purchases $2K–$30K; sales $1K–$15K | 2 | 1 | −$13.0K to $29.0K≈ | 2021-06-04 |
| ± net range spans zero | NTLA | Intellia Therapeutics, Inc. | Purchases $2K–$30K; sales $1K–$15K | 2 | 1 | −$13.0K to $29.0K≈ | 2023-08-25 |
| ± net range spans zero | PYPL | PayPal Holdings, Inc. | Purchases $2K–$30K; sales $1K–$15K | 2 | 1 | −$13.0K to $29.0K≈ | 2023-05-09 |
| ± net range spans zero | RIO | Rio Tinto Plc | Purchases $2K–$30K; sales $1K–$15K | 2 | 1 | −$13.0K to $29.0K≈ | 2023-01-18 |
| ± net range spans zero | SMDV | ProShares Russell 2000 Dividend Growers ETF | Purchases $2K–$30K; sales $1K–$15K | 2 | 1 | −$13.0K to $29.0K≈ | 2024-05-15 |
| ± net range spans zero | TGT | Target Corp | Purchases $2K–$30K; sales $1K–$15K | 2 | 1 | −$13.0K to $29.0K≈ | 2024-05-22 |
| ± net range spans zero | TMO | Thermo Fisher Scientific Inc | Purchases $2K–$30K; sales $1K–$15K | 2 | 1 | −$13.0K to $29.0K≈ | 2023-04-26 |
| ± net range spans zero | WW | WW International, Inc. | Purchases $2K–$30K; sales $1K–$15K | 2 | 1 | −$13.0K to $29.0K≈ | 2021-08-11 |
| FLAT the net range spans zero | AEE | Ameren Corporation | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2016-06-24 |
| FLAT the net range spans zero | AGX | Argan Inc | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2023-12-11 |
| FLAT the net range spans zero | AJRD | Aerojet Rocketdyne Holdings, Inc. | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2021-01-08 |
| FLAT the net range spans zero | ATKR | Atkore Inc | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2024-05-09 |
| FLAT the net range spans zero | ATML | Atmel Corporation (NASDAQ) | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2015-06-24 |
| FLAT the net range spans zero | BRKR | Bruker Corporation | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2023-04-17 |
| FLAT the net range spans zero | C | Citigroup, Inc. | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2022-01-18 |
| FLAT the net range spans zero | CDL | VictoryShares US Large Cap High Div Volatility Wtd | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2023-02-15 |
| FLAT the net range spans zero | COR | CoreSite Realty Corporation | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2021-11-16 |
| FLAT the net range spans zero | CRWD | Crowdstrike Holdings Inc | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2023-08-29 |
| FLAT the net range spans zero | DDOG | Datadog, Inc. | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2021-01-11 |
| FLAT the net range spans zero | DGX | Quest Diagnostics Inc | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2023-12-11 |
| FLAT the net range spans zero | DRI | Darden Restaurants, Inc. | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2020-04-02 |
| FLAT the net range spans zero | EEM | iShares MSCI Emerging Markets ETF | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2021-02-12 |
| FLAT the net range spans zero | EQNR | Equinor ASA | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2024-02-16 |
| FLAT the net range spans zero | ETRN | Equitrans Midstream Corp | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2024-03-11 |
| FLAT the net range spans zero | EVOP | EVO Payments, Inc. | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2021-01-25 |
| FLAT the net range spans zero | FAST | Fastenal Company | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2022-08-18 |
| FLAT the net range spans zero | FNF | Fidelity National Financial | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2023-12-11 |
| FLAT the net range spans zero | FQAL | Fidelity Quality Factor ETF | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2023-02-15 |
| FLAT the net range spans zero | FTNT | Fortinet Inc | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2023-08-04 |
| FLAT the net range spans zero | GEM | GS Activebeta Emerging Markets Equity ETF | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2021-02-12 |
| FLAT the net range spans zero | GMRE | Global Medical REIT Inc. | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2022-10-17 |
| FLAT the net range spans zero | GOLD | Barrick Gold Corporation Common Stock (BC) | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2021-11-26 |
| FLAT the net range spans zero | IJR | iShares Core S&P Small-Cap ETF | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2023-02-15 |
| FLAT the net range spans zero | INOD | Innodata Inc | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2024-03-21 |
| FLAT the net range spans zero | IWN | iShares Russell 2000 Value ETF | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2022-01-18 |
| FLAT the net range spans zero | KBE | SPDR S&P Bank ETF | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2023-02-21 |
| FLAT the net range spans zero | KEYS | Keysight Technologies Inc. | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2023-05-22 |
| FLAT the net range spans zero | KRE | SPDR S&P Regional Banking ETF | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2022-08-10 |
| FLAT the net range spans zero | LMT | Lockheed Martin Corporation | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2022-01-18 |
| FLAT the net range spans zero | MRVL | Marvell Technology Group Ltd. | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2023-04-17 |
| FLAT the net range spans zero | NUAN | Nuance Communications, Inc. | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2021-04-13 |
| FLAT the net range spans zero | PRF | Invesco FTSE RAFI US 1000 ETF | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2024-05-16 |
| FLAT the net range spans zero | RTX | Raytheon Technologies Corporation | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2023-02-21 |
| FLAT the net range spans zero | SIL | Global X Silver Miners ETF | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2020-07-28 |
| FLAT the net range spans zero | SOFI | Sofi Technologies Inc | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2024-03-21 |
| FLAT the net range spans zero | SPGP | Invesco S&P 500 GARP ETF | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2023-02-15 |
| FLAT the net range spans zero | TRIT | Triterras, Inc. | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2021-06-29 |
| FLAT the net range spans zero | URA | Global X Uranium ETF | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2023-12-11 |
| FLAT the net range spans zero | VFH | Vanguard Financials ETF | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2023-02-21 |
| FLAT the net range spans zero | VIAV | Viavi Solutions Inc. | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2021-01-25 |
| FLAT the net range spans zero | VSH | Vishay Intertechnology, Inc. | Purchases $1K–$15K; sales $1K–$15K | 1 | 1 | −$14.0K to $14.0K≈ | 2023-04-17 |
| NET SELL | ABB | ABB Ltd | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2019-07-18 |
| NET SELL | ADT | The ADT Corporation | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2016-02-16 |
| NET SELL | ALGM | Allegro MicroSystems, Inc. | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2023-04-17 |
| NET SELL | AVNT | Avient Corporation | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2023-04-17 |
| NET SELL | BOTZ | Global X Robotics & Artificial Intelligence ETF | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2020-04-02 |
| NET SELL | BP | BP p.l.c. | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2019-12-17 |
| NET SELL | CB | Chubb Limited | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2020-04-02 |
| NET SELL | CEM | ClearBridge MLP and Midstream Fund Inc. Common Sto | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2021-12-21 |
| NET SELL | CFG | Citizens Financial Group, Inc. | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2020-04-02 |
| NET SELL | CTVA | Corteva, Inc. | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2020-11-20 |
| NET SELL | DEO | Diageo plc | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2021-06-04 |
| NET SELL | DIOD | Diodes Incorporated | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2023-04-17 |
| NET SELL | DLS | WisdomTree International SmallCap Dividend Fund | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2020-07-07 |
| NET SELL | EC | Ecopetrol SA (NYSE) | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2014-02-27 |
| NET SELL | FEYE | FireEye, Inc. | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2021-01-11 |
| NET SELL | FITB | Fifth Third Bancorp | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2020-04-02 |
| NET SELL | FPL | First Trust New Opportunities MLP & Energy Fund | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2020-04-02 |
| NET SELL | GAN | GAN Limited | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2021-04-13 |
| NET SELL | GAS | AGL Resources Inc. (NYSE) | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2015-08-25 |
| NET SELL | GOOG | Alphabet Inc. - Class C Capital Stock | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2021-09-28 |
| NET SELL | GPCR | Structure Therapeutics Inc | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2023-10-04 |
| NET SELL | HAL | Halliburton Company | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2020-11-20 |
| NET SELL | HOLX | Hologic, Inc. | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2023-01-11 |
| NET SELL | IAT | iShares U.S. Regional Banks ETF | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2020-04-02 |
| NET SELL | ITW | Illinois Tool Works Inc. (NYSE) | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2015-02-12 |
| NET SELL | IVOO | Vanguard S&P Mid-Cap 400 ETF | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2022-01-26 |
| NET SELL | KBA | KraneShares Bosera MSCI China A ETF | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2022-01-26 |
| NET SELL | KNX | Knight-Swift Transportation Holdings Inc. | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2020-04-02 |
| NET SELL | MDT | Medtronic plc | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2016-09-26 |
| NET SELL | MO | Altria Group, Inc. | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2019-11-04 |
| NET SELL | MSFT | Microsoft Corporation | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2020-04-02 |
| NET SELL | OAYIX | Oakmark International Fund Class Advisor | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2020-04-02 |
| NET SELL | OKE | ONEOK Inc. (NYSE) | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2014-05-30 |
| NET SELL | PKG | Packaging Corporation of America | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2020-04-02 |
| NET SELL | QS | QuantumScape Corporation Class A | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2021-11-26 |
| NET SELL | RMBS | Rambus Inc | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2023-08-10 |
| NET SELL | S | Sentinelone Inc Cl A | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2024-01-02 |
| NET SELL | SCCO | Southern Copper Corporation | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2016-11-14 |
| NET SELL | SMG | The Scotts Miracle-Gro Company | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2019-07-16 |
| NET SELL | SNDR | Schneider National, Inc. | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2023-04-17 |
| NET SELL | TU | Telus Corporation | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2023-01-11 |
| NET SELL | VGR | Vector Group Ltd. | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2019-05-02 |
| NET SELL | VOD | Vodafone Group Plc | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2020-03-24 |
| NET SELL | VTRS | Viatris Inc. | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2020-12-30 |
| NET SELL | WFC | Wells Fargo & Company | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2020-03-24 |
| NET SELL | WTR | Aqua America Inc. | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2016-06-07 |
| ± net range spans zero | SWKS | Skyworks Solutions | Purchases $5K–$75K; sales $2K–$30K | 5 | 2 | −$25.0K to $73.0K≈ | 2023-08-29 |
| ± net range spans zero | CVS | CVS Health Corporation | Purchases $4K–$60K; sales $2K–$30K | 4 | 2 | −$26.0K to $58.0K≈ | 2023-01-11 |
| ± net range spans zero | GNR | SPDR S&P Global Natural Resources ETF | Purchases $4K–$60K; sales $2K–$30K | 4 | 2 | −$26.0K to $58.0K≈ | 2023-02-15 |
| ± net range spans zero | ABBV | AbbVie Inc. | Purchases $3K–$45K; sales $2K–$30K | 3 | 2 | −$27.0K to $43.0K≈ | 2022-01-18 |
| ± net range spans zero | DIS | Walt Disney Company (The) | Purchases $3K–$45K; sales $2K–$30K | 3 | 2 | −$27.0K to $43.0K≈ | 2023-05-22 |
| ± net range spans zero | JHMM | John Hancock Multifactor Mid Cap ETF | Purchases $3K–$45K; sales $2K–$30K | 3 | 2 | −$27.0K to $43.0K≈ | 2023-04-17 |
| ± net range spans zero | AQN | Algonquin Power and Utilities Corp | Purchases $2K–$30K; sales $2K–$30K | 2 | 2 | −$28.0K to $28.0K≈ | 2023-08-29 |
| ± net range spans zero | ARE | Alexandria Real Estate Equities, Inc. | Purchases $2K–$30K; sales $2K–$30K | 2 | 2 | −$28.0K to $28.0K≈ | 2021-08-04 |
| ± net range spans zero | BSTZ | BlackRock Science and Technology Trust II | Purchases $2K–$30K; sales $2K–$30K | 2 | 2 | −$28.0K to $28.0K≈ | 2020-02-22 |
| ± net range spans zero | EFAD | Proshares MSCI EAFE Dividend Growers ETF | Purchases $2K–$30K; sales $2K–$30K | 2 | 2 | −$28.0K to $28.0K≈ | 2024-05-16 |
| ± net range spans zero | FDRR | Fidelity Dividend ETF For Rising Rates | Purchases $2K–$30K; sales $2K–$30K | 2 | 2 | −$28.0K to $28.0K≈ | 2024-05-16 |
| ± net range spans zero | FINX | Global X FinTech ETF | Purchases $2K–$30K; sales $2K–$30K | 2 | 2 | −$28.0K to $28.0K≈ | 2022-08-10 |
| ± net range spans zero | GLAD | Gladstone Capital Corporation | Purchases $2K–$30K; sales $2K–$30K | 2 | 2 | −$28.0K to $28.0K≈ | 2022-01-18 |
| ± net range spans zero | JHEM | John Hancock Multifactor Emerging Markets ETF | Purchases $2K–$30K; sales $2K–$30K | 2 | 2 | −$28.0K to $28.0K≈ | 2023-08-16 |
| ± net range spans zero | LHX | L3Harris Technologies, Inc. | Purchases $2K–$30K; sales $2K–$30K | 2 | 2 | −$28.0K to $28.0K≈ | 2022-01-18 |
| ± net range spans zero | MOS | Mosaic Company | Purchases $2K–$30K; sales $2K–$30K | 2 | 2 | −$28.0K to $28.0K≈ | 2024-03-28 |
| ± net range spans zero | QTEC | First Trust NASDAQ-100-Technology Sector Index Fun | Purchases $2K–$30K; sales $2K–$30K | 2 | 2 | −$28.0K to $28.0K≈ | 2023-02-15 |
| ± net range spans zero | RODM | Hartford Multifactor Developed Markets (ex-US) ETF | Purchases $2K–$30K; sales $2K–$30K | 2 | 2 | −$28.0K to $28.0K≈ | 2021-01-13 |
| ± net range spans zero | VLO | Valero Energy Corp | Purchases $2K–$30K; sales $2K–$30K | 2 | 2 | −$28.0K to $28.0K≈ | 2024-04-11 |
| ± net range spans zero | CAG | Conagra Brands, Inc. | Purchases $1K–$15K; sales $2K–$30K | 1 | 2 | −$29.0K to $13.0K≈ | 2021-01-11 |
| ± net range spans zero | GDXJ | VanEck Vectors Junior Gold Miners ETF | Purchases $1K–$15K; sales $2K–$30K | 1 | 2 | −$29.0K to $13.0K≈ | 2022-08-10 |
| ± net range spans zero | HASI | Hannon Armstrong Sustainable Infrastructure Capita | Purchases $1K–$15K; sales $2K–$30K | 1 | 2 | −$29.0K to $13.0K≈ | 2023-02-21 |
| ± net range spans zero | INTC | Intel Corporation | Purchases $1K–$15K; sales $2K–$30K | 1 | 2 | −$29.0K to $13.0K≈ | 2022-10-17 |
| ± net range spans zero | KWEB | KS Trust KS CSI China Internet ETF | Purchases $1K–$15K; sales $2K–$30K | 1 | 2 | −$29.0K to $13.0K≈ | 2022-03-17 |
| ± net range spans zero | MAXR | Maxar Technologies Inc | Purchases $1K–$15K; sales $2K–$30K | 1 | 2 | −$29.0K to $13.0K≈ | 2023-01-04 |
| ± net range spans zero | MCD | McDonald's Corporation | Purchases $1K–$15K; sales $2K–$30K | 1 | 2 | −$29.0K to $13.0K≈ | 2023-01-11 |
| ± net range spans zero | MET | Metlife Inc | Purchases $1K–$15K; sales $2K–$30K | 1 | 2 | −$29.0K to $13.0K≈ | 2024-01-17 |
| ± net range spans zero | MPW | Medical Properties Trust | Purchases $1K–$15K; sales $2K–$30K | 1 | 2 | −$29.0K to $13.0K≈ | 2023-08-22 |
| ± net range spans zero | PBA | Pembina Pipeline Corporation | Purchases $1K–$15K; sales $2K–$30K | 1 | 2 | −$29.0K to $13.0K≈ | 2021-01-26 |
| ± net range spans zero | TSN | Tyson Foods, Inc. | Purchases $1K–$15K; sales $2K–$30K | 1 | 2 | −$29.0K to $13.0K≈ | 2020-07-09 |
| ± net range spans zero | UA | Under Armour, Inc. Class C | Purchases $1K–$15K; sales $2K–$30K | 1 | 2 | −$29.0K to $13.0K≈ | 2023-04-13 |
| NET SELL | DOW | Dow Inc. | Purchases —; sales $2K–$30K | 0 | 2 | −$30.0K to −$2.0K net disposal≈ | 2020-12-30 |
| NET SELL | IJS | iShares S&P SmallCap 600 Value ETF | Purchases —; sales $2K–$30K | 0 | 2 | −$30.0K to −$2.0K net disposal≈ | 2022-08-10 |
| NET SELL | MPC | Marathon Petroleum Corporation | Purchases —; sales $2K–$30K | 0 | 2 | −$30.0K to −$2.0K net disposal≈ | 2020-04-02 |
| NET SELL | OHI | Omega Healthcare Investors, Inc. | Purchases —; sales $2K–$30K | 0 | 2 | −$30.0K to −$2.0K net disposal≈ | 2020-11-20 |
| NET SELL | QLEIX | AQR Long-Short Equity Fund Class I | Purchases —; sales $2K–$30K | 0 | 2 | −$30.0K to −$2.0K net disposal≈ | 2020-04-02 |
| NET SELL | UAA | Under Armour, Inc. Class A | Purchases —; sales $2K–$30K | 0 | 2 | −$30.0K to −$2.0K net disposal≈ | 2023-04-13 |
| ± net range spans zero | SRVR | Pacer Benchmark Data & Infrastructure Real Estate | Purchases $6K–$90K; sales $3K–$45K | 6 | 3 | −$39.0K to $87.0K≈ | 2024-05-14 |
| ± net range spans zero | LUBFX | Lord Abbett Ultra Short Bond Fund - Class F | Purchases $3K–$45K; sales $3K–$45K | 3 | 3 | −$42.0K to $42.0K≈ | 2022-01-31 |
| ± net range spans zero | SBUX | Starbucks Corp | Purchases $3K–$45K; sales $3K–$45K | 3 | 3 | −$42.0K to $42.0K≈ | 2024-05-09 |
| ± net range spans zero | APO | Apollo Global Management, Inc. Class A Common Stoc | Purchases $2K–$30K; sales $3K–$45K | 2 | 3 | −$43.0K to $27.0K≈ | 2023-02-21 |
| ± net range spans zero | DGRS | WisdomTree U.S. SmallCap Quality Dividend Growth F | Purchases $2K–$30K; sales $3K–$45K | 2 | 3 | −$43.0K to $27.0K≈ | 2023-04-17 |
| ± net range spans zero | GEMIX | Goldman Sachs Emerging Markets Equity Fund Insti | Purchases $2K–$30K; sales $3K–$45K | 2 | 3 | −$43.0K to $27.0K≈ | 2022-01-31 |
| ± net range spans zero | NXTG | First Trust Indxx NextG ETF | Purchases $2K–$30K; sales $3K–$45K | 2 | 3 | −$43.0K to $27.0K≈ | 2023-02-15 |
| ± net range spans zero | RMD | Resmed Inc | Purchases $2K–$30K; sales $3K–$45K | 2 | 3 | −$43.0K to $27.0K≈ | 2023-08-29 |
| ± net range spans zero | TSM | Taiwan Semiconductor Manufacturing Company Ltd. | Purchases $2K–$30K; sales $3K–$45K | 2 | 3 | −$43.0K to $27.0K≈ | 2023-12-11 |
| ± net range spans zero | ARCC | Ares Capital Corporation - Closed End Fund | Purchases $1K–$15K; sales $3K–$45K | 1 | 3 | −$44.0K to $12.0K≈ | 2022-01-18 |
| ± net range spans zero | AXS | Axis Capital Holdings Limited | Purchases $1K–$15K; sales $3K–$45K | 1 | 3 | −$44.0K to $12.0K≈ | 2023-01-11 |
| ± net range spans zero | CFA | VictoryShares US 500 Volatility Wtd ETF | Purchases $1K–$15K; sales $3K–$45K | 1 | 3 | −$44.0K to $12.0K≈ | 2022-08-10 |
| ± net range spans zero | CIBR | First Trust Nasdaq Cybersecurity ETF | Purchases $1K–$15K; sales $3K–$45K | 1 | 3 | −$44.0K to $12.0K≈ | 2022-08-10 |
| ± net range spans zero | CONE | CyrusOne Inc | Purchases $1K–$15K; sales $3K–$45K | 1 | 3 | −$44.0K to $12.0K≈ | 2021-11-26 |
| ± net range spans zero | LGI | Lazard Global Total Return and Income Fund Common | Purchases $1K–$15K; sales $3K–$45K | 1 | 3 | −$44.0K to $12.0K≈ | 2023-04-17 |
| ± net range spans zero | TTE | TotalEnergies SE | Purchases $1K–$15K; sales $3K–$45K | 1 | 3 | −$44.0K to $12.0K≈ | 2024-05-09 |
| ± net range spans zero | XAR | SPDR S&P Aerospace & Defense ETF | Purchases $1K–$15K; sales $3K–$45K | 1 | 3 | −$44.0K to $12.0K≈ | 2022-01-31 |
| NET SELL | ETN | Eaton Corporation, PLC | Purchases —; sales $3K–$45K | 0 | 3 | −$45.0K to −$3.0K net disposal≈ | 2023-06-20 |
| NET SELL | FEMS | First Trust Emerging Markets Small Cap AlphaDEX Fu | Purchases —; sales $3K–$45K | 0 | 3 | −$45.0K to −$3.0K net disposal≈ | 2021-02-12 |
| NET SELL | FXI | iShares China Large-Cap ETF | Purchases —; sales $3K–$45K | 0 | 3 | −$45.0K to −$3.0K net disposal≈ | 2022-01-18 |
| NET SELL | TCEHY | Tencent Holdings Limited | Purchases —; sales $3K–$45K | 0 | 3 | −$45.0K to −$3.0K net disposal≈ | 2020-08-21 |
| NET SELL | BHI | Baker Hughes Incorporated (NYSE) | Purchases —; sales $15K–$50K | 0 | 1 | −$50.0K to −$15.0K net disposal≈ | 2014-04-03 |
| NET SELL | BTF | Boulder Total Return Fund, Inc. (NYSE) | Purchases —; sales $15K–$50K | 0 | 1 | −$50.0K to −$15.0K net disposal≈ | 2014-11-26 |
| NET SELL | FIASX | Fidelity Advisor International Small Cap Class A | Purchases —; sales $15K–$50K | 0 | 1 | −$50.0K to −$15.0K net disposal≈ | 2022-08-09 |
| NET SELL | LNC | Lincoln National Corporation (NYSE) | Purchases —; sales $15K–$50K | 0 | 1 | −$50.0K to −$15.0K net disposal≈ | 2014-07-17 |
| NET SELL | NID | Nuveen Intermediate Duration Municipal Term Fund C | Purchases —; sales $15K–$50K | 0 | 1 | −$50.0K to −$15.0K net disposal≈ | 2022-10-04 |
| NET SELL | PRJAX | PGIM Jennison Global Opportunities Fund-Class A | Purchases —; sales $15K–$50K | 0 | 1 | −$50.0K to −$15.0K net disposal≈ | 2020-05-21 |
| ± net range spans zero | LDP | Cohen & Steers Limited Duration Preferred and Inco | Purchases $6K–$90K; sales $4K–$60K | 6 | 4 | −$54.0K to $86.0K≈ | 2023-02-15 |
| ± net range spans zero | MOO | VanEck Agribusiness ETF | Purchases $4K–$60K; sales $4K–$60K | 4 | 4 | −$56.0K to $56.0K≈ | 2024-05-14 |
| ± net range spans zero | RTH | VanEck Retail ETF | Purchases $3K–$45K; sales $4K–$60K | 3 | 4 | −$57.0K to $41.0K≈ | 2023-04-17 |
| ± net range spans zero | NVDA | Nvidia Corp | Purchases $2K–$30K; sales $4K–$60K | 2 | 4 | −$58.0K to $26.0K≈ | 2024-03-07 |
| ± net range spans zero | GSMYX | Goldman Sachs Small/Mid-Cap Growth Fund Inst Cl | Purchases $1K–$15K; sales $4K–$60K | 1 | 4 | −$59.0K to $11.0K≈ | 2022-10-17 |
| ± net range spans zero | IVV | iShares Core S&P 500 ETF | Purchases $1K–$15K; sales $4K–$60K | 1 | 4 | −$59.0K to $11.0K≈ | 2023-02-15 |
| NET SELL | CSCO | Cisco Systems, Inc. | Purchases $1K–$15K; sales $16K–$65K | 1 | 2 | −$64.0K to −$1.0K net disposal≈ | 2023-04-13 |
| ± net range spans zero | DD | DuPont de Nemours, Inc. | Purchases $12K–$180K; sales $17K–$80K | 12 | 3 | −$68.0K to $163K≈ | 2021-01-27 |
| ± net range spans zero | CEF | Sprott Physical Gold & Silver Trust | Purchases $7K–$105K; sales $5K–$75K | 7 | 5 | −$68.0K to $100K≈ | 2024-03-13 |
| ± net range spans zero | FCPIX | Fidelity Advisor International Capital Appreciat | Purchases $5K–$75K; sales $5K–$75K | 5 | 5 | −$70.0K to $70.0K≈ | 2023-04-17 |
| ± net range spans zero | QCOM | QUALCOMM Incorporated | Purchases $3K–$45K; sales $5K–$75K | 3 | 5 | −$72.0K to $40.0K≈ | 2023-02-21 |
| ± net range spans zero | MBXIX | Catalyst/Millburn Hedge Strategy Fund Class I | Purchases $2K–$30K; sales $5K–$75K | 2 | 5 | −$73.0K to $25.0K≈ | 2023-02-15 |
| ± net range spans zero | IRM | Iron Mountain Inc | Purchases $1K–$15K; sales $5K–$75K | 1 | 5 | −$74.0K to $10.0K≈ | 2023-12-11 |
| NET SELL | LUBYX | Lord Abbett Ultra Short Bond Fund - Class I | Purchases $1K–$15K; sales $17K–$80K | 1 | 3 | −$79.0K to −$2.0K net disposal≈ | 2023-02-15 |
| ± net range spans zero | GLD | SPDR Gold Trust | Purchases $6K–$90K; sales $6K–$90K | 6 | 6 | −$84.0K to $84.0K≈ | 2024-03-13 |
| ± net range spans zero | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | Purchases $39K–$235K; sales $20K–$125K | 11 | 6 | −$86.0K to $215K≈ | 2024-01-17 |
| ± net range spans zero | SBIO | Alps Medical Breakthroughs ETF | Purchases $3K–$45K; sales $6K–$90K | 3 | 6 | −$87.0K to $39.0K≈ | 2023-04-17 |
| ± net range spans zero | FDN | First Trust Dow Jones Internet ETF | Purchases $2K–$30K; sales $6K–$90K | 2 | 6 | −$88.0K to $24.0K≈ | 2023-04-17 |
| ± net range spans zero | FIMKX | Fidelity Advisor Emerging Markets Fund Class I | Purchases $3K–$45K; sales $18K–$95K | 3 | 4 | −$92.0K to $27.0K≈ | 2023-04-17 |
| ± net range spans zero | WIW | Western Asset Inflation-Linked Opportunities & Inc | Purchases $7K–$105K; sales $19K–$110K | 7 | 5 | −$103K to $86.0K≈ | 2022-11-29 |
| ± net range spans zero | SH | ProShares Short S&P500 | Purchases $21K–$140K; sales $21K–$140K | 7 | 7 | −$119K to $119K≈ | 2022-10-05 |
| ± net range spans zero | HDGE | Ranger Equity Bear Bear ETF | Purchases $22K–$155K; sales $33K–$145K | 8 | 5 | −$123K to $122K≈ | 2023-12-14 |
| ± net range spans zero | PSQ | ProShares Short QQQ | Purchases $26K–$215K; sales $26K–$215K | 12 | 12 | −$189K to $189K≈ | 2023-10-20 |
| NET SELL | AAPL | Apple Inc | Purchases $3K–$45K; sales $83K–$245K | 3 | 6 | −$242K to −$38.0K net disposal≈ | 2024-03-07 |
1–20 of 285 tickers
Trading profile
VS SENATE MEDIAN · TICK = MEDIAN · 69 MEMBERS- median days between trade date and filing date, over rows that disclose both
- +20dfaster than chamber — median +28d
- machine-readable transaction rows per distinct source filing
- 12far above median — median 3.0
- 82%small-lot profile — median 59%
- 53%≈ chamber — median 49%
- 0%family accounts — median 27%
distinct default-view filings for this member, including paper (needs-OCR) filings that carry zero machine-readable rows: 150 · transactions: 1,531 · sum of statutory bucket bounds over the trailing 12 months — an interval, not an estimate of value: — · median days between trade date and filing date, over rows that disclose both: +20d · rows filed past the STOCK Act's 45-day window: 404
Medians are per member across the 69 Senate members with disclosed rows in this build — one observation each, so a high-volume filer does not become the chamber. Statistics describe the filing record, never intent.
Sector mix
taxonomy v1 · SIC as of 2026-10-01| Sector | Trades | Flow range |
|---|---|---|
| Manufacturing | 172 | $277K–$2.8M |
| Finance, Insurance, and Real Estate | 75 | $89K–$1.2M |
| Services | 36 | $36K–$540K |
| Transportation, Communications, Electric, Gas, and Sanitary Services | 24 | $24K–$360K |
| Mining | 23 | $23K–$345K |
| Retail Trade | 22 | $22K–$330K |
| Wholesale Trade | 4 | $4K–$60K |
| Construction | 2 | $2K–$30K |
| Agriculture, Forestry, and Fishing | 1 | $1K–$15K |
| no ticker disclosed coverage | 748 | $5.8M–$22.6M |
| ticker not resolved to an issuer coverage | 381 | $752K–$6.6M |
| issuer has no SIC on record coverage | 43 | $57K–$680K |
Sector comes from SEC EDGAR SIC codes through the site's own taxonomy; rows without a sector are listed as coverage, never folded into a sector.
All disclosed transactions
1,531 rows · filed date desc · as of 2026-10-01 13:54 UTC| Kind | Ticker | The asset as filed, without the parts that repeat the row: a trailing “(TICKER)” that is the row's ticker, the stock code “[ST]” when it is the row's type (“Stocks (including ADRs)” in the House Clerk's list of asset type codes), and a trailing “Common Stock” or “Ordinary Shares”. Any other code is shown as its words from that list; a code not on it keeps its brackets. A name that differs from the filing in any other way is a button: its note gives the text as filed. The filing itself is the exact record. | Filings under this member include transactions by spouse (SP), dependent children (DC), and joint accounts (JT) — the STOCK Act does not distinguish who directed a trade. Owner codes ↗ | Range | Amount range | Traded → Filed | Source |
|---|---|---|---|---|---|---|---|
| SELL | AY | Atlantica Yield Plc | SP (spouse-owned) | $1K–$15K | Traded → Filed +20d | ||
| SELL | — | US TREASURY BILL | SP (spouse-owned) | $50K–$100K | no ticker | Traded → Filed +33d | |
| SELL | — | US TREASURY BILL | SP (spouse-owned) | $50K–$100K | no ticker | Traded → Filed +33d | |
| SELL | — | US TREASURY BILL | SP (spouse-owned) | $50K–$100K | no ticker | Traded → Filed +33d | |
| SELL | — | US TREASURY BILL | SP (spouse-owned) | $15K–$50K | no ticker | Traded → Filed +33d | |
| SELL | — | UBS CONTINGENT AUTOCALL MET | SP (spouse-owned) | $15K–$50K | no ticker | Traded → Filed +15d | |
| BUY | — | US TREASURY BILL | SP (spouse-owned) | $50K–$100K | no ticker | Traded → Filed +14d | |
| SELL | — | US TREASURY BILL | SP (spouse-owned) | $50K–$100K | no ticker | Traded → Filed +18d | |
| SELL | — | US TREASURY BILL | SP (spouse-owned) | $50K–$100K | no ticker | Traded → Filed +18d | |
| SELL | — | US TREASURY BILL | SP (spouse-owned) | $100K–$250K | no ticker | Traded → Filed +18d | |
| SELL | — | US TREASURY BILL | SP (spouse-owned) | $15K–$50K | no ticker | Traded → Filed +18d | |
| BUY | — | US TREASURY BILL | SP (spouse-owned) | $15K–$50K | no ticker | Traded → Filed +19d | |
| BUY | — | US TREASURY BILL | SP (spouse-owned) | $50K–$100K | no ticker | Traded → Filed +19d | |
| BUY | — | US TREASURY BILL | SP (spouse-owned) | $50K–$100K | no ticker | Traded → Filed +19d | |
| BUY | TGT | Target Corp | SP (spouse-owned) | $1K–$15K | Traded → Filed +12d | ||
| SELL | PRF | Invesco FTSE RAFI US 1000 ETF | SP (spouse-owned) | $1K–$15K | Traded → Filed +18d | ||
| BUY | VIG | Vanguard Div Appreciation ETF | SP (spouse-owned) | $1K–$15K | Traded → Filed +18d | ||
| SELL | FDRR | Fidelity Dividend ETF For Rising Rates | partial · SP (partial sale, spouse-owned) | $1K–$15K | Traded → Filed +18d | ||
| BUY | VEA | Vanguard FTSE Developed Markets ETF | SP (spouse-owned) | $1K–$15K | Traded → Filed +18d | ||
| BUY | VEA | Vanguard FTSE Developed Markets ETF | SP (spouse-owned) | $1K–$15K | Traded → Filed +18d | ||
| SELL | EFAD | Proshares MSCI EAFE Dividend Growers ETF | SP (spouse-owned) | $1K–$15K | Traded → Filed +18d | ||
| SELL | EFAD | Proshares MSCI EAFE Dividend Growers ETF | SP (spouse-owned) | $1K–$15K | Traded → Filed +18d | ||
| BUY | COWZ | Pacer US Cash Cows 100 Index | SP (spouse-owned) | $1K–$15K | Traded → Filed +18d | ||
| BUY | ICOW | Pacer Developed Markets International Cash | SP (spouse-owned) | $1K–$15K | Traded → Filed +18d | ||
| BUY | CALF | Pacer US Small Cap Cash Cows 100 ETF | SP (spouse-owned) | $1K–$15K | Traded → Filed +19d | ||
| SELL | SMDV | ProShares Russell 2000 Dividend Growers ETF | SP (spouse-owned) | $1K–$15K | Traded → Filed +19d | ||
| BUY | SRVR | Pacer Benchmark Data & Infrastructure Real Estate | SP (spouse-owned) | $1K–$15K | Traded → Filed +20d | ||
| SELL | MOO | VanEck Agribusiness ETF | SP (spouse-owned) | $1K–$15K | Traded → Filed +20d | ||
| SELL | SBUX | Starbucks Corp | SP (spouse-owned) | $1K–$15K | Traded → Filed +25d | ||
| BUY | OXY | Occidental Petroleum Corp | SP (spouse-owned) | $1K–$15K | Traded → Filed +25d | ||
| SELL | TTE | TotalEnergies SE | SP (spouse-owned) | $1K–$15K | Traded → Filed +25d | ||
| BUY | EMR | Emerson Electric Company | SP (spouse-owned) | $1K–$15K | Traded → Filed +25d | ||
| SELL | ATKR | Atkore Inc | SP (spouse-owned) | $1K–$15K | Traded → Filed +25d | ||
| SELL | — | US TREASURY BILL | SP (spouse-owned) | $50K–$100K | no ticker | Traded → Filed +32d | |
| SELL | — | US TREASURY BILL | SP (spouse-owned) | $50K–$100K | no ticker | Traded → Filed +32d | |
| BUY | — | US TREASURY BILL | SP (spouse-owned) | $100K–$250K | no ticker | Traded → Filed +32d | |
| SELL | — | US TREASURY BILL | SP (spouse-owned) | $15K–$50K | no ticker | Traded → Filed +32d | |
| SELL | — | US TREASURY BILL | SP (spouse-owned) | $100K–$250K | no ticker | Traded → Filed +32d | |
| BUY | — | US TREASURY BILL | SP (spouse-owned) | $15K–$50K | no ticker | Traded → Filed +33d | |
| BUY | — | US TREASURY BILL | SP (spouse-owned) | $50K–$100K | no ticker | Traded → Filed +33d | |
| BUY | — | US TREASURY BILL | SP (spouse-owned) | $50K–$100K | no ticker | Traded → Filed +33d | |
| SELL | VLO | Valero Energy Corp | partial · SP (partial sale, spouse-owned) | $1K–$15K | Traded → Filed +19d | ||
| BUY | ENB | Enbridge Inc | SP (spouse-owned) | $1K–$15K | Traded → Filed +19d | ||
| SELL | — | JPM CONTINGENT AUTOCALL C | SP (spouse-owned) | $15K–$50K | no ticker | Traded → Filed +29d | |
| SELL | MOS | Mosaic Company | SP (spouse-owned) | $1K–$15K | Traded → Filed +1d | ||
| BUY | — | US TREASURY BILL | SP (spouse-owned) | $15K–$50K | no ticker | Traded → Filed +1d | |
| BUY | D | Dominion Energy Inc | SP (spouse-owned) | $1K–$15K | Traded → Filed +1d | ||
| BUY | — | US TREASURY BILL | SP (spouse-owned) | $1K–$15K | no ticker | Traded → Filed +1d | |
| BUY | — | US TREASURY BILL | SP (spouse-owned) | $1K–$15K | no ticker | Traded → Filed +1d | |
| BUY | NTR | Nutrien Ltd | SP (spouse-owned) | $1K–$15K | Traded → Filed +1d |
Each row is the latest version of its filing: an amendment replaces the original it supersedes, and the original stays in the published record. · what's excluded ↗
1–50 of 1,531 transactions
Filing history
SOURCE REPORTS · FILED ↓| Filed | Rows | Receipt |
|---|---|---|
| 2025-01-02 | 1 | |
| 2024-09-03 | 4 | |
| 2024-08-02 | 1 | |
| 2024-07-01 | 8 | |
| 2024-06-03 | 27 | |
| 2024-04-30 | 3 | |
| 2024-03-29 | 30 | |
| 2024-03-04 | 8 | |
| 2024-02-02 | 18 | |
| 2024-01-03 | 30 | |
| 2023-11-02 | 16 | |
| 2023-10-02 | 12 | |
| 2023-09-05 | 22 | |
| 2023-08-02 | 16 | |
| 2023-06-30 | 6 | |
| 2023-06-30 | 13 | |
| 2023-05-01 | 25 | |
| 2023-04-03 | 7 | |
| 2023-03-28 | 1 | |
| 2023-03-01 | 41 | |
| 2023-02-02 | 27 | |
| 2023-01-05 | 2 | |
| 2022-12-09 | 11 | |
| 2022-11-03 | 34 | |
| 2022-10-04 | 5 | |
| 2022-09-02 | 37 | |
| 2022-07-05 | 2 | |
| 2022-06-03 | 19 | |
| 2022-05-04 | 1 | |
| 2022-05-04 | 2 | |
| 2022-05-03 | 1 | |
| 2022-04-28 | 8 | |
| 2022-04-05 | 22 | |
| 2022-03-03 | 1 | |
| 2022-02-03 | 79 | |
| 2022-01-04 | 6 | |
| 2021-12-04 | 13 | |
| 2021-11-02 | 4 | |
| 2021-10-04 | 7 | |
| 2021-09-01 | 6 | |
| 2021-08-02 | 20 | |
| 2021-07-06 | 18 | |
| 2021-06-01 | 3 | |
| 2021-05-17 | 62 | |
| 2021-05-17 | 3 | |
| 2021-05-17 | 11 | |
| 2021-05-17 | 48 | |
| 2021-05-17 | 68 | |
| 2021-05-03 | 9 | |
| 2021-04-01 | 5 | |
| 2021-02-01 | 26 | |
| 2021-01-07 | 9 | |
| 2020-10-01 | 4 | |
| 2020-08-13 | 2 | |
| 2020-07-01 | 4 | |
| 2020-06-01 | 2 | |
| 2020-05-27 | 4 | |
| 2020-05-25 | 6 | |
| 2020-05-06 | 8 | |
| 2020-04-01 | 14 | |
| 2020-03-03 | 8 | |
| 2020-01-30 | 3 | |
| 2019-12-03 | 9 | |
| 2019-10-01 | 6 | |
| 2019-09-03 | 2 | |
| 2019-08-05 | 8 | |
| 2019-06-04 | 1 | |
| 2019-05-15 | 5 | |
| 2019-05-15 | 57 | |
| 2019-05-15 | 34 | |
| 2019-04-24 | 6 | |
| 2019-04-09 | 5 | |
| 2019-04-09 | 1 | |
| 2019-03-04 | 14 | |
| 2019-02-01 | 3 | |
| 2018-12-04 | 8 | |
| 2018-10-04 | 2 | |
| 2018-09-05 | 5 | |
| 2018-08-03 | 4 | |
| 2018-06-04 | 20 | |
| 2018-05-01 | 2 | |
| 2018-03-12 | 18 | |
| 2018-03-01 | 3 | |
| 2018-01-05 | 3 | |
| 2017-12-01 | 3 | |
| 2017-11-01 | 9 | |
| 2017-09-06 | 79 | |
| 2017-07-03 | 5 | |
| 2017-05-03 | 1 | |
| 2017-04-20 | 7 | |
| 2017-04-03 | 10 | |
| 2017-03-14 | 21 | |
| 2017-03-03 | 3 | |
| 2017-02-06 | 4 | |
| 2017-01-03 | 6 | |
| 2016-11-01 | 1 | |
| 2016-10-04 | 4 | |
| 2016-09-01 | 4 | |
| 2016-07-01 | 10 | |
| 2016-06-01 | 2 | |
| 2016-04-05 | 2 | |
| 2016-03-04 | 3 | |
| 2016-02-02 | 17 | |
| 2016-01-07 | 6 | |
| 2015-12-01 | 6 | |
| 2015-11-13 | 1 | |
| 2015-10-05 | 4 | |
| 2015-10-02 | 14 | |
| 2015-10-02 | 5 | |
| 2015-09-01 | 7 | |
| 2015-08-04 | 9 | |
| 2015-07-01 | 7 | |
| 2015-06-01 | 8 | |
| 2015-05-13 | 11 | |
| 2015-05-13 | 3 | |
| 2015-05-01 | 3 | |
| 2015-03-03 | 20 | |
| 2015-02-03 | 10 | |
| 2015-01-06 | 4 | |
| 2014-12-01 | 7 | |
| 2014-11-03 | 6 | |
| 2014-10-21 | 7 | |
| 2014-09-02 | 7 | |
| 2014-08-04 | 11 | |
| 2014-07-01 | 17 | |
| 2014-06-03 | 6 | |
| 2014-05-01 | 10 | |
| 2014-03-06 | 9 | |
| 2014-02-05 | 13 |
1–12 of 129 filings
Signals
window 2026-07-03 → 2026-10-01No signals for this member in the retained window — a computed answer over the rules on /signals, not an absence of coverage.
Paper filings — not machine-readable
These filings were submitted on paper. They are retained and counted — they appear in filing totals with zero transaction rows — but their contents are not yet machine-readable, and Public Filings does not hand-transcribe. The archived document is already the record.
| Filed | Status | Src |
|---|---|---|
| 2014-04-29 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2014-01-07 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2013-12-05 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2013-11-04 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2013-10-04 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2013-09-03 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2013-08-02 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2013-07-03 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2013-06-10 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2013-05-02 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2013-04-05 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2013-03-07 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2013-03-05 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2013-02-07 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2013-01-04 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2012-12-05 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2012-11-05 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2012-10-10 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2012-10-04 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2012-09-11 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2012-08-02 | paper filing — needs OCR retained and counted; zero machine-readable rows |
PLANNED annual holdings · 13F overlap
Recent disclosures and committee context
Largest recent disclosures
trailing 90d · lower boundNo rankable disclosures in the trailing 90 days.
Committees · jurisdiction overlap
membership snapshot 2026-10-01 · jurisdiction mapping v1No committee memberships on record in the snapshot.
No disclosed trades fall inside this member's committee jurisdictions as of their trade dates · 359 trades predate the membership snapshot's validity window and are unanswerable, not cleared.
A jurisdiction overlap is context, not an accusation: it establishes and implies no legal, ethical, or causal conflict. It states only that the issuer's sector falls within a committee this member sat on as of the trade date, per the sources and mapping versions shown.
Additional disclosure analysis
Most-disclosed tickers
trailing 24m| Ticker | Trades | flow range = sum of statutory bucket bounds — an interval, not an estimate of value; derived by Public Filings from the disclosed ranges·§ | Last |
|---|---|---|---|
| AY | 1 | $1K–$15K§ | 2024-12 |
Reporting window
Published 2026-10-01
Trade date and filing date are retained separately. Late and unparseable records stay identified in the data.
Holdings coverage
Annual holdings are not in this view
Periodic transaction reports do not establish a portfolio. Annual holdings and reconciliation require annual financial-disclosure records.